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Assessing nutritional status in cancer: role of the Patient-Generated Subjective Global Assessment

Jager-Wittenaar, Harriëta,b; Ottery, Faith D.a,c

Current Opinion in Clinical Nutrition and Metabolic Care: September 2017 - Volume 20 - Issue 5 - p 322–329
doi: 10.1097/MCO.0000000000000389
ASSESSMENT OF NUTRITIONAL AND METABOLIC STATUS: Edited by Dwight E. Matthews and Kristina Norman

Purpose of review The Scored Patient-Generated Subjective Global Assessment (PG-SGA) is used internationally as the reference method for proactive risk assessment (screening), assessment, monitoring and triaging for interventions in patients with cancer. This review aims to explain the rationale behind and data supporting the PG-SGA, and to provide an overview of recent developments in the utilization of the PG-SGA and the PG-SGA Short Form.

Recent findings The PG-SGA was designed in the context of a paradigm known as ‘anabolic competence’. Uniquely, the PG-SGA evaluates the patient's status as a dynamic rather than static process. The PG-SGA has received new attention, particularly as a screening instrument for nutritional risk or deficit, identifying treatable impediments and guiding patients and professionals in triaging for interdisciplinary interventions. The international use of the PG-SGA indicates a critical need for high-quality and linguistically validated translations of the PG-SGA.

Summary As a 4-in-1 instrument, the PG-SGA can streamline clinic work flow and improve the quality of interaction between the clinician and the patient. The availability of multiple high-quality language versions of the PG-SGA enables the inclusion of the PG-SGA in international multicenter studies, facilitating meta-analysis and benchmarking across countries.

aResearch Group Healthy Ageing, Allied Healthcare and Nursing, Hanze University of Applied Sciences

bDepartment of Maxillofacial Surgery, University of Groningen, University Medical Center Groningen, Groningen, The Netherlands

cOttery & Associates LLC, Oncology Care Consultants, Greater Chicago Area, Greater Chicago, Illinois, USA

Correspondence to Harriët Jager-Wittenaar, Research Group Healthy Ageing, Allied Healthcare and Nursing, Hanze University of Applied Sciences, Eyssoniusplein 18, 9714 CE Groningen, The Netherlands. Tel: +31 623668897; e-mail: ha.jager@pl.hanze.nl

This is an open access article distributed under the terms of the Creative Commons Attribution-Non Commercial-No Derivatives License 4.0 (CCBY-NC-ND), where it is permissible to download and share the work provided it is properly cited. The work cannot be changed in any way or used commercially without permission from the journal. http://creativecommons.org/licenses/by-nc-nd/4.0

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INTRODUCTION

Diagnosis and treatment of malnutrition and disturbed metabolism are of critical importance in patients with cancer. Because of the disease and the effects of anticancer therapies, many patients with cancer are at risk for malnutrition. Malnutrition is associated with poorer prognosis and decreased quality of life [1]. Nutritional assessment serves as the basis for the malnutrition diagnosis, which also includes cause, severity and type of malnutrition [2].

The Scored Patient-Generated Subjective Global Assessment (PG-SGA; Copyright FD Ottery, 1996, 2001, 2005, 2006 and 2015) is broadly used in both clinical practice and in academic research as the reference method for assessing the nutritional status of patients with cancer. One of the considerations underlying this wide acceptance is the fact that the PG-SGA is a 4-in-1 instrument: nutritional screen, assessment, interventional triage and an instrument to monitor interventional success. The PG-SGA is recommended in various countries and/or included in various national guidelines for nutrition in oncology, for example Australia, Brazil, The Netherlands [3], United Kingdom [4] and the United States. It is not, however, an oncology-specific instrument.

Since the introduction of the PG-SGA in the 1990s [5], it has been validated and utilized in both cancer and non-cancer patient populations internationally. Numerous studies have shown the association between PG-SGA scores and specific nutritional parameters, for example weight loss, BMI, skinfold measures and hand grip strength [6]. Both earlier and recent data have demonstrated the PG-SGA's ability to predict clinical outcomes, for example survival, postoperative complications, length of stay, quality of life and hospitalization costs (Table 1) [7▪▪,8▪,9–13]. The PG-SGA is sensitive to changes in nutritional status over time, for example in response to nutritional interventions [14].

