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Editorials and Perspectives: Overview

The Immunobiology of Corneal Transplantation

Williams, Keryn A.; Coster, Douglas J.

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doi: 10.1097/01.tp.0000285489.91595.13
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Abstract

Just over 100 years ago, Zirm reported the first successful human corneal allograft (1). Corneal transplantation is now widely practiced and is sight-restorative in those with congenital or acquired corneal opacification, disease, or damage. Dozens of eye banks now preserve donor human corneas for periods of 1 to 4 weeks (2). The number of corneal transplants carried out worldwide is unknown, but anecdotal reports suggest that more than 60,000 procedures are performed per annum (at least 35,000 in North America, 16,000 in Europe, 10,000 in India, and 1,250 in Australasia). In most countries, the major indications for corneal transplantation include keratoconus (a thinning and warping of the cornea that results in distorted vision), bullous keratopathy (corneal edema that results in pain and poor vision), failed previous graft, corneal scarring, corneal dystrophy, and infection, with the relative proportions differing in different geographic locations and tending to fluctuate over time.

Most corneal transplantation is penetrating; that is, the full thickness of the cornea is replaced (Fig. 1A, B). Lamellar (partial thickness) grafts are also performed and this surgical technique, in particular, has evolved over recent years (3). Although lamellar grafts were once performed mostly for pterygium (a benign growth from the conjunctiva that may encroach on the cornea), modified procedures are now applied to cases that used to be treated by penetrating keratoplasty. Deep anterior lamellar keratoplasty (4), in which the recipient's own corneal endothelial cell monolayer (Fig. 1C) is retained, is increasingly being used for keratoconus and anterior corneal scarring. Endothelial cell transplantation (5), in which the anterior portion of the host cornea including the ocular surface is retained but the posterior portion including the corneal endothelium is replaced, is now being used for Fuchs' endothelial dystrophy (an adult-onset dystrophy caused by corneal endothelial cell dysfunction) and bullous keratopathy.

F1-2
FIGURE 1.:
The normal human cornea. (A) Diagrammatic representation of a human eye in cross-section. In corneal transplantation, a full or partial-thickness disc of central cornea is generally replaced. (B) Histology of human cornea, stained with H&E. The corneal endothelial monolayer (arrowed) pumps water from the corneal stroma, thereby maintaining corneal clarity. Image provided by Dr. S. Klebe. (C) Silver-stained flat-mount of the human corneal endothelial cell monolayer, shown en face. Human endothelial cells are postmitotic and have little, if any, replicative capacity.

Outcomes of Corneal Transplantation in Humans

Corneal transplants are considered to be immune-privileged (6) and are widely held to enjoy an enviably high success rate. Certainly the early outcomes of corneal allotransplantation are typically excellent, and graft survival figures of 90% at 1 year after surgery are not uncommon. This apparent success often stands in stark contrast to graft survival figures for vascularized organ grafts, which are seldom so high at 1 year. Closer inspection of corneal transplant registry data (7), however, tells a different story. Kaplan-Meier survival of penetrating corneal allografts at 15 years is 55% (Fig. 2A). The kinetics of corneal graft failure are different from those of many vascularized organ grafts, where many failures occur within the first year posttransplant. For corneal grafts, the attrition rate is typically slow but inexorable.

F2-2
FIGURE 2.:
Clinical corneal graft outcomes. (A) Kaplan-Meier plots of human clinical corneal allograft survival, showing Registry data for penetrating and lamellar corneal grafts separately. Numbers on the plots indicate the number of grafts initially at risk. (B) Desired outcomes of corneal transplantation, as specified by the surgeon at the time of transplantation. Most grafts are performed on an elective basis, to improve vision. Others are performed to relieve pain, to improve vision and to relieve pain, for structural repair (tectonic grafts), to improve cosmesis, and for various other combinations of these reasons. All data are from the Australian Corneal Graft Registry 2007, with permission.

