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What Is the Optimal Exercise Prescription for Patients With Dilated Cardiomyopathy in Cardiac Rehabilitation? A SYSTEMATIC REVIEW

Seo, Yong Gon PhD; Jang, Mi Ja MS, RN; Lee, Ga Yeon PhD; Jeon, Eun Seok PhD; Park, Won Hah PhD; Sung, Ji Dong PhD

Journal of Cardiopulmonary Rehabilitation and Prevention: July 2019 - Volume 39 - Issue 4 - p 235–240
doi: 10.1097/HCR.0000000000000382
Systematic Review
Free

Purpose: Dilated cardiomyopathy (DCM) is 1 of the major causes of advanced heart failure. However, relatively little is known about the effects of exercise specifically in patients with DCM. This purpose of this literature review was to identify optimal exercise training programming for patients with DCM.

Methods: A systematic review was conducted by 3 clinical specialists and the level of evidence of each study was rated using Sackett's levels of evidence. Multiple databases (PubMed Central, EMBASE, and EBSCO) were searched with the inclusion criteria of articles published in English.

Results: A total of 4544 studies were identified using the search strategy, of which 4 were included in our systematic review. The exercise frequency of the reviewed studies ranged from 3 to 5 times/wk, and exercise intensity was prescribed within a range from 50% to 80% of oxygen uptake reserve. Exercise time was as high as 45 min by the final month of the exercise prescription. Exercise type was mainly aerobic exercise and resistance training. The average improvement of exercise capacity was 19.5% in reviewed articles. Quality of life also improved after intervention.

Conclusions: According to this systematic review of the literature, data related to exercise therapy specifically for patients with DCM are scarce and exercise interventions in articles reviewed were prescribed differently using the FITT (frequency, intensity, time, and type) principle. Exercise intensity tailored to individual exercise capacity should be used for optimal exercise prescriptions that are safe and efficacious in patients with DCM.

Exercise therapy is an important intervention to improve exercise tolerance and quality of life. Based on articles reviewed, there is no single standardized optimal exercise prescription for patients with dilated cardiomyopathy that is a safe and effective intervention. Exercise prescriptions should follow the FITT (frequency, intensity, time, and type) methodology using exercise intensity that is individualized for the patient exercise capacity.

Division of Sports Medicine, Department of Orthopedic Surgery (Mr Seo and Dr Park), Heart Stroke and Vascular Institute, Department of Nursing, Cardiac Center, Rehabilitation & Prevention Center (Ms Jang), Cardiac Center, Heart Stroke and Vascular Institute (Drs Lee and Jeon), and Rehabilitation and Prevention Center, Heart Stroke and Vascular Institute (Dr Sung), Samsung Medical Center, Seoul, South Korea; Sungkyunkwan University School of Medicine, Seoul, South Korea (Mr Seo, Ms Jang, and Drs Lee, Jeon, Park, and Sung).

Correspondence: Ji Dong Sung, PhD, Division of Cardiology, Department of Internal Medicine, Sungkyunkwan University School of Medicine, Rehabilitation & Prevention Center, Heart Stroke & Vascular Institute, Samsung Medical Center, 81 Irwon-ro, Gangnam-gu, Seoul 135-710, South Korea (Jidong.sung@samsung.com).

All authors have read and approved the article.

The authors declare no conflicts of interest.

Dilated cardiomyopathy (DCM) is the most common cardiomyopathy and is characterized by left ventricular dilation and left ventricular systolic dysfunction.1 Based on cardiac MRI and echocardiography, DCM can be defined as a dilated left ventricle (>5.5 cm) with an ejection fraction <45%.2 The clinical course of DCM frequently involves ventricular arrhythmias resulting in sudden cardiac death.3 Several treatment options including medical therapy and implantable cardioverter defibrillators are used to reduce symptoms and prevent sudden cardiac death. Medical therapy is the first approach to improve symptoms and reduce mortality in patients with DCM, and includes angiotensin II receptor blockers and β-blockers.4

Exercise therapy is 1 of the most important intervention options to improve cardiopulmonary function and quality of life (QOL) in cardiac patients, but is commonly underutilized.5–8 Furthermore, optimal exercise intensity is considered an important factor for conducting safe and effective exercise training.9 Current recommendations for determining target exercise intensity are based on the FITT-VP (frequency, intensity, time, and type—volume and progression) principle.10 Based on these recommendations, exercise professionals should consider current health status of a patient, cardiorespiratory fitness level, risk stratification, and comorbidities when prescribing exercise intensity, frequency, time, and type.

