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Clinical and Translational Research

Elevated Myeloid: Plasmacytoid Dendritic Cell Ratio Associates With Late, but Not Early, Liver Rejection in Children Induced With Rabbit Anti-Human Thymocyte Globulin

Gupta, Ankit1; Ashokkumar, Chethan1; Ningappa, Mylarappa1; Sun, Qing1; Higgs, Brandon W.1; Snyder, Sara1; Zeevi, Adriana2; Thomson, Angus W.2; Mazariegos, George V.1; Sindhi, Rakesh1,3

Author Information
doi: 10.1097/TP.0b013e3181b11f12


Reduced cumulative exposure to immunosuppression is especially desirable in children receiving liver transplantation (LTx). In this population, delayed morbidity and mortality largely results from opportunistic infections and malignancies (1–4). Induction with rabbit anti-human thymocyte globulin (rATG, Genzyme, Cambridge, MA) reduces cumulative exposure to immunosuppression in many types of solid-organ transplant recipients, in part, by enabling steroid elimination and accelerating minimization of tacrolimus (5–8). However, clinical drug minimization may be accompanied by rebound episodes of acute cellular rejection (ACR). These episodes can reverse gains in adaptive alloimmunity because higher-dose immunosuppression is again required. To avoid these types of drug failures, novel diagnostic markers are needed to evaluate the risk of rejection at any given time. Most such markers remain research tools at best and are largely based on enumerating donor-specific cytotoxic T-cell function. Such assays require several days and comparatively larger blood samples (9–11).

Dendritic cells (DC) are uniquely well equipped, professional antigen-presenting cells derived from CD34+ hematopoietic stem cells, that can be easily measured in microliter quantities of peripheral blood (12, 13). DC can induce both immunity and tolerance among alloantigen- specific T cells (14, 15). Two major DC precursor subsets are present in the circulation. After transplantation, host CD11c+ myeloid DC (MDC) present donor antigen indirectly to recipient T cells and facilitate proinflammatory T-cell polarization, after migrating into the allograft (12). Less abundant CD123+ plasmacytoid DC (PDC) are the principal type-1 interferon-producing cells in the body and have been implicated in both the regulation of immunity and the induction of transplant tolerance (16, 17). Previous studies have been conducted in pediatric LTx during the course of drug minimization undertaken several years after LTx and in patients receiving different anti-rejection therapy (18). Several studies have extended these findings to other types of solid-organ transplant (13, 19, 20). However, it is not known whether DC subsets associate with liver rejection during the first 3 years after rATG induction, when the most aggressive reductions in immunosuppression are usually undertaken. Also, it is not known whether DC subsets may have a predictive role, which may guide safe reduction of immunosuppression in pediatric LTx recipients.

This study, conducted in 78 children with LTx after rATG induction, shows that an MDC:PDC ratio indicating a relative abundance of MDC is associated with rejection after the first post-LTx year, but not during the first year after LTx, when the lymphocyte-depleting effects of rATG are most pronounced.


Human Subjects

Research procedures were approved by the University of Pittsburgh Institutional Review Board. DC subsets were measured in 10 adult normal human subjects and in 78 nonconsecutive children, who received LTx after steroid-free tacrolimus and 5 mg/kg rATG (Genzyme, Cambridge, MA) as described (21). Target tacrolimus (formerly FK506 [FK]) whole blood concentration (FKWBC) was 12 to 15 ng/mL in the first month and 8 to 10 ng/mL after the third month. By the end of month 12, target FKWBC was 5 to 7 ng/mL as described (19). If ACR occurred, these targets were delayed by 3 to 6 months.

Assay Procedure

DC subsets were measured in 50 μL whole blood samples obtained for clinical surveillance of graft function. Flow cytometry identified DC as high human leukocyte antigen (HLA)-DR-positive (Fig. 1) and lineage 1 (LIN1=CD3, CD14, CD19, CD20 CD16, and CD56) negative peripheral blood leukocytes (PBL), using commercially available immunofluorescent monoclonal antibodies (BD Biosciences, San Jose, CA). The frequencies of HLA-DRhighCD11c+ (MDC) and HLA-DRhighCD123+ (PDC) (Fig. 1) were used to determine the MDC:PDC ratio. Absolute MDC and PDC numbers were calculated by multiplying the WBC count on the day of the experiment by the respective proportions of MDC and PDC in HLA-DRhigh, LIN1-negative PBL.

