Real-World Management of Patients With Osteoporosis at Very High Risk of Fracture : JAAOS - Journal of the American Academy of Orthopaedic Surgeons

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Research: Research Article

Real-World Management of Patients With Osteoporosis at Very High Risk of Fracture

Diffenderfer, Benjamin W. MS-PA-C; Wang, Yamei PhD; Pearman, Leny PhD; Pyrih, Nick BS; Williams, Setareh A. PhD

Author Information
Journal of the American Academy of Orthopaedic Surgeons 31(6):p e327-e335, March 15, 2023. | DOI: 10.5435/JAAOS-D-22-00476

Abstract

Osteoporosis is a treatable and exceedingly underdiagnosed disorder.1,2 Fragility fractures are associated with substantial morbidity and mortality, as well as a notable decline in health-related quality of life, and are a cause of increases in healthcare costs.3–6 In addition, the high risk of subsequent fractures, particularly in the year immediately after the initial fracture, is well-documented.7–10 Despite the many available treatment options, recently published studies indicate that most of the patients with osteoporosis remain untreated.11–13

Evidence-based guidelines were established by a number of organizations to aid physicians in the effective assessment of risk and management of patients with osteoporosis.14–16 The guidelines of the American Association of Clinical Endocrinologists and American College of Endocrinology (AACE/ACE) were updated in 2020, providing specific criteria for patients at very high risk of osteoporotic fracture.14 In addition to the recency of fractures, multiple fractures, and low bone density, several other factors should be considered in the evaluation of risk. These include fracture incidence while on medications with known adverse effects on bone, a high risk of fall or a history of falls resulting in injury, or the presence of comorbidities associated with increased risk of falls/fractures and indicators of compromised bone quality/healing. In the 2016 version of the guidelines, patients at higher risk of fracture were not defined by specific criteria; however, the recommendations for treating these patients were similar to those described in the 2020 guidelines.

Among drugs approved for the prevention and treatment of osteoporosis, there is strong evidence that teriparatide, abaloparatide (not yet approved in 2016), and romosozumab (not yet approved in 2016) can more rapidly reduce fracture risk. These agents are currently recommended as initial treatment options for patients at very high risk of fracture.14,17–20 In addition, yearly monitoring for treatment response and change in fracture risk are necessary should a modification of the initial management plan be required.14

Recent studies suggest that there is a gap between the recommendations from expert guidelines and the actual observed treatment behaviors and rates from real-world clinical practice settings.11–13,21 In a study using data from Medicare fee-for-service patients, nearly two-thirds of patients with an osteoporotic fracture were neither diagnosed nor treated before the fracture, and one in five were treated.13 Among men, these numbers were more concerning, with most (92.8%) undiagnosed and untreated and approximately one in 20 receiving treatment after the sentinel fracture. The benefits of treatment are well-substantiated for patients at higher risk of fracture.16 Thus, the objective of this study was to document the prevalence of patients who are at very high risk of fracture according to the AACE/ACE guidelines and to evaluate treatment practices for this population specifically.

Methods

Study Design and Population

This was a retrospective observational cohort study using pharmacy and medical claims data, linked to commercial and Medicare medical claims from Symphony Health PatientSource aggregated across multiple payers. Patients with osteoporosis (determined by the presence of a diagnosis code; ICD-9 733.0x; ICD-10 M81.0) who were at very high risk of fracture at any time during the identification period (January 1, 2018, to December 31, 2018) were included in the analysis. No patient's identity or medical records were disclosed for the purposes of this study. Only data deidentified in compliance with 45 CFR 164.514(a)-(c) and accessed using HIPAA-compliant procedures were used.

Patients were required to have 12 months of data availability before and after the point during the identification window, at which they qualified for being at very high risk. Additional pharmacy and medical claims data, available for some patients between September 1, 2011, and August 31, 2020, were also considered for identifying patients' risk-qualifying characteristics and evaluating osteoporosis treatment (Figure 1).

F1
Figure 1:
Study time line. AACE = American Association of Clinical Endocrinology; ACE = American College of Endocrinology.