Exercise training may be a useful intervention for patients with DCM, but currently there is a lack of sufficient clinical data regarding the physiological response to exercise and an understanding of the effect of exercise training relative to other cardiac diseases. The response to exercise in patients with idiopathic DCM has specific characteristics of severe depression of systolic and diastolic function with well-preserved exercise capacity.11 In addition, several studies have considered exercise intervention for patients with DCM and demonstrated that exercise therapy is a safe and effective approach for improving exercise capacity and QOL in these patients.2,12–14 However, the prescriptions for exercise reported in these studies were variable. Thus, the overall goal of this study was to identify an optimal exercise prescription for individuals with DCM. To that end, we performed a systematic review of the literature.

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METHODS

SEARCH STRATEGY AND INCLUSION CRITERIA

A systematic review of the literature was conducted using PubMed, Cochrane Central Register of Controlled Trials, EMBASE, and EBSCO databases. The search keywords were “dilated cardiomyopathy” and “exercise therapy.” To perform a more comprehensive search, we also used the terms “physical therapy,” “exercise intervention,” “exercise,” “exercise training,” and “cardiac rehabilitation” in place of exercise therapy (Table 1). The search included articles published between 1980 and 2017, and all articles identified in the search were evaluated. The selection criteria for eligible interventions were any study that described the use of exercise therapy only for the treatment of DCM in humans. Two authors (Y.G.S. and G.Y.L.) independently reviewed the studies identified by the search and extracted articles that met the inclusion criteria. First, all articles were originally reviewed by title. A discussion for determining whether an article was to be included was held when there was disagreement between the 2 reviewers. In cases where an agreement could not be reached, a third author (J.D.S.) reviewed the title to determine whether it should be included. The same procedure was used to review abstracts and again for review of the full text of a study to determine inclusion or not. Five titles and 8 abstracts were reviewed by a third author for inclusion in this review.

Table 1

Table 1

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OUTCOMES OF INTEREST AND LEVEL OF QUALITY

The extracted information included study design, level of evidence, subject characteristics, type of exercise therapy intervention, functional outcomes, and other notable findings. With respect to the type of exercise therapy intervention, we extracted data related to exercise frequency, intensity, time, and type. To evaluate functional outcome parameters, we also extracted data related to exercise test mode using a questionnaire and special evaluation for checking function (Table 2). All articles were rated using Sackett's Level of Evidence scale,15 from the strongest (rating = 1) to weakest (rating = 5) (Table 3).

Table 2

Table 2

Table 3

Table 3

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RESULTS

LITERATURE SEARCH

The search strategy initially yielded 4544 articles and duplicate articles were discarded. A total of 19 articles were subjected to a full-text review, from which we excluded 15 studies comprising 2 case reports, 1 animal study, 1 nonrandomized control trial study, 8 studies that included non-DCM patients, and 3 studies based on the same patient group (Figure).

Figure

Figure

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BASELINE NYHA CLASSIFICATION

The New York Heart Association (NYHA) classification is commonly used as a method for functional classification in patients with cardiac disease. The functional status is categorized by 4 classifications with high numbers indicating more severe limitation of physical function. The NYHA classification of study patients was I and II in 2 studies, while the other 2 studies by Mehani12 and Holloway et al2 included 9 and 4 patients with NYHA classification III, respectively. Only the study by Stolen et al13 described the change of NYHA classification after intervention with an improvement from 1.6 ± 0.5 to 1.2 ± 0.4.

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MAXIMAL OXYGEN UPTAKE

In 3 of the studies, symptom-limited exercise testing was performed using an electrically-braked cycle ergometer. The specific testing protocol was not described in any of the included articles. In the study by Holloway et al,2 a 6-min walk test (6MWT) was used as the testing mode for estimating exercise capacity. Exercise capacity improved in all studies in patients who received exercise training. Although the training periods varied, improvement of maximal oxygen uptake (

O2max) ranged between 8% and 27% in patients receiving exercise training compared with patients not receiving exercise training. In the study by Stolen et al,13 symptom-limited, incremental cycle ergometer testing with continuous respiratory gas exchange analysis was used and reported the highest improvement in exercise capacity (27%; mean ± SD

