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Epidemiology and Prevention

Antiretroviral Therapy Outcomes of HIV-Infected Children in the TREAT Asia Pediatric HIV Observational Database

Hansudewechakul, Rawiwan MD*; Sirisanthana, Virat MD; Kurniati, Nia MD; Puthanakit, Thanyawee MD§; Lumbiganon, Pagakrong MD; Saphonn, Vonthanak MD, PhD; Yusoff, Nik Khairulddin Nik MD#; Kumarasamy, Nagalingeswaran MD**; Fong, Siew Moy MD††; Nallusamy, Revathy MD‡‡; Srasuebkul, Preeyaporn PhD§§; Law, Matthew PhD§§; Sohn, Annette H MD∥∥; Chokephaibulkit, Kulkanya MD¶¶ for the TREAT Asia Pediatric HIV Observational Database

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JAIDS Journal of Acquired Immune Deficiency Syndromes: December 1st, 2010 - Volume 55 - Issue 4 - p 503-509
doi: 10.1097/QAI.0b013e3181f5379a
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There were an estimated 4.7 million adults and children living with HIV in Asia in 2008, with approximately 30,000 children receiving combination antiretroviral therapy (cART).1,2 This represents 53% regional treatment coverage by 2006 World Health Organization (WHO) guidelines.2,3 As has been demonstrated by randomized clinical trial, the early initiation of cART can result in immune recovery and reduced morbidity and mortality.4 The goal of treating children into adulthood can be reached through the application of best practices that are feasible in resource-limited settings. Monitoring and evaluating pediatric HIV treatment outcomes can provide important guidance for informing the continued scale-up and maturation of ART programs.

The pediatric network of Therapeutics Research, Education, and AIDS Training in Asia (TREAT Asia) was established by amfAR in 2005 as the first multicenter regional network of clinical, research, and social support programs caring for HIV-infected children in Asia. Twenty sites in 7 Asian countries now participate in research and educational training activities. Selected sites contribute patient data to the TREAT Asia Pediatric HIV Observational Database (TApHOD) for regional and multiregional analyses through the US National Institutes of Health International Epidemiologic Databases to Evaluate AIDS program.5 TApHOD facilitates basic research capacity for conducting standardized and systematic data collection to aid in patient care and research. We report the characteristics and outcomes after cART in HIV-infected children in TApHOD.


Study Subjects and Participating Sites

Children included in this analysis were those who had received cART (ie, ≥3 antiretrovirals) at some point in their treatment history and were aged less than 18 years at first cART. Data were included from sites over the time period for which they had complete follow-up of all children. This required complete ascertainment of the treatment histories of children who were lost-to-follow-up (LTFU) or who had died during this period, thus creating a complete cohort, although not all additional clinical data variables may have been available for every patient (eg, viral load). LTFU was defined as loss of contact with the site for ≥12 months. Clinical centers varied with regards to duration of ART availability and period of data collection.5,6 Two centers representing 33% of the cohort provided retrospective data from 1991 to 1993 that described pre-ART clinical management practices; 65% of patient data were collected starting from 2002 to 2004.

TApHOD Data Collection

Data contributed to TApHOD were collected in the course of routine patient care. Sites can choose to submit data as entered into their own electronic databases (eg, excel files) or through a standardized Access database. All data are anonymized upon transfer. Variables include demographic data, clinical information (eg, opportunistic infections, clinical staging, and hospitalizations), laboratory results, medication histories, and retention in program. The data are transferred twice yearly to the data management center at the National Centre in HIV Epidemiology and Clinical Research, Sydney, for quality control checks and statistical analysis.5 Institutional Review Board approval for study participation and data transfer were obtained at all participating sites and the data management (National Centre in HIV Epidemiology and Clinical Research) and coordinating centers (TREAT Asia/amfAR); informed consent was waived.

Growth References

For height-for-age z score (HAZ) and body mass index (BMI), the WHO 2006/2007 Child Growth Standards were used.7 WHO 1977 Standards were used for weight-for-age z scores (WAZ), to allow for scoring children >10 years of age.8 In assessing the applicability of the 1977 growth references, we compared WAZ from both the WHO 1977 and the WHO 2006/2007 reference curves in children <10 years, and found that the two WAZ standards gave similar results (data not shown).


Baseline measurements were those closest to the date of cART initiation and within 91 days before and 30 days after. For the subsequent 6-monthly data points, clinical and laboratory data obtained within a window of plus or minus 3 months of the target visit date were included. The analyses were done on an intention-to-treat basis, according to the initial cART regimen, regardless of drug changes for toxicity or treatment failure.