Patients without complete demographic information were excluded. Patients younger than 50 years and patients with conditions contraindicated or associated with warnings and/or precautions noted in the prescribing labels for any of the recommended osteoporosis medications were excluded (except, as noted, when an additional analysis was conducted including patients with gastrointestinal disorders).

Medications for Osteoporosis

The number and proportion of patients treated with any medication for osteoporosis after being designated as very high risk were assessed. Approved medicines for osteoporosis considered for this study included alendronate sodium, alendronate sodium with cholecalciferol, alendronate sodium/cholecalciferol, raloxifene, risedronate sodium, risedronate sodium delayed release, risedronate sodium with calcium, teriparatide, ibandronate sodium (oral and IV), calcitonin, zoledronic acid, denosumab (excluding Xgeva), abaloparatide, and romosozumab.

Identifying Patients at Very High Risk

Eligible patients were determined to be at very high risk of fracture based on the AACE/ACE 2020 guidelines and available risk factor data from Symphony. Data were based on claims for inpatient and outpatient healthcare encounters, and one or more of the following characteristics were required (Supplemental Table 1, https://links.lww.com/JAAOS/A875): (1) a history of fracture while on any osteoporosis therapy; (2) multiple fractures over the observation period; (3) fractures within the past 12 months; (4) fractures while on medication with known adverse effects on bone (eg, long-term glucocorticoids); and/or (5) a history of falls resulting in injury or a comorbidity associated with high risk of falls, fracture, or poor bone quality. A previously validated claims-based algorithm was used to identify case-qualifying osteoporotic fractures.22

Statistical Methods

Patient demographics, medical history (particularly, gastrointestinal disorders), fracture risk factors, and treatment data were summarized descriptively using SAS (v.9.4).

Additional Variables of Interest

It was of interest to further characterize treatment patterns in patients with and without a history of gastrointestinal disorders because gastrointestinal side effects have been associated with oral bisphosphonates.23 Treatment selection for these patients may be affected by this consideration, irrespective of fracture risk status. Therefore, analyses were conducted with and without this subgroup of patients. In addition, separate analyses by sex were conducted.

Results

Of the 10,739,286 patients with osteoporosis, nearly half (5,225,732 [48.7%]) were considered to be at very high risk of fracture based on meeting the qualifying criteria anytime in 2018 and had at least 12 months of data availability before and after the point at which they qualified for being at very high risk. After excluding patients without complete demographic information and those younger than 50 years, the final number of patients included in this analysis was 5,078,111 (Figure 2). The mean age (SD) of patients included in the analyses was 72.7 (7.1) years. Most patients were 65 years or older (4,276,893 [84.2%]) and female (4,417,465 [87.0%]) (Table 1).

