In the last decade, the advent of highly active antiretroviral therapy (HAART) has served to slow the progression of HIV to AIDS.1 Despite these treatment advances, HIV-infected children often experience a myriad of stressful life events (SLEs). Common psychosocial SLEs faced by children with HIV infection include discrimination and worries about disclosure to others. Further, many experience the loss of a parent and are cared for by an extended family member or placed into foster care. Illness-related SLEs include fear of disease progression or death and symptoms of opportunistic infections. In addition, these children often must adhere to complex treatment regimens that can have adverse side effects. The impact of SLEs is not clearly understood at present, although recent research has suggested that negative events place HIV-positive children at greater risk of behavior problems and symptom distress.2
Categories of SLEs
Most studies that have assessed SLEs have considered the total number of events or individual events in relation to outcome measures. However, some studies have separated SLEs into categories and determined that certain types of events (ie, family relationship problems, bereavement) impact psychological or medical functioning more, or differently, than others. For example, among healthy children aged 8-16 years, Goodyer et al3 found that life events categorized as “disappointments” were predictive of persistent major depression. Results of another child study indicated that family-related conflict events were an important factor in the link between fathers' alcoholism and children's substance abuse.4 There were no published studies found that examined different categories of events relevant to HIV disease in children.
Psychological Functioning of Individuals With HIV Infection
Several studies from both the pre-HAART and HAART eras have suggested that youth with HIV infection may experience higher levels of depression and/or anxiety compared with uninfected peers.5,6 Recent estimates of caregiver and child self-reports of internalizing disorders have ranged from 13% to 17%,7,8 and anxiety and depression are among the most common diagnoses and/or symptoms reported.7-10
SLEs and Psychological Functioning in Children
SLEs have been examined as possible precursors to depression and anxiety with multiple populations. Two pre-HAART studies of HIV-positive youth found associations between the occurrence of SLEs and levels of anxiety and depression.11,12 No studies were identified that examined the relationship between SLEs and psychological functioning among HIV-positive children in the HAART era. Because HAART has had such a positive impact on the health of HIV-positive individuals, results from pre-HAART studies cannot necessarily be generalized to cohorts of patients on HAART. Additionally, most past studies of individuals with HIV disease did not use measures of SLEs that included events specifically relevant to the HIV population. Thus, it will be important for researchers to determine the nature of the relationship between SLEs, including HIV-related SLEs, and psychological functioning among children taking HAART.
SLEs and Medical Functioning in HIV Disease
Several studies have examined the relationship between SLEs and medical functioning among HIV-positive individuals. Evans et al13 followed 93 HIV-positive homosexual men for up to 42 months. At 6-month intervals, participants indicated the number of SLEs that occurred in the past 6 months. Results indicated that for every severely negative event experienced, the risk of disease progression doubled. Follow-up studies found that SLEs continued to increase the risk of disease progression and AIDS-defining conditions for up to 9 years.14-16 These findings suggest that the presence and severity of SLEs are related to medical functioning in adults with HIV disease.
Only 2 published studies were identified that investigated the relationship between SLEs and medical functioning among children with HIV disease. First, among 618 vertically infected children on unspecified treatment regimens, the risk of immune suppression increased with each SLE reported over the course of the 12-month study.17 By contrast, Moss et al11 found no relationship between stressful events and CD4+ percentage decline in 24 children primarily with transfusion-acquired HIV infection on pre-HAART regimens. Studies of the relationship between SLEs and medical functioning among HIV-infected children taking HAART regimens are needed.
A clear understanding of how SLEs relate to psychological and medical functioning would enable clinicians to intervene as early as possible and perhaps prevent the psychological and medical difficulties that may result from the SLEs. The primary aim of this cross-sectional study was to examine the relationship between SLEs and both psychological and medical functioning in HIV-positive youth. It was hypothesized that a higher number of SLEs would be associated with higher levels of depression and anxiety, and worse medical functioning (as indicated by a higher viral load, lower CD4+ percentage, and more recent hospitalizations). Exploratory analyses were conducted to assess the relationship between different categories of events with the child's psychological and medical functioning.
