This document is an update of the previous two guidelines for the use of neuromuscular-blocking agents (NMBAs) in the critically ill adult patient, published in 1995 (1) and 2002 (2). The previous guidelines focused on 1) indications for the use of NMBA, 2) recommendations on specific drugs, and 3) attenuation, if not prevention, of the major complications and adverse effects associated with the use of NMBAs in the critically ill adult patient. This document incorporates new data on the basic science and clinical use of NMBAs in the ICU (34). NMBAs have new uses, such as for attenuation of shivering associated with therapeutic hypothermia in survivors of cardiopulmonary resuscitation (5) and in the treatment of patients with early acute respiratory distress syndrome (ARDS). However, the use of NMBAs has decreased, due to clinician concerns about adverse effects of NMBAs, including ICU-acquired weakness and prolonged duration of mechanical ventilation, thrombosis and thromboembolism, and patient awareness during paralysis (6). After decades of experience with these medications, we recognize that various patient populations have differing responses to NMBAs or require the use of specific monitoring protocols when receiving NMBAs.
The current guidelines have expanded upon the previous two guidelines to include information on the indications and recommendations for use of NMBAs, as well as more information on the nursing management of the critically ill adult receiving NMBAs, on mechanical ventilation management for patients receiving NMBAs, on techniques and therapies to decrease complications and adverse effects related to the use of NMBAs, and on specific patient populations that may benefit from NMBAs.
Most importantly perhaps, in contrast with previous versions of these guidelines, we used the Grading of Recommendations Assessment, Development, and Evaluation (GRADE) methodology to summarize data, assess quality of evidence, and determine the strength of the recommendation when appropriate.
The recommendations are not absolute requirements, and therapy should be tailored to individual patients taking into account patients’ values or preferences, site or specific clinician expertise, and equipment availability in a particular ICU. The use of NMBAs requires an appropriate protocol that includes, but is not limited to, management of mechanical ventilation, analgesia, sedation, nursing care, and point-of-care equipment to monitor the degree of neuromuscular blockade. It is possible that individual recommendations based on evidence from a specific patient population may not be generalizable to a larger critical care population. We have factored these considerations into our recommendations and have described important subgroup considerations when deemed appropriate. The release of data from ongoing studies and from future research trials may stimulate the Guidelines Update Committee of the American College of Critical Care Medicine to revise these clinical practice guidelines, but, until such time, guideline application by clinicians should always be modified based on new evidence, as it becomes available.
TARGET PATIENT POPULATION FOR GUIDELINES
These guidelines are targeted, in general, to clinicians who treat adults who are patients in medical and surgical ICUs, with additional information provided, when relevant, on the use of NMBAs in specific patient populations. Data on the use of NMBAs in critically ill neonates, infants, children, and adolescents will not be addressed in this document, although, in a few circumstances, we have reviewed the results of clinical trials in which NMBAs were studied in pediatric patients if the results of those trials were applicable to adult patients.
The Guideline Task Force comprised clinicians from North America who are members of the Society of Critical Care Medicine and who have a specific interest in the topic and the guideline process. The Task Force also included a clinician/health-research methodologist (B.R.) from McMaster University who has expertise in evidence synthesis and the GRADE guideline-development process and a medical writer/editor with extensive experience in conducting literature searches (C.F.M.). Task Force members developed a list of clinical questions regarding the use of NMBAs in critically ill adults in the ICU and grouped these questions into five categories: indications for and management of the use of NMBAs; monitoring of NMBAs and sedation; nursing management of the patient receiving an NMBA; adverse events associated with the use of NMBAs in the ICU; and special considerations on the use of NMBAs in specific patient populations. We assigned Task Force members to address each of these categories. Relevant literature was compiled from databases (MedLINE, OVID, Clinicaltrials.gov, CINAHL, Cochrane Central Database, and Medwatch), search engines (PubMed and Google Scholar), reference lists from retrieved publications, and the expertise of the authors. Searches were conducted in November 2012 and included the timeframe of 2001 to November 22, 2012 (to capture literature published since the previous guidelines were created) using the following terms: neuromuscular blocking agents, neuromuscular blockers, cisatracurium, atracurium, rocuronium, vecuronium, pancuronium, succinylcholine, and sugammadex, each alone and in combination with sedation, analgesia, monitoring, electroencephalogram (EEG), Bispectral Index (BIS), shock, oxygen delivery, oxygen consumption, pregnancy, kidney failure, acute kidney injury, and intensive care unit. Where no data from ICU studies existed to answer a specific question, task force members used the results of studies conducted in the operating room to guide the recommendation, acknowledging the potential decrease in quality of evidence due to indirectness. Randomized controlled trials (RCTs) were preferentially used to formulate evidence summaries. However, if adequate evidence for a specific outcome was not present, we used the best available evidence, including observational studies, to support recommendations.
The Task Force used RevMan2 software (7) to perform pooled analysis of data when appropriate. Published results of clinical trials were used for analysis; abstracts and unpublished studies were excluded. The Task Force used the GRADE system to rate the quality of evidence and strength of the recommendation for each clinical practice question (8). The Task Force selected outcomes of interest for each question based on GRADE methodology (9). The GRADE system classifies the quality of the aggregate body of evidence for each question and for each outcome as high, moderate, low, or very low.
The evidence was evaluated using the following criteria: 1) study design and rigor of its execution (i.e., individual study risk of bias), 2) the extent to which the evidence could be applied to patients of interest (i.e., directness) 3) the consistency of results, 4) the analysis of the results (i.e., precision), and 5) whether there was a likelihood of publication bias. The following three factors, if present, lead to potential upgrading of the quality of evidence: 1) a strong or very strong association between an intervention and the observation of interest, 2) a highly statistically significant relationship between dose and effect, and 3) a plausible confounding variable that could explain a reduced effect or could explain an effect if one was not anticipated. The overall strength of a recommendation was determined by the sum of the quality of evidence, the outcomes studied and their relative importance to patients, the balance between desirable and undesirable effects, the cost, and the feasibility of implementation of the intervention for each individual question. Based on these factors, recommendations were classified as strong or weak. We used the phrasing “we recommend” for strong recommendations and “we suggest” for weak recommendations. Throughout the guideline-development process, we emphasized patient safety and considered this factor in the recommendation for each intervention. If the risk associated with an intervention limited the potential for benefit, or if the evidence for benefit was not strong enough to accept the potential risks, then the recommendation was changed to “weak.” It is also important to mention that individual patient or ICU circumstances may influence the applicability of a specific recommendation and that even strong recommendations do not necessarily represent standards of care, depending on resources, culture, or individual clinical situations.
In general, if other factors are equal, the higher the quality of the supporting evidence, the more likely it is for the recommendation to be strong. Conversely, if the quality of the evidence is low or very low, a weak recommendation is more likely. Strong recommendations based on low or very low quality evidence are uncommon. There were some clinical questions that the Task Force members thought deserved strong recommendations despite limited evidence and the likelihood existed to support them (e.g., patients receiving NMBAs should have analgesics and anxiolytics administered). In situations such as this, when no clear alternative exists (e.g., not giving analgesics, anxiolytics, or both) and there was consensus among the Task Force members, a strong recommendation was offered with the justification of a “good practice statement” without discrete assessment of the quality of evidence. Clinical questions that lacked adequate evidence to address relevant outcomes of interest and for which the Task Force felt too much uncertainty existed to offer recommendations were clearly indicated with “no recommendation.”
Subgroup members wrote the introduction and background for each of the five categories and the recommendations for each of the clinical questions, along with the associated rationale and evidence summary. Evidence profiles were used to present pooled analysis whenever possible. The entire Task Force subsequently reviewed each of the categories and questions. Members’ suggestions for improvement and comments were taken into account by each of the subgroups, who were then provided the opportunity to change their recommendations before the entire Task Force subsequently met and evaluated each statement. The wording of individual recommendations, including strength of the recommendations and the quality of evidence upon which the recommendations were based, were agreed upon through consensus of Task Force members after discussing the relevant factors described above. Once the recommendations were compiled, each member again reviewed the guideline document and provided input until consensus was achieved on each of the questions of interest.
Conflicts of Interest
All conflicts of interest were disclosed annually. No Task Force members reported any conflicts of interest during the preparation of the guidelines. External peer review was provided through the Board of Regents of the American College of Critical Care Medicine, the Council of the Society of Critical Care Medicine, the Board of Directors of the American Society of Health-System Pharmacists, and the editorial board of Critical Care Medicine.