F2
Figure 2:
Patients at very high risk of fracture according to the American Association of Clinical Endocrinology (AACE)/American College of Endocrinology (ACE) 2020 guidelines and available risk factor data. a Patients with osteoporosis were identified based on having a diagnosis of osteoporosis using available data from Symphony Health PatientSource and were required to have at least 12 months of data before and after being identified as very high risk of fracture. b Met AACE/ACE guidelines for high fracture risk during the identification period (January 1, 2018, to December 31, 2018) and using available data, including a history of fracture while on osteoporosis therapy, multiple fractures over the observation period, fractures within the past 12 months, fractures while on medication with known adverse effects on bone (eg, long-term glucocorticoids), and/or a history of falls resulting in injury or a comorbidity associated with high risk of falls, fracture, or poor bone quality. c May have one or more of any of the risk factors included in the analysis.
Table 1 - Patient Characteristics by Very High-Risk–Qualifying Characteristica
Patient Characteristics
Total N = 5,078,111 Fracture while on Osteoporosis Therapy N = 125,646 Multiple Fractures over the Observation Period N = 118,738 Recent Fracture within 12 mo N = 90,926 Fracture on Medication with Known Adverse Effects on Bone N = 256,032 High Risk of falls b or History of Falls Resulting in Injury N = 5,033,106
Age, yr
 Mean (SD) 72.7 (7.07) 73.7 (6.34) 73.9 (6.63) 72.8 (7.18) 73.3 (6.74) 72.7 (7.07)
 ≥65, n (%) 4,276,893 (84.2) 110,803 (88.2) 103,784 (87.4) 76,141 (83.7) 221,324 (86.4) 4,241,209 (84.3)
 ≥75, n (%) 2,952,019 (58.1) 80,372 (64.0) 80,554 (67.8) 54,051 (59.5) 159,529 (62.3) 2,931,035 (58.2)
Sex, n (%)
 Female 4,417,465 (87.0) 114,190 (90.9) 101,534 (85.5) 77,300 (85.0) 222,778 (87.0) 4,378,386 (87.0)
Insurance, n (%)
 Commercial 906,527 (17.9) 21,039 (16.7) 16,304 (13.7) 16,209 (17.8) 38,660 (15.1) 896,207 (17.8)
 Medicare 1,901,462 (37.4) 58,820 (46.8) 41,802 (35.2) 38,791 (42.7) 118,869 (46.4) 1,882,921 (37.4)
 Other 418,465 (8.2) 10,441 (8.3) 8,886 (7.5) 9,114 (10.0) 20,379 (8.0) 414,539 (8.2)
 Unknown 1,851,657 (36.5) 35,346 (28.1) 51,746 (43.6) 26,812 (29.5) 78,124 (30.5) 1,839,439 (36.6)
AACE/ACE qualifiers for very high fracture risk, n (%)
 Fracture while on osteoporosis therapy 125,646 (2.5) 125,646 (100) 20,298 (17.1) 10,006 (11.0) 43,641 (17.1) 111,469 (2.2)
 Multiple fractures over the observation period 118,738 (2.3) 20,298 (16.2) 118,738 (100) 24,517 (27.0) 36,273 (14.2) 112,152 (2.2)
 Recent fracture within 12 mo 90,926 (1.8) 10,006 (8.0) 24,517 (20.7) 90,926 (100) 19,999 (7.8) 81,510 (1.6)
 Fracture on medication with known adverse effects on bone 256,032 (5.0) 43,641 (34.7) 36,273 (30.5) 19,999 (22.0) 256,032 (100) 232,499 (4.6)
 Patients at high risk of falls a or with a history of falls resulting in injury 5,033,106 (99.1) 111,469 (88.7) 112,152 (94.5) 81,510 (89.6) 232,499 (90.8) 5,033,106 (100)
History of taking glucocorticoids, n (%) 1,885,529 (37.1) 58,694 (46.7) 48,416 (40.8) 35,301 (38.8) 159,224 (62.2) 1,863,522 (37.0)
Hip fracture history, n (%) 238,551 (4.7) 22,893 (18.2) 38,606 (32.5) 20,207 (22.2) 45,679 (17.8) 233,656 (4.6)
Multiple vertebral fracture history, n (%) 80,039 (1.6) 17,479 (13.9) 40,922 (34.5) 7,827 (8.6) 29,487 (11.5) 75,384 (1.5)
Increased fall risks, n (%)
 Neurological disorders
   Parkinson disease 160,833 (3.2) 4,698 (3.7) 5,658 (4.8) 3,107 (3.4) 9,256 (3.6) 160,833 (3.2)
   Seizure disorder 351,634 (6.9) 8,967 (7.1) 10,983 (9.3) 5,874 (6.5) 25,368 (9.9) 351,634 (7.0)
   Peripheral neuropathy 19,736 (0.4) 380 (0.3) 533 (0.5) 407 (0.5) 1,170 (0.5) 19,736 (0.4)
   Prior stroke 736,720 (14.5) 18,144 (14.4) 21,747 (18.3) 13,105 (14.4) 43,584 (17.0) 736,720 (14.6)
   Dementia 1,272,818 (25.1) 33,374 (26.6) 44,241 (37.3) 24,616 (27.1) 70,517 (27.5) 1,272,818 (25.3)
   Impaired gait or balance 795,544 (15.7) 25,508 (20.3) 33,299 (28.0) 10,331 (11.4) 57,606 (22.5) 795,544 (15.8)
 Other fall risks
   Autonomic dysfunction/orthostatic hypotension 1,266,647 (24.9) 33,806 (26.9) 39,414 (33.2) 25,552 (28.1) 81,066 (31.7) 1,266,647 (25.2)
   Impaired vision 845,933 (16.7) 18,520 (14.7) 18,628 (15.7) 12,227 (13.5) 40,915 (16.0) 845,933 (16.8)
   Impaired hearing 938,167 (18.5) 19,439 (15.5) 19,615 (16.5) 13,940 (15.3) 40,329 (15.8) 938,167 (18.6)
   Frailty and deconditioning 1,289,515 (25.4) 40,528 (32.3) 50,005 (42.1) 32,310 (35.5) 93,176 (36.4) 1,289,515 (25.6)
   Proximal myopathy 9,373 (0.2) 308 (0.3) 313 (0.3) 267 (0.3) 748 (0.3) 9,373 (0.2)
   Sarcopenia 107,529 (2.1) 3,690 (2.9) 5,187 (4.4) 2,248 (2.5) 8,689 (3.4) 107,529 (2.1)
AACE = American Association of Clinical Endocrinology; ACE = American College of Endocrinology.
aQualifying characteristics are not mutually exclusive. Patients may be included in more than one category.
bIncreased fall risks include neurological disorders (ie, Parkinson disease, seizure disorder, peripheral neuropathy, prior stroke, dementia, or impaired gait or balance) and other fall risks such as autonomic dysfunction/orthostatic hypotension, impaired vision, impaired hearing, frailty and deconditioning, proximal myopathy, or sarcopenia.