Eligible participants included vertically infected HIV-positive children between the ages of 8 and 18 years who were enrolled in an antiretroviral (ARV) treatment protocol at the National Cancer Institute (NCI) between 2001 and 2005. These children were referred from across the United States. As part of the treatment protocols, children participated in a comprehensive neuropsychological evaluation that included the SLE and psychological measures used in the current study.
Caregivers of the child participants completed a 25-item life events checklist (LEC), a list of potentially stressful life events (SLEs) modified from previously existing scales by adding items specific to HIV disease.11 Caregivers indicate which events their child experienced in the 6 months before the evaluation.
The Behavioral Assessment Scale for Children (BASC)18 is an inventory that assesses aspects of emotional functioning including depression and anxiety. Multiple studies have attested to the reliability and validity of this instrument.19,20 Raw scores are converted to T scores (mean = 50, SD = 10). Scores between 60 and 69 fall in the “at risk” ranges, and scores of 70 or higher fall in the “clinically significant” range, with 1 exception: on the child self-report anxiety subscale, the “clinically significant” range begins at a T score of 65. Items on the parent rating scale utilize a 4-point Likert scale with anchors of “never occurs” and “almost always occurs.” Items on the child (aged 8-11 years) and adolescent (aged 12-18 years) self-report versions are presented in a true/false format. Although the 2 forms are somewhat different in item content to reflect developmental changes, the child and adolescent versions are structured the same and can be interpreted in the same way.18
Data on age, gender, race, and mode of HIV acquisition were obtained for each child through medical chart review. The nature of the child's relationship to his or her primary caregiver (biological parent or other type of caregiver) also was noted.
Measures of health status were obtained during the same visit in which the other measures were completed. Immune status was assessed via CD4+ percentages and absolute counts. Virologic functioning was assessed through levels of HIV-1 RNA polymerase chain reaction “viral load,” with an undetectable viral load defined as less than 50 copies per milliliter. Clinical status, as reported by caregivers and confirmed through chart review, was indicated by the number of times the child was hospitalized in the past 6 months.
The NCI Institutional Review Board approved all ARV treatment studies, and the children's legal guardian gave informed consent before enrollment. Children received neuropsychological assessments (including the BASC and LEC) at initial enrollment and at regular intervals throughout the duration of the study. All data were collected during routine outpatient clinic appointments and were taken from the first visit in which all of the aforementioned measures were completed. A psychologist or advanced research assistant was available to assist children and caregivers who had reading difficulty.
To establish SLE categories from the LEC, 2 of the authors independently generated categories based on the items, and their categories were identical to each other. The proposed categories were: family, school, loss, interpersonal, and financial. A list of the SLEs, along with these categories, was then sent to 10 PhD level psychologists who placed each event into the category to which they felt it best belonged. Three items with less than 80% agreement were eliminated from the categorical analyses but were included in the analysis of the total number of SLEs. The Interpersonal category contained only 2 items, so this category was dropped. However, 1 item in this category “disclosure of diagnosis to others” was endorsed by 6 caregivers. Because disclosing one's HIV status to others can lead to discrimination and social isolation,21 this event was analyzed as an individual item. Due to overlap in the content of the 3 items in the financial category (eg, of the 10 caregivers who endorsed receiving financial assistance, 8 of them also noted having financial difficulties), children were categorized according to whether they had experienced any or none of the 3 financial events. These procedures yielded the final subscales of family (7 items), school (6 items), loss (4 items), disclosure (1 item), and financial (3 items). A total subscale score was calculated for the family, school, and loss categories by summing the number of items checked in each one, whereas the disclosure and financial scales were scored as yes/no.