The Neuromuscular Junction
The neuromuscular junction is formed by an unmyelinated presynaptic motor axon in close proximity (30 nm) to a specialized portion of the muscle. Large motor nerve axons divide within skeletal muscle into 5 to 100 smaller nerve fibers that innervate a single myofibril, forming a motor unit (10). Each of the smaller nerve fibers forms a bouton as it terminates within the neuromuscular junction that contains approximately one-half million acetylcholine-filled vesicles. Across the 30-nm gap is the sarcolemma of the muscle fiber, which has folds or invaginations containing as many as 10,000 acetylcholine receptors/μm2 (11). When a motor neuron is activated, Ca++ enters the nerve terminal bouton activating a mechanism by which vesicles within the axon fuse with the neuronal membrane and release acetylcholine into the synaptic cleft. In the cleft, the acetylcholine diffuses to the sarcolemma, binds to a nicotinic receptor opening ligand-gated ion channels, which allows the flow of Na+ into and K+ out of the myofibril raising the electrical potential of the adjacent membrane (12). As more receptors are activated, additional membrane is depolarized, Ca++ enters the myofibril and stimulates the binding of actin to myosin, and the muscle contracts (13). In addition to the nicotinic receptor, muscarinic acetylcholine receptors on the presynaptic side of the neuromuscular junction, when stimulated by acetylcholine molecules, inhibit the release of more neurotransmitter (14).
Neurophysiology of the Neuromuscular Junction.
When the vesicles fuse to the membrane of the nerve terminal, the amount of acetylcholine released into the cleft is several times greater than the amount required to activate nicotinic receptors on the myofibril (15).
The nicotinic receptor in adults is composed of 2 α1, 1 β1, 1δ, and 1ε subunits. When one molecule of acetylcholine binds to one of the α1 subunits, it induces a conformational change at the second α1 subunit, which increases the affinity of the second α1 subunit for a second molecule of acetylcholine (16).
Acetylcholinesterase is an enzyme present in the synaptic cleft that hydrolyzes acetylcholine to choline and acetate, thereby inactivating acetylcholine and terminating muscle contraction (17). Neostigmine, pyridostigmine, and edrophonium all inhibit acetylcholinesterase; the concentration of acetylcholine increases and competes with an NMBA at the nicotinic receptor, thereby antagonizing NMBA action (4). The organophosphate pesticides and the chemical nerve agents (e.g., sarin) bind more permanently to and inhibit acetylcholinesterase, producing weakness, fasciculations, and paralysis due to the unopposed actions of acetylcholine on the nicotinic receptor (18).
Up-Regulation and Down-Regulation.
Hypersensitivity and resistance to NMBAs are observed in a number of clinical states. Changes in sensitivity to NMBAs may be due to either 1) an increase in the number or sensitivity of receptors (up-regulation) or 2) a decrease in the number or sensitivity of the receptors (down-regulation) (19). Up-regulation increases the sensitivity to acetylcholine and decreases sensitivity to NMBAs. Up-regulation can lead to release of K+ from cells after succinylcholine administration in patients with motor neuron lesions, burns, muscle atrophy from disuse, severe trauma or infection and in those who have received NMBAs over a prolonged period in the ICU.
Down-regulation of the nicotinic receptors is manifested by increased sensitivity to NMBAs. In patients with myasthenia gravis, antibodies to the acetylcholine receptor cause the neuromuscular junction to function as though fewer receptors are present, leading to enhanced sensitivity to the effects of NMBAs.
Mechanism of Action of NMBAs
The depolarizing NMBA succinylcholine is an agonist at nicotinic receptors; the ion-gated channels open and remain open in the presence of succinylcholine. The initial depolarization is seen clinically as fasciculations and then as paralysis (20). The duration of effect is only 3 to 5 minutes; therefore, succinylcholine is used for short procedures, such as tracheal intubation. Because succinylcholine is not used for prolonged blockade in the ICU, it will not be discussed further.
Nondepolarizing NMBAs are competitive antagonists at nicotinic receptors, binding to the receptor for a longer period of time and preventing acetylcholine from binding to the receptor, which results in prolonged neuromuscular blockade (21). The two classes of nondepolarizing NMBAs—the benzylisoquinolinium and the aminosteroid compounds—have one or more positively charged quaternary ammonium groups in their chemical structure, resulting in an ionized water-soluble drug at physiologic pH. These NMBAs are lipophobic; thus, their ability to cross the blood-brain barrier is limited. The volume of distribution, plasma clearance, and drug elimination are most affected by the presence of renal or hepatic dysfunction. Please refer to any of the standard pharmacology textbooks for a more in-depth discussion of the pharmacokinetic and pharmacodynamics of the currently available NMBAs. Many drugs, elements, conditions, and diseases affect the duration of activity of NMBAs; diuretics, antiarrhythmic agents, aminoglycosides, magnesium, lithium, hypokalemia, hypothermia, acidosis, and myasthenia gravis all increase the potency of nondepolarizing NMBAs (22). The potency of an NMBA is inversely related to its speed of onset (i.e., the lower the potency of a drug, the faster the onset of neuromuscular blockade following administration of an NMBA) (23) Patients with myasthenia gravis are especially sensitive to the effects of NMBAs, and patients with burn injuries are resistant to the effects of NMBAs because of the proliferation (up-regulation) of nicotinic receptors on the sarcolemma.
Monitoring the Action of NMBAs
The dose-response to an NMBA is often monitored clinically with peripheral nerve stimulation (PNS); please refer to any of the basic anesthesiology textbooks for a more thorough description of PNS for monitoring the depth of neuromuscular blockade. In the ICU, PNS is used to deliver four stimuli at 0.5-second intervals, referred to as a train of four (TOF), with assessment of the response of the innervated muscle to the four stimuli. With an increasing dose of an NMBA, the twitches decrease in force. The fourth twitch (T4) is lost first, followed by the third (T3), the second (T2), and finally the first twitch (T1); if all four twitches are lost, then this is referred to as a TOF of 0 (24). If a single bolus dose of NMBA is given, the twitches return in the reverse order as the drug is metabolized, with T1 appearing first, followed by T2, and so on until all four twitches return. Four twitches per se do not indicate return of complete muscle strength. If all four twitches are present, then a TOF ratio (a calculation derived from dividing the amplitude of the fourth twitch response by that of the first twitch response) of 0.9 is currently the standard used to indicate return of muscle strength sufficient for patients to protect their airway and maintain spontaneous ventilation (25) The action of NMBAs can be pharmacologically reversed, which is commonly done in the operating room but rarely in the ICU; please refer to any of the basic anesthesiology textbooks for a description of neuromuscular blockade reversal.
Effects of NMBAs Outside the Neuromuscular Junction
Most of the effects of NMBAs that occur outside the neuromuscular junction are cardiac in nature and are due to histamine release and ganglionic or muscarinic stimulation manifested by vagolytic actions, ganglionic blockade, or sympathetic stimulation. Although pancuronium and atracurium have the greatest potential to cause adverse cardiac effects, all NMBAs may cause these cardiac effects (26).
All NMBAs potentially react with muscarinic receptors, which can lead to adverse effects, most notably cardiac in origin. In addition, activation of muscarinic type 2 (M2) receptors can result in bronchodilation, whereas activation of muscarinic type 3 (M3) receptors can produce the opposite result (i.e., bronchospasm) (27).
Pancuronium exhibits significant blockade at muscarinic M2 receptors in the parasympathetic nervous system and at presynaptic muscarinic receptors in the peripheral sympathetic nervous system, with the former resulting in vagolytic action and the latter increasing norepinephrine release, both of which cause tachycardia. Rocuronium, more so than vecuronium, has affinity for muscarinic receptors at other sites within the parasympathetic nervous system. The remaining nondepolarizing agents have even weaker affinities for the muscarinic receptor (28–30). The most significant manifestation of these effects is tachycardia; bronchoconstriction is not reported with any frequency, probably because of the equal antagonism between pulmonary M2 receptors and M3 receptors (31).
Originally seen with curare, histamine release is predominantly observed with the use of atracurium (3233). Pancuronium causes the release of minimal amounts of histamine (32) and cisatracurium releases virtually none (28). Isolated reports of vecuronium-induced histamine release have not been confirmed, even with high doses (33–36). Hypotension and flushing have been reported after vecuronium administration and may be related to decreased histamine catabolism via inhibition of histamine N-methyltransferase (37); histamine release has not been observed with the use of rocuronium (3338). Because histamine release is associated with large doses and rapid NMBA administration, it is less likely to occur with the doses typically administered in the ICU. Histamine release, which is typically a direct action of the NMBA on mast cells rather than via IgE-mediated anaphylaxis (2839), can be attenuated by slow injection over 1–3 minutes or by pretreatment with histamine H1- and H2-receptor antagonists (4041).
