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Brief Report: Dapivirine Vaginal Ring Use Does Not Diminish the Effectiveness of Hormonal Contraception

Balkus, Jennifer E. PhD, MPH*,†,‡; Palanee-Phillips, Thesla PhD§; Reddy, Krishnaveni MBChB§; Siva, Samantha MBChB; Harkoo, Ishana MBChB; Nakabiito, Clemensia MBChB#; Kintu, Kenneth MBChB#; Nair, Gonasangrie MBChB**; Chappell, Catherine MD††; Kiweewa, Flavia Matovu MBChB#; Kabwigu, Samuel MBChB#; Naidoo, Logashvari MBChB; Jeenarain, Nitesha MBChB; Marzinke, Mark PhD‡‡; Soto-Torres, Lydia MD§§; Brown, Elizabeth R. ScD*,‖‖; Baeten, Jared M. MD, PhD†,‡,¶¶

JAIDS Journal of Acquired Immune Deficiency Syndromes: October 1, 2017 - Volume 76 - Issue 2 - p e47–e51
doi: 10.1097/QAI.0000000000001455
Clinical Science

Objective: To evaluate the potential for a clinically relevant drug–drug interaction with concomitant use of a dapivirine vaginal ring, a novel antiretroviral-based HIV-1 prevention strategy, and hormonal contraception by examining contraceptive efficacies with and without dapivirine ring use.

Design: A secondary analysis of women participating in MTN-020/ASPIRE, a randomized, double-blind, placebo-controlled trial of the dapivirine vaginal ring for HIV-1 prevention.

Methods: Use of a highly effective method of contraception was an eligibility criterion for study participation. Urine pregnancy tests were performed monthly. Pregnancy incidence by arm was calculated separately for each hormonal contraceptive method and compared using an Andersen–Gill proportional hazards model stratified by site and censored at HIV-1 infection.

Results: Of 2629 women enrolled, 2310 women returned for follow-up and reported using a hormonal contraceptive method at any point during study participation (1139 in the dapivirine arm and 1171 in the placebo arm). Pregnancy incidence in the dapivirine arm versus placebo among women using injectable depot medroxyprogesterone acetate was 0.43% vs. 0.54%, among women using injectable norethisterone enanthate was 1.15% vs. 0%, among women using hormonal implants was 0.22% vs. 0.69%, and among women using oral contraceptive pills was 32.26% vs. 28.01%. Pregnancy incidence did not differ by study arm for any of the hormonal contraceptive methods.

Conclusions: Use of the dapivirine ring does not reduce the effectiveness of hormonal contraceptives for pregnancy prevention. Oral contraceptive pill use was associated with high pregnancy incidence, potentially because of poor pill adherence. Injectable and implantable methods were highly effective in preventing pregnancy.

*Vaccine and Infectious Disease Division, Fred Hutchinson Cancer Research Center, Seattle, WA;

Departments of Epidemiology;

Global Health, University of Washington, Seattle, WA;

§Wits Reproductive Health and HIV Institute, Johannesburg, South Africa;

South African Medical Research Council, Durban, South Africa;

CAPRISA, Durban, South Africa;

#Makerere University - Johns Hopkins University Research Collaboration, Kampala, Uganda;

**Emavundleni Research Centre, Cape Town, South Africa;

††Magee-Womens Hospital of UPMC, Pittsburgh, PA;

‡‡Departments of Pathology and Medicine, Johns Hopkins University School of Medicine, Baltimore, MD;

§§US National Institutes of Health, Bethesda, MD; and

Departments of ‖‖Biostatistics;

¶¶Medicine, University of Washington, Seattle, WA.

Correspondence to: Jennifer E. Balkus, PhD, MPH, Fred Hutchinson Cancer Research Center, 1100 Fairview Avenue N., M2-C200, PO Box 19024, Seattle, WA 98109-1024 (e-mail:

The Microbicide Trials Network (MTN) is funded by National Institute of Allergy and Infectious Disease (UM1AI068633, UM1AI068615, and UM1AI106707), with cofunding from the Eunice Kennedy Shriver National Institute of Child Health and Human Development and National Institute of Mental Health, all components of the US National Institutes of Health (NIH). The content is solely the responsibility of the authors and does not necessarily represent the official views of the NIH.

