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REVIEW ARTICLE: REVIEW ARTICLE

Probiotic/Synbiotic Treatment and Postoperative Complications in Colorectal Cancer Patients: Systematic Review and Meta-analysis of Randomized Controlled Trials

Amitay, Efrat L. MPH, PhD1; Carr, Prudence R. PhD1; Gies, Anton PhD2; Laetsch, Dana Clarissa PhD1; Brenner, Hermann MD, MPH1,2,3

Author Information
Clinical and Translational Gastroenterology: December 2020 - Volume 11 - Issue 12 - p e00268
doi: 10.14309/ctg.0000000000000268

Abstract

INTRODUCTION

Colorectal cancer (CRC) is the third most commonly diagnosed malignancy and the second most common cause of cancer-related death worldwide. In 2018, CRC accounted for more than 1.8 million incident cases and almost 900,000 deaths (1). The current 5-year relative survival rate of CRC patients in the United States is around 65% (2).

Occurrence of CRC and its treatment go along with symptoms and side effects that negatively impact the quality of life (QoL) of CRC patients. After CRC resection, temporary disturbances in the gastrointestinal tract for about 3–6 months are common, with the most prevalent symptoms after conventional treatment being bowel dysfunction, diarrhea, and lower QoL (3–5). The symptoms often persist in the long run. In a study from Germany (6), 43%, 31%, and 31% of CRC patients still reported problems 1 year after their cancer diagnosis about pain, constipation, and diarrhea, respectively. Moreover, chronic diarrhea is frequently reported by CRC survivors even up to 10 years after treatment (7), as are constant or late impairments in their QoL (8). Efficacy of current treatments such as antidiarrheal medications or bulk-forming agents in alleviating the symptoms is limited.

The term “synbiotics” refers to a combination of live bacteria, known as probiotics and prebiotics, which are mostly carbohydrate-based substances such as starch or dietary fiber that serve to induce growth and activity of beneficial bacteria in the gut (9). In a meta-analysis published in 2016, Wu et al. found that perioperative probiotics/synbiotics supplementation reduced infectious complications and surgery side effects, shortened antibiotics use and hospital stay, and contributed to earlier return of normal gut function and better QoL for patients undergoing a variety of surgeries for different medical reasons (10). However, no meta-analysis was conducted thus far on the effect of synbiotics specifically on patients' postcolorectal resection and relying only on data from randomized controlled trials (RCTs). We, in this study, aim to establish a much-needed evidence base for potential use of synbiotics for improving CRC resection outcomes, symptoms, and potentially even long-term prognosis for patients.

METHODS

This systematic review and meta-analysis protocol was planned, conducted, and reported in adherence to the standards of quality for reporting systematic review and meta-analysis (PRISMA) guidelines (11). The review was registered with PROSPERO International Prospective Register of Systematic Reviews (PROSPERO 2019 CRD42019131206).

Literature search strategy

A systematic literature search was first conducted on February 27–28, 2019, and then repeated with the same search terms and limitations on January 2–3, 2020, on Medline, ISI Web of Science, the Cochrane library, Embase, clinicaltrials.gov, and the International Clinical Trials Registry Platform. Using custom search strategies, the aim of this review was to identify randomized double-blind placebo-controlled probiotic/synbiotic clinical trials including patients undergoing CRC surgery and investigating postoperative complications and QoL measures. Details of the search strategy are provided in the Supplemental Material (see Supplementary Digital Content 1, http://links.lww.com/CTG/A441). Email alerts were set for Medline and ISI Web of Science for new publications that match the search strategy after the first search date. No restrictions such as language or date of publication were set. After removal of duplicates, 2 authors (E.L.A. and P.R.C.) independently screened the titles and abstracts of the identified articles. Both authors also reviewed the full texts of each eligible article and the reference lists of identified studies were searched for additional relevant studies. Disagreements were discussed among all authors until agreement was reached.