Flow cytometry gating strategy shows derivation of CD11c+ MDC and CD123+ PDC, from HLA-DRhigh lineage negative (Lin−) peripheral blood leukocytes in a rejector and nonrejector after liver transplantation with rabbit anti-human thymocyte globulin.

Single measurements were obtained in the 10 normal human subjects and in 48 of 78 children with LTx between 1 and 3 years after LTx. In this cross-sectional cohort, 22 of 48 children were classified as rejectors because they exhibited ACR on biopsies conducted within 60 days of DC subset analysis. In the remaining 30 of 78 children, multiple sequential measurements were made before LTx (pre-LTx) and at 1 to 60, 61 to 200, and 201 to 400 days after LTx, to evaluate longitudinal changes in DC subsets. In this longitudinal cohort, 13 of 30 children were classified as rejectors, because they experienced biopsy-proven ACR within 60 days of LTx, and because all subsets were measured within 60 days of biopsy.

Statistical Techniques

Longitudinal observations made at the four time points, pre-LTx, and at 1 to 60, 61 to 200, and 201 to 400 days post-LTx were compared between rejectors and nonrejectors for MDC and PDC frequencies and absolute counts and the MDC:PDC ratio using the Student’s t test. The cross-sectional cohort was divided into a screening cohort of 30 randomly chosen subjects. In the screening cohort, the association between rejection outcome and each subset and the ratio was defined by logistic regression, after incorporation of five covariates: age, gender, race, time from LTx, and FKWB. Next, leave-one-out cross-validation (LOO-CV) tested the model performance, and receiver operating characteristic (ROC) analysis of 30 thresholds from LOO-CV analyses was used to derive a final threshold for the DC parameter, best associated with rejector status. Finally, model predictions were compared with known clinical outcomes or biopsy results in the 18 remaining cross-sectional subjects, and at each time point in the longitudinal cohort, to test whether sensitivity and specificity observed in the screening cohort were replicated.


Rejectors (n=35) were similar to nonrejectors (n=43) in general demographics (Table 1). The primary diagnoses leading to LTx in the 78 children are summarized in Supplemental Table 1 (see Table, Supplemental Digital Content 1, and were not different between groups.

Summary of general demographics in rejectors and nonrejectors

Clinical Course

Patient and graft survival was 48/48 (100%) and 46/48 (95.83%), respectively, in the cross-sectional cohort (n=48). In the longitudinal cohort (n=30), patient and graft survival was 30/30 (100%) and 28/30 (93%), respectively. Of the four graft failures in the total subject population of 78 patients, two grafts were lost because of primary nonfunction and two because of vascular thrombosis. All failed grafts were retransplanted successfully. All ACR episodes were steroid responsive. There were no significant differences between rejectors and nonrejectors in primary diagnoses leading to LTx.

Pre-LTx DC subsets and ratios were not different when normal controls (n=10) were compared with rejectors (n=13) and nonrejectors (n=17) in the longitudinal cohort. MDC frequencies were (45.85±7.53 vs. 37.30±4.92 vs. 46.40±5.43%, respectively, P=NS); PDC frequencies were (42.25±7.77 vs. 42.90±5.01 vs. 30.30±3.79%, P=NS); and the MDC:PDC ratio was (1.13±1.36 vs. 0.91±1.87 vs. 1.40±0.41, P=NS).

