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Epidemiology of Hospital-Onset Versus Community-Onset Sepsis in U.S. Hospitals and Association With Mortality: A Retrospective Analysis Using Electronic Clinical Data

Rhee, Chanu MD, MPH1,2; Wang, Rui PhD1; Zhang, Zilu MS1; Fram, David BA3; Kadri, Sameer S. MD, MSc4; Klompas, Michael MD, MPH1,2; for the CDC Prevention Epicenters Program

doi: 10.1097/CCM.0000000000003817
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Objectives: Prior studies have reported that hospital-onset sepsis is associated with higher mortality rates than community-onset sepsis. Most studies, however, have used inconsistent case-finding methods and applied limited risk-adjustment for potential confounders. We used consistent sepsis criteria and detailed electronic clinical data to elucidate the epidemiology and mortality associated with hospital-onset sepsis.

Design: Retrospective cohort study.

Setting: 136 U.S. hospitals in the Cerner HealthFacts dataset.

Patients: Adults hospitalized in 2009–2015.

Interventions: None.

Measurements and Main Results: We identified sepsis using Centers for Disease Control and Prevention Adult Sepsis Event criteria and estimated the risk of in-hospital death for hospital-onset sepsis versus community-onset sepsis using logistic regression models. In patients admitted without community-onset sepsis, we estimated risk of death associated with hospital-onset sepsis using Cox regression models with sepsis as a time-varying covariate. Models were adjusted for baseline characteristics and severity of illness. Among 2.2 million hospitalizations, there were 95,154 sepsis cases: 83,620 (87.9%) community-onset sepsis and 11,534 (12.1%) hospital-onset sepsis (0.5% of hospitalized cohort). Compared to community-onset sepsis, hospital-onset sepsis patients were younger (median 66 vs 68 yr) but had more comorbidities (median Elixhauser score 14 vs 11), higher Sequential Organ Failure Assessment scores (median 4 vs 3), higher ICU admission rates (61% vs 44%), longer hospital length of stay (median 19 vs 8 d), and higher in-hospital mortality (33% vs 17%) (p < 0.001 for all comparisons). On multivariate analysis, hospital-onset sepsis was associated with higher mortality versus community-onset sepsis (odds ratio, 2.1; 95% CI, 2.0–2.2) and patients admitted without sepsis (hazard ratio, 3.0; 95% CI, 2.9–3.2).

Conclusions: Hospital-onset sepsis complicated one in 200 hospitalizations and accounted for one in eight sepsis cases, with one in three patients dying in-hospital. Hospital-onset sepsis preferentially afflicted ill patients but even after risk-adjustment, they were twice as likely to die as community-onset sepsis patients; in patients admitted without sepsis, hospital-onset sepsis tripled the risk of death. Hospital-onset sepsis is an important target for surveillance, prevention, and quality improvement initiatives.

1Department of Population Medicine, Harvard Medical School/Harvard Pilgrim Health Care Institute, Boston, MA.

2Department of Medicine, Brigham and Women’s Hospital, Boston, MA.

3Commonwealth Informatics, Waltham, MA.

4Critical Care Medicine Department, Clinical Center, National Institutes of Health, Bethesda, MD.

Supplemental digital content is available for this article. Direct URL citations appear in the printed text and are provided in the HTML and PDF versions of this article on the journal’s website (http://journals.lww.com/ccmjournal).

This work was funded by the Centers for Disease Control and Prevention (U54CK000484), the Agency for Healthcare Research and Quality (K08HS025008 to Dr. Rhee), and intramural funds from the National Institutes of Health Clinical Center and National Institute of Allergy and Infectious Diseases (to Dr. Kadri). The content is solely the responsibility of the authors and does not necessarily represent the official views of the Centers for Disease Control and Prevention, the Agency for Healthcare Research and Quality, or the National Institutes of Health.

