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Adult Circulatory Support

The Combination of Tricuspid Annular Plane Systolic Excursion and HeartMate Risk Score Predicts Right Ventricular Failure After Left Ventricular Assist Device Implantation

Raymer, David S.; Moreno, Jonathan D.; Sintek, Marc A.; Nassif, Michael E.; Sparrow, Christopher T.; Adamo, Luigi; Novak, Eric L.; LaRue, Shane J.; Vader, Justin M.

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doi: 10.1097/MAT.0000000000000808
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Left ventricular assist devices (LVADs) have improved survival and quality of life in patients with end-stage heart failure (HF).1–4 Severe right ventricular (RV) failure is a major complication of left-sided mechanical circulatory support and affects 20–40% of patients who undergo continuous-flow LVAD implantation; it remains a leading cause of death.1–3,5–7 Severe RV failure has been associated with increased bleeding, end-organ dysfunction, longer hospitalizations, and a threefold increase in the risk of death at 6 months.8–10 Notably, data from a high-volume LVAD center demonstrated improved mortality and bridge-to-transplant outcomes when biventricular support was anticipated before surgery as opposed to RVAD implantation as a secondary intervention after failure of single ventricle support.11

Several clinical variables and risk models have been evaluated in attempts to predict severe RV failure, but poor sensitivity and specificity as well as lack of external validation have limited widespread adoption of RV failure predictors.5,7,12 We hypothesized that noninvasive tests and clinical parameters might be superior invasive testing. Therefore, we sought to evaluate variables derived from different modalities (e.g., echocardiography, invasive hemodynamics, and laboratory data) for their ability to predict severe RV failure: tricuspid annular plane systolic excursion (TAPSE), pulmonary artery pulsatility index (PAPi), simplified RV contraction pressure index (sRVCPI), and HeartMate Risk Score (HMRS). TAPSE is a routinely obtained echocardiographic parameter that measures the longitudinal deformation of the RV free wall. sRVCPI augments TAPSE by taking RV pressure generation into account and has been correlated with RV stroke work index, but its ability to predict severe RV failure after LVAD implantation has not been assessed.13,14 PAPi is a hemodynamic variable designed to assess the ability of the RV to generate a pressure gradient, but it requires invasive hemodynamics and, to date, has only been evaluated in small numbers of LVAD patients.15,16 HMRS uses readily available clinical data (age, international normalized ratio [INR], albumin, creatinine, and center LVAD volume), has been demonstrated to predict mortality at 90 days, and is routinely calculated by many centers before LVAD implantation. Although some of the HMRS components have individually been associated with RV failure—INR, creatinine, and albumin7,10—their combination in this simple score has not been evaluated for use in predicting severe RV failure.17,18

The primary aim of our study was to compare the four identified variables for their ability to predict severe RV failure. We undertook a secondary analysis to evaluate whether a certain combination of these variables would improve prediction of severe RV failure over variables used in isolation.


This study complies with the Declaration of Helsinki and was approved by the Institutional Review Board of Washington University School of Medicine.

Data Collection

We identified 216 consecutive patients 18 years of age and older who underwent implantation of a HeartMate II (Thoratec) or HVAD (HeartWare) between June of 2008 and September of 2014 and had sufficient data to calculate TAPSE, PAPi, sRVCPI, and HMRS. No patients were undergoing pump exchange. All clinical data were extracted by review of the medical record using hemodynamic, clinical, and laboratory data recorded most proximate to LVAD implant date. Preimplant transthoracic echocardiographic and invasive hemodynamic data were from within 90 days of LVAD implantation. All echocardiographic measurements were made according to the American Society of Echocardiography by board-certified cardiologists. sRVCPI and HMRS were measured according to Frea et al.13 and Cowger et al.,19 respectively. The variables were calculated as follows:

Age in years, albumin, and creatinine in g/dl. *If center LVAD volume < 15, value = 1, else = 0; this was therefore 0 in this study.

The primary analysis assessed the ability of HMRS, PAPi, sRVCPI, and TAPSE to predict severe RV failure, defined as postimplant inotropic support > 14 days, RV assist device (RVAD) implantation for intraoperative or postoperative RV failure, or death within 14 days due to RV failure. A secondary analysis evaluated the incremental benefit of combining predictive variables. A combination of HMRS with the other three variables was chosen because HMRS is a well-validated and purely clinical score that is routinely used by our center in pre-LVAD evaluation to estimate near-term morality risk.