Presented in part at the Conference on Retroviruses and Opportunistic Infections; February 13–17, 2017; Seattle, WA.

The authors have no conflicts of interest to disclose.

J.E.B. and J.M.B. conceptualized the article and analysis plan. J.E.B. conducted the analysis in collaboration with J.M.B. T.P.P., K.R., S.S., I.H., C.N., K.K., G.N., F.M.K., S.K., L.N., N.J., and L.S.T. contributed to data collection. M.M. generated data on dapivirine detection in plasma. J.E.B. drafted the initial report and all authors contributed to article content and approved the final manuscript.

Received January 13, 2017

Accepted April 17, 2017

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Prevention of HIV-1 and unplanned pregnancy are global public health priorities for reproductive-aged women.1 For women with or at risk of HIV-1, concurrent use of hormonal contraceptives for pregnancy prevention and antiretrovirals for HIV-1 treatment or prevention could result in potential drug–drug interactions that may diminish contraceptive effectiveness.2,3 Contraceptive hormones are metabolized by hepatic cytochrome P450 enzymes, and certain non-nucleoside reverse transcriptase inhibitors (NNRTIs) can induce cytochrome P450 enzymes leading to reduced plasma progestin concentrations, with some NNRTIs having a greater impact on progestin pharmacokinetics than others.4–8 Among HIV-1–infected women, use of the NNRTI efavirenz as part of combination HIV-1 treatment has been associated with a reduced effectiveness of contraceptive implants.3,6,7,9

A vaginal ring containing dapivirine, a novel NNRTI, demonstrated effectiveness for HIV-1 prevention,10,11 with HIV-1 incidence reduced in 2 randomized trials by approximately one-third overall and by >50% among those with biologic evidence of ring use.11,12 Pregnancy incidence and outcomes did not differ between those receiving active dapivirine vaginal ring and placebo13; however, the potential for a clinically relevant drug–drug interaction between vaginally delivered dapivirine and hormonal contraceptive effectiveness has not been assessed in epidemiologic studies. Among women who participated in a phase III trial of the dapivirine vaginal ring, we compared the incidence of pregnancy in women randomized with the dapivirine ring versus placebo, stratified by hormonal contraceptive method.

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This is a secondary analysis of data from MTN-020/ASPIRE, a randomized, double-blind, placebo-controlled phase III safety and effectiveness study of the dapivirine vaginal ring for HIV-1 prevention ( NCT01617096). Detailed methods and results for the trial have been published.11 Briefly, between August 2012 and June 2014, 2629 healthy, sexually active, HIV-1–uninfected women aged 18–45 years from Malawi, South Africa, Uganda, and Zimbabwe were enrolled. Women who were pregnant or intending to become pregnant were not eligible for enrollment and use of a highly effective method of contraception was a trial eligibility criterion. Eligible women were randomly assigned in equal proportions to receive either the dapivirine vaginal ring or placebo ring. Participants provided written informed consent, and applicable local and national ethical and regulatory authorities approved the study protocol.

At enrollment and monthly follow-up visits, standardized face-to-face interviews were conducted to collect data on the contraceptive method used since the participant's last visit, as well as reported condom use and sexual behaviors. Contraceptive methods were provided on-site or could be obtained from local health providers and women were permitted to change contraceptive method during follow-up. Urine pregnancy tests and HIV-1 rapid antibody tests were performed monthly. If a participant became pregnant, study product was withheld for the duration of pregnancy and breastfeeding and the participant was referred for pregnancy management or antenatal care. Study product was permanently discontinued after HIV-1 seroconversion. To objectively monitor adherence to study product during the trial, plasma samples were collected quarterly and were tested for dapivirine using a validated liquid chromatography–mass spectrometry assay.11,14