Corneal transplantation is performed to improve vision, to reduce pain, for structural repair, and very occasionally to improve cosmesis (Fig. 2B). A satisfactory visual outcome after corneal transplantation clearly depends upon long-term graft survival, which in turn depends upon the indication for transplantation. For patients with keratoconus or a corneal dystrophy, where the cornea is noninflamed and avascular, penetrating graft survival rates of 90% at 10 years postoperatively are common (Fig. 3). For patients suffering the sequelae of inflammation of the anterior segment of the eye, graft survival rates are much poorer (7). For penetrating keratoplasty at least, minor differences in surgical technique do not significantly affect outcomes (8), although comorbidities including cataract, refractive errors, or retinal dysfunction may limit the visual potential of an eye with a transparent corneal graft. However, the majority of clinical studies have shown that irreversible rejection is the most important cause of corneal graft failure (9), despite the immune-privileged status of the cornea and anterior segment of the eye.

F3-2
FIGURE 3.:
Kaplan-Meier corneal allograft survival, stratified according to indication for transplantation. The plots show survival of first penetrating grafts for keratoconus, compared with survival of all other penetrating grafts. Numbers indicate the numbers of grafts initially at risk. Data from the Australian Corneal Graft Registry 2007, with permission.

Corneal Immune Privilege

The mechanisms that underlie the immune privilege of the normal cornea have been reviewed elsewhere (6, 10). These mechanisms include weak expression of major histocompatibility complex (MHC) antigens on corneal cells, the expression of Fas ligand by the cornea, the relative dearth of mature antigen-presenting cells within the cornea, and the presence of immunomodulating molecules in the anterior chamber fluid that bathes the posterior surface of the cornea. Immune privilege of the cornea is relative, however, and is readily subverted by inflammation, which predisposes a corneal graft to rejection.

Corneal Allograft Rejection

Much of our understanding of the immunobiology of corneal allograft rejection has been gained from studies of orthotopic corneal transplantation in experimental animals (Fig. 4). Two of the first species to be used were the rabbit (11) (Fig. 4A) and the domestic cat (12) (Fig. 4B). In both, corneal graft rejection looks similar to the corresponding process in humans (Fig. 4C–E); in particular so-called rejection lines, which are accumulations of leukocytes, are frequently observed in rabbits (Fig. 4A). However, neovascularization and inflammation must often be induced in the grafted eye, or the recipient must be systemically sensitized to the donor, before rejection will occur. These models, despite being outbred, are generally low-risk. More recently, the sheep has proved to be an excellent outbred model species, in which rejection reliably occurs without the need for additional manipulation (Fig. 4F), probably because the normal sheep cornea is slightly vascularized (13). The development of orthotopic corneal transplantation in small rodents such as the rat (14) and mouse (15) was a useful advance (Fig. 4G), but the anatomy and physiology of the rodent eye are not entirely comparable with those of the human eye. In particular, the lens occupies a proportionally much larger volume of the rodent eye (Fig. 4H), and the corneal endothelium in rodents is replicative (16), unlike human corneal endothelium which is postmitotic. Lymphatic drainage pathways may also be different. Nevertheless, the availability of inbred, transgenic, and gene-targeted strains of rodent has provided important information on the mechanisms of corneal graft rejection.

F4-2
FIGURE 4.:
Montage of orthotopic penetrating corneal transplants in different species. (A) Rejecting corneal graft in a rabbit: Rose Bengal has been instilled into the tear film to identify an epithelial “rejection line” (arrowed). (B) Transparent corneal graft in a cat. (C) Transparent human corneal graft. (D) Human corneal graft undergoing acute rejection: note the spreading edema, loss of clarity and presence of leukocytes on the corneal endothelium. (E) Human cornea graft that has failed from rejection. (F) Rejecting corneal graft in a sheep, showing neovascularization of the graft and corneal edema. (G) Transparent corneal isograft in an inbred rat: the vessels are present in the iris. (H) Enucleated rat eye showing the shallow anterior chamber and relatively large lens (arrowed). (I) Failed corneal concordant xenograft (guinea pig to rat) on day 3 after transplantation.

