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Epidemiology and Prevention

Factors Associated With Delayed Hepatitis B Viral Suppression on Tenofovir Among Patients Coinfected With HBV-HIV in the CNICS Cohort

Kim, H. Nina MD, MSc*; Rodriguez, Carla V. PhD*; Van Rompaey, Stephen PhD*; Eron, Joseph J. MD; Thio, Chloe L. MD, MPH; Crane, Heidi M. MD, MPH*; Overton, Edgar T. MD§; Saag, Michael S. MD§; Martin, Jeffrey MD, MPH; Geng, Elvin MD, MPH; Mugavero, Michael MD§; Rodriguez, Benigno MD; Mathews, W. Christopher MD, MPH#; Boswell, Stephen MD**; Moore, Richard MD; Kitahata, Mari M. MD, MPH*for the Centers for AIDS Research Network of Integrated Clinical Systems

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JAIDS Journal of Acquired Immune Deficiency Syndromes: May 1st, 2014 - Volume 66 - Issue 1 - p 96-101
doi: 10.1097/QAI.0000000000000126
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The prevalence of chronic hepatitis B virus (HBV) infection in HIV-infected individuals is estimated to be up to 10-fold higher than the general population in developed countries.1 Patients coinfected with HBV and HIV often have higher HBV DNA levels and more rapid progression to cirrhosis or hepatic decompensation than patients with HBV alone.2,3 Coinfected individuals are also at greater risk of liver-related mortality compared with their HBV- or HIV-monoinfected counterparts.4 Because effective cures for chronic HBV infection are limited and spontaneous anti-HBs seroconversion occurs infrequently, sustained HBV viral suppression remains the primary goal of current HBV treatment, particularly because higher baseline HBV viral levels are associated with a higher incidence of cirrhosis and hepatocellular carcinoma.5,6

Tenofovir disoproxil fumarate (TDF) was first licensed for the treatment of HIV in 2001 and is one of the most commonly prescribed nucleos(t)ide analogues in combination antiretroviral therapy (ART). The efficacy of TDF as a potent antiviral agent against HBV was first described in coinfected patients with HBV-HIV, although much of these data comprised small studies with short-term follow-up or retrospective analyses of coinfected subsets of patients in treatment trials.7–10 Given the current paucity of alternative HBV therapies, it is important to evaluate how TDF performs in real-world settings over long-term follow-up, particularly in heterogeneous patient populations.

Outside clinical trial settings, many coinfected patients with HBV-HIV have been exposed to lamivudine (3TC), an antiviral agent active against HIV and HBV. However, 3TC has a low genetic barrier for HBV resistance, leading to rapid development of HBV resistance when 3TC is used alone.11 In vitro data suggest that 3TC resistance may impact the effectiveness of TDF against HBV, but the full significance of this finding in clinical practice settings remains unknown.12,13 We studied a large cohort of HIV-infected individuals with chronic HBV infection in routine care at 8 clinical sites across the United States to examine the effect of prior treatment with 3TC and other risk factors on HBV DNA suppression among patients treated with TDF.


Study Population

The Centers for AIDS Research Network of Integrated Clinical Systems (CNICS) cohort includes more than 27,000 HIV-infected adults in clinical care from 1995 to the present.14 Institutional review boards at each site approved the study protocol.

We identified all patients enrolled in CNICS between January 1996 and September 2011 who were coinfected with HBV, defined by the presence of a reactive HBV surface antigen or positive plasma HBV DNA level, and studied those coinfected patients with detectable HBV DNA or reactive e antigen who initiated ART with a regimen containing TDF and had at least 1 HBV DNA measurement during treatment.