Dr. Rhee received support for article research from the Agency for Healthcare Research and Quality and the Centers for Disease Control and Prevention (CDC). Drs. Rhee and Klompas received funding from UptoDate. Dr. Fram’s institution received funding from Harvard Pilgrim Health Care Institute; he received funding from Commonwealth Informatics; and he disclosed work for hire. Dr. Kadri received support for article research from the National Institutes of Health, and he disclosed government work. Dr. Klompas’ institution received funding from the CDC and Massachusetts Department of Public Health. The remaining authors have disclosed that they do not have any potential conflicts of interest.

For information regarding this article, E-mail: crhee@bwh.harvard.edu

Sepsis is a leading cause of death in hospitalized patients (12). Local and national initiatives now seek to improve early sepsis recognition and treatment. To date, much of this effort has focused on patients presenting to the hospital with sepsis (3–7). However, epidemiologic studies suggest that hospital-onset sepsis may account for 10–20% of sepsis cases and is associated with worse outcomes compared with community-onset sepsis (8–10).

More attention is now being directed toward improving recognition and treatment of hospital-onset sepsis (11), but there remain important gaps in our knowledge. In particular, it is unclear to what degree the poor outcomes associated with hospital-onset sepsis are due to patient’s underlying comorbidities and severity-of-illness versus modifiable factors such as quality of care (2). Prior studies provide limited insight into this question and the true epidemiology of hospital-onset sepsis since most have used administrative data to identify sepsis. Administrative data are unreliable for sepsis surveillance, however, because clinicians and hospitals differ widely in their diagnosis patterns as well as their completeness and specificity of coding for sepsis and organ dysfunction (12–14). In addition, administrative analyses use present-on-admission codes to differentiate hospital versus community-onset sepsis but these are often inaccurate and variably used by hospitals (15–17). Finally, administrative data do not allow for detailed risk-adjustment for patients’ severity-of-illness at admission and at the time of sepsis onset.

The U.S. Centers for Disease Control and Prevention (CDC) recently released the Adult Sepsis Event surveillance definition that uses objective clinical data to identify sepsis cases, thereby enhancing the consistency of surveillance across hospitals (1819). Importantly, Adult Sepsis Events flags the day of sepsis onset using clinical criteria, allowing more precise differentiation between hospital-onset versus community-onset sepsis (19).

In this study, we used CDC Adult Sepsis Event criteria and detailed electronic health record (EHR) data to elucidate the epidemiology of hospital-onset sepsis and its association with mortality in a large set of diverse hospitals.

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METHODS

Study Design, Data Source, and Population

This was a retrospective cohort study using the Cerner HealthFacts dataset, a deidentified database populated with clinical data from geographically diverse U.S. hospitals (120–23). The study cohort included adult patients (≥ 20 yr old) admitted as inpatients from January 2009 to September 2015 to 136 hospitals previously used in a national epidemiologic study of sepsis (1). We included all hospitals that reported all data elements necessary to identify Adult Sepsis Events, including laboratory test results, medications, and blood culture orders. Hospitals did not necessarily report data in each year of the study period. Hospitalizations with missing discharge dispositions or those with International Classification of Diseases, 10th revision, Clinical Modification rather than International Classification of Diseases, 9th revision, Clinical Modification (ICD-9-CM) codes were excluded. This study was approved by the Institutional Review Board at Harvard Pilgrim Healthcare Institute with a waiver of informed consent.

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Identifying Hospital-Onset Versus Community-Onset Sepsis

Sepsis cases were identified using CDC’s Adult Sepsis Event criteria, which flag hospitalizations with clinical indicators of “presumed serious infection” and “concurrent organ dysfunction” (18). This definition is optimized for objective retrospective surveillance using EHR data and has high concordance with Sepsis-3 criteria (11924). Presumed serious infection is defined as a blood culture order and administration of greater than or equal to 4 consecutive days of new antibiotics starting within ± 2 days. Fewer than 4 antibiotic days are allowed if death, discharge to hospice, or discharge to another acute care hospital occurs before 4 days. Organ dysfunction is defined as the initiation of vasopressors or mechanical ventilation, lactate greater than or equal to 2.0 mmol/L, doubling in baseline creatinine or decrease in estimated glomerular filtration rate by greater than or equal to 50%, doubling in total bilirubin to greater than or equal to 2.0 mg/dL, or greater than or equal to 50% decrease in platelet count to less than 100 cells/μL.