Sensitization to Cornea-Derived Antigen: Antigen-Presenting Cells in the Anterior Segment

There are several anatomically-distinct groups of antigen-presenting cell (APC) in the anterior segment of the eye. One group, located within the iris and the trabecular meshwork, consists of macrophages and MHC class II+ dendritic cells (17). These cells are ideally positioned to capture soluble antigen shed from the endothelium of a corneal graft. Macrophages in the iris and ciliary body have been shown to capture and internalize soluble antigen introduced into the anterior chamber, and iris macrophages are capable of stimulating primed T cells and play a role in local antigen presentation during secondary responses (18, 19). Cells in the suprachoroidal space and around limbal-episcleral vessels trap antigen leaving the eye through aqueous drainage pathways (20). However, substantial amounts of soluble antigen leave the eye in soluble form (20). Resident APCs lining the anterior chamber may process antigens in the immunomodulatory milieu of the anterior chamber fluid, resulting in suppression or anergy, rather than induction of antigen-specific immunity. These APCs do not appear to migrate to regional lymph nodes (21). Foreign antigen introduced into the anterior chamber elicits systemic, antigen-specific suppression of delayed-type hypersensitivity responses, a phenomenon called anterior chamber-associated immune deviation, or ACAID (22). However, classical ACAID is an active regulatory process that requires time to develop, and that appears to be insufficient to prevent active sensitization to corneal alloantigen (23).

Another group of MHC class II+ APCs is located in the conjunctiva and cornea. These APCs exhibit site-specific variation in surface phenotype and density (24–26), and tend to be CD1−(27). Resident CD45+, MHC class II-low APCs have also been discovered in the central murine cornea (28). When transgenic corneas expressing green fluorescent protein (GFP) were transplanted orthotopically into wild-type mice, GFP+ cells were detected in the superficial cervical lymph nodes within 6 hr, and were shown to possess some allostimulatory capacity after maturation (29). These APCs were considered to be immature dendritic cells. Independent confirmation of the presence of a network of CD45+, MHC class II-low APCs in the murine central cornea has been provided from another laboratory, but the phenotype of the cells was reported as being more consistent with an origin in the macrophage lineage (30). Conjunctival and corneal APCs do not encounter antigen in an immunomodulatory environment and are thus likely to direct T cell responses towards rejection.

Presentation of Cornea-Derived Alloantigen

Where does presentation of cornea-derived alloantigen occur? Options include within the cornea itself, in surrounding tissues including the conjunctiva and ocular environs, in locoregional lymph nodes or in more distant secondary lymphoid tissue. Given that APC-T cell interactions in general occur within organized secondary lymphoid tissue, the question may validly be raised as to why the issue even merits consideration. The reason is that immunologists and anatomists have long held that there is no lymphatic drainage of the cornea or the anterior segment. Indeed, the immune privilege ascribed to the cornea has often been attributed to its avascularity and lack of lymphatics (31, 32). However, anterior segment inflammation is a potent trigger for corneal neovascularization, and it has become clear that lymphatic vessels expressing LYVE-1 can also invade inflamed corneas (33). Whether these new capillaries and lymphatics provide a functional conduit for ingress of recipient APCs and other leukocytes into a cornea, or egress of soluble or cell-bound alloantigen from the cornea, is not clear.

As well as containing resident APCs, the conjunctiva also contains conjunctiva-associated lymphoid tissue, or CALT (34, 35). As early as 3 days after surgery, rats bearing corneal grafts develop organized lymphoid aggregates within the conjunctiva, in which antigen presentation and T cell proliferation may occur (36). Interestingly, there has been at least one report that foreign antigen applied directly to the conjunctiva leads to T cell anergy rather than sensitization (37). Some local antigen presentation within the ocular environs, if not within the conjunctiva, is suggested by the finding that expression of recombinant CTLA4-Ig and some cytokines including interleukin (IL)-10 by corneal endothelium can prolong corneal graft survival (38, 39). However, some antigen released from the cornea appears later in superficial cervical lymph nodes (40), and the number of T cells increases in these nodes after corneal transplantation (41). Other evidence implicates presentation in submandibular lymph nodes after antigen injection into the posterior chamber of the eye (42), or after corneal transplantation (43). The loco-regional lymph nodes that may be involved in antigen presentation in the human are unknown.