Table 1

Table 1

Recently, the PG-SGA (full and Short Form) has received new attention, particularly as a screening instrument for nutritional risk or deficit. The PG-SGA is often described as a nutritional assessment instrument to diagnose malnutrition, and a recent systematic review showed that both the PG-SGA and PG-SGA Short Form (i.e. Boxes 1–4) cover all domains of the conceptual definitions of malnutrition, as defined by the European Society for Clinical Nutrition and Metabolism (ESPEN) and the American Society for Parenteral and Enteral Nutrition (ASPEN) [15▪]. Current interest also focuses on the PG-SGA's ability to identify treatable impediments and to guide patients and professionals in triaging for interdisciplinary interventions. The PG-SGA not only identifies existing malnutrition, but also risk factors that predispose the patient to future malnutrition. The PG-SGA's triaging system includes nutritional, pharmacologic, exercise and other interventions to facilitate proactive identification, prevention and treatment of malnutrition in at-risk patients.

Box 1

Box 1

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HISTORICAL BASIS

The PG-SGA was developed as a modification of the original clinician-generated subjective global assessment (SGA) developed at the University of Toronto by Drs. Jeejeebhoy, Baker and Detsky. The original SGA was based on the hypothesis that restoration of food intake can rapidly reduce the risks associated with malnutrition. Specifically, it was hypothesized that if nutrient intake can be restored to optimal levels to meet requirements, the risk of complication is lower, even though the patient may be still wasted and underweight. Changing from a clinician-generated to patient-generated approach aimed to address patient-centric concerns, streamline the clinic flow across the care continuum (inpatient, outpatient, home care and palliative care) and to optimize time for patient–clinician interaction. As patients complete the form prior to interacting with their clinician that is any professional who is involved in the clinical care of the patients with patient self-identification of those issues that impact him/her, clinic flow can be shortened with accompanying improvement in quality and productivity of interaction.

The PG-SGA was originally developed as a one-page instrument that globally assessed a patient in terms of nutritional risk and nutritional deficit and was unscored. The PG-SGA was subsequently scored, to stimulate its use in clinical and clinical trial settings and to limit interobserver variability. A scoring system was developed based on combined input from both medical/oncologic and nutritional perspectives, with the following considerations included, particularly for Boxes 1–4:

  1. Patient perception and patient-reported concerns
  2. Variables of risk for malnutrition or prediction of degree of nutritional deficit
  3. Options for intervention for nutritional intake and nutrition impact symptoms to prevent or reverse malnutrition and weight loss, for example behavioral, educational and pharmacologic interventions
  4. Known prognostic variables, such as degree and acuteness of weight loss and performance status, for example a score of at least 2
  5. A scoring schema of 0–4 points, consistent with scoring used throughout oncology and in toxicity criteria, indicating normal or minimal impact on nutritional status or risk (0); mild impact (1); moderate impact (2); severe impact (3) and potentially life-threatening impact (4)
  6. Total PG-SGA score predominantly from patient input rather than clinician evaluation
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ANABOLISM VERSUS CATABOLISM: THE CORE TENET OF THE PATIENT-GENERATED SUBJECTIVE GLOBAL ASSESSMENT

The PG-SGA was designed in the context of a paradigm known as ‘anabolic competence’, that is the state that optimally supports protein synthesis and lean body mass, global aspects of muscle and organ function and immune response [6]. The paradigm of anabolic competence depicts the primary components of optimal interventions: nutrition, hormonal milieu (including classic hormones and cytokines) and exercise (Fig. 1). Although defined in the 1990s, this integrative approach is increasingly being appreciated as critical in shaping how we think of intervention during cancer treatment, particularly in the context of optimizing oncologic outcomes and quality of survivorship.

