A retrospective observational study on pheno-endotypes of severe asthma among adults attending asthma clinic in a tertiary care centre in India : Lung India

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A retrospective observational study on pheno-endotypes of severe asthma among adults attending asthma clinic in a tertiary care centre in India

Talwar, Deepak1,; Talwar, Dhruv2; Jain, Nitin3; Prajapat, Deepak4; Pahuja, Sourabh4

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doi: 10.4103/lungindia.lungindia_582_21
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Severe asthma is an augmented form of inflammatory lung disease which requires treatment with a high dose of inhaled corticosteroids along with a second controller and/or systemic corticosteroids to prevent it from further worsening or which remain uncontrolled despite this therapy.[1] According to the World Health Organisation, 235 million individuals suffer from asthma, globally. Asthma is a public health concern for all the countries as it occurs regardless of the development status of the country.[2] Asthma has been increasing since the early 1980s in all age, sex, and racial groups.[3] Over 80% of asthma deaths occur in low- and lower-middle-income countries.[2] The burden of asthma across Asia and India is considerable, but it remains under-diagnosed and under-treated. Among India’s 1.4 billion people, 2.4% has asthma and severe asthma is reported in less than 10% of adults; hence, around 20 million Indians are expected to have severe asthma.[4]

Severe asthma leads to re-occurrant exacerbations, hospitalisations, oral steroid use, and poor quality of life and needs special attention. The concept of asthma phenotyping and endotyping has emerged as a tool for an understanding of heterogeneity behind its clinical presentations and development and use of targeted therapies to overall improve outcomes in severe asthma. Phenotyping/endotyping requires integration of biological and clinical features ranging from morphological, cellular, molecular, functional, and patient-related clinical characteristics with an aim of choosing appropriate therapies.[5] Unfortunately, such identification till date remains imperfect.

The Severe Asthma Research Program (SARP), primarily utilising clinical characteristics, recognised five clusters of asthma amongst adult patients having mild, moderate, and severe asthma.[6] Similarly, the Leicester group performed another adult asthma cohort analysis and identified four clusters on the basis of sputum eosinophil counts.[7] Furthermore, a SARP study carried out on children also identified four clusters of asthmatic patients.[8] Interestingly, these phenotypes have significant overlap with those previously identified clinical phenotypes such as late onset eosinophilic and early onset atopic/allergic asthma.[9]

Although severe asthma can be classified into distinct pheno-endotypes based on the age of onset, atopy, and several other parameters defined by clinical, immunological, and molecular assessments, the stability and natural history of these clinical types remain poorly understood. In addition to this, there is also a significant overlap amongst inflammatory profiles and mechanisms across diverse phenotypes.[10111213] Severe asthma seems to be severe from the beginning, whereas in most cases, an event such as viral infection can change the mild asthma phenotype to a more severe type.[14]

Across the past decade, multiple international cohort studies[61516] have demonstrated pathophysiological significance of various pheno-endotypes of severe asthma. This is important as it allows to offer targeted therapies including biologicals (Anti IgE, Anti IL5, Anti IL4/13) and bronchial thermoplasty as per GINA guidelines[10] for Step 5 treatment before starting maintenance oral steroids. Reliable non-invasive tests are being used to diagnose different endotypes of severe asthma. However, there are a dearth of studies on profiling of severe asthmatics from India based on non-invasive bio-markers. The current study was conducted to evaluate pheno-endotypes based on non-invasive bio-markers in severe asthma patients in North India.


This was a retrospective observational study wherein data of 2 years (June 2017 to June 2019) were analysed. Ethical committee approval was taken and the date for the same was 15th June 2017. The study was conducted at Metro Centre for Respiratory Diseases, Noida, in Uttar Pradesh with prior ethics approval according to the Declaration of Helsinki. All patients were on GINA Step 5 treatment (biologicals naive) seen in a severe asthma clinic referred from the respiratory out-patient department (OPD). High-dose ICS criteria used were budesonide >800 ug/day or fluticasone >500 ug/day as these two were used in our set-up.[10]

However, all patients were also on long-acting beta-agonists (LABAs) + leukotriene receptor antagonists (LTRAs) as well as long-acting muscarinic receptor antagonists (LAMAs) ± low-dose theophylline. All patients had used ≥2 bursts oral steroids to treat exacerbations in the previous year, and use of maintenance OCS (oral corticosteroids) was reported in five patients.