Pregnancy incidence by arm was calculated separately for each hormonal contraceptive method [injectable depot medroxyprogesterone acetate (DMPA), injectable norethisterone enanthate (NET-EN)], hormonal implants, and oral contraceptive pills (OCPs). The pregnancy incidence with typical use of injectables (DMPA and NET-EN), OCPs, and hormonal implants is estimated to be: 6, 9, and <1 per 100 person-years, respectively.15 The follow-up time when participants reported nonhormonal contraceptive methods [eg, intrauterine device and tubal ligation] or no method were excluded from analysis. Incident pregnancy was defined as the first visit with a positive urine pregnancy test. Visits while pregnant were censored and participants re-entered the risk set after completion of the pregnancy. Visits after HIV-1 seroconversion were also censored. For strata with no observed pregnancies, the 95% confidence interval (CI) for the incidence was calculated using Hanley approach for calculating CIs when no events are observed and Miettinen modification for the exact test to calculate the upper bound of the CI.16,17

Pregnancy incidence by hormonal contraceptive method was first compared using univariate Andersen–Gill proportional hazards models stratified by site, which allows for inclusion of recurrent events18; contraceptive method was included as a time-dependent variable. Multivariable models were performed that included the following factors selected a priori: age, marital status, number of live births at enrollment, and reported condom use at last vaginal sex act (time-varying factor). Additional factors were considered for inclusion in the multivariable model if they differed by study arm and were associated with incident pregnancy (P < 0.1). A sensitivity analysis was performed categorizing participants in the dapivirine arm based on plasma concentrations of dapivirine from the quarterly visits. Dapivirine plasma concentrations for intervening visits were imputed using last value carried forward. Participants with plasma dapivirine levels >95 pg/mL were considered to have had recently used the ring (a level which corresponds to ≥8 hours of continuous ring use).11,14 Pregnancy incidence among participants with recent ring use was compared with participants with no recent ring use (≤95 pg/mL dapivirine detected in plasma) and participants in the placebo arm using the same methods described above. Analyses were performed using Stata, version 14.0 (StataCorp., College Station, TX).

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Of 2629 women enrolled, 3 were found to be HIV-1 infected at enrollment, 12 never returned for follow-up, 78 had a tubal ligation, and 226 used a copper intrauterine devicethroughout study participation, leaving 2310 women who used a hormonal contraceptive method during follow-up (1139 in the dapivirine arm and 1171 in the placebo arm) (Table 1). Overall, 55% of participants were <27 years of age, 38% were married, and 54% reported 2 or more live births. The most commonly reported method of hormonal contraception was injectable depot medroxyprogesterone acetate [DMPA] (46% of participants reported use at enrollment; DMPA use comprised 45% of the total follow-up time included in this analysis), followed by hormonal implants (22% at enrollment; 28% of follow-up time), injectable norethisterone enanthate [NET-EN] (16% at enrollment; 16% of follow-up time), and OCPs (12% at enrollment; 11% of follow-up time).



A total of 117 pregnancies occurred among 114 participants during use of a hormonal contraceptive method (63 pregnancies in the dapivirine ring arm and 54 in the placebo arm). Seven pregnancies occurred among women who reported using DMPA (incidence = 0.49 per 100 person-years), 3 among women using NET-EN (incidence = 0.58 per 100 person-years), 3 among women using hormonal implants (incidence = 0.45 per 100 person-years), and 104 among women using OCPs (incidence = 30.15 per 100 person-years). Pregnancy incidence did not differ for those randomized to the dapivirine vaginal ring versus placebo ring for any of the hormonal contraceptive methods in univariate or multivariable models (Table 2). Results were generally similar to sensitivity analyses that characterized participants in the dapivirine ring arm by dapivirine plasma concentrations; however, for women reporting DMPA, NET-EN, and OCP use, pregnancy incidence was slightly higher among participants who had not recently used the dapivirine ring compared with those who appeared to be using the ring (Table 2).