Vagolytic actions are most prominent with pancuronium (2829) and result in mild and dose-dependent tachycardia (32). Most clinicians avoid pancuronium in patients with coronary artery disease because of the risk of tachycardia-induced myocardial ischemia (42–45), ventricular ectopy, and cardiovascular collapse (46). Rocuronium also has an affinity for vagal receptors, thereby inhibiting vagal activity (2947), and can cause tachycardia in up to 30% of patients (27). Theoretically, this is also true of vecuronium, but to a much lesser degree, and there is little reference to it in the literature (3048). Clinically, vecuronium has relatively little effect on the heart (49–52); bradycardia has been reported (5354), possibly related to vagal stimulation (47), but a causal relationship has not been established (49). Cisatracurium may also block M2 vagal receptors, but tachycardia does not appear to be clinically important (55–57).
Ganglionic blockade was seen with curare (no longer available), as well as with all other NMBAs if given in large enough doses; pancuronium has weak ganglionic activity at recommended doses (28). Atracurium, cisatracurium, vecuronium, and rocuronium are even more selective and in recommended doses cause minimal, if any, ganglionic blockade (285658–60). The effect on heart rate depends on the patient’s dominant tone, which, at rest, is generally vagal (M2 muscarinic), thus resulting in tachycardia (61).
Sympathetic, Ganglionic, or Muscarinic Stimulation.
Sympathetic stimulation from pancuronium releases norepinephrine, causing tachycardia (3262). Vecuronium causes bradycardia via ganglionic or muscarinic stimulation of the vagus nerve (3263).
INDICATIONS FOR THE USE OF NMBAs
I. Among adult patients with ARDS, should an NMBA be administered to improve survival?
Recommendation: We suggest that an NMBA be administered by continuous IV infusion early in the course of ARDS for patients with a Pao2/Fio2 less than 150 (weak recommendation, moderate quality of evidence; see evidence profile) (Table 1).
Rationale: Three multicenter randomized trials (n = 431 patients) have assessed the role for NMBAs in patients with ARDS (64–66). All three trials were originated from the same group of investigators, and each evaluated early use of 48-hour cisatracurium infusions among adult patients with ARDS, mechanically ventilated using volume assist-control mode ventilation with low tidal volumes in ICUs in France (one study included 20 centers). All studies showed significant improvements in oxygenation in patients receiving NMBAs, compared with control groups. Pooling results across trials showed that a 48-hour cisatracurium infusion consistently reduced the risk of death at 28 days and at hospital discharge, reduced the risk of barotrauma, and did not increase the risk of ICU-acquired weakness (67). The quality of evidence across outcomes was moderate, with the primary limitation being the inability to mask caregivers’ knowledge of treatment; otherwise, results (for mortality) were large, precise, and consistent across studies. Assuming a baseline mortality rate of 45% for ARDS patients, eight patients would have to be treated with a 48-hour cisatracurium infusion to save one additional life. In a May 2014 publication in the Chinese literature (68), 18 months after our initial literature search was conducted, investigators described the results of their study in which 24 of 48 patients with ARDS and sepsis received vecuronium and 24 assigned to the control group did not. Compared with the control group, the group that received vecuronium had decreased mortality, with an improvement in several other markers of morbidity. The results are consistent with our recommendation and would not have changed our conclusions, the strength of the recommendation, or the quality of the evidence.
The mechanism of benefit of neuromuscular blockade in ARDS remains uncertain; however, neuromuscular blockade prevents ventilator asynchrony and may therefore decrease, to an extent, airway pressures and lung stress. In the largest trial reported to date, an additional bolus of study drug was administered when plateau airway pressure exceeded 32 cm H2O, in keeping with various randomized trials and systematic reviews suggesting that other interventions to reduce plateau airway pressures can prevent ventilator-associated lung injury and decrease ARDS mortality (6970). Current evidence might be extrapolated to support the use of NMBA therapy in adults with ARDS whenever plateau airway pressures exceed 30–35 cm H2O.
Neuromuscular blockade has been linked to increased risk of ICU-acquired weakness, and this concern is one of the deterrents to its use in patients with ARDS. The most recent and largest trial, which used the validated Medical Research Council score (71), found identical risks of ICU-acquired weakness at day 28 and at ICU discharge whether or not patients received NMBAs. In keeping with the findings from earlier studies, there was a statistically significant increase in ventilator-free days at 28 days with cisatracurium, which argues against an increased risk of ICU-acquired weakness. Future studies could use measures of neuromuscular function over a more protracted period of time and supplement these assessments with electrophysiologic testing.
There have been no trials of NMBAs other than cisatracurium in patients with ARDS, so whether the results of the above-mentioned studies are unique to cisatracurium is unknown. Likewise, whether longer or shorter infusions of NMBAs would provide additional benefit or change the prevalence of ICU-acquired weakness is unknown.
II. Among adult patients with status asthmaticus who are intubated and mechanically ventilated, is there a role for the administration of an NMBA to improve survival or hypoxemia?
Recommendation: We suggest against the routine administration of an NMBA to mechanically ventilated patients with status asthmaticus (weak recommendation, very low quality of evidence; see evidence profile) (Table 2).
We suggest a trial of an NMBA in life-threatening situations associated with profound hypoxemia, respiratory acidosis, or hemodynamic compromise when other measures such as deep sedation fails. (Weak recommendation, very low quality of evidence)
Rationale: In three retrospective studies of adults (n = 382) requiring mechanical ventilation for severe asthma, only six patients (1.6%) died after ICU admission (72–74). In light of the infrequency of death, conducting a prospective study to assess survival benefit would be difficult. Lacking evidence of efficacy, adverse effects of neuromuscular blockade are an important consideration for clinical practice. These three studies, plus an additional retrospective study (total n = 481 patients) have investigated the association between NMBA administration and ICU-acquired weakness among adult patients who required mechanical ventilation for the management of acute asthma (72–75) (Table 2). These studies consistently found a positive association between the use of NMBAs and ICU-acquired weakness, as well as between NMBA administration and longer duration of mechanical ventilation. These findings suggest that neuromuscular blockade is associated with more harm than benefit in the routine management of adults with status asthmaticus. However, all studies had a high risk of bias (including group imbalances at baseline, varied high-dose corticosteroid administration, retrospective data capture), and the overall quality of evidence was very low.
On rare occasions, severe dynamic hyperinflation in the setting of status asthmaticus results in situations that may be imminently life threatening, such as profound and persistent hypoxemia, respiratory acidosis, refractory hypotension, or all 3. There are no comparative studies addressing the effect of NMBAs on mortality in these rare situations. Evidence from case series and clinical experience suggest that neuromuscular blockade can improve oxygenation in the setting of severe refractory hypoxemia (failure to adequately oxygenate with an Fio2 of 1.0) and improve hemodynamics in the setting of severe dynamic hyperinflation causing hemodynamic compromise (72–74). Therefore, in extreme life-threatening situations in which deep sedation is insufficient to manage profound hypoxemia or dynamic hyperinflation, the potential benefit (survival) likely outweighs the potential harm.
III. Among adult patients with acute brain injury and elevated intracranial pressure (ICP), does the administration of an NMBA improve survival?
Recommendation: We make no recommendations as to whether neuromuscular blockade is beneficial or harmful when used in patients with acute brain injury and raised ICP (insufficient evidence).
Rationale: Two observational studies have investigated the ability of neuromuscular blockade to attenuate the rise in ICP and the fall in cerebral perfusion pressure (CPP) that can accompany tracheal suctioning in brain-injured patients with elevated ICP (7677). In a prospective crossover study of 18 sedated neurosurgical patients (Glasgow Coma Scale score of < 7), vecuronium and atracurium were equally effective in mitigating cough and changes in ICP and CPP during tracheal suctioning (76). A smaller study found that the combination of opioids and NMBA therapy reduced suctioning-induced ICP elevation more than did opioids alone (77). These studies are few in number, small in size, observational in design, and focused on physiologic changes, rather than on clinically important outcomes. Nevertheless, they provide evidence that pretreatment with an NMBA may mitigate procedure-related increases in ICP.
All currently available NMBAs appear to have minimal effects on ICP and systemic blood pressure in most patients when administered as a single dose (78–80). A few patients appear to be sensitive to the vagolytic (pancuronium, rocuronium) or histamine-releasing (atracurium) effects of NMBAs (81), but patients who are sensitive to these effects could be managed with another agent if such problems are noted. Therefore, NMBA choice should be based on patient-specific (e.g., comorbidities) and drug-specific (e.g., onset, offset, route of elimination) factors.