Logistic regression was used to determine factors associated with HIV RNA >400 copies per milliliter. Covariables included in this analysis were age at baseline, sex, infant antiretroviral exposure, maternal antiretroviral exposure, prior history of monotherapy or dual therapy (yes/no), family status (both parents alive, one parent dead, both parents dead), and baseline WAZ, HAZ, WHO stage, CD4 percentage, and BMI.

Kaplan-Meier analysis was used to calculate time to CD4 recovery, defined as reaching a CD4 of 25%.9,10 Cox proportional hazards regression was used to determine factors associated with time to CD4 recovery. Covariates included in this analysis were age at baseline, sex, infant antiretroviral exposure, maternal antiretroviral exposure, prior history of monotherapy or dual therapy, family status, and baseline CD4, HIV-RNA, WAZ, HAZ, BMI, and WHO stage.

In all analyses, covariates with P <0.10 in univariate analyses were initially considered for inclusion in multivariate models. Multivariate models were built using forward stepwise methods, including variables that remained statistically significant at a 2-sided level of <0.05. Goodness-of-fit of logistic models was assessed using the Pearson χ2 statistic. All statistical analyses were performed using Stata 10.0 software (StataCorp, College Station, TX).


Eleven sites in Cambodia, India, Indonesia, Malaysia, and Thailand contributed data to this analysis with complete retrospective data collected as far back as 1991. Of the 1655 children meeting inclusion criteria, 50.4% were male and 73% were from a single country (Table 1). Of the 94.3% of children who acquired their infection through mother-to-child transmission, >50% did not have documentation of receiving perinatal antiretroviral interventions to prevent HIV transmission. Other reported modes of transmission included blood transfusion (0.7%), sexual transmission (0.1%), sexual abuse (0.2%), other (0.3%), or were unknown/unconfirmed (4.4%). At baseline, the median age was 7.0 [interquartile range (IQR): 3.9-9.8] years, and the median CD4 percentage was 8% (IQR: 2%-15%). For the 996 children who were >6 years of age at cART initiation, the median CD4 count at baseline was 100.5 (IQR: 23-291) cells per cubic millimeter. There were 628 children that had baseline HIV RNA measured, the median viral load being 5.3 (IQR: 4.8-5.8) log10 copies per milliliter. At least 50.2% of the children were at WHO stage III or IV before initiation of cART. Most children had either lost 1 parent (30%) or both parents (24%).

Baseline Characteristics of Patients at Initiation of cART (n = 1655 Unless Specified)

The first cART regimens were nonnucleoside reverse transcriptase inhibitors (NNRTI) based (92.5%), and protease inhibitors (PI) based (6%). The most common NNRTI-based regimens were stavudine (d4T) with lamivudine (3TC) and nevirapine (NVP), used in 38.6% of children, followed by zidovudine (AZT) with 3TC and NVP, used in 22.2% of children; 38.3% used fixed-dose combinations in part or all of these regimens. Twelve percent had received monotherapy or dual nucleoside reverse transcriptase inhibitor (NRTI) combinations before starting cART for a median duration of 2.1 (IQR: 0.8-4.6) years.

The median duration of cART at the time of final data transfer was 2.9 (IQR: 1.4-4.6) years, during which 121 (7.3%) children switched from an NNRTI-based to PI-based regimen at the rate of 4.1 switches per 100 person-years [95% confidence interval (CI): 3.4 to 4.8]. The rate of change from PI-based regimens to NNRTI-based regimens was 3.8 switches per 100 person-years (95% CI: 1.8 to 8.0).

The crude mortality rate at 1 year of cART was 5%, and 8% at 5 years of cART, with a mortality rate of 2.1 (95% CI: 1.7 to 2.5) per 100 person-years (Fig. 1). LTFU increased from 4% at 1 year to 24% at 5 years, for an overall rate of 4.2 (3.7 to 4.8) per 100 person-years. The median WAZ gains after initiation of cART were 0.23 at 1 year, 0.3 at 2 years, and 0.43 at 3 years; HAZ gains were slower at 0.08 at 1 year and 0.32 at 2 years, but increased to 0.55 at 3 years (Fig. 2). The median CD4 percentage gain from baseline increased from 11 percentage points at 1 year, to 15 at 2 years, and 18 percentage points at 3 years after cART. The probabilities of achieving immunologic recovery, defined as CD4 percentage ≥25%, were 28% at 1 year of cART, and increased to 77% by 4 years (Fig. 3). The median duration from initiation of cART to CD4 recovery was 1.8 (IQR: 0.9-3.5) years. In multivariate analysis, CD4 recovery to ≥25% was associated with starting cART at age <18 months, being female, lack of pre-cART monotherapy or dual therapy exposure, and higher baseline CD4 percentage (Table 2).