Data Sources and Study Definitions

The CNICS data repository capture comprehensive clinical data that include standardized diagnosis, medication, laboratory, and demographic information collected through Electronic Health Records and other institutional data systems at each site.14 Data quality assessment is conducted at the sites before data transmission and at the time of submission to the CNICS Data Management Core. After integration into the repository, data undergo extensive quality assurance procedures and data quality issues are reported to CNICS sites by the Data Management Core to investigate and correct. Data from each site are updated, fully reviewed, and integrated into the repository quarterly14 (

We examined the association between HBV suppression, demographic and clinical factors including baseline HBV viral load and serum alanine aminotransferase (ALT) defined as those closest and before TDF initiation. Hepatitis B e antigen (HBeAg) status was defined as ever having tested positive. The FIB-4 index was calculated as follows: age (years) × serum aspartate aminotransferase (U/L)/platelets (109/L) × (ALT [U/L]1/2). A FIB-4 score >3.25 has an estimated positive predictive value for advanced fibrosis (Ishak fibrosis score 4–6) of 65%.15 A positive hepatitis C virus (HCV) antibody or HCV RNA level defined HCV infection. HBV DNA suppression was defined as the first HBV DNA value less than or equal to 200 IU/mL (or 1000 copies/mL) after TDF initiation, a threshold chosen to accommodate the different assays across sites.

Statistical Analysis

We examined whether time to HBV suppression after initiating TDF treatment differed among persons who were previously exposed to 3TC compared with those who were 3TC-naive. Patients were observed from the date TDF treatment was initiated to the date of HBV suppression, the end of initial treatment, last HBV measurement or death, whichever occurred first.

We used log rank tests to examine the association between HBV suppression and age, HIV transmission risk factor, sex, race/ethnicity, nadir or baseline CD4 count (categorized as <200, 200–350, 351–500, and >500 cells/mm3), baseline serum ALT >80 U/L (twice 40 U/L, the upper range of normal), baseline HIV RNA (categorized as <10,000, 10,000–99,999, and ≥100,000 copies/mL), HBeAg status, HCV infection status, baseline HBV DNA level >10,000 IU/mL,16 and calendar year of TDF initiation. The association between the aforementioned variables and the main predictor, prior 3TC exposure, was assessed using χ2 tests for categorical variables and Wilcoxon rank sum and t tests for continuous variables. Covariates associated with the outcome from bivariate analysis at the P < 0.05 level were evaluated for collinearity using χ2 and Spearman correlation coefficients. Variables relevant to HBV suppression were included in the final model.

Kaplan–Meier estimates and Cox proportional hazards were used to describe time to HBV DNA suppression and the effect of prior 3TC exposure, adjusting for age, nadir CD4 count, HBV DNA level, race, ALT, and year of TDF initiation to control for secular trends in HIV care over calendar time. Tests of proportional hazards were conducted to confirm assumptions and ensure interpretability. All analyses were conducted in SAS version 9.2 (Cary, NC) and Stata version 11 (College Station, TX).



Among 24,911 patients enrolled in the CNICS cohort between January 1996 and September 2011, 1067 (4.3%) patients had chronic HBV infection. Of the 1067 HBV-coinfected patients, 939 were treated with TDF for at least 3 months; 463 of these had HBV DNA measurements on treatment, of which 66 were excluded because the baseline HBV DNA was undetectable, for a final study cohort of 397 patients. Baseline characteristics of patients missing HBV measurements were similar to those with HBV measurements aside from a lower proportion with baseline ALT >80 U/L (17% vs 25%). As shown in Table 1, the median age of the study cohort at the time of TDF initiation was 40 years, 51% of the participants were white, 90% were men, 14% reported injection drug use as a risk factor for HIV transmission, and 18% of patients also had HCV infection. Nearly all (91%) these patients were also on concurrent 3TC or emtricitabine (FTC). The median nadir CD4 count was 128 cells per cubic millimeter and baseline HIV RNA was 16,865 copies per milliliter. The majority of evaluable patients had baseline HBV DNA levels ≥10,000 IU/mL (79%) and/or positive HBeAg status (92%). Forty-six (12%) patients had a baseline FIB-4 score >3.25 suggestive of advanced fibrosis.