The preceding discussion has been predicated on the implicit assumption that cornea-derived alloantigens are either captured by APC within the anterior segment or leave the eye in soluble form, and are thereafter presented by the indirect pathway. Indirect presentation is certainly important in the immune response to a corneal graft. The presence of APC in an avascular recipient cornea prior to corneal transplantation is enough to erode immune privilege (44), presumably by triggering indirect alloantigen presentation. Furthermore, once the recipient's APC have migrated into the cornea, they tend to remain and thereafter exert a continuing negative influence on corneal graft survival (45). However, the direct pathway also operates: corneal grafts that contain many donor-derived APC as passenger cells exhibit a higher risk of rejection than grafts with fewer APC (46). Thus, depending upon the state of the graft bed and the degree of major and minor histocompatibility antigen disparity involved, both direct and indirect antigen presentation appear to be involved in the sensitization phase to foreign alloantigens displayed by a corneal graft (47).

Effector Mechanisms in Corneal Graft Rejection

Multiple and redundant mechanisms operate in the effector phase of corneal graft rejection. A substantial literature over several decades has implicated a cell-mediated response as being of primary importance (48, 49). The CD4+ T cell controls the response to a corneal allograft (50–52), but the inflammatory infiltrate in a rejecting graft is heterogeneous. Acutely-rejecting histoincompatible corneal grafts become infiltrated with CD4+ T cells, macrophages, CD8+ T cells, natural killer (NK) cells and neutrophils (53–57). No particular difference in the composition of the infiltrate is apparent among different species including the human, except that atopic corneal graft recipients are reported to show significantly more eosinophils than do patients without a history of atopy (58).

Corneal neovascularization and lymphangiogenesis are also implicated in rejection (59). Corneal allograft rejection in both humans (60) and experimental animals (61) is associated with local production of a similar array of chemokines and pro-inflammatory cytokines within the cornea and anterior chamber fluid, and some cell death probably results from the actions of tumor necrosis factor (TNF)-α and interferon (IFN)-γ, as well as from the local release of toxic products such as nitric oxide. Reactive nitrogen species have been shown to be associated with inflammation within the eye (62), and inhibition of inducible nitric oxide synthase can prolong corneal graft survival in mice (63).

Corneal cells express mRNA for the apoptosis-related molecules Fas ligand, Bax, Bcl-2, and ICE (64), and T cells infiltrating the anterior segment of the eye rapidly become apoptotic through ligation of their Fas receptors by constitutively-expressed FasL (65, 66). Whether or not the cornea expresses Fas is controversial (64, 66). The reality is that despite expression of Fas ligand, corneal allografts are still damaged by the rejection response in both humans (10) and in wild-type experimental animals (67). One possibility is that infiltrating cytotoxic T lymphocytes and NK cells can kill corneal cells through the cytotoxic granule-mediated pathway (68) before they themselves die. Corneal graft rejection occurs readily in beta 2-microglobulin (69) and perforin (53) knockout mice, suggesting that CD8+ T cells are not obligatory for rejection, but nevertheless CD8+ T cells are clearly capable of mediating corneal graft damage (70, 71).

Donor-specific alloantibodies and complement can also cause damage to a corneal allograft, but immunoglobulin (Ig) G1 alloantibodies are not always produced in response to a histoincompatible graft and are not essential for graft rejection (72–74). Clinically, cross-matching for corneal allotransplantation is seldom performed.

Role of Histocompatibility Antigen Matching in Corneal Transplantation

Human leukocyte antigen (HLA) matching for corneal transplantation is carried out routinely in relatively few centers, based predominantly in Europe. HLA determinants are weakly expressed on normal corneal tissue, but expression can be upregulated by the actions of pro-inflammatory cytokines, including those produced during a rejection episode. While some early studies (75–77) showed a beneficial effect of HLA matching in patients considered to be at high risk of corneal graft rejection, two large, prospective randomized trials found either no significant effect, or a slight adverse effect of matching (78, 79). More recent studies from Europe in which modern molecular methods of typing were used showed a clear beneficial effect of HLA matching in high-risk patients (80, 81). A randomized, multicenter trial of the influence of matching in corneal transplantation is now being performed in Bristol. All of the typing is being performed by molecular methods and an interim analysis on 800 transplants is expected in late 2007 (Armitage, personal communication).