Inclusion criteria and outcome measures

Studies were included if they met all of the following inclusion criteria, which were decided on before the search: double-blind placebo-controlled clinical trials with published final results and study population included CRC patients undergoing or having undergone a colorectal resection and they assessed QoL, gastrointestinal function, and other postoperative complications as an outcome. The outcomes of interest of this review were selected on the basis that they are directly related to patient well-being, disease burden, and prognosis in postoperative CRC patients. Therefore, studies investigating only changes in microbiota or inflammatory markers as an outcome were not considered. QoL is usually measured using validated questionnaires; postoperative complications are measured in absolute numbers, using established methodology.

Data extraction and quality assessment

Two authors, E.L.A. and P.R.C., independently selected studies based on the inclusion criteria, and disagreements were discussed until agreement was reached. To assure validity and high quality of the data and subsequent results, the data were extracted independently by E.L.A. and P.R.C., using predefined standardized data extraction forms, and then compared and discussed. The included studies were furthermore independently evaluated for quality by EA and PC based on the US National Institute of Health National Heart, Lung, and Blood Institute (NHLBI) study quality assessment tool for controlled intervention studies (12). The tool comprises 14 yes/no/not applicable criteria assessing randomization, treatment allocation, blinding, similarity of groups at baseline, dropout, adherence, study size and power, intervention protocol, outcome measure assessment, and statistical analysis of study data. Based on these criteria, the risk of bias is estimated, and thereafter, study quality can be rated as good, fair or poor.

Statistical methods: meta-analysis

A meta-analysis was conducted for key health outcomes. Outcomes were chosen for analysis when there were at least 3 studies measuring that outcome with available numerical data of sufficient quality. Meta-analyses were conducted using the metafor package (13) in R 3.6.1 (14). For the analysis of length of hospital stay, the replmiss function in the metafor package was used to fill in missing SD data based on reported P values. Random effects models were used in analyses of all outcome measures of interest to account for in between-study heterogeneity. Metafor was also used to measure between-study heterogeneity using I2 and Cochrane Q. Meta-regression was conducted (rma in metafor) in case of high heterogeneity. It was not possible to assess publication bias using funnel plots due to the small number of studies (<10) in each of the analyses. Statistical significance was set at 2-sided P value <0.05.

RESULTS

The literature search process, shown in a PRISMA flow diagram in Figure 1, yielded a total of 2,361 records. After exclusion of 229 duplicates, titles and abstracts of 1880 studies were screened for relevance. Of these, 2132 studies were deemed as not relevant for the review topic and, thus, excluded. The full texts of 32 studies were read, of which 16 studies were excluded for not meeting all the inclusion criteria.

Figure 1.
Figure 1.:
PRISMA flow diagram. *ICTRP, International Clinical Trials Registry Platform.

Of these 16 excluded studies, 5 studies included duplicate data also appearing in other publication and, therefore, were excluded. The final results were not published for 2 trials. In 5 studies, there was no placebo group, the measured outcome was not relevant for this review in another 2 studies, and 2 more studies were deemed not relevant for this review. In total, 16 RCTs were included in the qualitative analysis of the systematic review (15–30), and 11 studies were included in the quantitative meta-analyses (15,17,19–23,25,27,28,30).

The 16 included studies were published between the years 2010 and 2019 and conducted in 12 different countries in 4 continents (Table 1). Eleven studies reported periods of data collection, which ranged between the years 2005 and 2015. Study sizes ranged from 40 to 164 participants. The mean or median age of participants in most studies was in the 60s, except for the study Lee et al. (24) with a younger population with mean age of 56 years and the study by Mangell et al. (27) with a median age of 70 years among the placebo group and 74 years in the intervention group. Of the 11 studies that included data on calculation of sample size required for 80% power to detect clinically relevant differences in their primary outcome, 3 studies did not reach the required size.