Statistical Analysis

Preimplant characteristics from patients who developed RV failure were compared with preimplant characteristics from those who did not use Student’s two-sample t-test for continuous variables and Fisher’s exact test for categorical variables, respectively. Non-normal and ordinal data were summarized by median (1st, 3rd quartiles) and compared using the Mann-Whitney U-test. The abilities of the four variables of interest to predict severe RV failure were assessed by determining the area under the receiver operating characteristic curves and were compared using the methods of Delong et al.20 Multivariable logistic regression models were used to determine if TAPSE, PAPi, or sRVCPI remained significant after adjusting for HMRS. Separate models were built for each of the three former variables.

The ability of echocardiographic or hemodynamic variables to improve prediction of severe RV failure over HMRS was further evaluated using the category-free net-reclassification index (NRI). The NRI measures the correctness of patient reclassification based on the probability of an event occurring.21 The NRI is determined as the net improvement among events plus the net improvement among non-events, where net improvement is the difference between those correctly versus those incorrectly reclassified.

Kaplan-Meier survival curves were determined for patients with severe RV failure and without severe RV failure. Date of LVAD implant was used as the start date. Patients were censored either at date of transplant, pump exchange, or last follow-up. Curves were compared using the log-rank test. For this survival analysis, patients who died or underwent pump exchange within 14 days of implant were omitted to limit bias resulting from the definition of severe RV failure. A p value of < 0.05 was considered significant for all analyses. All statistical analyses were conducted in SAS v9.4 (SAS Institute Inc., Cary, NC). Figures were created using GraphPad Prism for Mac OS X, version 7.0a 2016 (GraphPad Software, La Jolla, California).


The total study population consisted of 216 unique LVAD implants: 179 (83%) received a HeartMate II and 37 (17%) received an HVAD. The cohort was mostly male (80%), white (77%), and bridge to transplant (63%), with a mean age of 58. Seventy-four patients (34%) developed severe RV failure: 20 patients underwent RVAD implantation and 54 required inotropic support for more than 14 days without RVAD implantation. No patients included in the study population died within 14 days from RV failure. In those who developed RV failure, the baseline creatinine, INR, total bilirubin, and right atrial pressure were significantly higher than in those who did not develop RV failure. There were no other significant between-group differences (Table 1).

Table 1.
Table 1.:
Predictors of Severe RV Failure

Predictor Variables

All four variables—TAPSE, PAPi, sRVCPI, and HMRS—were significant predictors of severe RV failure (Figure 1, Table 2). The four variables performed similarly in predicting severe RV failure. Each parameter was adjusted for HMRS (our “gold standard”) and then analyzed using multivariable logistic regression—with separate models for each pair of parameters—to determine independent predictive capabilities. After HMRS adjustment, TAPSE (odds ratio [OR] = 0.27; p < 0.001), PAPi (OR = 0.71; p = 0.015), and sRVCPI (OR = 0.98; p < 0.001) remained predictors of severe RV failure (Table 3).

Table 2.
Table 2.:
Area Under ROC
Table 3.
Table 3.:
Multivariable Logistic Regression Models
Figure 1.
Figure 1.:
Receiver operating characteristics for severe RV failure. HMRS, HeartMate risk score; PAPi, pulmonary artery pulsatility index; RV, right ventricular; sRVCPI, simplified right ventricular contraction pressure index; TAPSE, tricuspid annular plane systolic excursion.

We then examined the category-free NRI to determine the incremental correct prediction gained by the addition of any of the parameters to HMRS in the prediction of severe RV failure. The addition of TAPSE to HMRS produced a category-free NRI of 0.48 (p < 0.001), and correctly reclassified 41% of events and 7% of nonevents (Table 4). When added to HMRS, PAPi, and sRVCPI also significantly reclassified patients with category-free NRI values of 0.36 (p = 0.011) and 0.39 (p = 0.006), respectively.

Table 4.
Table 4.:
Category-Free Net Reclassification Improvement

Kaplan-Meier survival curves showed significantly worse survival in those patients with severe RV failure (Figure 2). The similarities of survival curves as well as baseline characteristics indicate that the cohort in this study—with data available for TAPSE, PAPi, sRVCPI, and HMRS—is similar to the overall cohort at our institution.6

Figure 2.
Figure 2.:
Kaplan-Meier analysis of freedom from death stratified by presence of severe RV failure. RV, right ventricular.


