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Research Article: Observational Study

HIV-1 Treatment-as-Prevention

A Cohort Study Analysis of Serodiscordant Couples in Rural Southwest China

Tang, Zhenzhu MD; Lan, Guanghua PhD; Chen, Ying Qing PhD; Zhu, Qiuying MD; Yang, Xiaoyi MD; Shen, Zhiyong MD; Chen, Yi MD; Zhang, Heng MD; Kan, Wei BS; Xing, Hui MS; Ruan, Yuhua PhD; Shao, Yiming MD, PhD

Section Editor(s): Zhou., Fengqiong

Author Information
doi: 10.1097/MD.0000000000000902
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Antiretroviral therapy (ART) has significantly improved the prognosis of patients infected with human immunodeficiency virus type 1 (HIV-1) and decreased associated morbidity and mortality.1–6 ART also can reduce transmission of HIV-1 among HIV serodiscordant couples.7–11 The HIV Prevention Trials Network 052 (HPTN 052) study definitively showed the benefit of ART for the prevention of sexual transmission of HIV in serodiscordant heterosexual couples in 2011.12 Since the publication of this trial result, the World Health Organization (WHO) has recommended ART as a method for preventing HIV transmission among serodiscordant couples.13 Recently, a Chinese national observational cohort study showed risk reduction in HIV transmission among serodiscordant couples in a real-world setting, suggesting that the so-called treatment-as-prevention (TasP) approach is a possible and effective public health HIV prevention strategy.14

Unlike the HPTN 052 being a well-designed controlled randomized trial for a certain eligible population, key research challenges remain to assess the TasP effectiveness in real-world settings. In the aforementioned Chinese national observational cohort study, for example, TasP effectiveness was assessed by only comparing the follow-up time of index partners who never received any ART with the follow-up time of index partners after they had initiated ART; thus, the follow-up time of index patients from the baseline visit to their initiation of ART was not included for analysis. (“Index partner” refers to individuals who were HIV-positive at baseline, but whose partner was HIV-negative). Such an assessment might result in a bias towards couples who are inherently less likely to transmit. To address this issue of possible bias in real-world settings, we use an extended time-dependent Cox regression model to conduct a cohort study analysis of serodiscordant couples in Guangxi of China. In this model, whether the index partner receives ART or not will be treated as a time-dependent covariate in the extended Cox model. The aim of this study is thus to more accurately assess TasP effectiveness on the transmission of HIV among serodiscordant couples in a real-world setting, such as Guangxi, China.

The HIV epidemic among drug users was first detected in 1996 in Guangxi. By the end of 2004, Guangxi had accumulated the third highest number of HIV cases reported in China.21 HIV infection through drug injection accounted for 69% of reported HIV cases in 2003, but the proportion of HIV infections through sexual intercourse increased to 66% in 2009 in Guangxi.22,23 Since the Chinese National Comprehensive AIDS (acquired immune deficiency syndrome) Response Policy and “Four Frees and One Care” program were launched in 2003,24 the Chinese Center for Disease Control and Prevention (China CDC) has established national HIV databases. These cohort study databases can be used to study the effectiveness of ART on the transmission of HIV in serodiscordant couples.


The Sampling Method

This observational cohort study of HIV serodiscordant couples was conducted primarily in rural regions of Guangxi province, Southwest China, and used data collected from 2003 to 2013. HIV-positive individuals were followed up every 6 months for repeated CD4 counts and clinical evaluation. The local CDC followed up individuals who had a spouse or regular sex partner, and tested them for HIV every 6 months for partners who tested negative. The national treatment criterion in 2008 was CD4 cell count < 350/mm3 (cutoff increased from 200 cells per μL in 2008); WHO stage III/IV diseases; or willingness to receive ART, regardless of the criteria 1 and 2. Serodiscordant couples were defined by two criteria: at baseline, 1 individual was HIV-positive (index patient), while their partner tested HIV-negative; and at the partner who tested HIV-negative at baseline had at least 1 additional follow-up HIV test result. In order to assess seroconversion rates overtime among HIV serodiscordant couples, we retrospectively analyzed national HIV epidemiology and treatment databases. Individuals in the treatment database were linked to their own records in the epidemiology database by the use of their unique treatment identification numbers or national identification numbers. Data linkage between the epidemiology and treatment databases was verified twice in a relational database. Additional details concerning these cohort study databases have been previously published elsewhere.2,3,25 By the end of 2013, 89,388 HIV-positive individuals were reported to the Guangxi HIV database. After exclusion of couples who did not meet the study criteria, 1890 couples were included in the treatment-naive cohort, and 4658 couples were included in the treated cohort (Figure 1).

