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Clark, Jessica A.; Coopersmith, Craig M.

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doi: 10.1097/shk.0b013e31805569df
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The gut was first described as the "motor" of multiple organ failure by Carrico et al. (1) at a 1985 panel discussion of the Surgical Infection Society. Their hypothesis was based upon evidence that commensal flora was overgrown and increasingly resistant in the intensive care unit setting, especially after antibiotic usage. Worsening gut barrier function was proposed to allow translocation of gut bacteria into the portal and systemic circulation where host defenses were already compromised, leading to propagation of disease. It is interesting to note that the gut was hypothesized to play a driving role in both sepsis and what was then termed "nonbacteremic clinical sepsis" 5 years before a consensus conference fully defined the terms sepsis, systemic inflammatory response syndrome (SIRS) and multiple organ dysfunction syndrome (MODS) (2).

In the ensuing years, numerous studies have further defined and redefined how the gut plays a role in the origin and propagation of critical illness. For example, Hassoun et al. (3) demonstrated that shock induces gut hypoperfusion, which in turn leads to intestinal reperfusion with production of proinflammatory mediators that can amplify the SIRS response. Fink et al. (4-6) have demonstrated that epithelial tight junctions are compromised in critical illness, leading to increased permeability and persistent activation of systemic inflammation. Alverdy et al. (7) have demonstrated that interactions between host and bacterial pathogens lead to gut-derived sepsis, at least partially independent of the proinflammatory nature of bacteremia or of intestinal permeability changes. Souza et al. (8) have demonstrated that germ-free mice that entirely lack commensal bacteria have an improved survival rate after intestinal ischemia/reperfusion (I/R) compared with conventional animals. Deitch et al. (9) have demonstrated that toxic gut-derived substances enter the mesenteric lymph to cause lung damage. Ligating the lymph duct after hemorrhagic shock in a variety of species prevents distant injury from occurring in what is now called the gut-lymph hypothesis. Our group has demonstrated that gut epithelial apoptosis is elevated after sepsis. Prevention of sepsis-induced intestinal apoptosis by overexpression of the antiapoptotic protein Bcl-2 improves survival rate in multiple animal models of sepsis (10, 11).

The commonality in all of these studies is that some element of gut pathophysiology contributes to critical illness. However, it is striking that the mechanisms underlying how the gut acts as a "motor" in the origin or maintenance of critical illness vary widely between them. This has led us to conclude that, although there are multiple correct ways of understanding the role the intestine plays in propagating both SIRS and sepsis in isolation, each of these is incomplete. We believe that there is currently no unifying hypothesis that encompasses the diverse ways in which the gut influences outcome in critical illness. The purpose of this review is to suggest a new paradigm by viewing the gut as a three-way partnership between its epithelium, immune tissue, and commensal bacteria (Fig. 1). In this partnership, each element modifies the others via crosstalk, leading to a state where all components of the gut interact, and the integrated result of this crosstalk acts as a major determinant for survival in MODS. It should be noted that we recognize that crosstalk occurs between the gut and extraintestinal tissue. Although of clear physiologic significance, intestinal/extraintestinal crosstalk is beyond the scope of this review.

Fig. 1:
Crosstalk between the intestinal epithelium, immune system, and commensal bacteria is central to initiating the systemic inflammatory response. We hypothesize that the cumulative and integrated result of these multiple interactions is what makes the gut the "motor" of critical illness.


In broad terms, the gut is composed of three entities: the epithelium, the mucosal immune system, and the commensal flora (Fig. 2). These are each innervated by the enteric nervous system (described below), and each of these components interact in a complex ecosystem that is under constant surveillance and is tightly regulated (12).

Fig. 2:
The intestinal barrier. The epithelium, immune cells, and commensal bacteria work together to prevent invasion of potentially harmful substances.