In this study of patients undergoing implantation of continuous-flow LVADs, TAPSE, PAPi, sRVCPI, and HMRS all predicted severe RV failure after LVAD implantation. Although each predictor reached statistical significance, each variable had an area under the receiver operating characteristic curve (AUC) of 0.63–0.66, indicating only modest clinical utility. Surprisingly, HMRS—a clinical tool based on readily available data and calibrated for prediction of all-cause 90-day mortality after LVAD implantation—performed as well as the other tested predictors of severe RV failure after LVAD implantation.

Given the simplicity of HMRS, its routine use at our institution, and its prior validation in predicting mortality,17,18 we sought to evaluate 1) whether more invasive (e.g., PAPi) or RV-centric (e.g., TAPSE, sRVCPI) parameters would perform better than HMRS in our cohort; and 2) whether a combination of HMRS and one of the other three variables would perform better than HMRS alone. We demonstrated the benefit of adding any one of these three variables to HMRS and the resulting improvement in event classification. Importantly, TAPSE, PAPi, and RVCPI remained significant predictors of severe RV failure after HMRS adjustment.

We did not observe significant changes in the AUC when combinations of variables were compared with HMRS alone (Table 2). This is likely because significant changes in AUC require large differences in C-statistics that may not reflect the potential clinical usefulness of various predictors.21 Thus, to confirm the robustness of our findings, we performed category-free NRI analysis. As discussed by Pencina et al.,21 the category-free NRI allows for a clear analysis of improvement with additional predictors added to a base model. Of the variables tested, TAPSE is the simplest to obtain, is noninvasive, and performed the best in evaluation by NRI. Thus, 41% of patients predicted to developed severe RV failure by HMRS alone were correctly reclassified when TAPSE was added to HMRS—that is, the patients did not develop severe RV failure.

HMRS is a simple and robust predictor of survival in patients with LVADs, and its clinical use is well established.17–19 Although TAPSE, PAPi, and sRVCPI are easily obtainable in routine clinical evaluation, data that validate and support their use remain limited to small, retrospective studies.14,16,22 This study supports the routine use of HMRS in the evaluation of candidates for LVAD implantation for postimplant survival and extends its predictive utility to risk stratification of severe RV failure. The addition of TAPSE—a simple, routinely obtained, single echocardiographic variable—can further refine this evaluation.

Surprisingly, HMRS, which does not specifically measure RV function, performed the best of all the predictors tested. This seems to suggest that our understanding of—and ability to measure—RV function are suboptimal. Furthermore, these data support that HMRS is a robust integrator of LVAD risk that captures RV dysfunction. HMRS comprises variables that reflect extra-cardiac effects of RV dysfunction, namely liver and renal dysfunction; the ability of HMRS to predict severe RV failure—which is a major contributor to postimplant mortality—likely explains the robust ability of HMRS to predict 90-day mortality. Separate from the ability of HMRS to predict death at 90 days, the ability of HMRS to predict severe RV failure supports its use in assessing LVAD candidacy as well as for intraoperative planning to support RV function.

There remains a dire lack of prospective data regarding the evaluation of predictors of severe RV failure after LVAD implantation. A recent systematic review and meta-analysis exhibited the wide variety of previously tested variables,7 all of which performed modestly. Of the four variables on which our study focuses, TAPSE was the only one represented, and it had been evaluated in a limited number of prior studies. HMRS, PAPi, and sRVCPI were not included in recent systematic review and meta-analysis. Inconsistent definitions of severe RV failure further limit the use of existing studies for cross-comparison.6


The results of this study must be interpreted in the context of some known limitations. Namely, this study was a single-center, retrospective analysis of a relatively small population. However, no prospective studies on this topic exist and advanced HF surgery, specifically LVAD implantation, is not yet a widely implemented therapy. The echo data were collected from multiple clinicians’ interpretations and not from a core-lab. Although there is some inherent variability in this approach, it likely represents real-world clinical experience. Notably, the majority of patients were supported by inotropes before LVAD implantation and thus, the results should be interpreted in that context. Lastly, the statistical methods for assessing predictive models remain imperfect. In attempts to address this, we used both common and advanced statistical methods in our comparisons.

In summary, this study adds to the existing literature in supporting the use of HMRS to risk-stratify potential LVAD patients and reaffirms the continued need for a large, prospective study with comprehensive assessment of the risk of severe RV failure before LVAD implantation. Simple, noninvasive measures appear to perform as well as invasive measures in the prediction of severe RV failure, setting a higher bar for invasive or complex predictors in futures studies.


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left ventricular assist device; right ventricular failure; TAPSE; HMRS

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