Most patients (5,033,106 [99.1%]) qualified as very high risk of fracture owing to a high risk of falls and/or because they had a history of falls resulting in injury (Table 1). Conditions associated with an increased risk of falls included neurological disorders (dementia [25.1%], impaired gait or balance [15.7%], history of stroke [14.5%], seizure disorder [6.9%], Parkinson disease [3.2%], or peripheral neuropathy [0.4%]) and/or other impairments of balance, reduced mobility, or functional deficits (frailty and deconditioning [25.4%], autonomic dysfunction/orthostatic hypotension [24.9%], impaired hearing [18.5%], impaired vision [16.7%], sarcopenia [2.1%], or proximal myopathy [0.2%]) (Table 1). A smaller number of patients were considered to be at very high risk of fracture based on other qualifiers (fracture while on medication with known adverse effects on bone, 256,032 [5.0%]; fracture while on a medication for osteoporosis, 125,646 [2.5%]; multiple fractures over the observation period, 118,738 [2.3%]; or fracture in the past 12 months, 90,926 [1.8%]). Of the patients with multiple fractures, 40,922 (34.5%) had multiple vertebral fractures. Among patients with a fracture in the past 12 months, 20,207 (22.2%) had sustained a hip fracture.

Treatment Patterns

Among patients considered to be at very high risk of fracture, 1,667,794 (32.8%) met the guideline-recommended criteria and did not have a contraindication or condition that would limit the use of any of the indicated osteoporosis medications. Of the 3,410,317 patients who were not eligible for osteoporosis therapy, 2,585,001 (75.8%) were excluded because of an upper gastrointestinal disorder (a contraindication for oral bisphosphonates). Other reasons patients were not eligible for osteoporosis therapy were malignancy (31.1%), acute renal failure (19.1%), and chronic renal failure (15.2%). A smaller number of patients were not eligible because of the presence of comorbidities including Paget disease, hypercalcemia, hyperparathyroidism, hypocalcemia, acute pancreatitis, osteosarcoma, or a history of myocardial infarction or stroke in the past year.

Of patients eligible for therapy (N = 1,667,794), only 280,777 (16.8%) received any osteoporosis treatment after being designated as very high risk during the identification period (Table 2). Among those who received treatment, alendronate, an alternative recommended therapy, was prescribed most often (178,629 [63.6%]) and 59,636 patients (21.2%) received guideline-recommended initial therapy (teriparatide, zoledronic acid, denosumab, abaloparatide, or romosozumab).