The epithelium

The epithelium performs the digestive functions of the gastrointestinal tract. However, whereas the gut absorbs food necessary for host well-being, providing the gastrointestinal tract with food is simultaneously critical for intestinal integrity. This is highlighted by the observation that provision of enteral nutrition and specific nutrients such as glutamine in critical illness attenuates increased permeability seen in sepsis and SIRS (13). Additionally the epithelium functions as a barrier to protect against invasion of potentially harmful antigens. Enterocytes are also capable of producing cytokines after an inflammatory stimulus in the absence of bacteremia or translocation (14). However, there are no detectable differences in proinflammatory cytokine levels in systemic and portal blood after cecal ligation and puncture (CLP) in rats, suggesting the gut epithelium is not the major systemic source of proinflammatory cytokines during sepsis (15).

The mucosal surface of the gut represents the largest body surface in contact with the outside world (approximately 300 m2, roughly the area of a tennis court). The intestinal epithelium consists of a single layer of columnar epithelial cells that is constantly renewed from multipotent stem cells originating in the crypts of Lieberkühn. These stem cells give rise to four major epithelial lineages (16). Three of these-absorptive enterocytes, goblet cells, and enteroendocrine cells-migrate up the villus where they differentiate and die of apoptosis or are exfoliated whole into the lumen in a process that results in replacement of all cells every 3 to 5 days (17). In contrast, defensin-producing Paneth cells migrate downward over the course of 5 to 8 days to the crypt base where they reside for approximately 3 weeks. Specialized M cells are also present in the follicle-associated epithelia, which sample luminal antigens and are responsible for the induction of mucosal immunity (18). Each epithelial cell is in intimate contact with its neighbors, and the integrity of the layer is maintained by apical junctional complexes (19). Tight junctions are the most apical components of the complex and create a dynamic barrier to the paracellular movement of water, solutes, and immune cells (5, 20).

Both cellular proliferation and death are altered in the gut epithelium in critical illness. Proliferation is decreased in murine models of Pseudomonas aeruginosa pneumonia, acute lung injury, and endotoxemia induced by LPS injection when measured by 5-bromo-2′deoxyuridine labeling of S-phase cells (21-23). In contrast, proliferation is increased after CLP when measured by 3H thymidine incorporation (24). Both sepsis and noninfectious inflammation cause increased apoptosis in the gut epithelium in numerous animal models and in patient autopsy studies (outlined in detail below), and preventing epithelial apoptosis partially abrogates sepsis-induced decreases in proliferation (21).

The mucosal immune system

The mucosal immune system functions to (1) prevent pathogens from penetrating the epithelium; (2) prevent uptake of foreign antigens from a variety of sources, including commensal bacteria, food, and airborne or particulate matter; and (3) prevent pathologic immune responses against luminal antigens if they are successful in crossing mucosal barriers (25).

The gut-associated lymphoid tissue is the largest lymphatic organ in the body and is composed of four distinct compartments: Peyer patches, mesenteric lymph nodes, the lamina propria, and intraepithelial lymphocytes (IELs). Peyer patches are lymphoid follicles that come into contact with antigens from the gut lumen, acting as the inductive arm of gut immunity. Dendritic cells (DCs) and macrophages can then travel to the mesenteric lymph nodes and present antigen to T cells and induce B cell differentiation. Cells then hone to the lamina propria, which is the main effector portion of gut immunity via B cells and T cells (mostly CD4+). Additionally, DCs, macrophages, mast cells, and polymorphonuclear leukocytes assist in the lamina propria immune response. In the proximal small intestine, IELs are made up predominantly of γ-δ T cells, whereas in the ileum, lymphocytes on the basolateral side of enterocytes are predominantly CD8+ T cells (26, 27). The role of IELs in host defense is less well understood than other portions of gut immunity, but γ-δ T cell knockout animals have increased early mortality after sepsis, which is felt to be due, in part, to alterations in IELs (28).

Critical illness has a profound effect upon the number of cells in the mucosal immune system. After I/R, recoverable lymphocytes from the lamina propria and intraepithelial space are present at only 20% to 30% of levels found in sham animals (29). Additionally, lymphocyte numbers decrease to 60% of sham levels in Peyer patches. Although this implies that critical illness affects gut effector sites more prominently than inductive sites, it is important to note that lymphocyte numbers recover more quickly in the lamina propria than in the Peyer patches. Although the mechanism underlying this loss of lymphocytes is not fully understood, sepsis increases apoptosis in lamina propria lymphocytes, IELs, and Peyer patches (30-32). Additionally, cyclooxygenase inhibitors increase lymphocyte apoptosis while simultaneously attenuating an increase in macrophages in mesenteric lymph nodes after CLP (33).