As per CDC criteria, sepsis was defined as hospital-onset if the blood culture, first antibiotic day, and organ dysfunction all occurred on hospital day 3 or later (with hospital day 1 being the day of admission) (18). Patients meeting any sepsis criteria before day 3 were defined as community-onset sepsis. Patients with community-onset sepsis who later developed hospital-onset sepsis were counted as community-onset sepsis cases, such that the two groups were mutually exclusive.

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Statistical Analyses

Two sets of modeling analysis results are presented. The first model included patients admitted without community-onset sepsis. To estimate the risk of mortality associated with developing hospital-onset sepsis, we used a Cox regression model with sepsis as a time-varying covariate. We adjusted for baseline characteristics, including demographics (age, sex, race) and comorbidities using the Agency for Healthcare Research and Quality (AHRQ) modified Elixhauser comorbidity index based on ICD-9-CM codes (25). We also adjusted for some comorbidities not included in the Elixhauser index that might influence sepsis outcomes (leukemia [ICD-9-CM codes 204–208], stem cell transplant [V42.81 and V42.82], and solid organ transplant [V42.0–42.7, V42.83, V42.84, V42.89, and V42.9]). We further adjusted for year of admission, hospital characteristics (region, bed size, and teaching vs nonteaching), admission from a healthcare facility, and severity-of-illness at hospital presentation (using the worst values within ± 1 d of admission) through vital signs (temperature, systolic blood pressure, respiratory rate), Glasgow Coma Scale (GCS), vasopressor use, need for mechanical ventilation, care in the ICU, and laboratory data (serum lactate, creatinine, bilirubin, liver function tests, platelet count, hematocrit, sodium, and anion gap). We also adjusted for positive blood cultures (excluding common skin contaminants) and for suspected infection at admission, defined by sampling of clinical cultures from any anatomic site and any antibiotic administration.

The second model included patients who had sepsis, either of community-onset or hospital-onset. To evaluate the effect of hospital-onset versus community-onset sepsis on risk of mortality, we conducted a multivariate logistic regression analysis. We adjusted for similar covariates as described above except that when controlling for severity of illness, we used the worst physiologic variables within ± 1 calendar day of sepsis onset (defined as the earliest day the index blood culture was drawn or antibiotic first administered within the window meeting Adult Sepsis Event criteria) for hospital-onset sepsis. In addition, we controlled for source of infection (pneumonia, urinary, intra-abdominal, skin/soft-tissue infection, septicemia, CNS, obstetric/gynecologic, two or more, or none of these), identified through ICD-9-CM codes (Supplemental Table 1, Supplemental Digital Content 1, http://links.lww.com/CCM/E632) and positive blood cultures at sepsis onset (24).

Multiple imputation was used to account for missing data in severity-of-illness covariates (described further in the Supplemental Methods, Supplemental Digital Content 1, http://links.lww.com/CCM/E632). In contrast to laboratory data, vital signs and GCS are inconsistently reported by hospitals in Cerner HealthFacts, but data availability was substantially higher in 2013–2013 versus 2009–2012. Therefore, we conducted a sensitivity analysis in the subset of patients admitted in 2013–2015. In the 2013–2015 subset, we also conducted a sensitivity analysis replacing all physiologic variables (laboratory data, vasopressors, mechanical ventilation, vital signs, GCS) with the Sequential Organ Failure Assessment (SOFA) score in order to create a more parsimonious model based on an established severity-of-illness score (2426). Lastly, we conducted a sensitivity analysis limited to patients across the entire 2009–2015 study cohort with no missing covariates. All tests of significance used two-sided p values at less than or equal to 0.05. Analyses were conducted using SAS Version 9.4 (SAS Institute, Cary, NC) and R Version 3.3.1 (R Foundation for Statistical Computing, Vienna, Austria; http://r-project.org).