FIGURE 1

FIGURE 1

The PG-SGA addresses a multimodality and interdisciplinary approach. The Boxes are complementary to each other, as each addresses factors that place the patient at risk for nutritional deficit or poorer outcome. In addition, the PG-SGA includes catabolic factors hindering protein synthesis and increase in lean body mass, for example fever and the use of corticosteroids (Worksheet 3). Identifying these catabolic factors has therapeutic implications: fever increases nutritional requirements correlated with degree and duration of fever, and, depending on dose/route of administration/duration, the use of corticosteroids also increases protein requirements. Unfortunately, in daily practice, the use of corticosteroids may be overlooked as a contributing catabolic factor.

In contrast to other screening and assessment instruments, the PG-SGA evaluates the patient's status as a dynamic rather than static process. Although weight history is included in many other screening and assessment instruments, the PG-SGA uniquely uses weight history as an indicator of anabolism or catabolism. By scoring acute weight change in addition to intermediate or chronic weight change, the PG-SGA distinguishes a ‘U-curved shape’ of weight from a linear decrease in body weight. Addressing acute weight change characterizes the specificity of the PG-SGA as compared to other screening and assessment instruments. In a recent Portuguese study, long-stay nursing home residents were evaluated by both PG-SGA and Mini Nutritional Assessment (MNA). Interestingly, half of patients categorized as ‘Well nourished’ by PG-SGA were categorized as ‘Risk of malnutrition’ by MNA [16]. This discrepancy can be explained by differences in the scoring of weight history: whereas the PG-SGA ‘corrects’ for short-term weight stabilization or weight gain, the MNA does not ‘correct’ for recent improvements.

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STRUCTURE OF THE PATIENT-GENERATED SUBJECTIVE GLOBAL ASSESSMENT

The PG-SGA was early in adopting the concept that the patient – not the clinician or carer – is better at reporting what she/he is experiencing. The PG-SGA empowers patients (and indirectly their carers) by asking them about matters that can often be overlooked, or that can be seen to be of lesser importance. The PG-SGA identifies variables that patients may avoid addressing so as not to be seen as complainers; because they do not know that intervention is possible; or because they believe that the symptoms may mean the cancer is worsening or returning. The variety of factors addressed by the Boxes and Worksheets (Table 2) characterizes the PG-SGA as a global assessment of patient risk, rather than solely nutritional deficit.

Table 2

Table 2

The PG-SGA consists of two components. First, the patient-generated component, that is Boxes 1–4 (Fig. 2A), officially known and separately used as the PG-SGA Short Form, was designed to be completed by the patient and to reflect approximately 80–90% of the score [5]. The PG-SGA Short Form has been validated as independent screening tool [17]. Second, the items in the professional component (Fig. 2B) were developed as Worksheets to provide self-contained training and to raise awareness of contributors to malnutrition that in clinical practice may easily be overlooked, for example fever and corticosteroids [5]. The five Worksheets are completed by the healthcare professional, which may include the dietitian, nurse, physician, physiotherapist or others involved in the patient's clinical care.

FIGURE 2

FIGURE 2

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PATIENT-GENERATED SUBJECTIVE GLOBAL ASSESSMENT AS 4-IN-1 INSTRUMENT: SCREEN, ASSESSMENT, TRIAGE AND MONITORING

Although the PG-SGA has mostly been described as a nutritional assessment tool [2], the PG-SGA should be considered a 4-in-1 instrument: nutritional screen, assessment, interventional triage and an instrument to monitor interventional success. As such, the PG-SGA has the advantage of not only being able to diagnose a problem, but also to efficiently guide appropriate intervention and gauge improvement.

The inclusion of nutrition impact symptoms and other factors (Box 3) as risk factors may explain why the PG-SGA Short Form may categorize more patients at risk when compared to other screening instruments. An exploratory study in Dutch head and neck cancer patients showed that 28% of patients scored at least 9 points, and were considered ‘at high risk’ by the PG-SGA Short Form, compared to 21% categorized as ‘high risk’ according to the Malnutrition Universal Screening Tool (MUST) or Short Nutritional Assessment Questionnaire (SNAQ). The PG-SGA Short Form also had better diagnostic accuracy than the MUST and SNAQ, using the full PG-SGA as reference [18].