Commensal bacteria

Although the gut's endogenous microflora has been known to play some role in host homeostasis for years, its profound influence in both healthy and diseased states has recently been increasingly recognized (34-36). The adult human intestine is home to more than 100 trillion bacteria, which dwarves the number of somatic and germ cells in the entire human organism (37). There are an estimated 500 to 1,000 species of bacteria present in our intestines (38). Aerobic, facultative, and anaerobic bacteria are all part of the enteric microflora; however, their distribution changes throughout the length of the gut with anaerobes not present in the stomach but making up greater than 99% of the flora in the distal colon.

Although it has been demonstrated that patients with severe SIRS have lower anaerobic bacteria and higher pathogenic bacteria (such as Staphylococcus and Pseudomonas) in their gut, less is known about how critical illness affects the commensal bacteria than how it affects the gut epithelium and immune system (39). In the setting of antibiotic usage, increasingly resistant strains of bacteria are frequently selected out in patients. Selective decontamination of the digestive tract (SDD) is a clinical strategy commonly used in many parts of the world that decreases commensal flora. Selective decontamination of the digestive tract is associated with a slight mortality decrease in selected patient populations but at the price of an increase in the development of resistant microorganisms (40, 41). Importantly, SDD decreases commensal bacteria but does not eliminate them, and successful SDD protocols use a combination of enteral and systemic antibiotics. Similarly, germ-free animals have a 100% survival rate when subjected to an I/R insult that is lethal in conventional animals (8). This implies that down-regulating or eliminating commensal bacteria may be beneficial in critical illness. In contrast, because commensal bacteria are believed to be a crucial part of host homeostasis, multiple recent studies have looked at the effect of probiotics in an attempt to recreate the beneficial effects seen with normal gut flora (42). Although this field is in its infancy, a recent randomized trial comparing probiotics to standard care in 65 critically ill trauma patients demonstrated decreased sepsis, length of stay, and duration of mechanical ventilation in those treated with exogenous bacteria (43). Additionally, a trial of probiotics in 103 critically ill patients demonstrated a late attenuation of the systemic inflammatory response, although this was not associated with changes in morbidity or mortality (44).

How does the gut initiate or propagate a physiologic state that leads to increased mortality in critical illness?

Although simple on the surface, this question is actually quite challenging to answer because it implies we know why people die when they are critically ill. It is true that there have been enormous advances in the understanding of the pathophysiology of sepsis and SIRS (45, 46). However, it is equally true that the vast preponderance of clinical trials for sepsis have yielded negative results despite promising preclinical results (46). Although clinicians can often support even the most severe organ failure (putting patients on dialysis, pressors, ventilators, etc), huge numbers of patients with septic shock die each year despite maximal medical support. However, when autopsies are performed on patients immediately postmortem, they are remarkably bland except for increased apoptosis in the gut epithelium (discussed below) and lymphocytes (47).

Despite a fundamental lack of understanding why patients die when they are critically ill, there are only two ways in which the gut can initiate or propagate a physiologic state that leads to increased mortality. The first is to allow something that already exists within the intestine (bacteria, endotoxin, or other preformed toxins) access to the remainder of the body, where it can then have secondary effects. The "leaky gut" hypothesis proposes that a disrupted intestinal epithelium allows translocation of bacteria or other damaging luminal contents. There is strong evidence that loss of barrier function is an early event in critical illness, although conclusive data that this leads to translocation of bacteria or other luminal contents in patients has not been firmly established (48). The other mechanism through which the gut can initiate or propagate a state that increases mortality is to produce and then release something (cytokines, toxins) that might have direct or indirect harmful extraintestinal effects.

