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Initial Programmatic Implementation of WHO Option B in Botswana Associated With Increased Projected MTCT

Dryden-Peterson, Scott MD*,†,‡; Lockman, Shahin MD, MSc*,†,‡; Zash, Rebecca MD†,§; Lei, Quonhong PhD; Chen, Jennifer Y. MD; Souda, Sajini MBBS, MD#; Petlo, Chipo BNS**; Dintwa, Eldah BNS, MPH**; Lebelonyane, Refeletswe MD**; Mmalane, Mompati MD; Shapiro, Roger L. MD, MPH†,‡,§

Author Information
JAIDS Journal of Acquired Immune Deficiency Syndromes: March 1, 2015 - Volume 68 - Issue 3 - p 245-249
doi: 10.1097/QAI.0000000000000482



Expanded access to maternal combination antiretroviral therapy (ART) has the potential to nearly eliminate pediatric HIV infection.1 In 2010, the WHO recommended that one of 2 strategies be adopted for prevention of mother-to-child transmission (PMTCT) for women who did not require treatment for their own health (CD4+ cell count >350 cells per microliter and WHO clinical stage 1 or 2)—Option A, antenatal maternal zidovudine monotherapy, or Option B, maternal ART during pregnancy and breastfeeding.2 However, recognizing a number of implementation challenges with Option A,3 and observing encouraging results from expanded maternal ART in Malawi,4 in 2013, the WHO recommended ART for all pregnant and breastfeeding women regardless of CD4 count (Option B) and that ART could be continued lifelong (Option B+). Option A was no longer recommended.5

Since 1999, Botswana has had one of the most successful PMTCT programs in Africa. The program achieves nearly universal HIV testing in pregnancy, and MTCT of Botswana citizens has been reported at less than 5% for nearly a decade.6 To further reduce transmission, in 2009, the Botswana government initiated a pilot of Option B in 5 districts, and this strategy became national policy in 2011.7,8

We sought to evaluate the impact of the programmatic transition from Option A to Option B in Botswana on the risk of MTCT. Infant diagnosis is only available for the potentially biased subset that survives and presents for testing, so we used a large birth surveillance registry9 and projected the estimated risk of MTCT based on maternal disease stage and receipt of antiretrovirals.


Birth Surveillance

Active surveillance was conducted in public maternity wards in all regions of Botswana. Surveillance sites were selected to represent diverse settings and included the principal maternity wards in Gaborone (surveillance from May 2009 to October 2012), Molepolole, Mochudi, Francistown, Maun, and Ghanzi (surveillance from November 2009 to April 2011). Records for all deliveries occurring after 20 weeks of gestation at these maternity wards were reviewed.

MTCT Prevention Program

At the time the birth surveillance started, pregnant women with CD4 count ≤250 cells per microliter (or WHO clinical stage 3 or 4) were eligible for ART for their own health. HIV-infected women with CD4 count >250 cells per microliter received zidovudine (provided by antenatal staff onsite) from 28 weeks of gestation and single-dose nevirapine in labor.10 Specimens for CD4 were drawn at the antenatal clinic and analyzed in central laboratories; women eligible for treatment were referred to ART clinics, many offsite.

As part of the Option B pilot in 2009, women with CD4 count >250 cells per microliter were eligible to receive ART. When Option B became a national policy in 2011, women with CD4 count ≤350 cells per microliter were eligible for ART for life and women with CD4 count >350 cells per microliter were eligible for ART during pregnancy and breastfeeding. Under these guidelines, ART was prescribed at ART clinics (not in antenatal clinics) after receipt of CD4 results and completion of adherence counseling. The national rollout of Option B occurred from early 2011 to early 2012. The birth surveillance included the entirety of 2 pilot sites and the first 12 months of the nationwide implementation of Option B. Throughout the surveillance period, replacement feeding was recommended for most women according to government guidelines and infant formula provided. Infant prophylaxis beyond single-dose nevirapine and 4-weeks of zidovudine was not provided.

The study was reviewed and approved by the Botswana Health Research Development Committee and the Institutional Review Board of the Harvard School of Public Health. A waiver for the requirement of informed consent was received to review health records.