Study profile.

Data Collection

Study participants in the HIV treatment cohort study database were linked to their own records in the HIV epidemiology database using their unique national identification numbers or treatment identification numbers. According to their treatment status, the serodiscordant couples of study participant could be classified into 3 groups: those never treated (group 1), those who entered untreated but subsequently began treatment during follow-up (group 2), and those treated immediately upon entry into the public health system (group 3). Baseline characteristics of all index patients were extracted from the databases, such characteristics included sex, age, education status, marital status, occupation, and route of transmission. CD4 count at the baseline visit was extracted for those never treated in group 1 and before treatment in group 2, respectively. CD4 count at the visit before initializing treatment was extracted for those after treatment in group 2 and in group 3.

Statistics Method

The cohort study endpoint was time to incidental HIV seroconversion. Kaplan-Meier analysis was used to calculate the HIV-infection-free survival probabilities for the HIV-negative partners. In order to assess treatment effectiveness, we estimated the treatment hazard ratios (HRs; reported with 95% confidence intervals [CIs]) by using univariate and multivariate extended Cox regression models with the time-varying covariate of treatment status. In order to control for bias, the following factors were included in the adjusted models: duration of follow-up, sex, age, education, marital status, occupation, route of HIV infection, and baseline CD4 cell count of the index patient. A 2-sided P-value of 0.05 or less was regarded as statistically significant. The data were analyzed using Statistical Analysis System (SAS 9.1 for Windows; SAS Institute Inc., NC).

Ethics Statement

The study was approved by the institutional review board of the Guangxi Center for Disease Control and Prevention.


A total of 6548 couples were included in the cohort study analysis. The numbers of participants were 6200 for nonseroconversion couples and 348 for seroconversion couples, respectively. The number of serodiscordant couples enrolled by year is illustrated in Figure 2. Table 1 presents the baseline characteristics of serodiscordant couples who did and did not experience a seroconversion during the study observation period. The proportion of males was 74% in the nonseroconversion group and 64% in the seroconversion group. Age above 45 years represented 38% of the nonseroconversion group and 36% of the seroconversion group. Fourteen percent of those with postsecondary education were in the nonseroconversion group and 12% were in the seroconversion group. Ninety three percent of the nonseroconversion group was married compared with 94% in those of seroconversion group. The proportion of farmers was 62% in the nonseroconversion group and 64% in the seroconversion group in the proportion of index patients infected through heterosexual intercourse was 89% and 87% in the nonseroconversion group and seroconversion group, respectively. Significant differences between the nonseroconversion group and seroconversion group were found for sex and CD4 cell count in the index patients (P < 0.05).

Serodiscordant couples enrolled, by year.
Study participant sociodemographics by seroconversion status

By the end of 2013, a total of 348 HIV seroconversions were observed during the follow-up period. Table 2 shows that the average incidence of HIV was 2.6 per 100 person-years (95% CI 2.4–2.9). HIV seroincidence was significantly higher among the nontreatment group (4.3 per 100 person-years, 3.7–4.9) compared with the treatment group (1.8 per 100 person-years, 1.5–2.0). An overall 35% reduction in the risk of HIV transmission was associated with antiretroviral treatment (adjusted hazard ratio [AHR] 0.65, 95% CI 0.51–0.83; Table 3). The difference in the cumulative probability of seroconversion for the HIV-negative partner increased overtime between the nonseroconversion and seroconversion groups (Figure 3).

Comparison of seroconversion rates by treatment history, duration of follow-up, sociodemographics, and CD4 count
Comparison of Cox regression model analyses stratified by duration of follow-up and baseline characteristics of the index patient (HIV-positive partner)
Cumulative probability of HIV-negative partner in serodiscordant couple becoming infected with HIV, by number of years since enrolment.

Due to some differences of baseline characteristics between the nontreatment and treatment groups in real-world setting, we estimated rates of HIV incidence stratified by the baseline variables for subgroup analysis, and adjusted the HRs to control for potential confounding (Tables 2 and 3). The results of the adjusted Cox regression model showed that HIV incidence stratified by baseline characteristics was most significantly protective for the treatment group. Treatment was significantly preventive in the 1st (>3 months ≤1 year), 2nd and 3rd year of follow-up (AHR 0.61, 95% CI 0.39–0.95; AHR 0.43, 95% CI 0.22–0.83; AHR 0.18, 95% CI 0.07–0.44), but not in the 4th year (AHR 0.76, 95% CI 0.19–2.99) or in subsequent years.