There is compelling evidence that elements normally residing within the intestine and elements newly produced within the intestine find their way out of the gut in critical illness. Bacteria and antigens that live within the gut lumen exit the intestine because of increased permeability seen in critical illness. Additionally, both the gut epithelium and the gut immune system can generate an inflammatory response in response to a number of diverse aberrant stimuli. Whatever substance leaves the intestine (either from its lumen or from its epithelium or immune system) can then gain access to the remainder of the body via the bloodstream or via the lymphatics where it can (1) primarily injure distant tissue, (2) secondarily interact with the immune system to alter the host inflammatory milieu, or (3) cause both primary and secondary damage. In this manner, the gut can act as the "motor" of critical illness in multiple ways regardless of the origin of the offending agent (epithelial, immune, or commensal bacteria), how it gains access to the remainder of the body (via the bloodstream or lymphatics), and whether its toxic effects are primary or secondary. The common denominator of the multiple ways the intestine can initiate or propagate critical illness is simply that there is a gut origin or element to the whole body pathophysiology. There is increasing evidence, however, that none of the three portions of the gut act in isolation. Instead, communication within the gut seems to set the stage for how the gut interacts with the remainder of the host.


The gut epithelium, mucosal immune system, and commensal bacteria all communicate with each other and, in turn, communicate with extraintestinal tissues. Although it represents an oversimplification to look at any of these "conversations" in isolation, a reductionist approach can illuminate how crosstalk exists between each of the three components of the gut under basal conditions and how this can be altered in critical illness.

Interactions between the epithelium and mucosal immune system

Epithelial cells serve as immunoeffector cells and are capable of up-regulating surface molecules and secreting cytokines and chemokines to facilitate antigen presentation to immune cells (49). Additionally, enterocytes act as antigen-presenting cells themselves and regulate lymphocyte responses in the intestine (50). Enterocytes are also in constant communication with IELs and T cells within the lamina propria and have been shown to exhibit increased major histocompatibility complex class II molecules on the basolateral membrane in states of inflammation (51). The polarized expression of major histocompatibility complex class II molecules on enterocytes suggests that antigen exposure on the luminal side as opposed to the basolateral side elicits different immunologic responses (50).


The immune response in critical illness is complex, with an early hyperimmune state and a late hypoimmune state, although both proinflammatory and anti-inflammatory mediators can be found throughout (45, 52). Inflammatory mediators can, in turn, modulate epithelial permeability (although it should be noted that some of these mediators originate within immune cells of the intestine, whereas others originate in an extraintestinal fashion but have secondary effects on the intestine).

Proinflammatory cytokines have been demonstrated to be key modulators of tight junction expression and localization (53). Because the tight junction barrier acts as a physical and functional barrier against paracellular penetration of harmful substances present in the lumen, disruption of the tight junction barrier can result in increased intestinal permeability and subsequent permeation of luminal antigens that promote intestinal inflammation (54). Inflammatory cytokines TNF-α, interferon γ (IFN-γ), IL-4, and IL-13 have been shown to increase permeability in vitro using intestinal epithelial monolayers (55, 56). High-mobility group B1 also increases permeability in hemorrhagic shock, and anti-high-mobility group B1 antibody ameliorates gut barrier function in mice and improves survival (57). Similarly, the receptor for advanced glycation end products (RAGE) induces hyperpermeability and translocation after hemorrhagic shock, which is prevented in RAGE knockout mice, or by giving soluble RAGE, the extracellular ligand-binding domain of the molecule (58). In contrast to the effect of proinflammatory cytokines on gut barrier function, the anti-inflammatory cytokine IL-10 prevents proinflammatory-induced increases in intestinal epithelial permeability (59).