During preliminary analyses, it was found that 46 of the 55 children (84%) experienced no hospitalizations in the past 6 months. For this reason, this item was analyzed categorically (no hospitalizations, ≥1 hospitalizations) as a measure of clinical status. Descriptive statistics were computed for demographic and medical variables. Levels of viral load were subjected to a log10 transformation to normalize the distribution of data.
To assess for systematic differences in BASC or LEC scores according to demographic variables, t tests or analyses of variance (ANOVA) were computed for categorical variables and correlations were computed for the continuous variable of age. Pearson correlations were conducted to assess the relationship between SLEs and both psychological and medical functioning. Based on the pattern of significant findings in the correlation matrix, bivariate regression analyses were conducted to determine the ability of SLEs to predict scores on the measures of psychological and medical functioning. ANOVAs were computed to assess for significant differences in medical variables based on demographic and SLE variables. ANOVAs or χ2 tests of independence were performed to examine the relationships between SLEs (total number and categories) and hospitalization. The relationship between hospitalization and loss-related SLEs was assessed by categorizing whether the child experienced any loss-related events in the past 6 months (yes or no) and performing a χ2 test. Follow-up exploratory analyses were conducted using Pearson correlations to assess the relationship between caregiver and child mean scores on the depression and anxiety subscales of the BASC, and paired t tests were conducted to assess for systematic differences between caregiver and child scores. Post hoc Scheffe tests were conducted to correct for multiple comparisons where appropriate. Also, we opted to maintain an alpha level of 0.05 because many of our analyses (specifically, those involving categories of events) were exploratory.
As shown in Table 1, the total sample (N = 55) consisted of 30 boys (55%) and 25 girls (45%) with a mean age of 12.9 years (range = 8-17 years). The majority of participants were African American (45.5%) or white (43.6%), with 4 children of Hispanic and 2 children of Native American heritage (the latter 2 categories were combined into an “other” category for analysis due to the small number of children in each group). Twenty-five children (45%) lived with a biological parent, whereas 30 children (55%) lived with an adoptive or foster parent or an extended family member. The parent questionnaires were completed by mothers (56%), fathers (20%), and extended family members (24%). All children were aware of their HIV status. Most children were taking 3 (44%) or 4 (52%) ARV drugs; 4% were taking 2 ARV drugs. All regimens except 1 (2%) included a protease inhibitor.
Gender, race, and age of the child were not related to any of the psychological or medical variables, to the total number of SLEs, or to any of the SLE categories (school, family, loss, financial, disclosure). Biological caregivers rated their children significantly higher on the BASC depression subscale compared with nonbiological caregivers (t = 2.05, P < 0.05), although neither group indicated that their children's symptoms were in the at-risk or clinically significant range (mean T scores = 47.2 and 43.1, respectively). Type of caregiver was not related to other measures of psychological functioning (ie, child reports on the anxiety and depression subscales or caregiver reports on the anxiety subscale), to any measure of medical functioning, or to total SLEs. Among SLE categories, more children living with biological caregivers experienced 1 or more financial SLEs than children who lived with nonbiological caregivers (χ2 = 7.73, P < 0.01). There were no significant differences in BASC depression or anxiety mean scores between mothers, fathers, and extended family members (P > 0.05).
The mean CD4+ percentage of the total sample was 24.3 (SD = 13.4, range 0-52), which, according to CDC classification, is on the border between “no suppression” and “moderate suppression”.22 The mean CD4+ absolute count was 612 (SD = 454.9, range 0-2312). Seventeen children (31%) had undetectable viral load levels (median = 9054 copies/mL; mean = 103,500 ± 182,570). The number of hospitalizations occurring in the past 6 months ranged from 0 to 3, with 9 children (16%) experiencing at least 1 hospitalization.