Projected MTCT Risk

For each delivery record for an HIV-infected mother, an individual projected risk of MTCT was calculated conditional on maternal CD4 strata, type of maternal antiretroviral therapy received, and infant feeding method following published methodology.11 Infant feeding status was defined as the method used while on the maternity ward, and women opting to breastfeed were assumed to exclusively breastfeed for 6 months. We used the conditional MTCT estimates11 used in the base Spectrum model as our primary inputs, and sensitivity analyses used high and low estimates and inputs conditional on duration of ART received from published estimates12–20 (see Table S1, Supplemental Digital Content,

Statistical Analysis

Because rollout of Option B occurred in a staged fashion, we defined 2 exposure groups to compare clinical performance under the 2 PMTCT strategies. Women registering for antenatal care at a clinic that had not yet implemented Option B were considered in the Option A group. Women registering after their clinic had implemented Option B were considered in the Option B group. The date of clinic transition from Option A to Option B was defined as the date for the first sustained use in that district of ART for women with CD4 count >350 cells per microliter. PMTCT interventions actually received were determined by data abstracted from medical records. As noncitizens were not eligible for the free PMTCT program, only records for Botswana citizens were analyzed to assess impact of programmatic change.

We used localized regression to describe longitudinal trends. Multivariable linear and logistic models were fit to assess the impact of the implementation of Option B on the projected MTCT risk and the receipt of maternal antenatal antiretrovirals, respectively. Models accounted for clustering effects at the district and clinic level and adjusted for maternal age, marital status, employment, education, knowledge of HIV diagnosis before pregnancy, delivery hospital, presence of an onsite ART clinic, and antenatal clinic location (urban, large village, rural). Statistical analyses were performed with the use of the SAS statistical package, version 9.3 (SAS Institute, Cary, NC). All tests were 2-tailed, and values of P < 0.05 were considered statistically significant.


Surveillance Cohort

During the surveillance period at the study maternity wards, there were 35,281 live-born deliveries by Botswana citizens. Of these, 10,681 women (29.2%) were HIV-infected, 24,600 (69.7%) were HIV-uninfected, and 368 (1.0%) had unknown HIV status. Women received antenatal care at 398 different clinics and health posts. Maternal and clinic characteristics were similar between women registering during Option A versus Option B (Table 1).

Participant and Delivery Characteristics for the Study Cohort

Antiretroviral Use

The proportion of HIV-infected women recorded as receiving ART at the time of delivery more than doubled during the surveillance period. Half of the increase in ART use during pregnancy was attributable to an increasing proportion of HIV-infected women already on ART at the time of conception. The remaining half of the increase was attributable to the shift to Option B for PMTCT, and the resulting increase in ART-eligible women. After the adoption of Option B as a national policy, ART initiation during pregnancy increased from 20% to 46% (Fig. 1A).

Antiretroviral use and projected MTCT, localized regression. Trends in the antiretroviral use among HIV-infected pregnant women during the surveillance period, demonstrating increases both in the proportion of women receiving combination ART and no antenatal antiretrovirals. A, Corresponding increases in projected MTCT during the initial implementation of Option B as demonstrated by the solid line (Spectrum base inputs) and dotted lines (high and low Spectrum inputs). B, Projected MTCT adjusted for delivery site.

The proportion of HIV-infected citizens receiving no antenatal antiretroviral treatment by delivery increased during the surveillance period. The increase was temporally correlated with the initial pilot and then the national adoption of Option B (when zidovudine was no longer regularly prescribed at antenatal clinics). Among ART-naive women, 11.1% under Option A and 16.4% under Option B received no antenatal antiretrovirals.

In adjusted analyses, ART-naive women registering at a clinic implementing Option B were significantly more likely to receive ART during pregnancy compared with women registering at an Option A clinic, adjusted odds ratio (aOR): 2.59 [95% confidence interval (CI): 2.25 to 2.98, P < 0.001]. However, they were also significantly more likely to receive no antenatal antiretrovirals by the time of delivery, aOR: 2.10 (95% CI: 1.74 to 2.53, P < 0.001). Registration under Option B was also associated with an increased odds of receiving no antiretrovirals among the subset of women with CD4 <250 cells per microliter, OR: 2.58 (95% CI: 1.97 to 3.38, P < 0.001), although these women were eligible for ART throughout the surveillance period.