Table 1.
Table 1.:
Characteristics of studies included in systematic review

The NHBLI tool for quality assessment lists the following as fatal flaws that lead to significant risk of bias and, thus, a study of poor quality: high dropout rate, high differential dropout rate (15% at most), no intention-to-treat analysis/completers-only analysis. Taking this into account, 1 study was deemed to be of good quality (25), 11 studies with 1 fatal flaw were deemed to be of fair quality (15–18,20–23,26–28), and 4 studies, which had more than 1 flaw considered fatal, were rated as having poor quality (19,24,29,30).

Fifteen of the included RCTs used synbiotics, a combination of live bacteria (probiotics) and mostly carbohydrate-based substances (prebiotics), but specific content varied widely (Table 2). The study by Golkhalkhali et al. (16) used probiotics and not synbiotics and, in addition, the participants in both groups received omega 3 fatty acids. Mangell et al. (27) used only one bacterium, Lactobacillus plantarum, together with an oatmeal drink, whereas Mego et al. (22) used 10 different bacteria together with inulin, maltodextrine, magnesium stearate, and ascorbic acid. Horvat et al. (30) used heat-inactivated lactobacilli as the placebo instead of the carbohydrate-based prebiotics that were used in most other studies. The most commonly used bacteria were Lactobacillus acidophilus (in 12 of the included studies), other various species of Lactobacillus (in all 16 included studies), and Bifidobacterium species (in 10 of the included studies).

Table 2.
Table 2.:
Intervention characteristics among included studies
Table 2-A.
Table 2-A.:
Intervention characteristics among included studies

Treatment with probiotics/synbiotics was initiated 1 to 8 days before surgery in 11 of the studies (15,17,19–21,23,25,27,28,30), while 4 studies (16,18,24,29) started the intervention only after surgery. Duration of treatment ranged between 3 days and 12 weeks. The follow-up period ranged between 72 hours and 6 months, but follow-up duration information was missing for 4 of the studies (19,21,22,28).

The aim of the included RCTs was to investigate whether the use of probiotics/synbiotics perioperatively in CRC patients can lead to better postoperative outcomes. The measured outcomes varied between studies and included postoperative infections, QoL measured using validated questionnaires, gastrointestinal symptoms and time to return to normal gut function, antibiotics use, and duration of hospital stay. When reported by the participating studies, the outcome measures were based on hospital electronic medical records and electronic case reports, providing information on postoperative gut function, occurrence of postoperative infections, antibiotic usage, and length of hospital stay (calculated from operation to discharge). QoL scores were obtained from questionnaires such as the EORTC QLQ and GIQLI. Chemotherapy side effects were also evaluated based on the Common Terminology Criteria for Adverse Events, version 3.0.

Synthesis of the results: meta-analysis

The following 6 clinical postoperative outcomes were included in the meta-analyses: duration of hospital stay, diarrheal incidence, infection incidence, time to return to normal gut function/first postoperative defecation, duration of antibiotics use, and incidence of septicemia (Table 3 and Figure 2). When numerical data for outcomes of interest were missing, the corresponding authors of the included studies were contacted (15–17,20,21,30), but only 1 author responded with the missing information (21). We did not conduct a meta-analysis of QoL score due to high between-study heterogeneity (I2 = 99.2%), in line with the use of 3 different questionnaires to calculate QoL scores by the 4 studies reporting this outcome: GIQLI (18,29), FACT-G total (24), and EORTC QLQ-c30 (16).

Table 3.
Table 3.:
Synbiotics meta-Analysis outcomes—random effects models
Figure 2.
Figure 2.:
Forest plots of meta-analyses outcomes. CI, confidence interval; REML, restricted maximum likelihood; +, event, −, no event.

Septicemia and sepsis.

Five studies examined the association between synbiotics vs placebo and the occurrence of septicemia or sepsis use after colorectal surgery (21,23,25,27,28). The outcome was defined as “septicemia” by 4 of the studies and as “sepsis” in the study by Kotzampassi et al. (21) All included studies reported improved outcome for the intervention group, although the results were not statistically significant in 2 of the studies (21,27). No between-study heterogeneity was observed (I2 = 16.8%). In the random effects model, use of probiotic/synbiotics was associated with a statistically significant lower incidence of postoperative septicemia or sepsis (odds ratio [OR] = 0.31, 95% confidence interval [CI] 0.18–0.55, P < 0.001) (Figure 2a).