The mechanisms of cytokine-induced alterations in tight junction permeability have not been completely elucidated. However, TNF-α- and IFN-γ-induced changes are associated with marked increases in myosin light chain phosphorylation, and increased permeability can be reversed with an inhibitor of myosin light chain kinase (MLCK). Altered MLCK can disrupt tight junction morphology by reorganizing the actin cytoskeleton and redistributing tight junction proteins (60). Additionally, TNF-α has been shown to increase tight junction permeability by down-regulating zonula occludens (ZO) 1 protein expression and altering junctional protein localization in intestinal epithelial cells (61). These cytokines have also been shown to induce expression of iNOS, leading to increased production of NO in intestinal monolayers (62). NO is a molecule produced by all three components of the gut (enterocytes, immune cells, and commensal bacteria) that has been demonstrated to play a major role in gut homeostasis and disease. Although endogenous NO production is required for maintaining normal mucosal permeability, derangements in NO production are deleterious to intestinal integrity. Increased production of NO leads to derangements in adenosine triphosphate production and cytoskeletal organization (63). Additionally, incubation of gut epithelial cells with an NO donor causes decreased expression of ZO-1, ZO-3, and occludin, increased expression of claudin 1, and incorrect subcellular localization of ZO-1, occludin, and claudin 1 (64). These cytokine-induced changes are reversed by coincubation with an NO scavenger. Of note, similar findings have also been demonstrated in vivo. LPS injection causes increased intestinal permeability in mice, with derangements in both tight junction protein levels and subcellular localization. This response can be blocked pharmacologically by blocking iNOS, and this abnormality does not develop in iNOS−/− mice after LPS injection.

Although alterations in permeability are frequently thought to result from mucosal damage, this is not required for bacterial translocation in mice after hemorrhage (65). It has therefore been proposed that, although the paracellular pathway is a significant route for bacterial translocation, disruption of tight junctions requires higher levels of cytokines than may be present with a relatively minor inflammatory insult, where transcellular movement of bacteria may occur initially instead (66). In vitro data demonstrate that IFN-γ- mediated translocation of Escherichia coli across epithelial monolayers takes place through a process exploiting lipid raft-mediated transcytosis pathways in times of inflammatory stress (66). It is therefore possible that proinflammatory mediators may increase the size and/or number of lipid raft structures on the apical surface of the epithelium, leading to altered translocation.


It has been estimated that without apoptosis, an 80-year-old person would have a 16-km-long intestine (67). Our group at Washington University has had a long-standing interest in the role of apoptosis and mortality in sepsis. Initial animal studies examining septic mice after CLP demonstrated increased levels of apoptosis, predominantly in the gut epithelium, Peyer patches, and extraintestinal lymphocytes in the thymus and spleen (32, 68). Additional studies by Chung et al. (30, 31, 69) demonstrated increased intestinal immune apoptosis in lamina propria B cells, lamina propria mononuclear cells, and IELs. These correlate well to an autopsy study performed in our surgical intensive care unit, which demonstrated that septic patients have a selective increase in gut epithelial and lymphocyte apoptosis (although additional immune cells have subsequently been found to also have elevated sepsis-induced apoptosis) (47). Of note, gut epithelial and gut immune apoptosis are also elevated in animal models of I/R, trauma/hemorrhage, thermal injury, LPS, and necrotizing pancreatitis (70-74). Apoptosis can be initiated by a receptor-mediated pathway or a mitochondrial-mediated pathway, and evidence exists that both play a role in mediating gut epithelial and immune apoptosis (30, 31, 75).

The functional significance of gut epithelial apoptosis in sepsis has been demonstrated in multiple animal models. Both CLP and Pseudomonas aeruginosa cause sepsis-induced increases in intestinal apoptosis. Importantly, overexpression of the antiapoptotic protein Bcl-2 in transgenic mice confers a 2- to 10-fold increase in survival compared with wild-type animals subjected to these same septic insults (10, 11). The mechanism underlying this survival advantage is not entirely clear. Preventing apoptosis is not associated with changes in systemic cytokines or degree of bacteremia. There is preliminary evidence that altering gut epithelial apoptosis is associated with altered lamina propria apoptosis (unpublished data). There is published precedent for crosstalk where overexpression of Bcl-2 prevents apoptosis in a tissue that does not express the transgene - septic animals that overexpress Bcl-2 in their myeloid cells have decreased gut epithelial apoptosis, and overexpression of Bcl-2 in T lymphocytes prevents B-lymphocyte apoptosis (76, 77). It is possible that decreasing gut apoptosis leads to an improved survival rate by altering the host inflammatory response because apoptotic cells are immunosuppressive, leading to the release of anti-inflammatory cytokines and suppression of proinflammatory cytokines (78). This is supported by the fact that adoptive transfer of apoptotic cells worsens survival in CLP associated with alterations in the host immune response (79). Another possible mechanism through which preventing gut epithelial apoptosis can lead to improved survival is by alterations in intestinal permeability. The rationale behind this potential link primarily comes from in vitro data. Addition of Fas to intestinal monolayers induces apoptosis, decreases transepithelial resistance, and increases permeability to small molecules. However, addition of the pancaspase inhibitor z-VAD prevents both epithelial apoptosis and barrier dysfunction, suggesting a causal relationship between them (80). Additionally, rats subjected to I/R have both increased intestinal permeability and apoptosis (81), although to date, descriptions of the relationship between barrier and cell death in vivo are associative in nature. It should be noted that gut overexpression of Bcl-2 does not improve survival in a murine model of acute lung injury (82), so as with multiple other ways in which the gut is the "motor" of critical illness, the effect is dependent on the model studied.