In contrast, two retrospective evaluations of prospective data (8283) have investigated NMBAs for the management of intracranial hypertension, with a focus on clinically important outcomes. One study of 514 patients with traumatic brain injury and a Glasgow Coma Scale score of less than 8 found that patients treated with early neuromuscular blockade for more than 12 hours had a higher risk of pneumonia and having a prolonged ICU stay than patients treated with NMBAs for less than 6 hours, even after controlling for age, preresuscitation Glasgow Coma Scale and hypotension, CT findings, and single- versus multiple-system trauma. There was no difference in time with elevated ICP. The use of NMBAs was associated with longer length of stay, more pneumonia, and a higher proportion of survivors with persistent vegetative state or severe disability (82). A similar retrospective evaluation (n = 326) found no difference in mortality or length of stay between patients with traumatic brain injury who did, versus did not, receive an NMBA (83). In summary, although these two studies provide important preliminary data from investigations regarding the role for NMBAs in the management of intracranial hypertension, they do not provide support for evidence-based recommendations to guide clinical practice. The within-study and between-study findings are inconsistent, the studies are retrospective in design, and both studies included a spectrum of patients with mild, moderate, and severe elevations in ICP.
This guideline does not address neuromuscular blockade used for hypothermia restricted to surgical procedures (e.g., cardiopulmonary bypass), unless the information obtained from studies of such procedures was relevant to therapeutic hypothermia in the ICU.
IV. For patients undergoing therapeutic hypothermia/targeted temperature management (e.g., to improve neurologic outcome following cardiac arrest), should neuromuscular blockade be used to improve survival or secondary outcomes?
Recommendation: We make no recommendation on the routine use of NMBAs for patients undergoing therapeutic hypothermia following cardiac arrest (insufficient evidence).
We suggest that NMBAs can be used to manage overt shivering in therapeutic hypothermia (weak recommendation, very low quality of evidence).
Rationale: The two original studies that established a role for therapeutic hypothermia following cardiac arrest included pancuronium and vecuronium administration, respectively, in combination with sedatives to prevent shivering during the initiation of hypothermia (8485). NMBA therapy, itself, may be neuroprotective in this setting by reducing shivering and the associated increased oxygen consumption in the periphery, and time to goal temperature. On the other hand, NMBA therapy may cause harm by obscuring evidence of seizure activity. No trials have prospectively evaluated the impact of NMBAs on hypothermia outcomes. Available data are limited to a post hoc analysis of a prospective observational study of 111 adult patients who had experienced a cardiac arrest and who subsequently underwent therapeutic hypothermia (5). The outcome of 18 patients who received an NMBA for a minimum of 24 hours was compared with the outcome of 93 patients who did not receive an NMBA. Those receiving at least 24 hours of NMBA therapy were found to have had a better prognosis at baseline, related to etiology of the cardiac arrest. This group also had improved in-hospital survival (78% vs 41%; p = 0.004), even after adjustment for a large number of potential baseline confounders (odds ratio [OR] = 7.23; 95% CI = 1.56–33). Furthermore, these statistically significant findings were consistent in a later reanalysis of the data that compared the outcomes of patients who received NMBAs for a minimum of 24 hours with those who did not receive any NMBA (586). Important limitations of this study are the small sample size, evidence of selection bias, and the additional possibility of selective use of cointerventions. Another retrospective study with similar limitations compared nonrandomized use of cisatracurium and vecuronium for neuromuscular blockade. In multivariable regression analysis, cisatracurium was the only independent predictor of survival with good in-hospital neurologic outcome (p = 0.014); however, there was no direct comparison of findings among patients receiving the two alternative agents, and far fewer patients received vecuronium than patients received cisatracurium (36 vs 60), limiting the power to detect a similar benefit of vecuronium therapy (87). Baseline differences in presenting cardiac rhythms likely impacted the investigators’ ability to discern a difference related to supportive therapy.
Although the critical outcomes of interest in addressing the role for NMBA in this setting are survival and neurologic recovery, time to target temperature and stability of target temperature are other important considerations. No studies have demonstrated the superiority of NMBA therapy over the use of sedatives or opioids for preventing shivering with respect to these outcomes. However, related research in other populations may be extrapolated to the setting of therapeutic hypothermia following cardiac arrest. In an open-label randomized study of 20 patients following hypothermic cardiopulmonary bypass, vecuronium (0.1 mg/kg bolus followed by 1 µg·kg–1·min–1 for 4 hr) eliminated shivering in 100% of patients, compared with 50% of patients who received meperidine (25 mg every 15 min until no shivering was observed or a total dose of 75 mg was administered) (p < 0.05) (88). Vecuronium eliminated shivering without lowering systolic blood pressure, as occurred with meperidine (p < 0.02), and eliminated shivering in the five patients whose shivering was uncontrolled by meperidine. As was noted in nonrandomized studies involving pancuronium for the prevention of shivering in patients following cardiopulmonary bypass (8990), vecuronium administration was associated with consistent and statistically significant decreases in oxygen consumption and Co2 production, effects not seen with opioids.
V. If neuromuscular blockade is used during therapeutic hypothermia, should PNS be used to monitor the degree of block?
Recommendations: We make no recommendation on the use of PNS to monitor degree of block in patients undergoing therapeutic hypothermia (insufficient evidence).
We recommend that, if PNS is used, it be done in conjunction with assessment of other clinical findings (e.g., triggering of the ventilator and degree of shivering) to assess the degree of neuromuscular blockade in patients undergoing therapeutic hypothermia (good practice statement).
Rationale: There is no evidence that the use of PNS to monitor the degree of neuromuscular blockade in conjunction with therapeutic hypothermia leads to improved patient outcomes. The 2010 American Heart Association Guidelines for Cardiopulmonary Resuscitation and Emergency Cardiovascular Care recommend that the depth of neuromuscular blockade be monitored by assessing the response to PNS (91). The Guidelines published in 2015 make no reference to the use of NMBAs to achieve targeted temperature management and therefore, no reference to the use of PNS. However, in ICUs in which NMBAs are used during induction of mild hypothermia, studies have shown that cooling of the adductor pollicis muscle reduces twitch tension in response to PNS (92). Furthermore, studies in hypothermic patients undergoing anesthesia for extirpation of acoustic nerve neuromas, compared with those who were normothermic, demonstrated substantial variation in the number of posttetanic twitches and in the TOF response measured in adductor pollicis muscles (93). Therefore, PNS to monitor the degree of neuromuscular blockade in patients undergoing therapeutic hypothermia may be unreliable and provide misleading information, as has been shown in a case report (94). If PNS is used, it should be used in conjunction with other clinical parameters (e.g., elimination of shivering) to assess degree of blockade.
VI. In patients undergoing therapeutic hypothermia, should a protocol that includes guidance on NMBA administration be used?
Recommendation: We recommend the use of a protocol that includes guidance on NMBA administration in patients undergoing therapeutic hypothermia (good practice statement).
Rationale: When NMBAs are used in patients undergoing therapeutic hypothermia following cardiac arrest, their use should be guided by a comprehensive protocol. No controlled trials compare protocol- with nonprotocol-guided therapeutic hypothermia, but the lack of such trials is not surprising given the complex nature of the care needed for these patients. In light of the need for appropriate patient selection and the unique monitoring and complicated management considerations that are necessary during the induction, maintenance, and rewarming phases of hypothermia, protocols are recommended to prevent potentially life-threatening problems (e.g., cardiovascular instability, clotting, electrolyte imbalance, infectious complications, and altered drug disposition) associated with the inappropriate implementation of therapeutic hypothermia. The use of such protocols does not guarantee positive patient outcomes because it takes time for hospital personnel to gain experience with protocol implementation. In fact, it has been postulated that the inexperience of some investigators with therapeutic hypothermia may account for interinstitutional differences in the efficacy of this intervention in controlled trials (95–97) and may limit the generalizability of the results of these trials (98).
VII. In patients who are mechanically ventilated, does neuromuscular blockade improve the accuracy of intravascular-volume assessment (i.e., respiratory-induced variations in hemodynamic indexes)?
Recommendation: We make no recommendation on the use of neuromuscular blockade to improve the accuracy of intravascular-volume assessment in mechanically ventilated patients (insufficient evidence).
Rationale: Trends in the respiratory variation of left ventricular stroke volume or of surrogate markers of stroke volume are considered to be reliable parameters for predicting fluid responsiveness in mechanically ventilated patients with no inspiratory or expiratory efforts (99100). Surrogates of stroke volume include arterial pulse pressure, left ventricular outflow tract blood flow, and estimates of stroke volume from arterial pulse contour and pulse pressure analyses, as well as from other minimally and noninvasive methods (100). Quantitative measurements are not generally useful because the magnitude of the change in stroke volume is affected by heart rate, properties of the systemic vascular system, tidal volume, and chest wall and lung compliance (99). The validity of tracking trends is also compromised by the prerequisite of a tidal volume of at least 8 mL/kg (101), a condition that may not be safely maintained in patients with ARDS, for example (102). Although the administration of NMBAs to suppress respiratory effort is reported as part of protocols to assess fluid responsiveness by these various techniques (102–105), we found no study comparing the validity of these measurements made with and without neuromuscular blockade.
Sedation and Analgesia.
