The median duration of the first-line ART was 28.3 months in patients with CIF only and 25.3 months in patients with targeted VL (P = 0.310). Most patients (n = 236, 95.5%) used a NNRTI triple regimen at time of treatment failure. Others had received PI-based regimens (n = 7, 2.8%) or triple nucleoside regimens (n = 4, 1.6%). The most frequently used NRTI was zidovudine (ZDV, n = 107, 43.3%), followed by stavudine (D4T, n = 99, 40.1% and TDF (n = 24, 9.7%). The prior use of D4T was more common in patients with CIF only (P = 0.049), and TDF was used more frequently in patients with targeted VL (P = 0.011). In addition to first-line ART, 9 (4.8%) patients with targeted VL had a history of nonsuppressive ARV use, either as monotherapy (n = 2) or dual therapy (n = 3) or for the prevention of mother to child transmission (n = 4).
Diagnostic Performance of Treatment Failure Criteria
The median difference between the local and reference HIV RNA was 0.032 log10 copies (IQR: −0.23 to 0.52, P = 0.0101). Table 2 summarizes the performance of CIF only and targeted VL criteria to identify virological failure. Using the HIV RNA cut-off of <5000 copies per milliliter (Table 2), unnecessary switches occurred in 78 (31.2%) patients: 32 (50.0%) in the CIF only group versus 46 (24.7%) in the targeted VL group (P < 0.001). CIF only criteria had a sensitivity of 18.2%, a specificity of 59%, and a PPV of 49.2%. Using the HIV RNA cut-off of <1000 copies per milliliter (Table 2), unnecessary switches occurred in 53 (21.2%) patients: 30 (46.9%) in the CIF only group versus 23 (12.4%) in the targeted VL group (P < 0.001). The CIF only criteria had a sensitivity of 16.9%, specificity 43.3%, and PPV of 52.4%. Applying a more stringent HIV RNA cut-off of <400 copies per milliliter (Table 2), unnecessary switches occurred in 45 (18.1%) patients: 29 (46.0%) in the CIF only group versus 16 (8.6%) the targeted VL group (P < 0.001).
Of the 195 specimens with HIV-1 RNA >1000 copies per milliliter, 183 (93.8%) valid genotypic test results were available (Fig. 1). The HIV-1 subtype distribution was C (n = 82, 44.8%), A (n = 45, 24.6%), D (n = 28, 15.3%), G (n = 14, 7.7%), CRF02_AG (n = 12, 6.6%), and other (n = 2, 1.2%). Resistance profiles are listed in Table 3. At least 1 drug resistance mutation was present in 161 of 183 (88.0%) specimens; 149 (81.4%) harbored dual-class and 3 (1.6%) triple-class resistance. Wild-type virus was detected in 7 (21.9%) patients in the CIF only group and 15 (9.9%) patients in the targeted VL group (P = 0.059). The most frequently observed mutation was the M184V/I (n = 150, 82.0%), followed by TAMs (n = 100, 54.6%). At least 2 TAMs were present in 69 (37.7%) specimens and 3 or more in 44 (24%). Both TAM pathways 1 and 2 were observed; the M41L was present in 40 (21.9%) specimens and the D67N in 46 (25.1%) specimens. The M184V/I mutation was combined with TAMs in 97 (53.0%) sequences. The K65R and K70E mutations were observed in 13 (7.1%) and 6 (3.3%) specimens, respectively. Three (1.5%) specimens harbored both the K65R and TAM(s). Six (3.3%) specimens harbored the Q151M complex, of which 3 with TAM(s) and 3 with the K65R. Overall, NRTI cross-resistance mutations were observed in 87 (48.0%) specimens. NRTI-associated mutational patterns did not differ by type of identification of failure (CIF only vs. targeted VL). The most frequent mutation conferring resistance to NNRTIs was the K103N (n = 73, 39.9%), followed by the Y181C/V (n = 57, 31.1%) and the G190A/S (n = 50, 27.3%). Major PI mutations occurred in 6 (3.3%) patients.
Factors Associated With Accumulation of Drug Resistance Mutations
Table 4 summarizes factors associated with the presence of ≥2 TAMs and NRTI cross-resistance. In univariate analysis, the presence of ≥2 TAMs was associated with HIV-1 subtype, the total duration of previous ARV exposure, a history of ZDV use in failing and/or previous regimens and ≥2 different NRTIs. In multivariate analysis, the association persisted for ZDV use (OR: 3.49, 95% CI: 1.46 to 8.32, P = 0.005) and the duration of previous ARV exposure (OR for >24 months 2.90, 95% CI: 1.05 to 8.00, P = 0.040; OR for >36 months 4.47, 95% CI: 1.89 to 10.59, P = 0.001). The presence of multiple TAMs was not associated with sex, age, type of failure identification, WHO clinical stage, CD4 count, HIV RNA load, or TDF use.