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RESULTS

Patient Characteristics

The study cohort included 2,216,032 adult hospital encounters from 136 hospitals (Fig. 1). The highest geographic representation of hospitals was from the South (35%), and most were nonteaching facilities (60%) and had fewer than 200 beds (65%) (Supplemental Table 2, Supplemental Digital Content 1, http://links.lww.com/CCM/E632). Of the 2.2 million hospitalized patients, 95,154 had sepsis (4.3%), and 11,534 (12.1%) of these were hospital-onset (0.5% of the entire hospitalized cohort). Of the hospital-onset sepsis patients, 4,840 (42.0%) were in an ICU on the day of sepsis onset.

Figure 1.

Figure 1.

Patient characteristics are shown in Table 1. Compared with community-onset sepsis, hospital-onset sepsis patients were slightly younger (median age 66 vs 68) but had more comorbidities (median AHRQ Elixhauser score 14 vs 11) including heart failure (26.2% vs 21.8%), renal disease (23.6% vs 19.7%), and cancer (17.7% vs 11.2%) (p < 0.001 for all comparisons). Hospital-onset sepsis patients had higher rates of intra-abdominal infections (20.6% vs 15.6%) but slightly lower rates of pneumonia (23.9% vs 25.6%), urinary tract infections (24.1% vs 27.3%), and skin/soft-tissue infection (6.9% vs 7.8%) (Fig. 2A). Hospital-onset sepsis patients also had higher rates of positive blood cultures (18.8% vs 15.5%). The distribution of the most frequent bloodstream pathogens differed between the two groups; Escherichia species, Staphylococcus aureus, and Streptococcus species were the three most common pathogens in community-onset sepsis, whereas S. aureus, Enterococcus, and Candida species were the most common in hospital-onset sepsis (Table 2). Hospital-onset sepsis patients had higher SOFA scores at sepsis onset (median 4 vs 3; p < 0.001) and met Adult Sepsis Event organ dysfunction criteria more often from vasopressors (48.0% vs 30.5%) and mechanical ventilation (25.4% vs 21.8%) as opposed to elevated lactate (31.2% vs 41.5%) and doubling in creatinine (26.2% vs 40.1%) (Fig. 2B). Among hospital-onset sepsis patients with cancer diagnoses (n = 2,040), 550 (27.0%) had leukopenia (as defined by WBC count < 2.0 × 109 cells/L) on the day of sepsis onset, compared with 1,084 of 9,494 (11.4%) hospital-onset sepsis patients without cancer (p < 0.001).

TABLE 1.

TABLE 1.

TABLE 2.

TABLE 2.

Figure 2.

Figure 2.

Hospitalized patients without sepsis (n = 2,120,878) tended to be younger than either community or hospital-onset sepsis (median age 59), with fewer comorbidities (median Elixhauser score 0) and rarely had diagnosis codes for infectious syndromes or laboratory-confirmed bacteremia (Table 1).

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Risk of Death From Acquiring Hospital-Onset Sepsis

Compared with hospitalized patients who never developed sepsis, those who acquired hospital-onset sepsis were more frequently admitted to the ICU (60.7% vs 8.7%), had longer hospital length of stay (median 19 vs 4 d) and ICU length of stay (median 6 vs 3 d), and died more often (33.4% vs 1.6%) (p < 0.001 for all). Without adjustment for baseline characteristics and severity-of-illness, the hazard ratio for death associated with hospital-onset sepsis was 5.1 (95%, 4.9–5.3). Adjusting for confounders diminished but did not eliminate the increased risk of death associated with hospital-onset sepsis (hazard ratio, 3.0; 95% CI, 2.9–3.2) (full model shown in Supplemental Table 3, Supplemental Digital Content 1, http://links.lww.com/CCM/E632).

The quantity of missing data in 2013–2015 versus the entire 2009–2015 cohort is shown in Supplemental Table 4 (Supplemental Digital Content 1, http://links.lww.com/CCM/E632). A sensitivity analysis restricting the cohort to patients admitted from 2013 to 2015 (with more complete vital sign and GCS data) demonstrated similar results, as did sensitivity analyses using the SOFA score for severity-of-illness adjustment and restricting the cohort to patients without any missing covariates (Supplemental Table 5, Supplemental Digital Content 1, http://links.lww.com/CCM/E632).