O2max = 19.4 ± 4.1 mL/kg/min; 6.7 metabolic equivalents [METs]) pre-training versus 24.6 ± 5.2 mL/kg/min (8.5 METs) post-training. The increase in 6MWT distance increased from 469 ± 21 m before exercise training to 508 ± 25 m (8% increase) after exercise training was reported by Holloway et al.2 The remaining 2 studies12,14 both used an electrically braked cycle ergometer for exercise testing; 1 used an individualized ramp protocol and the other used the Wasserman protocol. These studies reported improvements in exercise capacity resulting from exercise training from 16.1 ± 3.65 mL/kg/min (5.6 METs) to 21.08 ± 5.47 mL/kg/min (7.6 METs) (26%)12 and from 21.7 ± 3.8 mL/kg/min (7.3 METs) to 25.3 ± 5.2 mL/kg/min (8.7 METs) (17%).14 The average exercise capacity in the included studies was 6.5 METs before intervention and 8.3 METs after intervention. These values are lower values compared with average values for 50 age-matched healthy adults.16

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EXERCISE PRESCRIPTION

An exercise prescription consists of exercise frequency, intensity, time, type, and a recommendation on whether supervision is needed. Exercise frequency ranged from 3 to 5 times/wk in the 4 studies we evaluated. The initial exercise intensity was 50% to 55% of the functional capacity determined in each study and was progressively increased over the intervention period of 2 to 7 mo to achieve a goal of 80% of peak exercise intensity in 3 studies, and 70% in 1 study,13 which used an initial exercise intensity of 50% of peak

O2 and progressively increased during the 5-mo period. Three of the studies utilized aerobic exercise as the main exercise type, while Stolen et al13 also prescribed resistance training twice/week beginning after 4 wk of aerobic exercise. A study by Mehani12 used interval aerobic circuit training using a treadmill, cycle ergometer and a Stairmaster (Life Fitness) with initial exercise intensity of 55% of heart rate reserve (HRR) and increasing to 80% at the end of the seventh month. The maximum exercise time was 45 min in 3 studies and 20 min in 1 study2 that prescribed exercise intensity to achieve a training heart rate between 70% and 80% of the initial exercise test maximum heart rate. The study duration ranged from 2 to 7 mo, but 1 study14 used a 2-mo training period and determined clinical outcomes after 2 and 8 mo from baseline. The exercise intervention was conducted with supervision in 3 studies, while patients in the Holloway et al2 study were prescribed a home-based exercise program without direct supervision.

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QUALITY OF LIFE

Several of the included studies used a questionnaire to evaluate QOL after an exercise intervention. Specifically, Mehani12 used the Kansas City Cardiomyopathy Questionnaire (KCCQ), a disease-specific instrument for evaluating QOL in patients with chronic heart failure, and reported a statistically significant difference between both groups in the functional score (75.0%) and clinical summary scores (129.3%). Holloway et al2 used the Minnesota Living With Heart Failure Questionnaire (MLHFQ), which was designed to measure physical and emotional dimensions of QOL for heart failure. A decreased score after an intervention means an improvement in physical or emotional state, and this reported an improvement of 28% compared with baseline in patients who received exercise training, with an average post-intervention score of 17 ± 3 versus a pre-intervention score of 26 ± 5. Stolen et al13 used the RAND 36-item health survey (SF-36), which measures generic health-related QOL and a higher score denotes improvement in QOL, and the results demonstrated an improvement in general health, pain, and vitality compared with baseline in patients who received exercise training.

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DISCUSSION

Proper exercise intensity is important to ensure both the safety and effectiveness of an exercise intervention. Exercise training can improve exercise capacity and QOL while reducing cardiac mortality in several different types of cardiac patients.6–8 To help provide insight into the role of exercise therapy for exercise professionals in patients with DCM, we systematically reviewed 4 published articles in which exercise therapy was conducted specifically for patients with DCM.

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NYHA CLASSIFICATION

The NYHA classification scheme is commonly used to define the level of function in patients with cardiac disease and is based on symptoms during physical activity.17 Importantly, aerobic exercise in patients with heart failure can lead to a 0.5 improvement in NYHA functional class.18 Among the articles included in our systematic review, the highest NYHA classification prior to intervention was III. In 1 of the reviewed studies, the NYHA class improved from 1.6 ± 0.5 to 1.2 ± 0.5 (change: −18.5%) after an exercise intervention, while there was a minimal change in the control group from 1.2 ± 0.4 to 1.1 ± 0.4 (change: −4.8%).13 Although the correlation between the improvement in NYHA functional class and exercise capacity in that study was not very high, the exercise capacity in the training group was significantly improved from 19.4 ± 4.1 to 24.6 ± 5.2 mL/kg/min (change: +27.2%) compared with the control group (change: +4.2%). A previous study19 reported that NYHA functional class correlated inversely with 6-min walk distance, and thus we speculated the possibility that an improvement in exercise capacity was the main factor behind the change in NYHA class in the study groups. Further studies will be needed to verify these results.

