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Perioperative Medicine: Original Clinical Research Report

Association of Preoperative Serum Chloride Levels With Mortality and Morbidity After Noncardiac Surgery: A Retrospective Cohort Study

Oh, Tak Kyu MD*; Do, Sang-Hwan MD, PhD*,†; Jeon, Young-Tae MD, PhD*,†; Kim, Jinhee MD, PhD*,†; Na, Hyo-Seok MD, PhD*; Hwang, Jung-Won MD, PhD*,†

Author Information
doi: 10.1213/ANE.0000000000003958

Abstract

KEY POINTS

  • Question: Is preoperative hyperchloremia or hypochloremia associated with mortality and morbidity after noncardiac surgery?
  • Findings: Preoperative hypochloremia and hyperchloremia were related to increased 90-day mortality after noncardiac surgery, and preoperative hypochloremia was related to an increased risk for postoperative acute kidney injury.
  • Meaning: Preoperative serum chloride level is a valuable test variable that exhibits an independent relationship with mortality and morbidity after noncardiac surgery.

Serum chloride is the most common anion in the plasma and interstitial fluid. It plays an important role in determining the tonicity of plasma and influences acid-base exchange.1,2 Although the chloride level can be easily measured in daily practice, its value has not been studied extensively. However, under the assumption that chloride levels are related to patient outcomes,3 studies evaluating chloride levels in critically ill patients have been recently conducted.4–7 As a result, hypochloremia has been reported to be related to mortality in critically ill patients.6,8 This relationship is known to be associated with metabolic alkalosis.9 However, hyperchloremia causes metabolic acidosis10 and is reported to increase mortality in critically ill patients, similar to hypochloremia.4,5 As such, chloride is being recognized as a prognostic predictor in critically ill patients. However, there is limited available information regarding the role of the preoperative chloride level in the perioperative setting.

McCluskey et al11 have reported that postoperative hyperchloremia increased 30-day mortality by approximately 2-fold in a study involving 22,850 patients who underwent noncardiac surgery between 2003 and 2008. This study is significant for its hypothesis that surgical patients are more susceptible to perioperative hyperchloremia because balanced crystalloid or 0.9% NaCl, often used during the perioperative period, is hypertonic to the normal range of chloride in the human body (97–110 mmol·L−1).12 However, that study only focused only on postoperative hyperchloremia,11 and little is known about the relationship between preoperative hyperchloremia and postoperative mortality or morbidity. In addition, hypochloremia, which is related to metabolic alkalosis, is also an important indicator of patient mortality,6,8 and attention must be devoted to preoperative hypochloremia. However, no study to date has evaluated the relationship between preoperative hyperchloremia or hypochloremia and postoperative 90-day mortality and morbidity.

In this study, we aimed to evaluate the relationship between preoperative hyperchloremia or hypochloremia and postoperative 90-day mortality and morbidity in patients undergoing noncardiac surgery. We hypothesized that preoperative hyperchloremia and hypochloremia would both increase postoperative 90-day mortality and morbidity.

METHODS

The present investigation was a retrospective cohort study conducted with approval from the Institutional Review Board of Seoul National University, Bundang Hospital (Seoul, Korea) (approval number, B-1710/424-107; approval date, April 13, 2018). The requirement for informed consent was waived by the institutional review board, considering the retrospective cohort design of the study, which targeted patients who had previously undergone treatment, and the use of anonymized patient data.

Patients

Medical records of all patients >20 years of age who underwent surgical procedures at the Seoul National University, Bundang Hospital between January 2010 and December 2016 were included in the analysis. If a patient underwent >1 surgical procedure during the study period, only the most recent case was included in the analysis. Patients who underwent previous cardiac surgery (including major vascular surgery with intraoperative cardiopulmonary bypass) or those with incomplete or missing medical records regarding preoperative chloride levels were excluded.