It is hypothesized that identifying nutrition impact symptoms, especially in an early stage during the cancer continuum, may facilitate proactive malnutrition prevention. For example, a patient may not have lost any significant weight on the initial assessment with an Eastern Cooperative Oncology Group performance status of 0. If the patient checks off several nutrition impact symptoms for which she/he does not receive timely intervention, nutritional status and quality of life are at risk for deterioration. Historically, studies utilizing the PG-SGA have predominantly been observational. Future clinical interventions trials should elucidate the impact of proactively addressing risk factors in the prevention of malnutrition or stabilization of nutritional status.

The PG-SGA (full or Short Form) also facilitates patient monitoring over time. The scoring of the PG-SGA (Table 3) was added to the PG-SGA Categories to identify incremental changes in the patient's global status. Earlier data from Australia confirmed that a change in PG-SGA score of ± 9.0 points [95% confidence interval (CI): 7.2–10.9] was required to change by one category (Stages A, B or C) – improvement or deterioration – and showed that risk status may change even without significant changes in the patient's nutritional status. The PG-SGA point score is also the basis for triaging for specific interdisciplinary interventions, including patient education.

Table 3

Table 3

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PRACTICAL CONSIDERATIONS ON THE USE OF THE PATIENT-GENERATED SUBJECTIVE GLOBAL ASSESSMENT

As 80–90% of the scoring results from the first four Boxes, it is consistent that the PG-SGA Short Form shows high sensitivity and specificity when compared to the full PG-SGA [17,18]. An Australian study in ambulatory patients undergoing anticancer treatment found a sensitivity and specificity of 80 and 72%, respectively, while using a PG-SGA Short Form risk cutoff score of at least 3 points [17]. A Dutch study in head and neck cancer patients that used a higher cutoff, that is at least 9 points, indicating critical need for intervention as described in the PG-SGA triage for nutritional recommendations, showed a sensitivity and specificity of 73 and 100%, respectively [18]. The good sensitivity and specificity of the PG-SGA Short Form supports its use as screening and monitoring instrument.

At the 2016 ESPEN Congress, it was articulated that screening should use simple questions that can be quickly answered by the patients, relatives or carers [19]. As early as the 1990s, the PG-SGA was reported as easy to use. Recent data collected during the PG-SGA translation and cultural adaptation process to the Dutch setting confirmed that patients consider the PG-SGA Short Form comprehensible and easy [20]. The PG-SGA Short Form has also been reported as a quick instrument to complete. It generally takes the patient less than 5 min, and this is often completed prior to seeing the healthcare provider. Interestingly, the Dutch study in head and neck cancer patients also showed that completing the PG-SGA Short Form may increase the patient's awareness of malnutrition risk [21].

Although patients perceive the PG-SGA as comprehensible and easy, PG-SGA-naive professionals may perceive the professional component, especially the physical examination, as comprehensible but difficult [20]. Studies in the Netherlands and Portugal have shown that improving PG-SGA knowledge, for example by a training course, significantly improves perceived difficulty of the PG-SGA [22,23]. Training may tackle potential barriers in performing the physical examination, but may also ensure reliability. In an Australian study in 189 adult inpatients, 16 dietitians trained in use of the PG-SGA showed good inter-rater reliability (intraclass correlation coefficient = 0.901; P < 0.001) [24].

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GLOBAL USE: IMPORTANCE OF TRANSLATION AND CULTURAL ADAPTATION

With PG-SGA use internationally, there is a critical need for high-quality and linguistically validated translations of the PG-SGA. A high-quality translation of the PG-SGA can be defined as a translation that has maintained conceptual, semantic and operational equivalence to the original English PG-SGA. Since 2014, all new PG-SGA language versions are developed following a ‘translation and cultural adaptation process’, based on the Principles of Good Practice for the Translation and Cultural Adaptation Process for PRO Measures (ISPOR). The Dutch [20] and Portuguese [25] PG-SGA are the first two versions of the PG-SGA that have been developed according to the ISPOR Principles and are available for download (www.pt-global.org). Multiple official new PG-SGA translations will become available, for example Brazilian, Danish, French, German, Italian, Japanese, Norwegian, Persian, Polish, Swedish and Thai.