Infection incidence.

Nine studies examined the effect of synbiotics vs placebo on infection incidence after surgery (15,17,19–21,23,25,27,28). No between-study heterogeneity was observed (I2 = 0%). Most included studies regarded several different infections together, and some studies reported separately on infection at the surgical site (17,19,23,28). Meta-analysis (Figure 2b) showed that the use of probiotics/synbiotics was associated with a significant decrease in postsurgery infections (OR = 0.34, 95% CI 0.21–0.54, P < 0.001).

Diarrheal incidence.

Four studies reported numeric results for the association between administration of probiotics/synbiotics supplement vs placebo and diarrheal incidence (19,22,23,25). No between-study heterogeneity was observed (I2 = 0%). Meta-analysis (Figure 2c) indicated a statistically significant lower incidence of diarrhea among those who received synbiotics compared with that of the placebo groups (OR = 0.38, 95% CI 0.24–0.60, P < 0.001).

Duration of hospital stay.

Six studies included enough information to analyze the association between perioperative administration of synbiotics vs placebo and the duration in days of postsurgery hospital stay (15,19–21,23,30). The formula published by Wan et al. (31) was used to estimate mean and SD because only sample size, median, and range metrics were provided in the publications by Polakowski et al. (15) and Tan et al. (20) Meta-analysis (Figure 2d) showed that the mean difference (MD) in days of hospital stay was −0.41 (95% CI −0.90 to 0.09, P = 0.110), indicating a shorter hospital stay for those in the intervention group compared with those in the placebo group, but the result was not statistically significant, and between-study heterogeneity was high (I2 = 87%). Subanalyses excluding a single study at a time did not significantly lower the heterogeneity, and meta-regressions (rma in metaphor) looking at year of publication, location of the study (continent), and the quality assessment score were unable to identify the source of heterogeneity (R2 = 0 for all 3 analyses).

Return to normal gut function and first defecation.

Four studies reported on the impact of synbiotics on the number of days it took for the return to normal gut function (20) or first defecation after colorectal surgery (19,20,23,30). A low between-study heterogeneity was observed (I2 = 37.7%). A meta-analysis (Figure 2e) yielded MD in days of −0.66 (95% CI −0.93 to −0.39, P < 0.001), indicating a statistically significant shorter duration until return to normal gut function among those receiving probiotics/synbiotics.

Days of antibiotics use.

Four studies examined the association between synbiotics and the number of days of antibiotics use after colorectal surgery (15,19,23,25). All these 4 studies excluded participants who have taken antibiotics before inclusion in the trial. No between-study heterogeneity was observed (I2 = 0.0%). Meta-analysis (Figure 2f) yielded a MD in days of −0.64 (95% CI −0.83 to −0.44, P < 0.001), indicating a statistically significant shorter duration of postoperative antibiotics use among those who received synbiotics compared with that of the placebo groups.

DISCUSSION

This is the first systematic review and meta-analysis to include exclusively randomized double-blind placebo-controlled clinical trials focusing on probiotics/synbiotics administered perioperatively to patients undergoing CRC resection. For 6 meta-analyzed postoperative outcomes: diarrheal incidence, infection incidence, time to return to normal gut function, septicemia/sepsis, duration of antibiotics use, and duration of postoperative hospital stay, probiotics/synbiotics improved the outcomes for participants compared with those by placebo, and for the first 5 aforementioned outcomes, the results were statistically significant (P < 0.001).