VIII. Do patients receiving NMBAs require sedation and analgesia?
Recommendation: We recommend that optimal clinical practice requires administering analgesic and sedative drugs prior to and during neuromuscular blockade, with the goal of achieving deep sedation (good practice statement).
Rationale: NMBAs have no analgesic or sedating properties. Because assessing pain and anxiety in patients receiving NMBAs is difficult, if not impossible, clinicians rely on vital signs (heart rate and blood pressure) and the presence of diaphoresis and lacrimation to evaluate pain and anxiety; however, these signs are not reliable and lack specificity (106). Analgesic and sedative medications should not be discontinued while the patient is receiving an NMBA. Bolus NMBA therapy, or scheduled discontinuation of continuous NMBA infusions, permits assessment of the adequacy of analgesia and sedation and the need for ongoing paralysis. Because recall of events during paralysis is not uncommon, patients receiving an NMBA may benefit from frequent verbal reassurance.
No trials have evaluated the need for sedation and analgesia in critically ill patients receiving NMBAs, but several studies have reported unintentional awareness. In small case series, patients who had been paralyzed without receiving adequate sedation reported feeling terrified (107) and experiencing overwhelming panic (108). Wagner et al (109) conducted structured interviews with 11 patients who had been paralyzed. Four patients had recall from the time of paralysis and recalled mostly negative events and experiences, such as sleeplessness, discomfort, pain, anxiety, and inconsistent caregiver communication. Single-drug therapy with propofol and inadequate benzodiazepine dosing was linked to patient recall. In a phenomenologic study of 11 critically ill adult trauma patients who required therapeutic neuromuscular blockade, patients compared their feelings of vagueness to dreaming (110). Few patients recalled pain or painful procedures; however, they remembered having nurses and family members provide emotional support and encouragement. The use of effective pain and sedation protocols may have affected the findings. In interviews with 11 patients, Ballard et al (111) identified two themes. The first theme was a sense of transitioning back and forth between reality and the unreal and between life and death. The second theme was loss of control, with subthemes of fighting or being tied down and being frightened. As in other studies, patients recalled elements of their care while paralyzed. In another study, Arnot-Smith and Smith (112) reviewed 231 patient safety incidents from England and Wales between 2006 and 2008 regarding NMBAs administered during general anesthesia and identified 42 incidents (18%) of possible unintentional awareness under general anesthesia; of these, 11 patients explicitly described awareness.
IX. In critically ill patients on continuous infusions of NMBAs, do electroencephalogram-derived parameters (e.g., Bispectral Index [BIS], E-entropy, Cerebral State Index, and Patient State Index) improve sedation assessment?
Recommendation: We make no recommendation concerning the use of electroencephalogram-derived parameters as a measure of sedation during continuous administration of NMBAs (insufficient evidence).
Rationale: Several devices that analyze cortical electroencephalogram and electromyographic signals to assess the depth of sedation (e.g., BIS, Cerebral State Index, Narcotrend, and E-Entropy) have been studied for their application in critical illness. A Cochrane systematic review concluded that BIS-guided anesthesia significantly reduced the prevalence of intraoperative awareness in surgical patients at high risk of developing awareness, compared with standard practice using either clinical signs or end-tidal anesthetic gas as a guide (OR, 0.24; 95% CI, 0.08–0.69) (113). In contrast, a more recent prospective multicenter randomized trial in 5,713 patients undergoing general anesthesia did not find that a protocol incorporating BIS was superior to standard monitoring of end-tidal anesthetic-agent concentration for the prevention of postoperative awareness (114).
Studies in critically ill patients have also produced conflicting results. In patients not receiving NMBAs, clinically acceptable sedation can produce a broad range of values displayed on these devices (115–118). Analysis of a large database of processed electroencephalogram signals of 44 ICU patients receiving continuous sedation (but not receiving NMBAs) showed that these devices were unable to discriminate among light, moderate, and deep sedation, and the score was not altered by the administration of boluses of sedative drugs prior to tracheal suctioning (116). In 40 nonparalyzed patients, Arbour et al (119) found extensive overlap of BIS values at each Sedation Agitation Scale category although they observed a positive BIS/Sedation Agitation Scale correlation (r = 0.252; p < 0.001). In one study, three awake volunteers who were not receiving sedatives or opioids had a significant reduction in BIS score after administration of an NMBA, and the BIS score failed to detect awareness in completely paralyzed subjects (120). Similarly, patients receiving sedation in other studies had a significant reduction in processed electroencephalogram scores following administration of an NMBA (118121–124). However, one study found that deeply sedated patients, compared with more lightly sedated patients, did not exhibit a significant change in the processed electroencephalogram score following administration of an NMBA (123). Dasta et al (125) recorded the bispectral index score in 10 patients receiving continuous sedative, opioid, and NMBA infusions during a period of minimal external stimulation and observed a broad range of BIS values despite minimal electromyographic interference.
Variability in patient response and the confounding influence of electromyography activity reduces the utility of the processed electroencephalogram signal as a reliable monitor of sedation in critically ill patients.
General Care and Monitoring
Monitoring Degree of Blockade.
X. Should patients receiving an NMBA by continuous infusion be monitored using PNS with assessment of the TOF response, rather than using clinical assessment alone?
Recommendation: We suggest against the use of PNS with TOF alone for monitoring the depth of neuromuscular blockade in patients on continuous infusion of NMBAs (weak recommendation, very low quality of evidence; see evidence profile) (Table 3).
We suggest that PNS with TOF monitoring may be a useful tool for monitoring the depth of neuromuscular blockade but only if it is incorporated into a more inclusive assessment of the patient that includes clinical assessment (weak recommendation, very low quality evidence).
Rationale: The most commonly used method to assess the degree of neuromuscular blockade in the ICU is PNS with monitoring of the TOF response. A number of factors, including the characteristics of the staff using the equipment (e.g., training, experience), the technology itself (different models of PNS devices), or the patient (e.g., edema and hypothermia), may affect the accuracy and interpretation of the results. Baumann et al (126) randomly assigned 30 patients to clinical assessment or TOF monitoring and did not find any differences in outcomes (i.e., mean recovery time, mean total paralysis time, and mean total NMBA dose) between groups (Table 3). Foster et al (127128) surveyed acute care facilities in the United States and found that variation in the use of TOF monitoring for patients receiving NMBAs (and concomitant use of analgesia and sedation) was dependent upon the ICU and facility size. Unavailability of equipment, lack of training, and perceived lack of evidence to support the use of TOF monitoring were the primary reasons given for not using this monitoring technique.
Although simple in design, the different brands of PNS devices used to generate the TOF response vary in the amount of current that is delivered and whether or not the precise milliamperes delivered is displayed. Because patients may come to the ICU with an NMBA already being administered, the baseline level of milliamperes needed for a particular patient may not be documented, resulting in a trial-by-error effort to determine the optimal current.
Patient factors that may influence the results of TOF monitoring include the monitoring site (orbicularis oculi vs adductor pollicis), patient temperature, diaphoresis, peripheral edema, and skin resistance. Lagneau et al (129130) and Hattori et al (131) demonstrated differing response to PNS at the orbicularis oculi and the adductor pollicis muscles, thought to be due to differences in regional blood flow or peripheral edema. In a case report of a patient receiving an NMBA during therapeutic hypothermia, Mueller et al (94) described an inadequate response to the NMBA (ventilator dyssynchrony) despite TOF of 0/4. As the patient was rewarmed, the accuracy of PNS improved.
Response to PNS differs between not only the adductor pollicis and the orbicularis oculi but also these two sites and the muscles of respiration (chest wall and diaphragm). These differences may arise, not because of variations in the amount of current delivered to the selected nerve, but because of factors intrinsic to the respective muscles (i.e., the number of nicotinic receptors on the muscle). These variations may lead to discrepancies between clinical findings and the degree of neuromuscular blockade. For example, depending on which nerve is being stimulated, a patient with a TOF of 0/4 may still have a cough response or intrinsic respiratory effort. The degree to which clinical goals are being met should guide monitoring and NMBA dose titration.
Peripheral edema may obfuscate external landmarks when using PNS to assess TOF response in the adductor pollicis; therefore, in a patient with edema, palpation to identify the ulnar artery or use of ultrasound may be necessary to locate the ulnar nerve (which lies within the same neurovascular bundle as the ulnar artery) to determine proper electrode placement.
XI. Should patients receiving continuous infusions of an NMBA receive physiotherapy to improve mortality, quality of life, or exercise capacity?
Recommendation: We suggest that patients receiving a continuous infusion of NMBA receive a structured regimen of physiotherapy (weak recommendation, very low quality of evidence; see evidence profile) (Table 4).