Preoperative Normochloremia, Hyperchloremia, and Hypochloremia Groups (Independent Variable)

For most elective and emergency surgeries at Seoul National University, Bundang Hospital, the chloride (mmol·L−1) level is usually assessed in ≤1 month before the surgery in routine preoperative laboratory tests. Chloride levels determined in ≤1 month before surgery were categorized as preoperative normochloremia (97–110 mmol·L−1), hypochloremia (<97 mmol·L−1), or hyperchloremia (>110 mmol·L−1).

Measurements (Potential Covariates)

Demographic information (sex, age [year], body mass index [kg·m−2]), information regarding preoperative comorbidities (American Society of Anesthesiologists physical status, estimated glomerular filtration rate [mL·minute−1·1.73 m−2], hypertension, diabetes mellitus, liver disease [hepatocellular carcinoma, liver cirrhosis, and fatty liver], history of ischemic heart disease and cerebrovascular disease, known heart failure, cancer, history of diuretic use [furosemide and thiazide], preoperative serum sodium level [mmol·L−1]), and surgery-related information (emergency surgery, duration of surgery,11 type of anesthesia, year of surgery, estimated blood loss [mL], upper or lower gastrointestinal tract surgery, and fluid input on the day of surgery [mL]) were obtained for this study. Preoperative estimated glomerular filtration rate was calculated using the Modification of Diet in Renal Disease formula13: 186 × (preoperative serum creatinine)−1.154 × (age)−0.203 (× 0.742 if female). Total fluid input (mL) on the day of surgery was determined for balanced crystalloid (Ringer’s lactate solution and plasmalyte), 0.9% NaCl, 0.45% NaCl, hydroxyethyl starch, and 5% albumin. Like chloride, sodium (mmol·L−1) levels are usually assessed in ≤1 month before the surgery in preoperative routine laboratory tests. All patients were categorized as having preoperative normonatremia (135–145 mmol·L−1), hyponatremia (<135 mmol·L−1), or hypernatremia (>145 mmol·L−1). All of the information was obtained from a preanesthetic registry and a surgical registry by medical record technicians blinded to the purpose of the study.

Postoperative 90-Day Mortality and Acute Kidney Injury (Dependent Variable)

To determine whether 90-day mortality was reflective of not only surgery-related death but also perioperative quality of care,14,15 90-day mortality after noncardiac surgery was investigated in this study. Postoperative 90-day mortality was defined as the death of a patient within ≤90 days after surgery. To determine 90-day mortality, the exact dates of patient deaths were obtained from the Ministry of the Interior and Safety in South Korea. Therefore, the exact dates for all patients, as of December 31, 2017, were obtained regardless of loss to follow-up.

Second, the Kidney Disease: Improving Global Out comes criteria and grading were used for the diagnosis of acute kidney injury, which is a primary morbidity in postoperative patients.16 However, considering the variable use of urinary catheters in noncardiac surgery, only the serum creatinine level was used for the diagnosis of acute kidney injury. On the basis of the preoperative serum creatinine level (mg·dL−1), measured within ≤1 month before surgery, an increase in the postoperative serum creatinine level by ≥1.5 times or ≥ 0.3 mg/dL within ≤1 week of surgery was defined as postoperative acute kidney injury. At Seoul National University, Bundang Hospital, the preoperative serum creatinine level is measured as a routine test, and postoperative serum creatinine testing was performed according to the nature of the surgery or the status of the patient.

End Point

The primary end point of this study was differences in postoperative 90-day mortality among the preoperative chloride groups. The secondary end point was the difference in postoperative acute kidney injury incidence among the preoperative chloride groups.

Statistical Analysis

For comparison of characteristics among the 3 groups (ie, normochloremia, hypochloremia, and hyperchloremia), a 1-way ANOVA test was used for continuous variables, and the χ2 test was used for categorical variables. Next, overall survival time according to preoperative chloride groups was presented in the form of Kaplan-Meier curves, and χ2 tests were used to compare 90-day mortality between preoperative chloride groups. Before performing Cox regression analysis for postoperative 90-day mortality and logistic regression analysis for postoperative acute kidney injury, log odds of postoperative 90-day mortality and acute kidney injury according to preoperative chloride (main independent variable) and sodium (most important covariate) were analyzed using restricted cubic splines to assess the linearity of the variables as shown in Supplemental Digital Content, Figures 1–2, https://links.lww.com/AA/C671.