Treatment was found to be significantly inversely associated with several baseline characteristics of index partners: male sex (0.68, 0.50–0.93), female sex (0.60, 0.39–0.91), age above 25 years (0.64, 0.50–0.83), less than high school education (0.60, 0.46–0.78), being married (0.67, 0.52–0.86), being a farmer (0.61, 0.47–0.81), where the index partner had been infected by heterosexual intercourse (0.60, 0.46–0.79), and baseline CD4 counts of 500 cells per μL or less (0.61, 0.46–0.80). No significant differences between nontreatment and treatment groups were found for the following baseline characteristics of index partners: age between 18 and 24 years, education above high school, living with a partner, not being a farmer, infected by injection drug use or other means, and CD4 counts of 500 cells per μL and above Table 3.


Our study found a 35% reduction in HIV transmission in couples where the index patients had received ART. A small cohort study in rural Yunnan province of China showed that serodiscordant partners of HIV-positive patients receiving ART had about one third of the risk of HIV transmission compared to those of HIV-positive patients not receiving ART.26 Another recent cohort study with the HIV-positive index patients, mainly former plasma donors in Henan province of China found ART was highly protective against seroconversion when the former plasma donor index patient was actively receiving ART treatment at the last follow-up (adjusted rate ratio [RR] = 0.05, 95% CI 0.01–0.16).27 However, this study had a large imbalance between patients with treatment and no treatment, due to RR = 0.36 (95% CI, 0.24, 0.55) in univariate Cox regress analysis. The previous study results showed a 26% relative reduction in HIV in the treated cohort of Chinese national serodiscordant couples (2003–2011).14 Based on the results of HPTN 052, our study strongly supports the public health prevention strategy of TasP among serodiscordant couples under real-world conditions on a national or regional scale.13

Our study results showed that treatment was significantly protective in the first 3 years of follow-up and was protective across most baseline socio-demographic characteristics, with a few exceptions. This finding updated our previous study that protection was only significant in the first year. Exactly how durable this protection is remains unclear. Some factors associated with duration of this protection should be considered in future studies: future cohort studies need statistical power to measure this long-term protection overtime, including sufficient numbers of seroconversions over the observational period. This reduction in risk could also be related to the natural history of HIV transmission among serodiscordant couples, as those susceptible to infection usually decreases overtime.28,29 Other reason is that drug resistance to ART increased overtime.30–33 In order to guide public health decision making, future studies are urgently needed to clarify the duration of protection conferred by TasP.

Another major finding of our study was that treatment reduced HIV transmission when the index partners’ CD4 cell counts were below 500 before treatment. TasP may be less beneficial to those whose index partners had relatively high CD4 cell counts before initializing ART. The impact of higher CD4 cell count on virologic failure warrants further investigation. The Chinese treatment guideline has changed and advocates initiating ART treatment at higher CD4 levels (above 350), if patients are willing to receive ART and will have good adherence.34 A few international studies showed that early treatment led to virological and clinical benefits.35,36 However, 1 national cohort study in China has also shown that patients with higher CD4 cell counts at ART initiation were more likely to drop out of HIV care,37 and another prospective follow-up study in China found that patients with higher CD4 counts before treatment were at increased risk for poor virological response.38 Additional studies are needed to clarify the effects of early ART initiation on adherence and attrition at short-term versus long-term treatment timescales. Such studies could help to address the issues of initiating ART treatment at high CD4 cell counts.

Our study validated reduction in the risk of HIV transmission in couples wherein index patients received ART. Treatment was significantly protective for most baseline characteristics of index partners, such as for male, female, age above 25 years, education below high school, married, farmer, and infected by heterosexual intercourse. Successful implementation of a strategy for HIV TasP will depend on its ability to be implemented in real-world scenarios. It is an urgent need to provide comprehensive harm reduction measures to serodiscordant couples such as condoms, methadone maintenance therapy (MMT), needle exchanges, and STD management services.39 Such programs help reduce HIV and sexual transmitted diseases among high risk groups of injection drug uses and female sex workers in China.40,41 ART adherence, education, and interventions are a key challenge for successful implementing TasP strategies in real-world settings.

Our study has several limitations. First, although we controlled for numerous confounders in multivariate modeling, differences in baseline characteristics among the 3 groups suggest that selection bias may have led to overestimation of the ART's true impact. Second, the median duration of follow-up is relatively short, and the long-term durability of TasP needs to be clarified in future studies. Third, some variables in our study are self-reported, so some misreporting or underreporting may have happened. Our study further strengthens support for ART's preventive effect in the real-world, but ART adherence and risk behavior reduction while implementing TasP require further study.

Uncited references



The authors thank Stephen W. Pan, PhD candidate, of the School of Population and Public Health, University of British Columbia, Vancouver, BC, Canada, for assisting with grammatical revisions in the manuscript.


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