Rationale: Limited research is available surrounding the use of NMBAs and physiotherapy in critically ill patients. However, indirect evidence is available from evaluations of physiotherapy in sedated, mechanically ventilated patients as a means of preventing complications associated with immobility (132133). In a survey of physical therapists working in ICUs across the United States, only 10% of respondents worked in settings with established criteria for initiation of physiotherapy (134). The therapists perceived that patients with traumatic injury, neurologic deficits, or both were more likely to receive physiotherapy, compared with patients in medical ICUs.
Immobility coupled with the use of certain pharmacologic agents (corticosteroids, muscle relaxants, NMBAs, and antibiotics) may lead to impaired neuromuscular transmission, manifested by muscle weakness. Eikermann et al (135) found that, following discontinuation of NMBAs after continuous use over a prolonged period of time, even patients who had recovery of a TOF ratio of 0.9 had decreased strength, which the authors attributed to disuse atrophy. Burtin et al (132) conducted a RCT in a medical–surgical ICU comparing exercise using a bedside cycle ergometer (for subjects who could actively participate) with passive range-of-motion of patients’ upper and lower extremities (for sedated subjects who could not participate in the active program) (Table 4). The investigators found that early exercise training, even in the sedated subjects, enhanced functional exercise capacity, quality of life, and muscle force at hospital discharge (132). Shortened length of mechanical ventilation and a decrease in overall ICU costs were found in one study of sedated, mechanically ventilated patients who received physiotherapy early in their ICU stay (136).
Although they did not include patients who were receiving NMBAs, Pohlman et al (137) implemented a standard protocol of daily sedation interruption in mechanically ventilated patients and daily physiotherapy in a medical ICU. Sixty-nine percent of the subjects tolerated sitting on the edge of the bed, 33% were able to stand, and 15% were able to ambulate at least 15 feet (137). Barriers to mobilization were identified in 89% of patients and included acute lung injury, delirium, infusions of vasoactive drugs, renal replacement therapy, and body mass index greater than 30 kg/m2 (137).
A coordinated plan that involves both nursing and physical therapy staff in establishing an early exercise program has several potential benefits, especially in patients who are at risk of developing weakness in association with prolonged use of NMBAs.
XII. Should patients receiving an NMBA by continuous infusion have their eyes lubricated and covered to prevent corneal abrasions?
Recommendation: We recommend scheduled eye care that includes lubricating drops or gel and eyelid closure for patients receiving continuous infusions of NMBAs. (strong recommendation, low quality of evidence; see evidence profile) (Table 5).
Rationale: Because NMBAs impair ocular protective mechanisms (incomplete eyelid closure and absence of corneal reflex), the exposed cornea is at risk of developing ulcerations, infections, and scarring. There is no consensus for the most effective eye-care protocol in patients receiving NMBAs, and clinicians commonly use a combination of petroleum-based ocular lubricants, polyacrylamide gel, and eye-care regimens that include taping the eyelid closed to prevent corneal exposure (138–142). The prevalence of ocular surface disorders (OSD) such as conjunctivitis, exposure keratitis, or corneal erosion occurs in 20–60% of patients who are heavily sedated or receiving NMBAs (138140–142). Greater severity of illness increases the potential for the development of OSDs (138140–142).
Sorce et al (142) conducted a RCT in three PICUs to assess the prevalence of corneal abrasions in patients receiving NMBAs. Although this study was performed in a pediatric population, the results of the study may be applicable to adults. Subjects’ eyes were examined to identify the presence of preexisting corneal abrasions; 7% of subjects (17 of 237) had a corneal abrasion prior to receiving NMBAs. An additional 10% (n = 21) developed a corneal abrasion within 2 days of study enrollment. In each case, the subjects served as their own controls, with one eye lubricated with petrolatum white and mineral oil ophthalmic ointment every 6 hours and the eyelid secured closed with tape if needed (control) and the opposite eye lubricated with a ribbon of petrolatum white and mineral oil ophthalmologic ointment every 6 hours and plastic film applied over the eye to provide a moisture chamber (experimental condition). The moisture chamber did not significantly reduce the prevalence of corneal abrasion; however, the prevalence of corneal abrasions on initial examination prompted the need to begin prophylactic eye care immediately after the initiation of NMBAs.
Lenart and Garrity (139) conducted a prospective RCT in mechanically ventilated patients receiving either an NMBA or propofol, to compare the effects of artificial-tear ointment and passive eyelid closure on the prevalence of exposure keratitis (Table 5). Nineteen patients (28%) who were screened for the study were excluded due to preexisting exposure keratitis or corneal abrasion. The study sample consisted of 50 patients who served as their own controls—one eye had passive eyelid closure and the other eye had artificial-tear ointment applied. Nine eyes (18% of patients) with passive closure developed exposure keratitis, and two patients (4%) had corneal abrasions in both eyes. Notably, 39 patients(78%) did not develop an OSD in either eye. Artificial-tear ointment was more effective in preventing corneal exposure keratitis than was passive eyelid closure (p = 0.004).
In a prospective randomized study in sedated patients in the medical ICU, Sivasankar et al (141) compared an open-chamber method (ocular lubricants plus tape to secure the eyelids closed) and a closed-chamber method (swim goggles plus scheduled moistening of the eyelids with gauze soaked in sterile water) in preventing corneal exposure keratitis or abrasions. Patients were randomly assigned 1:1 to either method. Of the 248 eyes examined, 74 (30%) had incomplete lid closure. More severe exposure keratitis occurred in 32% of subjects’ eyes (39 of 122) in the open-chamber group and 8% (10 of 126 eyes) in the closed-chamber group (p = 0.001). In those patients with severe exposure keratitis, most corneal lesions developed within the first 48 hours: in 37 of 39 in the open-chamber group (95%) and 8 of 10 in the closed-chamber group (80%). The closed-chamber method was more effective in preventing exposure keratitis and abrasions. Incomplete lid closure and use of an NMBA were predictive factors for development of exposure keratopathy (141).
XIII. Do patients receiving sustained NMBA infusions require special nutritional considerations?
Recommendation: We make no recommendation regarding nutritional requirements specific to patients receiving infusions of NMBAs (insufficient evidence).
Rationale: Clinicians often associate gastric dysfunction with the use of an NMBA, but this is not an accurate assumption. Impaired gastric emptying is not related to NMBA use but, rather, to the underlying illness. However, clinicians may need to be more vigilant in assessing bowel function and tolerance of enteral nutrition because prolonged immobility, opioid use, and fluid imbalances are just a few of the factors that decrease intestinal motility. Tamion et al (143) used the paracetamol absorption technique to study gastric function in 20 patients receiving NMBAs and opioids and found no significant differences in peak paracetamol levels, in time to reach peak concentration, or in the paracetamol serum concentration time curve when cisatracurium was added to opiate sedation versus opiate sedation alone. Gut absorption was maintained with NMBA use, and gastric emptying was unaffected. Therefore, evaluating the underlying critical illness will guide the clinician in determining whether the patient has a functional gastrointestinal tract independent of whether or not an NMBA is used (144).
XIV. In patients receiving NMBAs, should additional safeguards be in place to avoid unplanned extubation (UE)?
Recommendation: We recommend that clinicians at the bedside implement measures to attenuate the risk of UE in patients receiving NMBAs (good practice statement).
Rationale: Investigators have identified risk factors associated with UE that include male sex, younger patient age, sepsis, agitation, benzodiazepine use, physical restraint use, and staffing ratios and experience (145–158). The rate of UE, reported to be between 2% and 22% (145146153154157–159), has not significantly changed since prior to 2001, when it was reported to be between 2.6% and 27% (147–150160–162). The wide range in prevalence of UE may, in part, be explained by the definition of neuromuscular blockade—if the patient has adequate neuromuscular blockade, UE can only occur when patients are moved by hospital staff; if the patient is inadequately blocked or if emerging from blockade after discontinuation of an NMBA, the patient may be able to self-extubate.
The difficulty in determining “best practices” in this area is due to the paucity of RCTs. In a recent meta-analysis, the authors reported finding no prospective RCTs (152). Multiple retrospective analyses of risk factors have been conducted, but no prospective trials have examined methods to reduce the risk of UE. The site of placement and type of physical restraints and techniques for securing the tracheal tube may be modifiable risk factors for attenuating the risk of UE.
The levels of agitation and sedation of intubated patients have been shown to be associated with UE. Investigators have shown that patients with better level of consciousness are at increased risk for UE (158163). The study by Yeh et al (158) was based on a prospective questionnaire, and 65% of patients who had UE were agitated, which corresponds with the results from the retrospective case-control study by Tung et al (163), which demonstrated that 54% of patients experiencing UE were agitated versus 22% of control subjects (p < 0.05). Several prospective case-control studies have shown results similar to those of the survey and retrospective study: higher levels of consciousness are associated with increased risk for UE (146153155). The study by de Groot et al (153) calculated ORs of 30 and 25 for UE, with a Ramsay score of 1 and 2, respectively. These results correspond with the findings of several retrospective cohort-controlled trials, which indicated that increased level of consciousness or a Glasgow Coma Scale score higher than 9 is a risk factor for UE (OR = 1.98; 95% CI, 1.03–3.81) (151164165). In the work by Chang et al (165), 90.5% of patients experiencing UE had Glasgow Coma Scale scores of 9 to 12. If, as they should be, patients receiving NMBAs are deeply sedated, the level of consciousness should not be a risk factor for UE.