The total number of SLEs experienced by the children in our sample in the 6 months before their participation ranged from 0 to 8 (M = 2.15, SD = 1.99). Table 2 shows each category of SLEs, the items included in those categories and the number and percentage of children who experienced each event. School-related SLEs were the most commonly reported type of SLE, with 44% of the children in our sample experiencing at least 1 (9% of the children experienced more than 1). For example, 22% of the children had experienced a decrease in grades, and 16% had noted behavioral problems in school in the past 6 months. The least commonly experienced SLEs were related to loss (11%) and disclosure (11%).
The mean T scores on the depression subscale of the BASC parent and child measures were within normal limits (49.2 ± 11.1 and 49.3 ± 8.3, respectively). Of 55 families, 3 caregivers (5%) and 2 children (4%) scored in the “clinically significant” range for depression (T score equal to or greater than 70). Ratings of 5 caregivers (9%) and 5 children (9%) (not of the same 5 caregivers) scored in the “at risk” range (ie, T score between 60 and 69).
On the anxiety subscale of the BASC parent and child measures, the mean T scores were within normal limits (48.4 ± 10.8 and 46.1 ± 9.6, respectively). Responses of 2 caregivers (4%) and 2 children (4%) placed the child in the clinically significant range for anxiety, whereas 6 caregivers (11%) and 4 children (7%) rated the child in the at-risk range.
Relationship Between SLEs and Psychological Functioning
The total number of SLEs was not significantly correlated with mean caregiver or child scores on the BASC anxiety or depression subscales (Table 3). Among categories of events, the number of school-related SLEs a child experienced was positively related to the child's mean score on the BASC depression subscale (r = 0.28, P < 0.05) and significantly predicted their self-report of depression [F (1, 53) = 4.39, P < 0.05], accounting for 8% of the variance in scores.
Children who had disclosed their illness in the past 6 months were rated significantly higher by their caregivers on the anxiety subscale [F (1, 53) = 6.67, P < 0.05] than children who did not disclose. There were no significant differences between disclosers and nondisclosers with respect to mean scores on the child self-report anxiety subscale or the child or parent depression subscales. SLEs experienced in the family, loss, and financial categories were unrelated to mean scores on the child and parent anxiety and depression subscales (P > 0.05).
Relationship Between SLEs and Medical Functioning
Children who were hospitalized at least once in the past 6 months had experienced a higher total number of SLEs than those who were not hospitalized [F (1, 53) = 12.72, P < 0.001]. Moreover, children who experienced loss SLEs were significantly more likely to have been hospitalized than those who had experienced no loss SLEs (χ2 = 5.57, P < 0.05). The total number of loss-related SLEs were positively related to viral load (r = 0.29, P < 0.05) and significantly predicted viral load levels [F (1, 53) = 4.72, P < 0.05, R2 = .082]. Children who experienced at least 1 financially related SLE had a lower mean absolute CD4+ count than children who did not [F (1, 53) = 4.15, P < 0.05; mean CD4+ count = 437.9 and 696.8, respectively). Children who disclosed their diagnosis in the past 6 months had significantly lower CD4+ percentages [F (1, 53) = 6.38, P < 0.05] and absolute CD4+ counts [F (1, 53) = 4.71, P < 0.05], and significantly higher viral load levels [F (1, 53) = 7.30, P < 0.01] compared with children who had not disclosed their diagnosis. Children who disclosed their illness and those who experienced 1 or more financial SLEs were significantly more likely to have been hospitalized (χ2 = 5.57, P < 0.05; χ2 = 9.92, P < 0.01, respectively).
To our knowledge, this study is the first to examine the relationship between SLEs and both psychological and medical functioning among HIV-positive children in the HAART era. It also is the first to systematically analyze SLEs according to distinct categories of events in this population.
Seventy-six percent (n = 42) of the children in our study had experienced at least 1 SLE in the past 6 months. School-related SLEs were the most common and included academic and behavior problems. It is noteworthy, but not completely surprising, that such a substantial percentage of children in our sample were having academic difficulties. Although recent research indicates that significant cognitive impairments are less common today than in past years,23,24 children remain vulnerable to the effects of HIV on the central nervous system.25,26 However, it should be noted that no conclusions can be drawn regarding the etiology of these children's school problems (ie, how much is attributable to cognitive impairment versus environment or social-emotional functioning).