Univariate and Multivariate Analyses for Factors Associated With Time to CD4 Recovery to ≥25%
Time to death and loss to follow-up after cART initiation.
Growth recovery after cART as assessed by median WAZ and HAZz scores.
Time to CD4 recovery to ≥25% after cART initiation, by baseline CD4% (A) and by age at cART initiation (B).

In 501 children who had HIV RNA monitoring at 12 months of cART, factors independently associated with HIV RNA >400 copies per milliliter at 12 months of cART included being male, pre-cART monotherapy or dual therapy, and starting cART with NVP-based regimens as compared with EFV-based regimens (Table 3; Pearson χ2 for goodness-of-fit = 2.35, P = 0.671). At 12 months of cART, 25% were >400 copies per milliliter. Of the 302 children with viral load at 36 months of cART, 19% were >400 copies per milliliter. Factors identified by univariate analysis to be associated with detectable viral load included starting cART with NVP-based regimens as compared with EFV-based regimens (odds ratio: 3.5; 95% CI: 1.7 to 7.1, P = 0.001) and being a double orphan (odds ratio: 2.2; 95% CI: 1.1 to 4.4, P = 0.03). Multivariate analysis of detectable viral load at 36 months found that no variables were significantly associated after adjustment for NVP-based regimen.

Univariate and Multivariate Analyses for Factors Associated With HIV RNA >400 CopiesPer Milliliter After 12 Months of cART (n = 501)


Approximately 57,000 of the estimated 160,000 children in Asia with HIV need cART, of whom an estimated 53% were on treatment at the end of 2008.2 Those patients who had limited access to antiretrovirals early in the regional epidemic were frequently started on monotherapy or dual therapy, which is reflected in the 12% of children in the cohort who report that history. With greater drug availability, all our participating clinical centers have begun initiating treatment with cART at the CD4 levels recommended by international guidelines.11 However, both the early history of suboptimal regimens and delays in identifying children with HIV early in their disease course have resulted in ongoing clinical challenges to optimal pediatric HIV management.

Children in our cohort started cART at a median of 7 years of age, when their median CD4 levels were already at 8%; only 10% started treatment before 18 months of age. The older age may reflect the longer history of some of our site-level cohorts, where children entered into care before cART was widely available. The realities of early limitations in cART access have likely led to some bias towards inclusion of slower progressors who survived long enough to start cART when it became available. Younger children in our cohort were more likely to have received cART earlier as well (data not shown), which may further reflect a survivor bias and expanding access to cART in some sites. However, despite the delayed initiation of cART, the short-term and long-term immunologic and growth responses in our cohort were similar or better than other studies in sub-Saharan Africa and in the United States.12-15 Our finding that CD4 recovery to 25% was associated with earlier initiation of cART and higher CD4 levels is similar to other pediatric and adult studies9,10 and supports the implementation of recommendations to start cART earlier. The magnitude of weight and height gains was comparable to other studies in resource-limited settings.13,16 That CD4 levels and growth continued to improve beyond 3 years of treatment was encouraging.

Approximately one-third of children in our cohort had HIV RNA monitoring, and 75% achieved virologic suppression to <400 copies per milliliter at 12 months of cART. This is comparable to the rate of 70% in a recent meta-analysis from studies in resource-limited settings17 and other studies in Europe and the United States.18-20 However, the fact that virologic failure was associated with a history of receiving monotherapy or dual NRTI treatment and NVP-based cART regimens reflects the consequences of using less potent regimens and raises concerns about the durability of NVP-based regimens in children. A study in Uganda and another in Thailand similarly found that NVP use was associated with virologic failure, relative to EFV.21,22 Although the subset of children with available viral load was small, we found a higher likelihood of virologic failure in those who starting with NVP-containing regimens up to 36 months of treatment. At a median of three years of cART, 7.3% of children had switched from an NNRTI to a PI-containing regimen-more than double the 3% of children in low-income and middle-income countries on second line reported to WHO in a 2009 survey.23 In addition, similar to studies on the risk factors for virologic failure at 12 months of treatment in Cambodia24 and Uganda,25 we found that being male was associated with both virologic failure and with a lower likelihood for CD4 recovery. At the same time, orphan status fell out of the final multivariate model, which may have been related to higher exposure to monotherapy or dual NRTI therapy before starting cART, as these children were more likely to be older survivors. Identifying potent and durable regimens for use from infancy into childhood is critical to ensuring long-term immune recovery and treatment success.