The use of physical restraints may actually be a risk factor for UE. In a retrospective case-control study, Chang et al (165) found restraints to be a risk factor for UE (OR = 3.11; 95% CI, 1.71–5.66; p < 0.001). A recent meta-analysis also found a similar correlation between the use of restraints and UE (OR = 3.1; 95% CI, 1.71–5.7) (152). In several retrospective cohort studies, the use of restraints was associated with 42% to 87% of patients having UE (145146151158165). In a prospective interventional study, Carrion et al (147) found a 56% reduction in UE when caregivers were instructed to restrain patients’ hands farther away than 20 cm from tracheal tubes. This study examined data from all patients in a medical–surgical ICU and was focused on provider awareness and training to reduce UE; this study did not specifically examine the use of restraints as the only intervention.
Patient movement may be the most important factor associated with UE. Kaplow and Bookbinder (166) compared four types of tube holders and taping techniques for securing tracheal tubes; they reported that prolonged gagging and coughing had the highest impact on UE, independent of how the tracheal tube was secured. Cadaver studies have shown that taping techniques (167) and the use of a commercial tube holder (168) have the potential to decrease the rate of UE. Two studies of patients demonstrated that tape was superior to commercial tube holders for securing tracheal tubes (169170), but both of these studies were performed more than 20 years ago. In an observational study of tracheal tubes placed by emergency medical personnel, the worst technique was manually holding the tube, and the lowest rates of UE were observed with twill tape use to secure the tracheal tube (171).
Staffing factors have been discussed in the literature. Most UEs occur when patients are cared for by nurses with fewer than 4 years of experience (151158). Bouza et al (146) and Curry et al (151) have shown that 59% and 81%, respectively, of UEs occur when the caregiver is not at the bedside.
With such limited data, making specific recommendations to decrease the prevalence of UEs is not possible, but securing the tracheal tube with tape or a tube holder in a deeply sedated patient with staff at the bedside actively surveying for possible UE appears to be best practice.
XV. In critically ill patients receiving NMBAs, has a specific target for blood glucose level been shown to decrease the risk of prolonged weakness?
Recommendation: We suggest that clinicians target a blood glucose level of less than 180 mg/dL in patients receiving NMBAs (weak recommendation, low quality of evidence; see evidence profile) (Table 6).
Rationale: Two prospective randomized trials from a single center compared intensive insulin therapy (IIT) to achieve strict glycemic control (blood glucose 80–110 mg/dL, 4.4–6.1 mmol/L) with conventional insulin therapy (172173). Subgroup analyses of data from patients who required prolonged mechanical ventilation (≥ 7 days) in surgical (n = 405) and medical (n = 420) ICUs identified similar baseline characteristics except that the patients in the IIT group in the medical ICU had lower scores on the Sequential Organ Failure Assessment and shorter stays in the ICU (174175). In the surgical ICU trial, strict glycemic control rather than insulin dose was an independent protective factor for development of critical illness polyneuromyopathy (CIPNM), which was an independent predictor for longer duration of mechanical ventilation. Although a significant reduction in cumulative risk for CIPNM over time was seen with IIT, neither the blood glucose level nor the amount of insulin explained the lower risk of CIPNM in the medical ICU population. Of the 36% of surgical ICU patients who received an NMBA, 5.2% had prolonged treatment with bolus dosing for a median of 5 days. Of the 63.3% of medical ICU patients, 18.1% had prolonged treatment with continuous infusion of an NMBA for a median of 3 days. Prolonged continuous infusion of an NMBA in medical ICU patients was an independent risk factor for at least one abnormal result on an electrophysiologic test for CIPNM. The duration and extent of recovery were not evaluated. In a pooled analysis of both studies (176), patients treated with IIT were less likely to develop CIPNM, as compared with patients treated with conventional insulin therapy (OR = 0.49; 95% CI, 0.37–0.65; p < 0.0001). However, hypoglycemic episodes occurred more frequently with IIT than with conventional insulin therapy (11.3% vs 1.8%; p < 0.0001).
Additional studies are needed to confirm the appropriate use of IIT to reduce the risk of CIPNM in a broader population and to determine the ideal blood glucose level necessary to decrease morbidity and mortality while still preventing the potential negative consequences associated with severe hypoglycemia. Guidelines for insulin infusion for patients in the ICU suggest maintaining a blood glucose concentration of less than 180 mg/dL (177178). Although targeting lower glucose values (e.g., 100–150 mg/dL) may be advantageous in specific populations if it can be done with a minimal risk of hypoglycemia, data are inadequate to make a specific recommendation for or against this lower glucose target (< 150 mg/dL) in patients receiving NMBAs.
Special Populations and End-of-Life Issues
Patients With Myasthenia Gravis.
Patients with myasthenia gravis who are treated with cholinesterase inhibitors express a reduced plasma cholinesterase activity and are at risk for experiencing prolonged neuromuscular blockade due to a prolonged inactivation of succinylcholine. Furthermore, pyridostigmine inhibits the metabolism of mivacurium and, therefore, delays recovery from this NMBA (179).
On the other hand, discontinuing the cholinesterase inhibitor on the day of surgery increases the risk of respiratory distress (180).
XVI. In critically ill patients with myasthenic syndromes, are there special dosing considerations when administering NMBAs?
Recommendation: We recommend that a reduced dose of an NMBA be used for patients with myasthenia gravis and that the dose should be based on PNS with TOF monitoring (good practice statement).
Rationale: Myasthenia gravis is characterized by antibodies targeting nicotinic receptors, thereby reducing the number of functional nicotinic receptors. At baseline, therefore, and depending on the severity of the underlying disease, patients with myasthenia gravis may have impaired neuromuscular transmission and a higher sensitivity to the effects of nondepolarizing NMBAs. Assessment of a patient’s neuromuscular function before administering an NMBA may uncover impaired neuromuscular transmission, and, therefore, the patient would require a reduced dose of an NMBA to achieve the desired degree of neuromuscular blockade. Sensitivity to NMBAs varies greatly among patients with myasthenia, and individual assessment is necessary (49181–183).
XVII. Is there a preferred monitoring approach for patients with myasthenia gravis who are receiving NMBAs?
Recommendation: We make no recommendation on which muscle group should be monitored in patients with myasthenia gravis undergoing treatment with NMBAs (insufficient evidence).
Rationale: In one study (184), 20 patients with myasthenia gravis (10 with ocular disease and 10 with generalized disease) had TOF monitoring of the adductor pollicis muscle. The authors concluded that patients with primarily ocular disease require higher doses of NMBAs than do patients with generalized disease, but the authors did not compare the TOF between the adductor pollicis and the orbicularis oculi muscles.
XVIII. In critically ill obese patients (body mass index ≥ 30 kg/m2), should actual body weight, rather than other measures of weight, be used to calculate the dose of NMBAs?
Recommendations: We suggest that clinicians not use actual body weight and instead use a consistent weight (ideal body weight or adjusted body weight) when calculating NMBA doses for obese patients (weak recommendation, low quality of evidence).
We make no recommendation concerning the use of one measure of consistent weight over another when calculating NMBA doses in obese patients (insufficient evidence).
Rationale: All of the trials evaluating the most appropriate size descriptor for dosing NMBAs in severely obese patients were single-dose studies conducted in the perioperative setting (185–194). The primary endpoint for these studies was either pharmacokinetic or pharmacodynamic (e.g., muscle recovery based on TOF monitoring) in nature. Therefore, no information is available regarding whether the choice of a size descriptor may influence outcomes or length of stay parameters when NMBAs are used on a sustained basis in the ICU setting. Despite these caveats, the results of the studies do provide guidance for weight-based dosing regimens of NMBAs. In a double-blind randomized study (185) involving 20 severely obese patients (body mass index 38–79 kg/m2) undergoing bariatric surgery, atracurium dosing based on ideal body weight resulted in significantly shorter recovery time by TOF monitoring and less variability in recovery, compared with dosing based on actual body weight. There was a dose-dependent prolongation of recovery time using actual body weight that was not seen with ideal body weight; furthermore, none of the patients in the ideal body weight group required neostigmine at the end of the operation, compared with 70% of patients who were dosed using actual body weight. These results are consistent with findings from other open-label trials involving atracurium, cisatracurium, vecuronium, and rocuronium, all of which suggest that dosing should not be based on actual body weight (189190192–194). In contrast, small open-label trials that evaluated NMBA dosing in obese versus nonobese patients did not find differences in recovery times (186187191). However, one of these trials found nonproportional increases in the volume of distribution of atracurium and total clearance with increasing weight, suggesting actual body weight should not be used for dosing (187). In the other trials (186191), severely obese patients were not included, making it difficult to detect differences based on weight-based dosing. A final, small (n = 14), open-label trial of pancuronium in morbidly obese and normal-weight patients (188) did not evaluate recovery time and had analysis concerns (195).