There has been at least one report that ABO matching improves corneal graft survival in high-risk patients (78). More recently, matching for the H-Y minor histocompatibility antigen has also been shown to improve human corneal graft survival (82). The evidence from animal models certainly supports a role for minor transplantation antigens being important in the immune response to a corneal graft (83).

Immunosuppression for Corneal Transplantation

Developments in immunosuppressive regimens for clinical corneal transplantation have recently been reviewed elsewhere (84). Topical immunosuppression is the method of choice for delivery of immunosuppressive drugs to a corneal graft. Virtually all patients who receive a corneal graft are treated for periods of months or years with topical glucocorticosteroids, according to widely differing protocols (85–88). Corticosteroids with a beta-hydroxy group at position 11 of one carbon ring are readily absorbed across the ocular surface and high levels can be achieved in the anterior chamber. Prednisolone is the most commonly used of the available corticosteroids, but some ophthalmologists also use a “soft” steroid such as loteprednol etabonate (88). The calcineurin inhibitors and other hydrophobic immunosuppressive drugs are poorly absorbed through the cornea, and need to be carefully formulated for satisfactory ocular absorption. The evidence for their efficacy in prolonging corneal survival when delivered topically is weak in both experimental and clinical studies (89–91).

Systemic immunosuppression with corticosteroids has been used to reverse ongoing corneal graft rejection episodes in some high-risk patients (92). Other systemic immunosuppressants are occasionally administered on a prophylactic basis in very high-risk patients, especially those with salvageable vision in only one eye, but morbidities may outweigh any improvement in graft survival (93–97). A possible exception is rapamycin, which is showing some promise in early clinical studies (98).

Monoclonal antibodies and other biologics are not used routinely in corneal transplantation, but may be useful for both prophylaxis and for rescue after graft rejection (reviewed in [99, 84]). CAMPATH-1H, in particular, has been shown to be effective in rescuing corneal grafts undergoing acute rejection. Intact antibody molecules do not pass through the ocular surface when delivered topically, although antibody fragments will do so, provided they are appropriately formulated (100).

The evidence-base favoring the use of one immunosuppressive drug regimen over another for the prophylaxis and treatment of corneal allograft rejection is poor. This uncertainty over best practice is reflected in the great diversity of immunosuppressive protocols in widespread use for corneal transplantation.

Gene Therapy for Corneal Transplantation

The postmitotic corneal endothelium is the most important target for the allograft response because once damaged, it cannot be replaced by the host. Gene therapy directed at the corneal endothelium or the eyelids has been shown to prolong corneal allograft survival in mice, rats, rabbits and sheep (101, 102). Those studies that have demonstrated significant prolongation of corneal allograft survival thus far have been performed with replication- deficient adenoviral or lentiviral vectors. Nonviral vectors have improved markedly in efficiency (103) but do not provide long-term gene expression. Therapeutic transgenes that have been shown to prolong corneal allograft survival in animal models have included interleukin 10, the p40 subunit of interleukin 12, interleukin 4, the TNFα receptor, endostatin-kringle 5 fusion protein, soluble CTLA4 or CTLA4-Ig, indoleamine 2,3-dioxygenase and nerve growth factor (102, 104, 105).

CONCLUSIONS

The long-term outcomes of corneal transplantation are no better than those for vascularized organ transplantation, and irreversible rejection remains the most frequent cause of graft failure. New lamellar procedures such as deep anterior lamellar keratoplasty, designed to retain more of the recipient's own cornea and thereby decrease foreign antigen load, may help to reduce the incidence of rejection but long-term outcome data are not yet available. Other strategies to decrease the incidence of corneal graft rejection include matching for both major and minor histocompatibility antigens. Topical glucocorticosteroids remain the mainstay of immunosuppression for human corneal transplantation, but are used in a bewildering array of different protocols. The new biologics and novel approaches such as gene therapy show promise in experimental models, but have yet to be tested systematically in humans.

ACKNOWLEDGMENTS

The photographic expertise of Dr. E. Sherrard, Mr. L. Emerson, Mrs. A. Chappell, and Mr. D. Summerhayes is gratefully acknowledged. The authors thank Mr. D. Jones for the artwork.

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Keywords:

Corneal transplantation; Rejection; Tissue matching; Immunosuppression

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