Table 2 - Treatment Rate by Very High-Risk–Qualifying Characteristic, Sex, and Upper GI Disorder Status
High-Risk–Qualifying Characteristic Excluding Patients with Upper GI Disorders Including Patients with Upper GI Disorders
Total, N = 5,078,111
 High risk eligible for treatment, n (%) 1,667,794 (32.8) 3,045,932 (60.0)
  Treated 280,777 (16.8) 513,344 (16.9)
  Untreated 1,387,017 (83.2) 2,532,588 (83.2)
Fracture while on osteoporosis medication, N = 125,646
 High risk eligible for treatment, n (%) 36,120 (28.8) 68,324 (54.4)
  Treated 17,906 (41.0) 33,316 (48.8)
  Untreated 18,214 (50.4) 35,008 (51.2)
Multiple fractures over the observation period, N = 118,738
 High risk eligible for treatment, n (%) 24,730 (20.8) 55,841 (47.0)
  Treated 5,031 (20.3) 11,230 (20.1)
  Untreated 19,699 (79.7) 44,611 (79.9)
Recent fracture, N = 90,926
 High risk eligible for treatment, n (%) 28,360 (31.2) 51,225 (56.3)
  Treated 7,582 (26.7) 13,901 (27.1)
  Untreated 20,788 (73.3) 37,324 (72.9)
Fracture on medication with known adverse effects on bone, N = 256,032
 High risk eligible for treatment, n (%) 31,953 (12.5) 117,076 (45.7)
  Treated 7,497 (23.5) 27,484 (23.5)
  Untreated 24,456 (76.5) 89,592 (76.5)
High risk of falls or history of falls resulting in injury, N = 5,033,106
 High risk eligible for treatment, n (%) 1,650,313 (32.8) 3,016,291 (59.9)
  Treated 275,023 (16.7) 504,018 (16.7)
  Untreated 1,375,290 (83.3) 2,512,273 (83.3)
Women, N = 4,417,465
 High risk eligible for treatment, n (%) 1,448,770 (32.8) 2,729,830 (61.8)
  Treated 263,767 (18.2) 483,317 (17.7)
  Untreated 1,185,003 (81.8) 2,246,513 (82.3)
Men, N = 660,593
 High risk eligible for treatment, n (%) 178,988 (27.1) 316,057 (47.8)
  Treated 17,010 (9.5) 30,027 (9.5)
  Untreated 161,978 (90.5) 286,030 (90.5)
GI = gastrointestinal.

Within the subcategories for those at very high risk of fracture, the percentage of patients who were eligible for and received pharmacological therapies was highest for those who qualified as high risk because they sustained a fracture while on any medication for osteoporosis (41.0%) and lowest for patients at high risk or with a history of falls resulting in injury (16.7%) (Table 2 and Figure 3). In the remaining very high-risk categories, 26.7% of patients with a recent fracture, 23.5% of patients on medications with known adverse effects on bone, and 20.3% of patients with a history of multiple fractures were treated. Regardless of the very high-risk category, alendronate was the most common treatment, and only a small proportion of patients in each category was treated with a medication recommended as initial therapy for very high-risk patients (Figure 3).

F3
Figure 3:
Proportion of eligible patients who received treatment and treatment by a very high-risk–qualifying characteristic. OP = osteoporosis.

In a separate analysis by sex, the proportion treated was lower for men (17,010 [9.5%]) than women (263,767 [18.2%]) (Table 2). Among those who received treatment, similar proportions of women and men received initial therapy per recommended guidelines (women, 55,967 [21.2%]; men: 3,669 [21.6%]). Alendronate was prescribed most often for both women (166,259 [63.0%]) and men (12,370 [72.7%]).

When patients with gastrointestinal disorders were included in the analysis (Table 2), the treatment rate remained low for both men and women (513,344 [16.9%]). A total of 120,109 patients (23.4%) were initially treated per recommended guidelines while alendronate remained the most prevalent medication (315,808 [61.5%]). The treatment rate when women with gastrointestinal disorders (483,317 [17.7%]) were included was similar to when these women were excluded (263,767 [18.2%]). The treatment rate for men also did not change when men with gastrointestinal disorders were included in the analysis (9.5%).