Overall, neither the children nor their caregivers reported that the children had significant problems with depression or anxiety. Less than 5% of children and caregivers indicated levels of depression or anxiety in the clinical range. These results are in keeping with 1 earlier study of HIV-positive children6 but are different from other studies discussed previously that reported higher estimates of dysfunction.7-10 One possible reason for the discrepant findings is that the children in several of the contradictory studies had hemophilia in addition to HIV disease. Thus, the samples are somewhat different. Additional studies with larger samples of HIV-positive populations are warranted. Also, the studies by Mellins et al8 and New et al7 both used the Child Behavior Checklist27 to assess symptomatology, whereas our study used the BASC questionnaire. Several reports in the literature have shown differences in rates of behavior problems across these 2 measures, most commonly with regard to Attention Deficit Hyperactivity Disorder (ADHD) symptoms.28,29 One recent study compared these 2 measures on internalizing symptoms among children with epilepsy30 and noted a significantly higher prevalence of internalizing problems on the Child Behavior Checklist. Thus, the differing rates of dysfunction across studies may reflect fundamental differences in these measures.
Relationship Between SLEs and Psychological Functioning
Contrary to our hypotheses, the total number of SLEs the children experienced was not significantly related to child or caregiver perceptions of the child's psychological functioning. The lack of a significant relationship is in contrast to several studies that included only adolescents and found links between stressful or negative life events and depression symptoms31 or a depressive disorder.32 However, the present findings were consistent with several other studies that included both children and adolescents.3,33 The variability in the samples' ages may be a reason for the differential findings across studies. With respect to the current study, there are several possible reasons for the lack of a significant relationship between total SLEs and psychological functioning. First, the vast majority of children and caregivers in our study reported normal levels of depression and anxiety in the children. It is not known how the variables of interest would relate to each other in a sample with a higher prevalence of clinically significant symptoms. Also, given the significant relationships found between psychological functioning and SLEs in certain categories (ie, school related, disclosure), it is possible that analyzing the total number of SLEs obscures these relationships.
Within event categories, school-related SLEs predicted children's self-reported depression levels. Also, children who disclosed their illness had higher levels of anxiety according to caregiver reports. These are important events for mental health professionals to monitor for their potential impact on the child's psychological health.
Relationship Between SLEs and Medical Functioning
As hypothesized, the occurrence of recent SLEs was associated with worse medical functioning. Specifically, children who had experienced more total SLEs were more likely to have been hospitalized in the past 6 months. Children who had disclosed their diagnosis had lower CD4+ percentages and absolute counts, higher viral load levels, and a greater likelihood of having been hospitalized compared with nondisclosers. The relationships between disclosure and medical functioning may be due to children disclosing their diagnosis to others more frequently as their illness gets worse. For example, a child who is hospitalized may disclose his or her illness to extended family or friends to explain the hospitalization. Additionally, caregivers of children who are experiencing poor medical functioning may disclose the illness to the child's school to explain the increasing number of absences or changes in the child's physical appearance or behavior (eg, weight loss, increased fatigue).
Children who had experienced 1 or more financial SLEs had lower CD4+ absolute counts and were more likely to have been hospitalized than children who had not experienced recent financial SLEs. Also, more loss SLEs predicted higher viral load levels, and hospitalizations were more common in children who had experienced at least 1 loss-related event. It is possible that the relationships between these SLE variables and medical functioning may be mediated by the child's adherence to their medication regimen. When a family experiences a loss or significant financial stress, the home environment may become more chaotic, during which time caregivers may be less vigilant about the child's adherence. Alternatively, psychological factors, such as depression, may mediate the relationship between loss and medical functioning. Regarding potential biological mechanisms, stress can lead to alterations in immune activity34 and cortisol levels,35 but the role that these factors play in HIV disease remains unclear. Authors of a longitudinal study on adults with HIV disease found that patients who reported more SLEs had faster progression to AIDS.16 However, a model whereby lymphocytes and/or cortisol mediated the relationship between SLEs and disease progression was not supported. More research is needed to discern the interrelationships among these variables in HIV-positive individuals, including children.