Inclusion criteria were severe asthma as mentioned above and age ≥18 years with no history of use of biologicals. Hundred consecutive patients were evaluated for severe asthma pheno-endotypes based on the pre-formed proforma (containing details of all co-morbidities, questionnaires, investigations, and treatments). Based on the proforma, all the patients in the clinic underwent a complete evaluation and management of addressable factors. The highest bio-marker values were taken of absolute eosinophil count (AEC) and exhaled breath nitric oxide (FeNO) during 1 year of the follow-up period in the clinic for assessments if performed more than once. Only those patients who fulfilled all the criteria were included in the study. Reports of blood AEC, serum IgE total, FeNO, and skin prick test (SPT) or Immunocap assay for specific IgE were collected for analysis, which are performed routinely in all the cases of severe asthma in our clinic. Further, data with respect to demographics, clinical presentation (history of allergy symptoms and co-morbidities), pulmonary function tests, and so on were also collected using the pre-formed standard proforma used in the severe asthma clinic after written informed consent from the patients.

Based on the data, criteria for pheno-endotyping severe asthma were obtained. Patients were classified into Type 2 or Non-type 2 severe asthma based on Type 2 inflammatory bio-markers, and Type 2 were further sub-typed into atopic or eosinophilic as follows:

  1. Type 2 high atopic asthma: The presence of allergic symptoms and other allergic co-morbidities, positive SPT/specific IgE to aeroallergens, and elevated total serum IgE levels (>30 IU/ml) (16)
  2. Type 2 high eosinophilic asthma: The presence of nasal polyposis or sinusitis and elevated AEC, that is, more than ≥300/ml in the past 1 year (15)
  3. Type 2 low asthma: Low total serum IgE levels (<30 IU/ml) and the absence of allergic symptoms and persistent AEC <300/ml for 1 year.

The Type 2 high group with overlapping features of both atopy and eosinophilia was found on analysis in patients with Type 2 high eosinophilic asthmatics where SPT/specific IgE against aeroallergens was positive.

Statistical analysis

Data management was performed using Microsoft Excel, 2019. Data analysis was executed using IBM SPSS (Statistical Package for Social Sciences) statistical program version 20. The descriptive analysis included generation of a descriptive table. For continuous variables, measures of central tendency, that is, mean and median along with the measures of dispersion [standard deviation and inter-quartile range (IQR)], were used. Categorical variables were presented using values and proportions. Different groups were compared using Chi square test (for proportions) and ANOVA (for means), and the level of significance was a P value less than 0.05.


A total of 100 consecutive patients with severe asthma were studied. The severe asthma patients were categorised into three asthma pheno-endotypes, namely, atopic asthma, eosinophilic asthma, and Type 2 low asthma. However, another group with features of both atopic and eosinophilic overlap was identified based on the levels of bio-chemical and hematological parameters (such as total/specific IgE, AEC), SPTs, and history of atopy. The cut-offs used for low serum IgE were <30 IU/ml and high eosinophils ≥300 IU/ml.[17] Type 2 high asthma was seen in 85% of severe asthmatics in our clinic, and the predominant phenotype was eosinophilic (49%), followed by atopic (IgE mediated) (36%), and the least common phenotype was Type 2 low (15%). However, 29% of these Type 2 high patients exhibited features of both atopy and eosinophilia, that is, overlap phenotype [Table 1].

Table 1:
Descriptive table of different phenotypes of severe asthma patients

Phenotypes of severe asthma

The distribution of various clinical, functional, and bio-marker parameters of different phenotypes of severe asthmatics is presented in Figure 1.

Figure 1:
Eligibility of severe asthma patients for anti-IgE and anti-IL-5 biologicals as per pheno-endotypes in 100 patients evaluated at the severe asthma clinic

Atopic (allergic) asthma

There were 36 severe asthma patients (36%) who were characterised as Type 2 high atopic asthma and had a mean age of 35.4 years with an average body mass index (BMI) of 25.7 kg/m2. These patients had allergic symptoms on exposure to aeroallergens and/or associated other allergic comorbidities, for example, allergic rhinitis or allergic dermatitis. These atopic asthmatics had a median total serum IgE level of 628.5 IU/ml and a median AEC of 200 cu/mm3. All atopic asthmatics showed positive SPT or specific IgE positive to common aeroallergens. Other major co-morbidities in this group were GERD (22) and hypertension (20).