Gut-lymph hypothesis

In hemorrhagic shock, toxic gut-derived factors are carried in the mesenteric lymph (not the portal vein) where they secondarily induce distant organ injury (9, 83). Importantly, lung injury induced by trauma-hemorrhagic shock can be completely abrogated by ligation of the lymph duct in rats as well as in porcine and primate models (84, 85). Similar findings have been noted in rat models of thermal injury, cardiac injury, and I/R. Mesenteric lymph from shocked rats also induces endothelial injury and activates neutrophils, although a gender dimorphism exists wherein males are more susceptible to injury than females, likely due to sex hormone protection. Recent data suggests that amiloride reduces the capacity of postshock lymph to prime neutrophils without having an effect on endothelial cells. The effect of this inhibitor of Na+/H+ exchangers and Na+ channels on mesenteric lymph is also associated with decreased gut permeability (86). Although the exact components in gut-derived lymph responsible for distant organ injury have not been identified, evidence indicates that the factors are larger than 100 kD and potentially located in the lipid fraction of lymph (87, 88).

Interactions between the epithelium and commensal bacteria

The gut epithelium directly senses commensal bacteria by means of pattern recognition receptors, which include the membrane-bound Toll-like receptors (TLRs) and the intracellular nucleotide-binding oligomerization domain proteins (89). Pattern recognition receptors recognize conserved structures on bacteria and viruses and activate proinflammatory pathways to alert the host to infection via activation of the transcription factor nuclear factor κ B (NF-κB) (90).

In vitro data suggest that, in isolation, the gut epithelium can mount a proinflammatory response against commensal bacteria (91). However, commensal bacteria do not typically cause disease in healthy patients, and there is growing evidence that crosstalk between the gut epithelium and commensal bacteria helps maintain epithelial integrity in an intact host. When the epithelium is damaged, it must be repaired quickly to prevent bacterial penetration and subsequent systemic inflammation. An example of what happens when this relationship is altered is recent data that suggest that HIV-1 infection leads to breakdown of the follicle-associated epithelium. In turn, this leads to bacterial translocation, increased levels of plasma LPS, and chronic activation of the immune system (92).

Activation of TLRs by commensal bacteria play a critical role in initiating mucosal repair. Mice given broad-spectrum antibiotics are more susceptible to dextran sulfate sodium (DSS)-induced colitis than fully colonized mice. Importantly, recolonization of antibiotic-treated animals with commensal bacteria restores their ability to initiate mucosal repair (93). Furthermore, functional TLR signaling is required for protection against DSS-induced colitis even in the presence of commensal bacteria because myeloid differentiation factor (MyD)88-deficient mice, which lack an adaptor molecule essential for TLR signaling, exhibit profound mucosal damage when subjected to colitis. One mechanism through which this occurs is that commensal bacteria interact with host TLRs, which in turn leads to IL-6 and cytokine-induced neutrophil chemoattractant (KC) 1 production. Removing commensal bacteria eliminates this MyD88-dependent epithelial cytokine production. Additionally, commensal flora direct expression of cytoprotective heat shock proteins 25 and 72 in gut epithelial cells via soluble factors that activate mitogen-activated protein kinases (94-96). TLR signaling also seems to be important in mediating how commensal flora induces heat shock proteins 25 and 72 in epithelial cells because this is not seen in MyD88 knockout animals (93).