Relationship Between Child and Caregiver Reports of Psychological Functioning
It is interesting to note that child reports of depression, but not caregiver reports, were predicted by school-related SLEs, and caregiver reports of the child's anxiety, but not child reports, were higher among children who had disclosed their illness in the past 6 months. To investigate these differences further, we performed follow-up analyses on the relationship between child and caregiver scores on the BASC depression and anxiety subscales. Child and caregiver mean scores on the depression subscale were positively correlated (r = .28, P < 0.05) and not significantly different from each other (t = 0.09, P > 0.05). No significant association was revealed between child and caregiver mean scores on the anxiety subscale (r = 0.21, P > 0.05), and no difference was evident across respondents (t = 1.3, P > 0.05). Moreover, there were no significant differences found between boys and girls in terms of the level of agreement with caregivers on the depression (t = −1.90, P > 0.05) or anxiety (t = −0.19, P > 0.05) subscales. A number of studies have found the level of agreement between child and caregiver reports of child psychological status to be low among community samples.36,37 However, this has not been examined previously in children with HIV infection. More research is needed on this topic in the pediatric HIV population before definitive conclusions can be drawn.
A potential limitation of the current study is that the measure of SLEs was completed by the child's caregiver and not the child. Although the caregiver may provide a more accurate account of events, one cannot be certain that the child would have responded the same way. Also, the caregivers were asked to identify SLEs occurring up to 6 months before the point of data collection. This time frame may have been too long to capture the more immediate changes in psychological or medical functioning that may result from SLEs. A longitudinal study that involves repeated assessments of SLEs that correspond more closely to the time that medical and psychological variables are evaluated may yield more detailed findings regarding the relationship between these factors. Another important point to consider is that CD4+ values (particularly absolute counts) and viral load are variable and are easily affected by adherence. Furthermore, psychological factors such as depression may result from certain SLEs (eg, loss) and may in turn impact medical markers.16,38 Thus, future studies may benefit from investigating the possible mediating effects of these variables.
Some of the analyses involved comparing groups with a small number of participants in one cell. For example, only 6 of the 55 children had disclosed their diagnosis to someone in the past 6 months. In these cases, a conservative interpretation is warranted. Finally, we conducted a relatively large number of analyses, and several of our significant findings were modest and would not have remained significant had a more stringent alpha level been chosen. As stated previously, we maintained alpha at 0.05 because many of our analyses were exploratory and meant to be hypothesis generating for future studies. Although results should be viewed as preliminary at present, this study's findings can be used as a basis for further exploration using independent samples of patients with HIV disease and other illness groups.
The current study is believed to be the first to investigate the relationship between SLEs and both the medical and the psychological functioning of HIV-positive children in the HAART era. Results indicate that health-care professionals should pay special attention not only to the number of SLEs a child experiences but also the type of events when considering the potential impact on psychological and medical functioning. School-related SLEs were the most common type experienced by the children in our sample and were predictive of the child's report of depression. Children who had disclosed their HIV diagnosis recently were viewed as more anxious by their caregivers than those who had not disclosed. In children who experience significant life events, particularly those involving personal loss, financial stress, or disclosure of diagnosis, medical functioning is likely to be worse. Additional research is needed to further explore the effects of different categories of SLEs rather than just the total number of SLEs. Finally, future research on these topics should include an assessment of adherence rates as a potential mediator in the relationship between SLEs and medical markers.
The authors would like to express their appreciation to the families who participated in this research. Also, we acknowledge the helpful contributions of Rolf Peterson, PhD, and Mary Anne Toledo-Tamula, MA.
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