Eosinophilic asthma

Nearly half (49) of severe asthma patients (49%) were categorized into Type 2 high eosinophilic asthma and had a mean age of 43.8 years with a mean BMI of 25 kg/m2. All asthmatics in this group had eosinophil count ≥300 cu/mm3, and the median eosinophil count was 440 cu/mm3. The median total serum IgE level was 142 IU/ml. Major co-morbidities were hypertension (24) and OSA (22). However, 56.9% had a family history of allergy, and nearly one third of the patients had h/o allergic rhinosinusitis (39)

Type 2 low asthma

Fifteen patients (15%) belonged to the Type 2 low asthma phenotype (neither atopic nor eosinophilic) with a mean age of 48 years and a mean BMI of 28.6 kg/m2. None had allergic symptoms. The median total serum IgE level was 22.7 IU/ml, and the median blood eosinophil count was 170/mm3(107.50 to 207.50). Other co-morbidities were GERD (6) and hypertension (6).

Type 2 high overlap asthma (atopic and eosinophilic)

Interestingly, among 85 Type 2 high severe asthmatics, one third (29) had overlapping features with blood eosinophils ≥300/mm and serum IgE >30 IU/ml and had one or more SPTs of specific IgE positive to aeroallergens. Hence, this overlap group was eligible for both biologicals, that is, anti IgE and Anti IL-5. This group had a mean age of 36 years and a mean BMI of 25.6 kg/m2. Half of them had a family history of allergy within this group when analysed separately and revealed a median AEC of 394/mm3 and a total serum IgE of 216 IU/ml. Allergic rhinosinusitis was reported in 80% (24), and other co-morbidities were GERD (25) and OSA (17).

Clearly, the age of onset of severe asthma was 10 years early in the atopic group as compared to Type 2 low asthma, whereas eosinophilic asthma had the onset of severe asthma in the middle age. Associated allergic rhinitis as well as nasal polyposis was seen in both atopic and eosinophilic asthma with no statistically significant difference between two groups. Pulmonary functions (measured as FEV1% predicted) were similar in all phenotypes [Table 1], and similarly, IOS parameters had no statistically significant difference between various groups. Exhaled breath nitric oxide (FeNO) was the highest in the eosinophilic group (mean 44.7 ppb), followed by the atopic group (18.7 ppb), and the lowest in Type 2 low asthma (12.5 ppb). The overlap group had a mean FeNo of 41 ppb, more than 2 times higher as compared to the atopic group.

On reviewing the eligibility for available biologicals, we found that as per label indication of bio-marker threshold, 63 were eligible for omalizumab and 49 were eligible for Anti IL-5 biologicals (mepolizumab and benralizumab) [Figure 2]. However, one of the eligibility criteria for mepolizumab is AEC >150 cells/cmm at initial visit. In the Type 2 low asthma group, seven patients had AEC >150. Hence, the total number of patients eligible for mepolizumab therapy in our study group was 56. Overall, only 8% severe asthma cases in our clinic were ineligible for any biological for management [Figure 3].

Figure 2:
Eligibility of severe asthma patients for anti-IgE (omalizumab) and anti-IL-5 (mepolizumab) and Anti-IL-5R (benralizumab) biologicals as per the criteria of individual drugs for use in 100 severe asthma patients
Figure 3:
Overlapping eligibility for available biologicals in India in severe asthma cases


Severe asthma is a heterogeneous disease which makes it complex to define the various clinical asthma phenotypes/endotypes. An observed overlapping amongst the clinical clusters, inflammatory profiles, and imperative mechanisms makes the task even more challenging. The extent of overlap of these clinical pheno-endotypes is poorly understood (17). Understanding the characteristics of different pheno-endotypes will help to guide treatment to improve outcomes in severe asthma patients. Very few studies have been conducted in Indian patients to determine the prevalence of different severe asthma types.

Thus, to fill the gap, an observational study was conducted to evaluate the pheno-endotypes of severe asthma patients attending the severe asthma clinic in a tertiary care hospital in North India. This study identified three pre-defined pheno-endotypes among 100 consecutive severe asthma patients. Besides atopic (allergic) asthma, eosinophilic asthma, and Type 2 low asthma (non-allergic, non-eosinophilic), we found significant overlap in some patients with high eosinophils who also exhibited some features of atopy, that is, the overlap phenotype. This was found in one third of Type 2 high severe asthma in our series. Similar multiple cross-sectional and cohort studies have been performed in different countries such as US (10), UK (11), Korea[18], and so on. GINA 2020 also mentions about phenotypic differences in allergic versus non-allergic, late onset asthma with fixed airway obstruction, and asthma with obesity [19]. Similar results from Brazil[20], Germany[21], and Netherlands[22] for the identification of severe asthma pheno-endotypes have been reported in their respective populations.