Most patients with DCM in the reviewed studies were NYHA classes II and III. In these patients, exercise intervention was conducted safely without adverse events during the intervention period, supporting the idea that exercise intervention in this patient population is relatively safe. However, extra care should be taken when prescribing exercise training to NYHA class IV patients to prevent any complications because the studies reviewed did not provide recommendations for these patients.

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MAXIMAL OXYGEN UPTAKE

Exercise capacity can be precisely measured by

O2max during exercise, which represents the limit of cardiopulmonary function for transporting oxygen to the exercising muscles.20 Exercise capacity can also be expressed in METs, with 1 MET representing energy expenditure with a person in the sitting position, and is equal to 3.5 mL/kg/min. METs can be used to describe the intensity of a variety of physical activities.21 The intensity of physical activity can be categorized into 3 levels, with light physical activity classified as activity requiring <3 METs, moderate activity classified as 3 to 6 METs, and vigorous activity classified as >6 METs.21 Peak METs are 1 of the strongest predictors of all-cause mortality,22,23 and the increase of a 1 MET for exercise capacity was associated with 13% and 15% reduction of risk in all-cause and cardiovascular mortality, respectively. Additionally, patients with a maximal aerobic capacity of ≥7.9 METs had a lower risk of all-cause and cardiovascular mortality compared with those with an aerobic capacity of <7.9 METs.24

In this systematic review, the baseline exercise capacity of participants was much lower than that of an age-matched general healthy population. For example, the lowest exercise capacity among participants in the study by Mehani12 was 3.6 METs. Although the correlation between NYHA functional class and exercise capacity was not significant, several studies have demonstrated a significant difference in exercise capacity between NYHA functional classes II and III/IV.19,25,26 In the studies evaluated in this review, exercise capacity improved between 8% and 27% from baseline in patients who received an exercise intervention. The greatest improvement in exercise capacity was reported by Mehani12 (26%; mean 4.5-5.4 METs). Previous studies on the effects of exercise in patients with heart failure have reported a similar range (0%-27%) in the improvement of exercise capacity.27 Based on a previous meta-analysis,28 the difference in the improvement in exercise capacity is dependent on the intensity of exercise intervention, age of the patient, gender, and baseline

O2max.

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EXERCISE PRESCRIPTION

Many studies24,29 have reported that physical inactivity and low exercise capacity are associated with the development of cardiovascular disease. Likewise, exercise therapy has been shown to improve exercise capacity and QOL in patients with cardiac disease.6,7,9 Individualization of the exercise prescription for patients with DCM is essential for obtaining the maximal benefit. Such individualization can be achieved by considering a patient's current exercise habits, exercise capacity, and other individual factors.9 The principle of an exercise prescription is based on the FITT principle: frequency (F), intensity (I), time (T), and type (T) of exercise.30,31 In the studies we reviewed, the frequency of exercise ranged from 3 to 5 times/wk, consistent with the general exercise recommendations for healthy adults,32 which also suggest combining moderate and vigorous intensity exercise.

Based on the reviewed studies, the appropriate intensity of aerobic exercise for patients with DCM was like that recommended in previous studies33–36 conducted with patients with other forms of heart failure. Aerobic exercise intensity can be determined using 1 of several commonly used equations based on %HRR, %

O2R, or %maximal heart rate. A graded exercise test is recommended for evaluating exercise capacity before and after exercise intervention. Most of the studies we reviewed determined exercise intensity based on the %

O2R and %HRmax data. Specifically, the initial exercise intensity prescribed was generally as low as 50% of

O2peak, representing an optimal moderate-intensity regimen (40%-60%

O2R),21 and increased up to 80%

O2R, representing vigorous exercise intensity used in 1 study.29

Current guidelines recommend prescribing a progressive increase in exercise intensity to achieve a safe and effective intervention.37 In general, %HRR and %

O2R parameters are used to determine exercise intensity; however, the rating of perceived exertion (RPE) is recommended for patients being treated with β-blockers or who have undergone heart transplantation. The RPE scale ranges from 6 to 20, and an RPE of 12 to 13 is consistent with moderate intensity, while an RPE of 14 to 17 is associated with vigorous intensity.31 Among the studies we reviewed, 2 mentioned the use of the RPE scale for prescribing exercise intensity using 12 to 14 and 13 to 15 ranges, respectively.2,14