Discussion

Based on the AACE/ACE guidelines, a large proportion of patients in this observational study met the criteria for very high risk of fracture. However, most were not treated for osteoporosis. At the time of this study, AACE guidelines from 2016, which recommended teriparatide, denosumab, or zoledronic acid as initial therapy for patients at especially high risk of fracture, were in use.24 However, most of those treated received alendronate. These guidelines were updated in 2020 to include abaloparatide and romosozumab, and at that time, clearer criteria for defining very high fracture risk, which could be used as an algorithm to identify patients in this study, were also adopted.14

Within each of the subcategories for those at very high risk of fracture, treatment patterns were comparable with the overall population (Table 1). Few patients were treated, and even smaller percentages received a medication recommended as initial therapy. Similarly, the current analyses by sex showed that most men and women at very high risk of fracture are untreated, with the rate of treatment being lower in men compared with women. For men, the associated risks and consequences of osteoporosis are less appreciated, perhaps in part because current treatment guidelines are mostly focused on women.16,25 Men tend to sustain fractures later in life, when they are also likely to have more comorbidities and a more compromised health status, resulting in a more rapid functional decline and increased mortality after a fracture.13,16 Furthermore, the risk of subsequent fractures after any sentinel fracture at any anatomical site is greater in men, even after adjusting for comorbidities,10 suggesting that other factors, possibly including bone quality/material properties, may play a role in outcomes for men. These findings reinforce the need for timely treatment to decrease the imminent and high risk of subsequent fractures in men.10,26

All validated risk assessment tools and widely accepted clinical practice guidelines recommend that patients should be evaluated for treatment of osteoporosis after a fragility fracture.14–16,24 Notwithstanding these recommendations, these results support previously reported findings that the osteoporosis treatment rate remains low after osteoporotic fracture.13,21 Even among patients with multiple fractures over the observation period, approximately one in five were treated with any osteoporosis medication. In our study, we found that most patients with osteoporosis were categorized as very high fracture risk based on more than one qualifier from the 2020 AACE guidelines and would have also been considered to be at higher risk according to the 2016 guidelines. However, these patients still did not receive treatment. Preexisting gastrointestinal disorders were also examined in this analysis. Approximately 60% of patients with gastrointestinal disorders were eligible for treatment, but the treatment rate was low. These findings suggest that many patients may be excluded from treatment out of caution for gastrointestinal side effects that are a concern with oral bisphosphonates and for whom anabolic agents are viable (and recommended) options.27–32 For patients at high risk of fracture, the benefit of treatment is great and the potential for serious adverse events and upper gastrointestinal events is low.16

Strong evidence supports the effectiveness of sequential therapy beginning with an anabolic agent, followed by antiresorptives toward rapidly reducing the risk of fracture compared with monotherapy.15,33 Furthermore, reduced treatment response to anabolic therapies has been reported after initial treatment with antiresorptives, followed by an anabolic agent.33–35 Thus, it is concerning that these results suggest that the practiced standard of care during the study period was mostly oral antiresorptives for this very high-risk group of patients. Although abaloparatide was not yet approved for use in 2016, teriparatide, denosumab, or zoledronic acid was recommended for patients who were at very high fracture risk at the time of this study.

Limitations of this evaluation were that available administrative claims data did not include race and socioeconomic status (which may be associated with disparities in the management of osteoporosis);36 all available osteoporosis medications (eg, estrogen), and data for some risk factors were missing (ie, T-score from dual‐energy x‐ray absorptiometry [DXA] scans, family history of osteoporotic fractures, and lifestyle factors such as smoking). Many risk factors in this analysis can be used without necessitating DXA results. The high incidence of subsequent fracture after an initial fragility fracture should be sufficient to warrant treatment.7,37 In addition, data were from 2018, and the most recent guidelines outlining risk-based factors for patients at very high risk of fracture were issued in 2020.14 However, evidence was emerging in the literature before 2020 supporting the initial treatment of these patients with anabolic therapy.15,33,38,39

Undertreatment (ie, lack of treatment initiation and risk-based treatment) is a serious concern for patients with osteoporosis who are at very high risk of fracture. Factors associated with very high risk of fracture are described in clinical practice guidelines, which facilitate identification of these patients without the requirement for DXA. Patients have the potential to have better outcomes when osteoporosis treatment decisions are based on risk-based assessment and evidence-based clinical practice guidelines.

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