The availability of multiple high-quality language PG-SGA versions has numerous implications for both clinical practice and the research setting. For example, in addition to its use on the local level, availability of the PG-SGA across the globe also enables the inclusion of the PG-SGA in international multicenter studies, facilitating meta-analysis and benchmarking across countries.

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CONCLUSION

The scored PG-SGA (including the PG-SGA Short Form) is used internationally as the reference method for proactive risk assessment (screening), assessment, monitoring and triaging for interventions in patients with cancer. Studies have consistently confirmed high sensitivity and specificity and the ability to predict both adverse and improved clinical outcomes. Importantly, as the majority input is patient-generated, the use of the PG-SGA can streamline clinic work flow and improve the quality of interaction between the clinician and the patient.

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Acknowledgements

We would like to thank Suzanne Kasenic, RD, CSO, LDN, Susan P. DeBolt, PhD, RD and Martine Sealy, RD, MSc, for critically reviewing the article. In addition, we would like to thank Suzanne and Susan for their critical role in the development of the PG-SGA. We would also like to thank the ongoing global volunteer PG-SGA research network, initiated in the 1990s, for their ongoing commitment and dedication to improving patient care.

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Financial support and sponsorship

None.

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Conflicts of interest

H.J.W. is co-developer of the PG-SGA based Pt-Global app. F.D.O. is President of Ottery & Associates LLC, copyright holder of the Patient-Generated Subjective Global Assessment (PG-SGA), co-owner and co-developer of the PG-SGA based Pt-Global app.

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REFERENCES AND RECOMMENDED READING

Papers of particular interest, published within the annual period of review, have been highlighted as:

  • ▪ of special interest
  • ▪▪ of outstanding interest
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REFERENCES

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2. Cederholm T, Barazzoni R, Austin P, et al. ESPEN guidelines on definitions and terminology of clinical nutrition. Clin Nutr 2017; 36:49–64.
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This study in women diagnosed with gynecologic tumors demonstrated that the PG-SGA can be considered not just as an indicator of nutritional risk, but also as a major predictor of prognosis and mortality. The PG-SGA defines at least 9 points as cutoff for critical need for clinical intervention. Interestingly, this study demonstrated that individuals with a score above the cutoff of 10 points were 30.7 times more likely (95%CI: 11.8–79.4) to die within 1 year. This is impact of nutritional status on survival was independent of cancer site or stage.

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This study in a university hospital (n = 637) demonstrated that severe undernutrition at hospital admission, as identified by PG-SGA, is a predictor of hospitalization costs, increasing costs with 27.5%.

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As the first systematic review providing an overview of the methods used for assessing malnutrition in adult cancer patients, it demonstrated that the PG-SGA was among the four out of 37 instruments best covering the breadth of the definitions and classified with the highest content validity. It also demonstrated that content validity of the methods identified was variable and below the predefined cutoff for acceptability, when compared with a construct based on ESPEN and ASPEN conceptual definitions.

16. Pinho JP, Ottery FD, Pinto P, et al. Agreement between Patient-Generated Subjective Global Assessment (PG-SGA) and Mini Nutritional Assessment (MNA) in long-stay nursing home residents. Clin Nutr 2016; 35 (S1):S108.
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25. Silva SCG, Pinho JP. Cross-cultural adaptation and validation of the Portuguese version of the scored Patient-Generated Subjective Global Assessment (PG-SGA). Clin Nutr 2015; 34 (S1):S194–S195.
Keywords:

anabolic competence; malnutrition; nutritional assessment; Patient-Generated Subjective Global Assessment; screening

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