The MDC: PDC ratio is higher in rejectors because of a relative excess of MDC and a significant decrease in PDC. In the cross-sectional cohort, rejectors who were monitored within 60 days of biopsy-proven ACR, demonstrated significantly higher MDC:PDC ratio, likely because of significantly lower frequencies of PDC and higher frequencies of MDC, when compared with nonrejectors (Table 2). This finding is also mirrored in rejectors in the longitudinal cohort. The MDC:PDC ratio was numerically higher during the 1- to 60-day time period among rejectors when compared with nonrejectors (Fig. 2) (see Table, Supplemental Digital Content 2, Significantly higher PDC frequencies and numerically higher absolute counts (Fig. 2) (see Table, Supplemental Digital Content 3, were observed in nonrejectors in the longitudinal cohort during this time period. The 1- to 60-day time period also corresponds to the period of highest risk of ACR, in which ACR was diagnosed by biopsy within 60 days of DC subset monitoring. Therefore, the conditions under which rejectors were assayed at 1 to 60 days in the longitudinal cohort approximated most closely to the conditions under which rejectors were assayed in the cross-sectional cohort in whom outcome-specific differences in DC subsets were first observed.

In the cross-sectional cohort, the MDC:PDC ratio was significantly higher in rejectors (n=22) and was accompanied by significantly lower frequencies of PDC and higher frequencies of MDC when compared with nonrejectors (n=26)
Longitudinal changes in dendritic cells subset frequencies, absolute counts, and the myeloid CD11c+ DC:plasmacytoid CD123+ DC ratio in rejectors and nonrejectors. Also shown are mean frequencies in 10 normal adult human subjects. (a) MDC:PCD ratio; (b) MDC %; (c) PDC %; (d) MDC cells/μL; (e) PDC cells/μL.

The MDC:PDC ratio associates with rejector status in the cross-sectional cohort but has reduced sensitivity in the longitudinal cohort. The most parsimonious logistic regression model was calculated using exhaustive backward and forward stepwise selection of MDC and PDC frequencies, and the MDC:PDC ratio as independent variables, and rejector status as the dependent variable across 30 cross-sectional observations. The optimal model was built with MDC:PDC ratio alone. We then assessed five covariates, which could contribute confounding effects—age, race, gender, time after transplant, and tacrolimus whole blood level (FKWBC). In additional stepwise model selection, only two covariates were tested with the original three independent variables at any given time to avoid model saturation. The optimal model was once again built with the MDC:PDC ratio alone. Clinical status and assay results of all subjects in the screening and replication cohorts, who were biopsied, are summarized in Table 3. The biopsied cohort included 22 rejectors and four of 26 nonrejectors. To obtain a realistic measure of model performance, LOO-CV was performed using MDC:PDC ratio as the single predictor of rejector status on these 30 observations. Using the threshold ratio obtained after each observation drop in LOO-CV, the median was calculated for use as the threshold IR for this cell type. ROC analysis confirmed this threshold ratio of 1.78 for MDC:PDC ratio as the one at or above which rejector status is predicted (Table 4).

Summary of assay predictions based on the MDC:PDC ratio, and corresponding biopsy result for 26 children in the cross-sectional cohort, in whom biopsy results were available
Performance of the threshold MDC:PDC ratio ≥1.78, which predicts rejectors status, in the screening (n=30) and validation (n=18) cross-sectional cohorts

The threshold MDC:PDC ratio more than or equal to 1.78 was met in 10 of 13 rejectors (sensitivity 76.9%), whereas the ratio was less than 1.78 in 15 of 17 nonrejectors (specificity 88.2%) in the cross-sectional screening cohort. In the cross-sectional replication cohort, the threshold MDC:PDC ratio more than or equal to 1.78 was met in eight of nine rejectors (sensitivity 88.8%), whereas the ratio was less than 1.78 in seven of nine nonrejectors (specificity 78.8%; Table 4). During the 1- to 60-day time period in the longitudinal cohort, the threshold MDC:PDC ratio more than or equal to 1.78 was met in four of 13 rejectors (sensitivity 30.76%), whereas the ratio was less than 1.78 in 10 of 16 nonrejectors (specificity 62.50%).

Logistic regression models built exclusively with 1- to 60-day data from the longitudinal cohort, failed to show any association between rejection outcomes and DC subsets.