Baseline Characteristics of the Coinfected Study Population With HBV-HIV

Prior 3TC

Of the 397 patients studied, 196 (49%) had a history of 3TC exposure before the initiation of TDF with a median duration on 3TC of 40 months [interquartile range (IQR): 16–74]. 3TC-exposed patients had lower baseline HIV RNA values before the initiation of TDF likely due to HIV treatment experience. FIB-4 scores were comparable across groups. A higher proportion of patients with prior 3TC exposure were in care earlier in the HIV epidemic. Consistent with this difference, 3TC-experienced patients tended to initiate TDF earlier in calendar time than their naive counterparts and had lower nadir CD4 counts than 3TC-naive patients with median nadir CD4 count of 68 cells per cubic millimeter compared with 179 cells per cubic millimeter, respectively.

HBV DNA Suppression on TDF

We observed HBV DNA suppression to <200 IU/mL in 192 (48% of 397) patients. The median time to suppression for the entire cohort was 28 months (IQR: 13–71). Median time to HBV DNA suppression was 17 months for those who were 3TC-naive and 50 months for those who were 3TC exposed (Fig. 1). As shown in Table 2, after adjusting for age, nadir CD4, baseline HBV DNA level, ALT, race, and year of TDF initiation, 3TC-exposed patients were significantly less likely to achieve suppression of HBV DNA during treatment with TDF, with an adjusted hazard ratio (aHR) of 0.60 [95% confidence interval (CI): 0.42 to 0.85; P = 0.004]. In addition to prior 3TC exposure, a lower nadir CD4 count and higher baseline HBV viral burden (HBV DNA >10,000 IU/mL) were independent predictors of delayed HBV DNA suppression. Compared with patients whose nadir CD4 count were ≥500 cells per cubic millimeter, patients with nadir CD4 <200 cells per cubic millimeter were almost half as likely to suppress HBV DNA while on TDF (aHR: 0.53; 95% CI: 0.31 to 0.88; P = 0.02). The median time to HBV suppression for patients whose nadir CD4 count was <200 cells per cubic millimeter was 29 months compared with 9 months for those whose CD4 nadir was ≥500 cells per cubic millimeter. Patients with baseline HBV DNA levels >10,000 IU/mL were also less likely to suppress (aHR: 0.34; 95% CI: 0.22 to 0.53; P < 0.001), with a median time to HBV suppression of 30 months compared with 9 months for those with lower HBV DNA levels.

Kaplan–Meier survival estimates of HBV DNA suppression by prior 3TC.
Association of Lamividine Exposure and Other Factors With HBV DNA Suppression During Treatment With TDF in Bivariate and Multivariable Cox Proportional Hazards Analyses

Later calendar year of TDF initiation and baseline ALT >80 U/L were also associated with increased likelihood of HBV DNA suppression. A history of an AIDS-defining condition was associated with HBV suppression and prior 3TC in unadjusted analyses but was not significant in the multivariable model while nadir CD4 remained an independent predictor; prior AIDS-defining condition was therefore not included in the final model. We found no significant difference in HBV suppression between patients who were on TDF alone versus combination therapy with TDF and 3TC or FTC. However, our ability to detect this difference may have been limited because only 37 (9%) patients were on TDF alone for their HBV infection at the start of therapy.

Of the 192 patients who achieved HBV suppression, 111 had at least 2 subsequent HBV measures that enabled us to examine viral breakthrough. Seven of these patients had a recurrent detectable HBV DNA on TDF (all but one with HBV DNA level ≥10,000 IU/mL) between 12 and 87 months after TDF initiation. All but 2 had concurrent HIV suppression at the time of breakthrough.

Among the 127 patients with positive HBeAg who had HBeAg retested on therapy, 30 (24%) had subsequent HBeAg loss, with no difference between groups defined by prior 3TC or HBV suppression. A greater proportion of patients who suppressed their HBV DNA had serum ALT <40 U/L at the end of follow-up than those who did not (68% vs 51%, P = 0.001). Those who suppressed were also less likely to have subsequent FIB-4 scores >3.25 (7% vs 20%, P < 0.001).