Our study describes the largest pediatric HIV cohort reported from the Asian region and includes patients in primarily urban-based public hospitals. The LTFU rate of 4.7 per 100 person-years was lower than has been reported in sub-Saharan Africa.26 However, the heterogeneity of the data inherent in a multinational cohort and the types of clinical centers participating limit the generalizability of these results. Although all centers were in low-income and middle-income countries, each has had different experiences with HIV care and cART roll-out that can impact long-term outcomes. In addition, that some of the data were collected retrospectively is likely to have led to incompleteness in the clinical data. However, participating centers frequently are their nations' referral hospitals for pediatric HIV care, and their patients have the highest levels of treatment access in their countries. Analyses were also adjusted for key individual patient surrogate markers (eg, CD4) that controlled for variation between individual patients. Experiences of this cohort are likely to raise issues that will be faced by other children in less resourced areas of Asia in the future.

In conclusion, we have described the characteristics and outcomes of cART in HIV-infected children in a large regional network in Asia. The results of this study show that although children in the region started cART late and at low CD4 levels, their immune and virologic responses to cART were comparable to developed countries. The consequences of using of less potent regimens are already being reflected in the numbers of children on second-line regimens. Starting cART earlier and expanding access to a wider variety of antiretrovirals will be essential to sustaining the gains made in pediatric treatment scale-up.


TREAT Asia is a program of The Foundation for AIDS Research, amfAR. The TREAT Asia Pediatric HIV Observational Database (TApHOD) is supported in part by grants from the Austrian AIDS Life Association, the U.S. National Institutes of Health (National Institute of Allergy and Infectious Diseases; Eunice Kennedy Shriver National Institute of Child Health and Human Development) through the International Epidemiologic Databases to Evaluate AIDS (Grant No.U01-AI069907). The National Centre in HIV Epidemiology and Clinical Research is funded by The Australian Government Department of Health and Ageing, and is affiliated with the Faculty of Medicine, The University of New South Wales. The authors also wish to thank all the children and the staff in the participating centers who have given their time so generously during the course of this project.


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V. Saphonn* and S. Saramony, National Centre for HIV/AIDS Dermatology and STDs, Phnom Penh, Cambodia; U. Vibol* and S. Sophan, National Pediatric Hospital, Phnom Penh, Cambodia; J. Tucker, New Hope for Cambodian Children, Phnom Penh, Cambodia; F. J. Zhang and N Han, Beijing Ditan Hospital, Beijing, China; N. Kumarasamy* and S. Saghayam, Y. R. Gaitonde Centre for AIDS Research and Education, Chennai, India†; N. Kurniati* and D. Muktiarti, Cipto Mangunkusumo General Hospital, Jakarta, Indonesia; S. M. Fong* and M. Thien, Hospital Likas, Kota Kinabalu, Malaysia; N. K. Nik Yusoff* and L. C. Hai, Hospital Raja Perempuan Zainab II, Kelantan, Malaysia; K Razali* and N. F. Abdul Rahman, Pediatric Institute, Hospital Kuala Lumpur, Kuala Lumpur, Malaysia; R. Nallusamy* and K. C. Chan, Penang Hospital, Penang, Malaysia; V. Sirisanthana*and L. Aurpibul, Chiang Mai University, Chiang Mai, Thailand; R. Hansudewechakul*‡ and A. Khongponoi, Chiangrai Prachanukroh Hospital, Chiang Rai, Thailand; P. Lumbiganon* and P. Kosalaraksa, Khon Kaen University, Khon Kaen, Thailand; G. Jourdain, Program for HIV Prevention and Treatment, Chiang Mai, Thailand; J. Ananworanich*§ and T. Suwanlerk, The Netherlands, Australia, Thailand Research Collaboration (HIV-NAT), Bangkok, Thailand; K. Chokephaibulkit* and O. Wittawatmongkol, Siriraj Hospital, Mahidol University; H. K. Truong* and DAN Mai, Children's Hospital 1, Ho Chi Minh City, Vietnam; C. V. Do* and M. T. Ha, Children's Hospital 2, Ho Chi Minh City, Vietnam; H. V. Bui *and V. L. Nguyen, National Hospital of Pediatrics, Hanoi, Vietnam; O. N. Le, Worldwide Orphans Foundation, Ho Chi Minh City, Vietnam; A. H. Sohn*, L. Messerschmidt, and J. Pang, TREAT Asia, amfAR-The Foundation for AIDS Research, Bangkok, Thailand; D. A. Cooper, M. G. Law*, and A Kariminia, National Centre in HIV Epidemiology and Clinical Research, The University of New South Wales, Sydney, Australia. *TApHOD Steering Committee member; †Funding to support the site in India is provided by the Austrian AIDS Life Association; ‡Current Steering Committee Chair; §co-Chair.


antiretroviral therapy; Asia; outcomes; pediatric HIV

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