A multi-center network SARP in US focused on the biological and clinical traits for the categorisation of the phenotypes[23] in children on the basis of duration of asthma, lung functions, and the use of asthma control medications. The most significant factors for differentiating phenotypes were the age of the onset of asthma and FEV1% predicted in adults. The main phenotypes summarised recently in a review by Kaur et al.[24] include (1) early-onset allergic asthma, (2) early-onset allergic moderate-to-severe remodeled asthma, (3) late-onset non-allergic eosinophilic asthma, and (4) late-onset non-allergic non-eosinophilic asthma. However, terminologies used are frequently overlapping and individual characteristics may be shared among various phenotypes and hence require large studies to refine phenotypes.

Advances in immunobiology have led to endotyping of asthma based on drivers of airway inflammation in asthma, that is, IgE or eosinophils and other Type 2 cytokines IL 4, IL 5, and IL 13 with an aim to personalise therapy in severe asthma using monoclonal antibodies to target these mediators. It would be of even greater importance in India as biologicals are very expansive and one needs to choose the most suitable candidate for every patient. The most robust bio-marker is eosinophil in blood or respiratory tract secretions as its predictor of Type 2 inflammation and other tests, for example, FeNO and SPT or specific IgE for aeroallergens, help in refining endotyping to IgE atopic versus eosinophilic inflammatory endotypes to choose wisely anti-IgE versus anti eosinophilic (anti-IL-5 or IL4/13 drugs) biologicals. Total serum IgE is not a bio-marker but is required to calculate the dose of anti-IgE therapy. These monoclonal antibodies targeting IgE, IL 5, IL 4, and IL13 have shown significant reduction in asthma exacerbations and decrease or eliminate the need for oral corticosteroids but require evaluation of severe asthma pheno-endotypes to choose the ‘best fit’ biological.

In our study, we used clinical, functional, and non-invasive investigative bio-markers, for example, blood AEC, FeNO, IgE total, SPT, and/or specific IgE against aeroallergens, to categorise pheno-endotypes of severe asthmatics. Blood eosinophils were significantly higher (>300/mm3) in eosinophilic phenotypes. In our atopic severe asthma group, the serum IgE levels were substantially elevated (>400 IU/ml) with atopic symptoms and positive SPT or specific IgE against aeroallergens, whereas the eosinophilic group had significantly elevated blood eosinophils (median 440). Studies conducted by Khusial et al.[20] and Zedan et al.[23] showed similar results wherein the patients of eosinophilic and allergic phenotypes indicated the elevated levels of AEC and IgE, respectively. The age of the patients having allergic asthma was the lowest (35.41 ± 17.63) amongst all the other identified phenotypes (40–50 years of age) in our patients. A recent study[25] was performed to study the age-specific incidence of allergic and non-allergic asthma. The results of the study indicated that allergic asthma has higher incidence in childhood, whereas non-allergic asthma peaks in late adulthood (after approximately 40 years of age). Our study also showed similar findings with the atopic asthmatic group having a lower age of onset than the eosinophilic group. Another finding of our study shows that the severe asthmatics had higher BMI. Multiple studies[2627] on identification of severe asthma phenotypes reported a similar presence of obesity in severe asthmatics. Sutherland et al.,[28] while conducting cluster analysis of obesity and asthma phenotypes, have also found BMI to be a significant determinant of asthma in adults.

Our study showed that the least common endotype was Type 2 asthma with low blood eosinophils and low serum IgE. This type 2 low asthma has been reported relatively in a small number of patients by others too.[26] These patients were older with the mean age being higher as compared to other endotypes. A recent review conducted by Robinson et al. (2017)[29] summarised the clinical features of Type 2 low asthma with the absence of airway eosinophilia and allergic sensitization, with the age of onset being toward later life. Our findings confirm equivalence and indicate Type 2 low severe asthma being uncommon in India. In our study, Type 2 high asthma accounted for 85% of severe asthma in India, whereas the eosinophilic group was the most common seen in 49%, followed by atopic severe asthma in 36%.

However, overlap of allergic and eosinophilic endotypes was seen in nearly one third of the total severe asthmatics. This patient group had an elevated blood eosinophil count (≥300) with the presence of atopy defined by symptoms and sensitisation to aeroallergens. Tran et al.[30] studied the overlap of atopic and eosinophilic Type 2 high asthma using National Health and Nutrition Examination Survey (NHANES) data and found that substantial overlap exists among Type 2 high severe asthma patients. These patients show elevated levels of blood eosinophils and high allergen specific and total serum IgE levels. Our study showed similar results in our population too. This overlap group is eligible for both anti-IgE and anti-IL-5 monoclonal antibodies [Figure 1], and hence, we need to incorporate clinical and functional parameters to improve endotyping prior to choosing biologics in severe asthma. A German study[21] also showed results very similar to those of our study [Table 2]. In our study, the overlap group was split from the eosinophilic group with patients having both blood eosinophilia and atopy (under Type 2 high asthma), and this group becomes the second most common pheno-endotype of severe asthma in India.