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In this secondary analysis of women participating in a randomized trial of the dapivirine vaginal ring for HIV-1 prevention, dapivirine ring use was not associated with diminished hormonal contraceptive effectiveness. These data provide important evidence in support of the dapivirine ring for HIV-1 prevention among contracepting women and add to the larger body of evidence that supports the use of antiretroviral-based HIV-1–prevention interventions among reproductive-aged women. Although dapivirine is metabolized by cytochrome P450 enzymes, it does not appear that dapivirine metabolism induces isoenzymes that are integral for hormone metabolism.19 Dapivirine did not induce CYP1A2 or CYP3A4/5 activity in cultured human hepatocytes at concentrations up to 100 ng/mL, which is much higher than those observed in the plasma of women using the dapivirine ring [personal communication—Jeremy Nuttal, IPM]. Therefore, there is little potential for significant interactions with hormonal contraceptives. Furthermore, uptake of dapivirine occurs through topical absorption of drug eluted from the vaginal ring, which results in low systemic dapivirine concentrations, thus reducing the likelihood of a potential clinically relevant drug–drug interaction.20,21

Although pregnancy incidence was similar by study arm within each hormonal contraceptive method, pregnancy incidence differed substantially across contraceptive methods. Injectable and implantable methods were highly effective in preventing pregnancy; however, OCP users had a high pregnancy incidence (∼30 per 100 person-years). Although typical OCP use is reported to have a pregnancy incidence of approximately 9 per 100 person-years,15 other HIV-1–prevention studies have seen substantially higher pregnancy rates in OCP users.22–24 Adherence to daily oral pills may be challenging for some women and could explain high pregnancy incidence for OCP users. Additionally, it has been hypothesized that some women in HIV-1–prevention trials may switch to OCPs as their contraceptive choice with the intention of becoming pregnant, because they could report OCP use but not necessarily use the method. Unfortunately, data on adherence to contraception and pregnancy intention during trial participation were not collected, so these hypotheses cannot be explored further.

In sensitivity analyses, where participants randomized to the dapivirine ring were characterized based on dapivirine plasma levels, we observed slightly higher pregnancy incidences among women with no recent ring use (≤95 pg/mL) compared with women with recent ring use for those using DMPA, NET-EN, or OCPs. These data suggest a correlation between adherence to user-dependent contraceptive methods and adherence to the study intervention, although these differences were not statistically significant and should be interpreted with caution because of the small number of pregnancies that occurred among DMPA and NET-EN users.

Among women participating in trials of oral pre-exposure prophylaxis (PrEP) with tenofovir-based pills for HIV-1 prevention, hormonal contraceptive plasma levels and contraceptive effectiveness were similar among women using PrEP compared with placebo.24,25 Our data add to the body of evidence supporting the use of antiretroviral-based PrEP for HIV-1 prevention among hormonal contraceptive users. However, as new antiretroviral-based HIV-1–prevention interventions are evaluated, it will be important to continue to assess the effect of these novel approaches on hormonal contraceptive effectiveness to ensure that women do not experience reduced protection against unintended pregnancy.

Our study has several strengths, including data collected as part of a multicountry phase III clinical trial with high retention, good levels of drug detection indicating recent ring use and monthly assessments of family planning method and pregnancy. Nonetheless, our findings should be interpreted in the context of limitations. There were few pregnancies among women who reported using implant and injectable methods; however, the pregnancy incidence overall and by arm was consistent with or below what would be expected with typical use for these methods.15 Contraceptive implants have had seemingly diminished effectiveness with concurrent use of the NNRTI efavirenz, but the pregnancy incidence among implant users in this study was lower than that observed in those studies6,24,26 including among women receiving the active dapirivine ring. Results were similar to our sensitivity analysis based on dapivirine plasma concentrations; however, plasma concentrations were only assessed during quarterly visits, whereas pregnancy was assessed monthly, which may result in misclassification if dapivirine ring use was not consistent at intervening visits.

In summary, our findings suggest that the dapivirine vaginal ring can be used in combination with a range of hormonal contraceptive methods without diminishing the effectiveness of contraception. These data support the use of the dapivirine vaginal ring for HIV-1 prevention among contracepting women and are important to consider as efforts to develop a coformulated vaginal ring for protection against HIV-1 acquisition and unintended pregnancy are underway.

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The authors gratefully acknowledge the contributions of the women who participated in ASPIRE/MTN-020. The authors express their sincere appreciation to the study team for their dedicated work on data and sample collection and to the MTN Statistical and Data Management Center for their work on data management.

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dapivirine; NNRTI; hormonal contraception; pregnancy

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