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Risk of Death in Hospital-Onset Versus Community-Onset Sepsis

Compared with community-onset sepsis, patients with hospital-onset sepsis had longer hospital length of stay (median 19 vs 8 d), were admitted to the ICU more often (60.7% vs 44.1%), had longer ICU length of stay (median 6 vs 4 d), and had higher in-hospital mortality rates (33.4% vs 16.8%; unadjusted odds ratio, 2.5; 95% CI, 2.4–2.6). On multivariate analysis, hospital-onset sepsis remained significantly associated with higher risk of in-hospital death compared with community-onset sepsis (adjusted odds ratio, 2.1; 95% CI, 2.0–2.2) (full model shown in Supplemental Table 3, Supplemental Digital Content 1, http://links.lww.com/CCM/E632). Sensitivity analyses limited to hospitalizations in 2013–2015, using the SOFA score for severity-of-illness adjustment, and restricting the cohort to patients without any missing covariates yielded similar results (Supplemental Table 5, Supplemental Digital Content 1, http://links.lww.com/CCM/E632).

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DISCUSSION

Using clinical data from a large cohort of U.S. hospitals, we found that hospital-onset sepsis complicated one in 200 hospitalizations and increased the hazard of death three-fold in patients initially admitted without sepsis after adjusting for baseline characteristics and severity-of-illness at admission. Hospital-onset sepsis accounted for one in eight sepsis cases; these patients had more comorbidities and more organ dysfunction than those with community-onset sepsis. After adjusting for confounders, hospital-onset sepsis was still associated with a two-fold higher odds of death compared with community-onset sepsis.

Our estimates of the burden of hospital-onset sepsis fall within the range reported using administrative data (8–10). Using present-on-admission flags and an “implicit” sepsis definition based on infection and organ dysfunction codes, Page et al (8) found that 11% of sepsis cases in academic hospitals in the University HealthSystems Consortium were hospital-acquired, with mortality rates of 19% versus 9% for community-onset sepsis. Another analysis in the Premier Healthcare Database using explicit sepsis codes reported hospital-onset sepsis accounted for 13% of all sepsis cases, with mortality rates of 31% versus 13% for present-on-admission sepsis (10). Similar findings were reported in a six-hospital system in Texas using explicit sepsis codes (9).

Our analysis expands on these prior studies by using CDC Adult Sepsis Event criteria, which are more sensitive than explicit sepsis codes, more specific than implicit sepsis codes, and allow for more consistency in sepsis detection between hospitals (1). Adult Sepsis Events are also better suited to identifying the timing of sepsis onset since present-at admission codes are variably applied by hospitals and often inaccurate (15–17). This reduces the risk of misclassification and allows for better adjustment for time-dependent bias. Our analysis also incorporated detailed physiologic and laboratory data to provide more robust risk-adjustment than possible using administrative data alone.

There are relatively few other data on the additional risk of death conferred by developing sepsis in the hospital. One prospective study found that among patients initially admitted to the ICU with a non-infectious diagnosis, ICU-onset infections carried an attributable mortality fraction of 21% (27). Two single-center cohorts estimated an adjusted hazard ratio of 1.5 and adjusted odds ratio of 1.7, respectively, for mortality associated with nosocomial infection after controlling for confounders (2829). Our study provides sepsis-specific estimates and is more generalizable since it draws from a larger cohort of hospitals and also includes non-ICU patients. The latter is particularly important since we found that more than half of hospital-onset sepsis events occurred outside of the ICU.

Our findings also shed light on specific differences in the types of patients that develop hospital-onset versus community-onset sepsis. For example, cancer was more common in hospital-onset sepsis patients. Cancer patients receiving chemotherapy agents that induce neutropenia or other immunosuppressed states may be predisposed to hospital-onset sepsis, and sepsis is associated with very poor outcomes in this population (30). This is supported by the high rate of leukopenia (27%) when hospital-onset sepsis developed in cancer diagnoses in our dataset. Patterns of infections were also different, with more intra-abdominal infections in hospital-onset sepsis. This is concordant with reports suggesting that surgical patients have higher rates of hospital-onset sepsis (8). The higher severity-of-illness in hospital-onset sepsis patients was reflected by higher SOFA scores and more frequent need for vasopressors and mechanical ventilation at sepsis onset, whereas community-onset sepsis more frequently had elevated lactate levels and acute kidney injury.