Projected MTCT

During the surveillance period, the overall projected MTCT increased (Fig. 1B). This projected increase was greatest (58%) among women with CD4 <250 cells per microliter. In multivariable analyses, registering for antenatal care at a clinic implementing Option B was associated with an absolute increase of 0.90% in projected MTCT (95% CI: 0.62% to 1.18% increase, P < 0.001) compared with Option A. Holding other factors at their population means that, projected MTCT was 3.79% for women registering under Option A and 4.69% under Option B. Using these estimates, nationwide 528 annual infant infections are projected to have occurred under Option A and 653 under Option B (increase of 125 annual infections, 24%; 95% CI: 16% to 31%). Sensitivity analyses varying risk of MTCT and using inputs that included gestational age of antiretroviral initiation resulted in similar findings (see Table S2, Supplemental Digital Content,

Registration for antenatal care earlier in pregnancy, older maternal age, diagnosis of HIV infection before pregnancy, ART at the time of conception, and increased education were associated with decreased projected MTCT (see Table S3, Supplemental Digital Content, The presence of an onsite ART clinic (co-located with antenatal clinic but generally with separate staff and record systems) was also associated with decreased projected MTCT, but impact was limited. Among ART-naive women under Option B, 28.3% with offsite ART clinics and 33.5% with onsite ART clinics successfully started ART (P = 0.011). Under Option A, where zidovudine was prescribed and dispensed by antenatal clinic staff, 89.1% received antiretrovirals.


In this observational study under operational conditions in Botswana, the initial phase of programmatic Option B rollout was associated with a 24% increase in projected MTCT, from 3.79% to 4.69%. Although antenatal ART use increased sharply with implementation of Option B, rates of women receiving no ART unfortunately also increased, offsetting the gains resulting from expanded access to ART. To our knowledge, this is the first study to investigate the programmatic transition from a well-implemented Option A strategy to Option B.

Discussions with patients, midwives, ART clinicians, and program officers offer several possible explanations for unexpected poor coverage during Option B implementation. Under Option A, the antenatal clinic midwife managed the entirety of the pregnancy, including PMTCT. Women with low CD4 cell counts were referred to ART clinics to initiate ART but started zidovudine at 28 weeks of gestation while awaiting ART. Consequently, women unable to access ART before delivery did receive zidovudine. Under Option B, all HIV-infected women were referred to ART clinics and antenatal clinics no longer prioritized dispensing zidovudine. Women referred to the ART clinics, and the lay counselors who aided them, reported encountering barriers to ART initiation that included lack of transportation, repeat laboratory testing, and perceived requirements for adherence counseling and an adherence partner. Additionally, clinicians reported that more women were reluctant to accept ART than zidovudine alone.

The surveillance period only captures the first 12 months of national implementation of Option B. The surveillance does not reflect the current program performance after actions by the program to address encountered challenges. Preliminary findings from ongoing surveillance studies (Botswana-Harvard AIDS Institute Partnership, unpublished data, 2014) and aggregate government reports21 indicate subsequent improvement. However, these data from the first year in Botswana may reflect the challenges of many programs beginning to make the transition from Option A to Option B now, and therefore it is critical to understand the initial period of rollout.

There are a number of limitations that should be considered when interpreting the results of this study. We used projected MTCT risk rather than observed infant infections. Although the projections were based on observed risks in high-quality studies, it is uncertain how accurately they reflect actual transmission. Analyses are based on the antiretroviral use as documented in the record. In this and previous work, we have not observed frequent discrepancies but cannot exclude the possibility of bias.

In conclusion, initial implementation in Botswana of WHO Option B was associated with a 24% increase in projected MTCT because of increased proportion of women receiving no antenatal antiretrovirals. Options B and B+ have many advantages for PMTCT delivery. However, successful implementation may require removal of barriers to rapid ART initiation (such as by integrating ART into antenatal clinics), and support for early engagement in antenatal care. Programs may also benefit from introducing novel strategies to improve acceptance of timely ART by pregnant women. Botswana is now supporting initiation of ART within antenatal clinics and ART initiation before receipt of CD4 results, and these are important steps towards eliminating MTCT.


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PMTCT; Option B; implementation science; sub-Saharan Africa; ART initiation; HIV-1

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