Sensitivity Analyses

Patients included in the analysis had a median of 2 (IQR: 1–3) serum HBV DNA measurements over a median of 15 months (IQR, 7–30) while under observation. Although there was no difference in number of HBV measurements per patient across 3TC exposure groups, the 3TC-naive group was assessed slightly more frequently. Median time from start of TDF to first HBV measurement was 4 months for 3TC-naive and 6.4 months for 3TC-exposed patients (P = 0.02). Median time between HBV follow-up measurements was 4.8 months for 3TC-naive and 7 months for 3TC-exposed patients (P < 0.01). To address whether or not this differential frequency could account for the observed difference in median time until HBV suppression, we examined the proportion of 3TC-exposed and 3TC-naive patients who had HBV measurements before and after the median time to suppression among 3TC-naive patients (17 months). We found that 27% of 3TC-exposed and 32% of 3TC-naive patients had an HBV measurement within 8–16 months (P = 0.25) after TDF initiation, 21% of 3TC-exposed and 22% of 3TC-naive patients (P = 0.81) had an HBV measurement between 16 and 24 months. Thus, the 3TC-exposed and 3TC-naive groups were equally likely to be observed in the early follow-up period that included the median time to suppression among 3TC-naive patients.

To address the possibility that adherence to medications could have accounted for the difference in time to HBV suppression, we conducted survival analysis on the subset of 250 patients who achieved HIV RNA suppression to <50 copies per milliliter by 6 months as a proxy for adherence. Our results were robust in this subset of patients with an aHR of 0.62 for HBV suppression with prior 3TC exposure (95% CI: 0.40 to 0.95, P = 0.03). Notably, the proportion of patients who achieved HIV RNA <50 copies per milliliter by 6 months was comparable between groups defined by prior 3TC (50% among 3TC-naive vs 48% among 3TC exposed, P = 0.80).


We studied the long-term effectiveness of TDF combined with 3TC or FTC in the treatment of HBV in a large cohort of coinfected patients with HBV-HIV in routine clinical care. Ours is the largest observational study to date of coinfected patients with HBV-HIV on TDF. Among the 397 patients in our cohort who had HBV DNA assessed on TDF therapy, most of whom were HBeAg positive, 48% achieved HBV suppression on TDF during a median of 2 years—comparable with rates of suppression reported in longitudinal studies of coinfected patients7,17–19 and treatment-experienced HBV-monoinfected patients20 but lower than other prospective reports of coinfected patients,21 possibly due to the higher prevalence of positive HBeAg and/or lower nadir CD4 in our cohort. HBV suppression was durable among the subset of patients who continued to have HBV DNA measured and HBV viral breakthrough was infrequent, consistent with other long-term studies of coinfected patients.17,22 Failure to achieve HBV DNA <200 IU/mL on TDF was independently associated with a higher baseline HBV DNA level—a well-established finding in both HBV-monoinfected and -coinfected patients.23,24 Notably, we found that lower nadir CD4 count and a history of prior 3TC exposure are independent risk factors for lack of HBV suppression on TDF.

Almost half of our cohort had prior 3TC exposure with a median duration of past therapy of over 3 years. Prolonged 3TC monotherapy for HBV can result in the accumulation of HBV mutations conferring resistance to 3TC in >90% coinfected patients after 4 years of therapy.11,25 Although TDF has been shown to perform well in 3TC-resistant monoinfected26,27 and coinfected7 patients with HBV, we found that prior 3TC therapy was significantly associated with decreased likelihood of HBV DNA suppression with TDF, even after adjusting for potential confounding factors including CD4 count and baseline HBV viral level. Although 3TC and TDF do not seem to share the same pathway for drug resistance, cumulative mutations against 3TC may partially compromise TDF activity as noted in in vitro studies.12,13 Inadequate inhibition of HBV viral replication during treatment with 3TC can also generate compensatory mutations and favor the selection of viral quasispecies with better fitness.28,29 This genetic heterogeneity has been linked with delayed response to TDF in coinfected patients.13