In a review article from 2012, Peitsidou et al. (32) supported the role of preoperative probiotics/synbiotics interventions in reducing postoperative infectious complications and therapy-induced diarrhea and concluded that such supplements might have potential to improve postsurgical gastrointestinal related QoL. However, the authors also emphasized that evidence at time of publication was not sufficient to recommend such interventions in the context of CRC resection. In 2013, He et al. (33) conducted a meta-analysis including 6 RCTs on the efficacy of perioperative probiotics/synbiotics treatment in patients undergoing colorectal resection for cancer. They found a positive effect of the intervention on diarrhea, symptomatic intestinal obstructions, and operative total infections' incidence. However, no differences were found for septic morbidity, incision infection, perineal infection, intraabdominal infection, anastomotic leak, first defecation time, or length of hospital stay. Since then, 14 more publications reporting results from double-blind placebo-controlled clinical trials on perioperative synbiotics interventions in CRC patients undergoing resection were identified and, thus, included in this analysis (15–25,27,29,30).

Overall, our meta-analyses support the suggestions of previous studies that administration of probiotics/synbiotics around or early after CRC surgery might be beneficial and effective for the recovery of the large bowel. In addition, we found that synbiotics alleviated the risk of some postoperative complications, promoting a better prognosis. Plausible mechanisms potentially at work behind these associations include, among others, beneficial effects on restoration or even amelioration of the intestinal mucosa barrier (34), local immune function restoration (35), and synthesis of B and K vitamins and short-chain fatty acids (36). Long-term prevalence of gastrointestinal symptoms and nonlethal postoperative complications after tumor resection were found to be associated with a lower long-term survival in CRC patients for whom persisting gastrointestinal symptoms emerged as one of the factors that strongly compromised patients' QoL (8,37–40).

The synthesis of current evidence and the much larger number of studies included provide a broader evidence base for the impact of probiotics/synbiotics administration on functional outcomes and postsurgical complications, thus facilitating future informed decision making by clinicians concerning treatment of patients' resection side effects or prevention of postoperative complications and offering immediate translation of scientific research into clinical practice. Traditional treatments of postsurgical symptoms, such as antidiarrheal medications or bulk-forming agents, show only very limited efficacy (7). The results of this meta-analyses suggest that short-term perioperative administration of synbiotics, which are easy to administer, have less side effects, and are low cost compared with other alternatives, might play a role in alleviating gastrointestinal symptoms and postoperative complications of CRC patients (25).

However, there are limitations to this analysis due to the heterogeneity of included confirmatory RCTs about the type of bacteria used for the intervention group, the timing of the synbiotics administration, the duration of synbiotics administration, and the duration of follow-up. Several of the studies did not include information on completion/dropout rates, a few studies did not include power calculation for study population size, and others did not reach the calculated size. In addition, 11 of the studies did not include intention-to-treat analyses, and only 1 of the included studies was deemed to be of “good” quality, whereas others had at least 1 serious flaw that might have led to significant bias.

In conclusion, the findings of this systematic review and meta-analysis support the use of probiotics/synbiotics to alleviate and ease postoperative symptoms, adverse side effects, and complications after colorectal surgery in CRC patients. Further large RCTs could add much needed more comprehensive evidence for clinical practice to elucidate options for improvement of cancer burden, symptoms, QoL, and potentially even longer-term prognosis.

CONFLICTS OF INTEREST

Guarantor of the article: Efrat L. Amitay, MPH, PhD.

Specific author contributions: E.L.A.: study design, literature search, data collection and interpretation, statistical analysis, and manuscript writing; P.R.C.: literature search, data collection and interpretation, and critical manuscript revision; A.G.: data interpretation and critical manuscript revision; D.C.L.: data interpretation and critical manuscript revision; H.B.: study concept, study design, funding, data interpretation, and critical manuscript revision. All authors approved the manuscript version submitted for publication.

Financial support: The study was funded by the German Federal Ministry of Education and Research (BMBF), 01KG1809. The funder had no role in study design; in the collection, analysis and interpretation of data; in the writing of the report; and in the decision to submit the article for publication.

Potential competing interests: None to report.

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Supplemental Digital Content

© 2020 The Author(s). Published by Wolters Kluwer Health, Inc. on behalf of The American College of Gastroenterology