Commensal bacteria also interact with the gut epithelium by affecting mucus production. Although it was long thought that the sole function of mucus was to protect and lubricate the epithelial surface, it is now known that mucins are essential for growth, epithelial renewal, differentiation, and intestinal integrity (97). Commensal bacteria are able to inhibit pathogenic bacterial adherence to the intestinal epithelium by inducing increased production of mucins (98). Alterations in normal commensal flora secondarily lead to changes in goblet cell function and in the chemical composition of intestinal mucus (99). When germ-free mice are conventionalized with commensal bacteria, they have a decrease in the number of goblet cells and alterations in mucin composition in a time-dependent manner (100). In contrast, LPS (which can be derived from commensal gram-negative bacteria) has been shown to increase production and secretion of mucins (101).

Commensal bacteria also induce the epithelium to produce agents, which in turn kill selected bacteria. Specifically, Paneth cells produce a potent bactericidal protein called angiogenin 4 (Ang4), which is released in secretory granules into the lumen in response to bacterial signals and preferentially targets gram-positive bacteria (102). It has been postulated that Ang4 helps to maintain the predominantly gram-negative microflora in the gut. Although Ang4 production is defective in germ-free mice, monoassociation with Bacteroides thetaiotaomicron induces full expression of Ang4 in Paneth cells (as well as leading to development of a complete submucosal capillary network in 10 days).

Commensal bacteria can also actively attenuate transcription of epithelial-produced inflammatory cytokines by interfering with the transcription factor NF-κB. In its unactivated state, NF-κB is bound to an inhibitor, IκB, preventing proinflammatory gene transcription. When a stimulus leads to phosphorylation of IκB, ubiquitination occurs. In turn, NF-κB is released and translocates into the nucleus to modulate gene transcription. Commensal bacteria can block IκB ubiquitination and trigger export of the RelA subunit out of the nucleus upon NF-κB translocation (103, 104). As such, commensal-epithelial crosstalk may be responsible for the tolerance of the gut to the endogenous bacteria and antigens it is continuously in contact with. It is important to note that induction of gut epithelial NF-κB induces a potent systemic proinflammatory response. When gut epithelial-specific NF-κB activation is prevented by ablation of IκB kinase, mice subjected to intestinal I/R fail to develop MODS or lung edema and have reduced induction of intestinal inflammation-associated genes compared with wild-type animals (105). This does come at a price, however, because these animals have a marked up-regulation in gut epithelial apoptosis, suggesting that NF-κB is both a potent proinflammatory and local antiapoptotic factor.

Less is known about epithelial-commensal crosstalk in SIRS, but there is increasing evidence that this is altered in critical illness. As outlined earlier, in patients with severe SIRS, hyperpermeability, immunosuppression, and antibiotic usage can alter the delicate balance of the enteric microflora, leaving the intestinal mucosa with less "beneficial" bacteria such as Bifidobacterium and Lactobacillus and higher "pathogenic" bacteria such as Staphylococcus and Pseudomonas compared with healthy volunteers (39). Although the precise functional significance of this is unclear, it is known that enteric pathogens worsen barrier function and increase secretion in intestinal epithelial cells in vitro (106). Enteropathogenic E. coli infection induces a marked increase in tight junction permeability by potentially altering MLCK (107). Additionally, intestinal epithelial cells either incubated with E. coli or subjected to hypoxia and reoxygenation have normal amounts of apoptosis, but a combination of the two insults results in a 4-fold increase in cell death, suggesting that the endogenous gut flora might have pathogenic effects when the host is subjected to systemic stress (108).

Interactions between the mucosal immune system and commensal bacteria

Commensal bacteria are required for the normal development of mucosal immunity, and in turn, the mucosal immune system continuously samples luminal bacteria, allowing tolerance and controlling host inflammation (109). Dendritic cells extend dendrites into the intestinal lumen to sample antigens and bacteria. Although these extensions penetrate the epithelium, integrity of the gut barrier is preserved because DCs express tight junction proteins and maintain a tight seal with adjacent epithelial cells (110). This process is regulated by the chemokine CX3CL1, which is required for extension of DC protrusions (111). Of note, mucosal DCs are predominantly located in the distal small intestine, coinciding with increased bacterial density and CX3CL1 production, suggesting that not only is the epithelium required for proper functioning of mucosal DC but also that bacteria themselves may be essential.