Previous studies have reported a blunted HBV virological response to TDF among 3TC-experienced compared with 3TC-naive, in both coinfected patients with HIV-HBV21,30 and HBV-monoinfected patients.20 In a Spanish cohort of coinfected patients with HIV-HBV, the mean time to HBV suppression was approximately twice as long in 3TC-experienced compared to 3TC-naive patients.30 Other studies not reporting a difference were smaller and had higher proportions of 3TC-experienced patients,7,9,31 which may have limited their ability to detect such differences due to lack of heterogeneity.

We found nadir CD4 count to be an independent predictor of HBV suppression on TDF—with greater likelihood of HBV suppression the higher the nadir CD4 count. Prior reports have noted an association of lower nadir CD4 counts with HBV viremia on 3TC11 and a trend toward delayed response to TDF.18 Baseline CD4 count has also been shown to influence HBV DNA decline among coinfected patients with HIV-HBV on TDF22 and adefovir.32 Patients with greater CD4 count gains on ART seem to be more likely to suppress HBV DNA on antiviral therapy.33 Immune status and restoration have also been shown to predict the kinetics of HBeAg clearance34 and probability of hepatitis B surface antigen (HBsAg) clearance on antiviral therapy,35 both important serological benchmarks of HBV treatment success. These results, including our own, emphasize the key role of the host immune response in antiviral efficacy and clearance of HBV-infected hepatocytes.36 Our findings also complement longitudinal studies that demonstrate greater liver-related mortality among coinfected patients with HIV-HBV with lower nadir CD4 in the ART era4,37 and suggest that uncontrolled HBV viremia in patients with more advanced HIV-mediated immunosuppression may contribute to accelerated liver disease progression.

This study has several limitations. As with any observational study, our findings may have been influenced by unmeasured factors. Information about 3TC resistance in those who were 3TC exposed was not available, and we were not able to assess the relationship between HBV suppression on TDF and outcomes of liver disease severity or cause-specific mortality. Data on outcomes of HBeAg or HBsAg seroconversion were also limited, and antibody to hepatitis delta data not available. Although we could not examine adherence to medications directly, the significant difference in HBV DNA suppression observed between groups defined by prior 3TC was robust in the subset of patients who achieved HIV suppression in 6 months, suggesting that differential adherence did not account for our findings. HBV DNA was also measured infrequently and inconsistently in this cohort, reflecting clinical practice patterns.38 However, patients with baseline and follow-up HBV measurements had similar baseline characteristics to those with missing values. The median time from the start of TDF to first HBV measurement and median time between subsequent follow-up measurements differed by only a few months between 3TC-naive and 3TC-exposed patients. In addition, the majority of patients were assessed by 17 months, which was the median time to suppression among 3TC-naive patients. Our finding that the 3TC-exposed and 3TC-naive groups were equally likely to be observed in the early follow-up period between 8 and 24 months suggests that the observed difference in median time until HBV suppression was not due to differential frequency in HBV measurements. In addition, results of logistical analysis that evaluated HBV DNA suppression by specific time points were similar, suggesting that the timing of HBV testing did not influence our results.

In conclusion, we found that both low nadir CD4 count and prior 3TC treatment were significantly associated with decreased likelihood of HBV DNA suppression among patients treated with TDF after controlling for other factors. These results highlight the role of the host immune response and prior antiviral exposure in long-term HBV treatment effectiveness and provide further support for initiation of ART at higher CD4 counts well before significant immune compromise has occurred. Future research is needed regarding interventions to increase the rate of HBV suppression in coinfected patients with HBV-HIV and the potential link between lack of HBV DNA suppression on therapy and clinical HBV events.


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hepatitis B virus; tenofovir; lamivudine; HIV

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