Tacrolimus is associated with reduced PDC frequencies during the late postLTx period, but not early after LTx. We asked if DC subsets failed to achieve comparable sensitivity and specificity in the longitudinal cohorts because of differential effects of immunosuppressants such as tacrolimus, on DC subsets. It must be noted that higher FKWB targets of roughly 10 ng/mL were used during days 1 to 60 after LTx. Also, FKWB were not significantly different between rejectors and nonrejectors. FKWB were maintained within a lower range in the cross-sectional cohort, especially among nonrejectors. A significant negative correlation was seen between FKWB and PDC frequencies in the cross-sectional cohort (Spearman r=−0.370, P=0.005; see Figure, Supplemental Digital Content 4,, but not in the 1- to 60-day time period in the longitudinal cohort.


Our study represents the first characterization of DC subsets in children with LTx, who have been uniformly immunosuppressed with the lymphocyte depleting agent rATG and steroid-free tacrolimus monotherapy. Several findings are noteworthy. First, we show a significant association between rejection outcomes, and an elevated MDC:PDC ratio during the later post-LTx period using screening/replication testing. This increase likely occurs due to higher absolute MDC counts among rejectors, as seen in the longitudinal cohort. Second, we define an MDC:PDC threshold ratio of 1.78, at or above which rejectors can be distinguished from nonrejectors. Previous work from our center has shown significant differences in the DC ratio between rejectors and nonrejectors among children with LTx (18). Third, we find that of the two DC subsets, PDC frequencies show larger differences between rejectors and nonrejectors in either cohort, cross- sectional or longitudinal. These findings reproduce those seen previously, whereby PDC frequencies in nonrejecting children with LTx normalized toward baseline values seen in normal controls (18). These previous studies were performed an average of 4 years after LTx in children who did not receive lymphocyte-depleting induction therapy. Therefore, the relationship between DC subsets and transplant outcomes in rATG-induced children suggests a generic utility for DC subset analysis in different types of immunosuppressive regimens.

The lack of a clear association between DC subsets and rejection outcome during the early risk period for LTx rejection is puzzling, compared with the association with rejection, during the 1 to 3 year time period after LTx. We therefore sought confounding relationships between DC subsets and immunosuppressants, exemplified by tacrolimus. We did so because tacrolimus whole blood concentrations (FKWB) are maintained in a narrow range early after LTx and are similar in the two outcome groups (mean±SD: nonrejector 9.35±3.8 vs. rejector 12.2±5.7 ng/mL, P=NS). During the 1- to 3-year time period, significantly higher FKWB were seen among rejectors when compared with nonrejectors. We find that FKWB potentially lowers PDC frequencies, but not MDC frequencies during the 1- to 3-year period after LTx. No such effect is observed during the early 1 to 60 days after LTx period. This apparent relative resistance of DC to a potential effect of tacrolimus early after LTx may have several explanations. First, it is possible that the smaller cohort and narrow range of FKWB during the early post-LTx period may have masked the significance of any relationships between drug levels and DC subsets. Second, rejection-related changes in DC subsets may have been blunted by variable reconstitution kinetics of MDC and PDC after rATG-induced depletion, or due to an altered sensitivity of reconstituted DC to tacrolimus. It is known that the polyclonal rATG has antibody specificities toward many antigens expressed by PBL, some of which are expressed on DC, for example HLA-DR (22). It is also known that rATG may render several types of PBL refractory to mitogen stimulation (23).

Our findings add to the relatively scant literature on DC subsets in LTx, by identifying conditions under which DC monitoring may have clinical utility after polyclonal lymphocyte depletion. Our findings also show fundamental differences with previous observations. For example, in a cardiac transplant population, MDC decreased immediately before cardiac allograft rejection, which occurred after induction with multiple doses of polyclonal antilymphocyte antibodies, and maintenance immunosuppression with multiple drugs including steroids (20). In our subject population, a relative excess of MDC was seen at times corresponding to early and late rejection, likely because limited doses of rATG were used for lymphocyte depletion, and because maintenance immunosuppression consisted only of tacrolimus monotherapy. One way to reconcile these differences would be to evaluate the kinetics of DC reconstitution after varying doses of induction therapy. These studies are being initiated at our center.


The authors thank Ms. Dale Zecca for manuscript preparation.


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Dendritic cell subsets; Liver transplantation; Pediatric; Anti-thymocyte globulin

Supplemental Digital Content

© 2009 Lippincott Williams & Wilkins, Inc.