Studies have also shown that DCs digest and carry commensals into mesenteric lymph nodes where they induce immunoglobulin A secretion, which in turn can protect against penetration by other commensal bacteria (112). This process occurs without help from T cells, thereby preventing a systemic immune response. Additionally, commensal bacteria do not penetrate past the mesenteric lymph nodes, meaning any immune responses are confined to the mucosal level (113).

Comparing mucosal immunity in germ-free and wild-type mice illustrates the importance of the commensal bacteria on gut immune development. Germ-free mice have hypoplastic Peyer patches and decreased numbers of immunoglobulin A-producing plasma cells and lamina propria lymphocytes, whereas colonization of germ-free mice restores these deficiencies (114). Furthermore, specific components of individual species of commensal bacteria can have profound effects on mucosal immunity when introduced into animals lacking endogenous bacteria. This is demonstrated by experiments where germ-free mice were monoassociated with Bacteroides fragilis with or without bacterial polysaccharide, an immunomodulatory component of the organism (115). Mice given the mutated B. fragilis without bacterial polysaccharide were similar to other germ-free mice, with deficiencies in CD4+ T cells, abnormal lymphoid architecture, and a skewing toward Th2 cytokine production. However, animals given intact B. fragilis were similar to wild-type animals with normal levels of CD4+ T cells, normal lymphoid architecture, and a shift toward a Th1 predominant phenotype.

The enteric nervous system

The enteric nervous system represents a fourth element of the intestine. Nerve fibers from the sympathetic nervous system innervate gut mucosa and lymphoid tissue where they have both proinflammatory and antiinflammatory functions depending on concentration, receptor affinity, presence of cotransmitters, and relationship to whole body inflammatory state (116). Gut-derived norepinephrine has been demonstrated to prime Kupffer cells, leading to proinflammatory cytokine release and propagation of SIRS (117). Crosstalk between the enteric nervous system and the intestinal epithelium, immune system, and commensal bacteria is not addressed above because, to date, there are minimal data on the specific role of the enteric nervous system in critical illness. It is likely, however, that crosstalk exists and plays an important role in the pathophysiology of critical illness. This statement is based upon multiple studies of crosstalk between the central nervous system and the immune system in critical illness as well as crosstalk between the enteric nervous system and the gut in homeostasis and chronic inflammatory disease. For example, in multiple experimental models of critical illness, an inflammatory reflex has been described where the parasympathetic vagus nerve inhibits cytokine release (118). Although the vagus nerve innervates multiple organs throughout the body, stimulation has been demonstrated to have intestine-specific effects such as decreasing murine postoperative ileus by activating signal transducer and activator of transcription 3 in intestinal macrophages (119). Additionally, increasing evidence suggests that host-derived regulators from the enteric nerve system engage in crosstalk with both the immune system and the epithelium in determining whether the host mounts a chronic inflammatory response to commensal bacteria (120).


The gut (broadly defined) is made up of an epithelium, a mucosal immune system, an overwhelming number of commensal bacteria, and the enteric nervous system, and each of these interacts with each other and, in turn, interacts with the remainder of the host. There is overwhelming evidence that the intestine plays a crucial role in the pathophysiology of sepsis. This is demonstrated by multiple seminal articles defining and redefining gut-derived sepsis and how the gut acts as the "motor" of SIRS. We believe the paradigm presented herein takes multiple correct but disparate theories and finds a unifying way to encompass each of them. Under basal conditions, the gut has a remarkably complex interplay that plays a key role in host homeostasis. In critical illness, all elements of the gut are markedly perturbed, and alterations in crosstalk yield both beneficial and pathologic responses. A more complete understanding of how the three arms of the intestine communicate with each other and how the cumulative output of this conversation communicates with the host outside of the gut represents both a potent challenge and a tremendous opportunity in critical care research.


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Gut; intestine; sepsis; SIRS; critical illness; epithelium; commensal bacteria; mucosal immunity

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