The authors of these trials recommended against the use of actual body weight and uniformly recommended using ideal body weight for weight-based dosing of NMBAs. Ideal body weight has the advantage that it is easy to calculate. However, ideal body weight is a surrogate for lean body weight. Lean body weight has been evaluated prospectively for drug-dose prediction in obese patients, but its use requires more complex equations that are far less commonly used in the clinical setting (196). Given other problems related to weight estimates and changes over time in the ICU setting, the continued use of ideal body weight seems reasonable until equations based on lean body weight have been evaluated in critically ill obese patients. An adjusted weight that takes into account a portion of the excess weight might be a reasonable alternative. Importantly, clinicians should strive for consistency in weight measurement and choice of weight among patients and for a single patient when using weight-based dosing for NMBAs (197198).
XIX. Can continuous NMBA infusions be used in intubated and mechanically ventilated patients who are pregnant and have an indication for the administration of an NMBA?
Response: We make no recommendation on the use of NMBAs in pregnant patients (insufficient evidence).
Rationale: NMBAs have been used extensively in pregnant patients for obstetrical and nonobstetrical surgeries. Cisatracurium and rocuronium are the only NMBAs that are listed as pregnancy category B drugs. Their use is based on a clinical decision that an NMBA may be justified to save the mother’s life or to avoid severe hypoxia for both the mother and the fetus. In the ICU where longer-term use may be encountered, the use of category C drugs should be avoided because category B drugs are available. All NMBAs or their metabolites, with the exception of cisatracurium, cross the placental barrier.
There are no double-blind, randomized, controlled trials comparing NMBAs in pregnant critically ill patients. Most studies of NMBAs administered to pregnant patients have been conducted in patients undergoing cesarean sections or other surgery that requires only one or two doses of an NMBA. An older report associated long-term fetal exposure to NMBAs with arthrogryposis (199). NMBAs are sometimes necessary in the critically ill pregnant patient with ARDS. Critically ill obstetrical patients have increased risk of death from respiratory failure, with an OR of 12.9 for mortality (200), and have a fetal loss rate of 34–52% (200201). ARDS alone is associated with a 12% rate of fetal loss (201). Delay in ICU care was found to have an OR of 2.3 for maternal mortality in obstetrical patients (202). Maternal clinical indicators should guide treatment decisions as in these patients. There has been an association between first trimester surgery and low fetal birth weights and increased fetal loss, but no association with any actual drug has been identified (203–205).
The decision to use NMBAs cannot be made purely on whether NMBAs cross the placenta because NMBAs are found in varying concentrations in fetal blood and thus do cross the placenta (206). Historically, succinylcholine was the NMBA of choice for obstetrical procedures because even though it crossed the placenta it had minimal if any clinical effects on the neonate (207). Vecuronium has been shown to have residual clinical effects in the newborn (208), and atracurium and rocuronium also have placental transfer (209210). Similar to succinylcholine, pancuronium, atracurium, and vecuronium all cross the placenta and are pregnancy class C, their use should be avoided for long-term infusion, especially in the first trimester (208211–214).
Vecuronium, atracurium, and rocuronium do not have a prolonged clinical effect in the pregnant or postpartum patient (208210215). Cisatracurium has been shown to have a shorter duration of effect in the immediate postpartum patient than in the nonpregnant patient (216). When metabolized, atracurium and cisatracurium produce plasma concentrations of laudanosine, a neuroactive metabolite with the potential to precipitate seizures, but atracurium is associated with much higher levels of laudanosine than cisatracurium (217).
XX. Can clinicians determine brain death in patients receiving NMBAs?
Recommendation: We recommend that NMBAs be discontinued prior to the clinical determination of brain death (good practice statement).
Rationale: Blinded or controlled studies on the subject of determining brain death are impossible to perform. We have therefore relied on expert opinion, consensus, legal documents, and existing recommendations to formulate our response to this question. In 1968, the Ad Hoc Committee of the Harvard Medical School proposed a definition for irreversible coma (218). This definition included unreceptivity and unresponsivity, no movements or breathing, no reflexes, and a flat electroencephalogram tracing. Legislative action culminated in the Uniform Determination of Death Act, which was approved by the American Medical Association and the American Bar Association in 1980 and 1981, respectively. Under this Act an “individual who has sustained either 1) irreversible cessation of circulatory and respiratory functions or 2) irreversible cessation of all functions of the entire brain, including the brain stem, is dead” (219). Key to this Act is the provision that death is determined in accordance with accepted medical standards, which remains the clinical examination.
In 2009, a commentary on the original 1968 Harvard committee article indicated that the neurologic examination remains the most important concept in determining brain death (220). The presence of NMBA-produced paralysis prevents assessment of the physical examination-based criteria for determining brain death. The American Academy of Neurology lists the first criterion for determining brain death as, “Establish irreversible and proximate cause of coma” and the absence of central nervous system–depressant drugs and NMBAs (221). The physical examination is an integral part of brain death determination and “must be performed with precision” (222), but may be difficult to do in a paralyzed patient, which could lead to a breach of the “Dead Donor Rule,” as outlined by Truog (223). We could not locate any studies that described or evaluated other means of reliably determining brain death. Confirmation of brain death, through such means as electroencephalogram, transcranial Doppler, or cerebral perfusion scans, has not been recommended as a replacement for the clinical brain death examination.
Due to the legal definitions and the inherent impossibility of performing an adequate and reliable physical examination when NMBAs are utilized, their continued use during a brain death examination cannot be justified. The clinical diagnosis of brain death in a patient receiving or who has received an NMBA should not be made unless the patient has a TOF of 4/4 as measured using PNS at the maximum current.
End of Life.
XXI. In patients receiving NMBAs, should the drugs be discontinued at the end of life or when life support is withdrawn?
Recommendation: We suggest that NMBAs be discontinued at the end of life or when life support is withdrawn (weak recommendation, very low quality of evidence).
Rationale: There are no trials evaluating the use of NMBAs at the end of life, such as when support is withdrawn from a patient. The underlying ethical issue is whether continuing NMBAs provides comfort to the patient and family or instead, constitutes euthanasia, given that use of NMBAs will hasten death.
The principle of doctrine of double effect has been applied to the use of NMBAs when ventilatory support is withdrawn from a patient. Kuhse (224) argues that, even though physicians are not always obligated to preserve life, the use of an NMBA is an intentional causing of death. Others have proposed contrary arguments that NMBAs may alleviate suffering at the end of life. In situations in which patients are medicated with NMBAs and the return of normal muscle activity could take several hours to days, stopping the NMBA infusion may actually increase the suffering of the patient and the family (225226). In these cases, it may be acceptable to withdraw support while the patient is still paralyzed. Perkin and Resnik (226227) have proposed that giving NMBAs before terminal extubation of a patient can prevent gasping and argue that the muscle contractions associated with gasping increase a patient’s suffering.
Others have argued that NMBAs may be an obstacle to this process if the intent is to relieve suffering. A questionnaire study of German physicians reported that NMBAs are occasionally used for terminal extubation because patient comfort cannot be assessed (228). If comfort cannot be clinically assessed, it cannot be treated. For patients dying in the ICU, Hawryluck et al (229) opine that NMBAs mask the signs and symptoms of pain and suffering and recommend against starting them during the dying process. However, if the patient is already receiving an NMBA, the drug maybe continued if the intent is well documented, and adequate analgesia and sedation are provided. Because no placebo-controlled trials have been conducted to evaluate these questions, ensuring that the patient can be clinically assessed seems to be the most defensible position, and use of NMBAs prevents physical examination for signs of discomfort.
There seems to be a near-consensus in this field that analgesics and sedatives fall within purview of the doctrine of double effect and are routinely recommended in guidelines for end-of-life care (223229). The use of NMBAs at the end of life will continue to be debated, but alleviating pain and suffering with analgesia and sedation is the standard of care.
This document incorporates the best evidence available at the time it was written. As with any guidelines, these recommendations, suggestions, and good practice statements, and their associated strength of evidence should be implemented based upon specific patient factors, clinician experience, and institutional resources and are not intended to be used for all patients in all circumstances. As new agents become available or existing agents are used in new ways, and evidence in support of these changes becomes available, the Society of Critical Care Medicine is committed to updating these guidelines.
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