Table 2:
Summary of the results of comparative studies of severe asthma phenotyping

The overlapping group seen in one third of severe asthmatics is very important as these patients are eligible for both anti-IgE and Anti-IL-5 biologicals and need judicious treatment decisions to choose the appropriate biological in India. In our study, we tried to evaluate this group further and found that two patients had IgE >1500 IU/ml and hence were not eligible for omalizumab, and hence, 27 patients were eligible for omalizumab, but all 29 had blood eosinophils >300 cells/cmm, hence eligible for anti-IL-5 (mepolizumab as well as benralizumab) in all 29 cases. The Type 2 low group had 15 patients with AEC <300 cells/cmm, but seven patients had AEC between 150 and 300 cells/cmm and were eligible for mepolizumab as it requires AEC >150 cells/cmm at initial visit. Hence, only eight severe asthma patients remained ineligible for any available biologicals. These eight patients were given the option of bronchial thermoplasty. Out of these, five underwent the procedure. Hence, there is significant overlap in eligibility of available biologicals in Indian patients with severe asthma, and clinicians need to incorporate predictors of response of each biological to choose appropriately [Figure 3].

Studies of asthmatic patients have shown that persistence of eosinophils predisposes these patients to increase the risk of severe asthma exacerbations.[31] Therefore, it is best that we target these particular phenotypes with available modalities. The benefits of use of these biologicals are better asthma control, decreased exacerbation frequency, hospitalisation, reduction in steroid use, improvement in lung functions, and overall quality of life, and this has already been shown by various meta-analyses.[3233] Adverse effects associated with the use of these agents are minor, such as headache, myalgia, and local site reactions. Rarely (<1%) cases may experience hyper-sensitivity reactions such as anaphylaxis. The most important drawback of use of these agents is their cost as far as developing countries are concerned.

Our study brings some clarity on these largely unrecognized categories of severe asthma. There is a dearth of studies in India regarding severe asthma pheno-endotypes and their clinical profile and etiological distribution. Two studies conducted in India[3435] based on sputum cellularity analysis are not feasible, and clinicians would need inputs using simple diagnostic tools in making therapeutic decisions in management of severe asthma. Our study would be a stepping stone for further larger multi-center studies to elucidate severe asthma pheno-endotypic profiles in severe Indian asthmatics based on these simple clinical, functional, and bio-marker assessments. Recent publication by the same authors has discussed a stratified approach of using bio-markers for phenotyping management of asthma.[36]

However, there are certain limitations in our study, namely, 1. It is a single-centre study based on the tertiary care teaching facility where the patient’s inflow is from North India and cannot be representative of the whole country. 2. Patient selection bias as only patients who can afford expenses seek care in private facilities. 3. It is a retrospective study and hence lacks uniformity in labelling severe asthma prior to being seen at our centre. Also, the lack of follow-up and response to biologicals was not included in this study, and it would be interesting to evaluate responses of biologicals particularly in the overlap group in our country. However, the study was taken with an aim to stratify severe asthma into pheno-endotypes by using easily available diagnostic tools to identify right candidates for personalised therapies; further research can investigate these aspects. This study clearly highlights the need for urgent research in this area.

To conclude, severe asthma pheno-endotyping to enhance suitable treatment with biologicals is achievable using presently available bio-markers. Our study indicates the widely used clinical and available laboratory tests, for example, age of onset, H/O atopy and allergic co-morbidities, blood eosinophils, serum IgE total, SPT, or specific IgE to aeroallergens with FeNO, to evaluate drivers of inflammation in severe asthmatics are feasible and relevant in the Indian population. However, the overlap pheno-endotype of type 2 high cases is common and seen in 29% cases. Surprisingly, as per eligibility of available biologicals in India, our data show that 93% of severe asthma patients are eligible for one or the other monoclonal antibodies; further, large studies in the future are needed to confirm these findings and the implications.

Declaration of patient consent

The authors certify that they have obtained all appropriate patient consent forms. In the form the patients have given their consent for images and other clinical information to be reported in the journal. The patients understand that their names and initials will not be published and due efforts will be made to conceal their identity, but anonymity cannot be guaranteed.

Financial support and sponsorship


Conflicts of interest

There are no conflicts of interest.


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Endotypes; phenotype; severe asthma

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