The persistent two-fold higher odds of death with hospital-onset versus community-onset sepsis even after risk-adjustment begs the question of whether this is due to residual confounding or potentially modifiable care factors. One potential explanation is the higher prevalence of antibiotic-resistant strains in hospital-acquired infections, which may contribute to inappropriate empiric antibiotics and higher mortality in hospital-onset sepsis (31, 32). In addition, inpatient clinical teams may be slower to recognize and manage hospital-onset sepsis compared with clinicians in the emergency department, where a large amount of attention has been paid to implementing sepsis recognition and treatment bundles (3–7, 33). Underscoring these differences, prior studies have found that serum lactates are less likely to be drawn in hospital-onset sepsis, while a recent analysis found lower compliance with the Centers for Medicare and Medicaid Services Severe Sepsis/Septic Shock Early Management Bundle in hospital-onset versus community-onset sepsis cases (34–36). This may point to an opportunity to reduce sepsis morbidity and mortality by developing systems to improve recognition and management of hospital-onset sepsis (11).

Our study has important limitations. First, our findings may not necessarily generalize to all hospitals, particularly to large academic hospitals as these were underrepresented in our sample. Second, our definition of community-onset sepsis does not distinguish infections acquired in prior healthcare settings from infections acquired in the community. However, we included admission from healthcare facilities as a covariate in our models. Third, we defined community-onset and hospital-onset sepsis as mutually exclusive groups, but some patients with community-onset sepsis also develop hospital-onset sepsis. Our results may therefore underestimate the incidence of hospital-onset sepsis. Fourth, we relied on administrative data to identify the likely source of infection, which may have limited accuracy and variable performance across hospitals. Fifth, data missingness was high in our dataset for vital signs and GCS. However, results of our regression analyses were consistent in sensitivity analyses limiting the cohort to the later years when these data were more populated, and in patients with nonmissing data. Sixth, the granularity of severity-of-illness variables was limited to calendar days, and it is possible that our analyses might have inadvertently adjusted for abnormal physiology on the causal pathway from sepsis onset to death. More precise severity-of-illness adjustment at the moment of sepsis onset or immediately prior might yield more reliable estimates of the mortality risk with hospital-onset versus community-onset sepsis. However, identifying the exact sepsis “time zero” is a major challenge even on detailed medical reviews, particularly for hospital-onset sepsis (37). Furthermore, adjusting for the worst physiologic variables around the day of sepsis onset rather than the preceding day allowed for parity in our comparison of hospital-onset versus community-onset sepsis since patients in the latter group presented to the hospital with sepsis. Last, as with all observational studies, our findings are at risk for residual confounding. Potential important factors we were unable to adjust for due to dataset limitations included vasopressor doses, Pao2:Fio2 ratios, patient insurance status, admitting service for hospitalized patients, Medicare Severity Diagnosis Related Groups, and antibiotic-resistance patterns. There may also be other subtle markers of frailty as well as concurrent acute illnesses in hospitalized patients that develop sepsis that cannot be easily measured using EHR and administrative data. This is an important topic for future research.

In conclusion, in this large U.S. cohort, we found that hospital-onset sepsis complicated one in 200 hospital admissions, accounted for one in eight sepsis cases, and preferentially afflicted ill patients. Even after adjusting for severity-of-illness, hospital-onset sepsis patients were twice as likely to die as community-onset sepsis patients; in patients admitted without sepsis, hospital-onset sepsis tripled the risk of death. These findings underscore the importance of targeting hospital-onset sepsis with surveillance, prevention, and quality improvement efforts.

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Keywords:

adult sepsis event; community-onset sepsis; epidemiology; hospital-onset sepsis; sepsis

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