Three of the studies evaluated in this review prescribed aerobic exercise for a total of 45 min/session, while Holloway et al2 prescribed 20 min of cycling-based exercise/day. The prescription for the duration of exercise in patients with chronic heart failure is usually 20 to 30 min at the desired intensity,36 while the duration of target aerobic exercise is generally 20 to 60 min/session for cardiac patients.37 Ultimately, the prescription for the initial duration of exercise should vary according to the individual current state of health of the patient and should also consider previous levels of physical activity and baseline exercise capacity. The exercise protocols of the reviewed studies included both continuous and intermittent exercise, for which the minimum duration of intermittent exercise should be at least 10 min.21 Lastly, the total duration of an exercise intervention in the reviewed articles was 2 to 7 mo; however, health professionals should adjust the initial prescription for exercise duration according to the health status of the patients, exercise tolerance, and exercise program goals.

A cycle ergometer is commonly used to assess aerobic exercise capacity and was the main exercise modality used in the reviewed studies. The type of exercise prescribed should be determined according to the goal of exercise. In general, both aerobic and strength exercises are recommended for cardiac patients. However, of the included studies, only Stolen et al13 combined both resistance training and aerobic exercise intervention. Different types of exercise training included aerobic training, resistance training, and combined training, all of which are safe and effective methods for maximizing improvement of exercise capacity.38 Furthermore, resistance training for cardiac patients is recommended as a way to complement aerobic training, and provides additional benefits with respect to muscular strength and endurance.39,40 In the study by Stolen et al,13 the training prescription consisted of a high number of repetitions (10-15) in 2 to 3 sets at a low frequency (2-3 sessions/wk). This recommendation is consistent with the general guidelines published by the American College of Sports Medicine (ACSM).41 Likewise, according to the ACSM guidelines for cardiac patients, it is recommended that patients start resistance exercise a minimum of 5 wk following myocardial infarction and cardiac surgery and a minimum of 2 to 3 wk following transcatheter procedures.42 Although the evidence supporting the effectiveness of resistance training for patients with DCM is scarce, combining resistance training along with aerobic training may be beneficial considering general exercise training guidelines for cardiac patients.

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QUALITY OF LIFE

Quality of life in patients with DCM is considered an important parameter for both clinical and hard outcomes such as mortality, and should be included in any determination of the effect of exercise intervention. Selection of a relevant questionnaire is very important for properly evaluating the effects of exercise therapy.43,44 Questionnaires for QOL can be divided primarily into generic and disease-specific types.45 In this systematic review, 3 questionnaires were used, namely, the KCCQ, MLHFQ, and SF-36, for which the overall results showed that exercise led to an improvement in QOL compared with baseline results. The study conducted by Mehani12 showed a significant association between peak

O2 and KCCQ score, suggesting that exercise capacity may have a positive impact on QOL in patients with DCM.

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LIMITATIONS

This systematic review has some limitations. First, although we searched 4 large databases (PubMed, CENTRAL, EMBASE, and EBSCO), there is still the possibility that some relevant articles were not identified. There are other large databases such as CLINICAL and OVID that might include additional studies. Second, the present study identified only 4 articles using our review protocol and they all used relatively small samples. This makes generalization of the study findings to all patients with DCM difficult. Future research is needed to make general recommendations for exercise prescription.

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CONCLUSIONS

In this systematic review, we evaluated the evidence for optimal exercise therapy in patients with DCM. Overall, exercise therapy appeared to be a safe and effective intervention for improving exercise capacity and QOL in patients with DCM. An exercise prescription for patients with DCM consisted of exercise frequency, intensity, time, and type according to recommendation by ACSM guidelines. The different results in reviewed articles resulted from application of different exercise intensity and times for each article. Therefore, these parameters should be considered an important factor in prescribing suitable exercise. Lastly, with respect to developing an exercise prescription for patients with DCM, it is important for exercise professionals to consider the baseline exercise capacity of the patients, previous exercise habits, and daily condition when prescribing initial exercise intensity and adjusting day-to-day training. Furthermore, large trials are needed to define optimal exercise intervention for patients with DCM considering the insufficiency of data from 4 reviewed studies.

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Keywords:

cardiac rehabilitation; dilated cardiomyopathy; exercise prescription

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