The presence of NRTI cross-resistance was univariately associated with HIV RNA load, duration of ARV exposure, ≥2 different NRTIs, ZDV and TDF use, and CD4 count. Multivariate analysis showed that the risk of NRTI cross-resistance was significantly increased for longer duration of previous ARV exposure (OR: for >36 months 3.95, 95% CI: 1.58 to 9.85, P = 0.003), ZDV use (OR: 2.66, 95% CI: 1.12 to 6.28, P = 0.026) and TDF use (OR: 5.00, 95% CI: 1.67 to 14.94, P = 0.004). The association with HIV RNA load was close to significance (OR: 1.57, 95% CI: 1.00 to 2.47, P = 0.052). NRTI cross-resistance was not associated with sex, age, type of failure identification, WHO clinical stage, or HIV-1 subtype. In multivariate analysis, the K65R mutation was associated with TDF use (OR: 14.33, 95% CI: 2.92 to 70.31, P = 0.001) and HIV RNA load (OR: 2.27, 95% CI: 1.02 to 5.08, P = 0.045), but not with D4T or HIV-1 subtype.
The NNRTI mutational profiles differed for patients failing efavirenz (EFV) versus nevirapine (NVP)-containing regimens. In univariate analysis, the use of EFV was associated with the K103N and V106A/M mutations, and NVP was associated with the Y181C/V. Multivariate analysis showed that EFV remained associated with the V106A/M (OR: 11.05, 95% CI: 2.39 to 50.98, P = 0.002) and NVP with the Y181C/V (OR: 28.5, 95% CI: 6.5 to 123.8, P < 0.001).
This multicenter observational study in 6 African countries investigated consequences of the common practice of using clinicoimmunological criteria to detect ART failure and subsequently guide regimen switches. Without access to viral load testing, 47% of patients was switched to second-line ART inappropriately, at an HIV RNA below 1000 copies per milliliter. Targeted viral load testing to confirm treatment failure reduced unnecessary switches nearly 4-fold. A high frequency (88%) of clinically significant mutations was observed after first-line failure, suggesting late failure detection. Mutations associated with cross-resistance to NRTIs were observed in 48% of patients, comprising multiple TAMs (37.7%), K65R (7.1%), K70E (3.3%), or Q151M (3.3%). Accumulation of TAMs and NRTI cross-resistance were both associated with the duration of previous ARV exposure and ZDV use, and NRTI cross-resistance was additionally associated with TDF use.
Our data provide evidence that the use of clinicoimmunological criteria to guide regimen switching has far-reaching public health implications. Treatment switches in patients who do not experience virological failure will result in mounting treatment costs and exhaust drug options. Additional concerns are the potential drug toxicity associated with second-line drugs and the costs of monitoring for adverse effects. This has particularly serious consequences in African countries where access to second-line regimens is limited. Moreover, continuation of treatment regimens in patients with virological failure will compromise their immunological and clinical status and, because of ongoing viral replication, result in the selection of viruses with accumulated resistance mutations. The effectiveness of future regimens, especially of those including NRTI backbones, is likely to be impaired.
An important strength of the study was the inclusion of a large international sample of patients diagnosed with treatment failure at different types of clinics, representative of the current clinical practice in many African ART programs. A limitation related to the cross-sectional design is that the prevalent cases identified in this study may not be representative of all incident cases with virological and/or CIF. For example, individuals who died before the study or in whom failure was not yet diagnosed could not be included. Therefore, care should be taken when extrapolating the study results. Unfortunately, information about the duration of treatment failure or possible previous periods of clinical immunological of virological failure was not available. Additionally, historical information about prior ARV use was collected retrospectively and might have been incomplete due to limitations in recall.
Detection of Treatment Failure
The poor diagnostic performance of clinical and immunological criteria for the identification of virological failure observed in this study confirms previous reports.4-7 The PPV of CIF only criteria was somewhat higher in this study, which is explained by the fact that the PPV is dependent on the prevalence of treatment failure in the sampled population,15 which was considerably higher in our study sample that consisted of patients who were switched to second-line ART, compared with the general population of patients receiving first-line ART. Our study underscores the importance of targeted viral load testing to maximize the clinical benefits of first-line regimens and prevent unnecessary switches to expensive second-line ART. This approach is in line with new WHO guidelines3 and also corroborates findings of a recent study in India in which targeted viral load testing prevented unnecessary switch, at an HIV RNA <400 copies per milliliter, in nearly 25% of patients.16 Taking into account that the cost of second-line regimens is currently up to 10 times higher than the cost of first-line ART, and that in our study approximately half of individuals with CIF only were truly failing, confirmation of failure by a viral load test before switching is likely to be cost saving. As simplified and more affordable methods of HIV RNA determination are being developed, the cost-effectiveness of this strategy is expected to increase further.
Despite access to local HIV RNA testing, 12% of patients were switched to second-line ART at a reference HIV RNA below 1000 copies per milliliter. The local HIV RNA had higher average values than the reference HIV RNA. This could be explained by differences between HIV RNA assays17,18 and factors-related specimen storage and shipment which may account for the variation in results. Another reason for the disagreement might be due to reinforcement of drug adherence while awaiting the requested test results, resulting in a suppression of HIV RNA by the continued first-line ART regimen. A previous study has shown that resuppression can occur in up to 41% of patients with viremia on NNRTI-based regimens.19 Unfortunately, information on adherence or the time-lag between local HIV RNA testing and switch to second-line ART was not available in our study.
Drug Resistance Patterns and Predictors
The most frequently observed mutation in our study, the M184V, causes resistance to lamivudine and emtricitabine, but delays the emergence of mutations associated with ZDV and D4T.20,21 Despite this increased susceptibility, we found high frequencies of multiple TAMs and 53% of patients harbored TAMs in combination with the M184V/I mutation. The rate of TAMs found in our study was higher than has previously been reported in similar population.22 Furthermore, the considerable frequencies of K65R, K70E, and Q151M mutations observed are also likely to reflect a longer duration of treatment failure. Particularly, the Q151M complex usually requires a lengthy period of time to develop and confers broad NRTI cross-resistance.23 K65R selection has been associated with higher levels of viral replication and lower CD4 cell counts, related to longer duration of virological failure.24 TDF, and less frequently D4T, select for K65R25-27, and in vitro studies have demonstrated its preferential acquisition in subtype C.28,29 Our analyses indeed showed that K65R was significantly associated with HIV RNA load and TDF use but did not demonstrate an association with D4T use or HIV-1 subtype.
The presence of ≥2 TAMs was associated with ZDV but not with D4T use. This is in accordance with findings of a previous study from South Africa,26 but differs from previous reports in subtype B.30 Apart from genetic diversity, a possible explanation might be that short-term drug intolerance or toxicity is more frequently reported in relation to ZDV use, possibly leading to suboptimal adherence and prompting drug substitutions more often than in patients starting a D4T-based regimen.31 Both TAM pathways 1 and 2 were observed, with the latter being slightly more common, which is congruent with previous reports from South Africa.26,32
Patterns of NRTI-associated mutations did not differ significantly according to the type of failure identification used. This is due to the fact that patients in the targeted VL group were also diagnosed with CIF and, consequently, failure was detected at a late stage. Indirect evidence for the accumulation of mutations due to late failure detection is provided by the significant associations of ≥2 TAMs and NRTI cross-resistance with the duration of previous ARV exposure. Also, HIV RNA load was marginally associated with NRTI cross-resistance.
NNRTI mutational patterns were in agreement with previous investigations26,33 and varied depending on prior EFV or NVP use. EFV was associated with the V106A/M mutation, whereas NVP selected for the Y181C/V mutation. Because only the Y181C/V reduces susceptibility to etravirine,34 this finding is relevant if etravirine would be considered for future salvage therapy and would encourage the use of EFV over NVP as part of first-line regimens.
Implications for Clinical Management
The high frequency of mutations conferring NRTI cross-resistance detected in our study may have consequences for the effectiveness of the currently available second-line regimens in African countries. Although favorable initial response to second-line ART have been described in resource-limited settings despite resistance at time of regimen switch,35-38 the development of NRTI cross-resistance will result in limited or no additional effect of the NRTI backbone, and standard second-line regimens will therefore primarily offer the benefit of the boosted-PI. Patients will thus receive functional monotherapy as second-line, which lowers the barrier for selection of PI resistance.39 As a conditional recommendation, the WHO now advocates to perform routine viral load testing to detect virological failure early.3 This strategy can trigger adherence interventions or changes in therapy that will limit ongoing viral replications, reducing the risk of accumulation of resistance mutations, and protect susceptibility to second-line and subsequent therapies.
In conclusion, this study demonstrated that, in the absence of viral load monitoring, unnecessary regimen switches are common, resulting in increased treatment costs and loss of drug options. Additionally, late detection of treatment failure resulted in high frequencies of accumulated mutations conferring broad cross-resistance to NRTIs, which may impair the effectiveness of second-line regimens. Future studies should determine the optimal frequency of routine virological monitoring and examine the clinical benefits of early failure detection and timely switching. The development of more affordable point-of-care viral load assays is a public health priority for resource-limited settings.
The authors are grateful to all survey participants, site staff, and support staff at PharmAccess Foundation. PASER is part of the LAASER program (Linking African and Asian Societies for an Enhanced Response to HIV/AIDS), a partnership of Stichting Aids Fonds, The Foundation for AIDS Research (amfAR)—TREAT Asia, PharmAccess Foundation and International Civil Society Support. All HIV-1 sequences in this study have been deposited at GenBank (see accession numbers, Supplemental Digital Content 1, http://links.lww.com/QAI/A212).
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Keywords:© 2011 Lippincott Williams & Wilkins, Inc.
Africa; drug resistance; HIV; highly active antiretroviral therapy; viremia