Univariable Cox regression analysis was performed to determine individual relationships among all covariates excluding those in the preoperative chloride group with postoperative 90-day mortality. Then covariates with P < .2 were selected from the univariable Cox regression model and analyzed via multivariable Cox regression analysis with the main variable (preoperative chloride group). We tested the interaction of chloride level and a function of time, implemented as a time-dependent chloride level, to confirm that the proportional hazards assumption was satisfied (P = .078). Next, univariable logistic regression analysis was performed for postoperative acute kidney injury (the secondary end point), and variables with P < .2 were included in the final multivariable logistic regression analysis. Additionally, we performed uni- and multivariable logistic regression analysis for postoperative 90-day mortality using the same methods. There was no significant multicollinearity between variables in any of the multivariable Cox or logistic regression models (all variance inflation factors <2.5). For these multivariable Cox and logistic regression analyses, 2 different final multivariable models were made; these models differed with respect to the independent variables of main interest: the main independent variable was preoperative dyschloremia in model 1, while it was combined dyschloremia with dysnatremia in model 2.

The results of the Cox regression and logistic regression analyses are presented as hazard ratio with 95% CI and odds ratio with 95% CI, respectively. In addition, partial Pearson correlation analysis was performed to investigate the relationships between preoperative comorbidities and the preoperative chloride level, controlling for years of surgeries. To detect a 1% difference in the incidence of postoperative 90-day mortality between the normochloremia and hypochloremia groups with a 0.05 chance of type 1 error and 80% power, 33,511 patients were required. To detect a 1% difference in the incidence of postoperative 90-day mortality between the normochloremia and hyperchloremia groups with a 0.05 chance of type 1 error and 80% power, 112,735 patients were needed. The sample size calculations were performed using PASS software 15.0. SPSS version 24.0 (IBM Corporation, Armonk, NY) and R software (version 3.3.2 with R packages) were used for all other analyses. P values <.05 were considered statistically significant.

RESULTS

T1
Table 1.:
Comparisons for Characteristics of Patients According to Preoperative Serum Chloride Group
T2
Table 2.:
Partial Pearson Correlation Analysis Between Preoperative Serum Chloride Level and Preoperative Comorbidities, Controlling for Year of Surgery
F1
Figure 1.:
Flow chart illustrating patient selection.

A total of 198,206 noncardiac procedures were performed between January 2010 and December 2016. Of these cases, the following were sequentially removed from analysis: patients who underwent ≥2 procedures in the study period (n = 41,559), those with incomplete or missing medical records (n = 22,627), patients <20 years of age (n = 25,257), and those with previous cardiac surgery (n = 2258). Ultimately, 106,505 patients who underwent noncardiac surgery were included in the final analysis, with 2147 (2.0%) in the preoperative hypochloremia group and 617 (0.6%) in the hyperchloremia group (Figure 1). Ninety-day mortality occurred in 871 (0.8%) patients, and acute kidney injury within ≤1 week after surgery occurred in 3204 (3.0%). Table 1 lists differences in the characteristics of the groups and postoperative mortality. Postoperative 90-day mortality rates were the highest in the preoperative hypochloremia group (8.5%) and second highest in the hyperchloremia group (3.7%). They were the lowest in the normochloremia group (0.6%; P < .001). The incidence of postoperative acute kidney injury was highest in the hypochloremia group (16.1%), second highest in the hyperchloremia group (8.3%), and the lowest in the normochloremia group (2.7%; P < .001). The results of the partial Pearson correlation analysis between the preoperative chloride level and preoperative comorbidities controlling for the year of surgery are presented in Table 2.

Ninety-Day Mortality After Noncardiac Surgery According to Preoperative Chloride Level

T3
Table 3.:
Cox Regression Analysis and Logistic Regression Analysis for Postoperative 90-d Mortality According to Status of Preoperative Serum Chloride After Noncardiac Surgery in 2010–2016
F2
Figure 2.:
Kaplan-Meier curve of 90-d mortality after noncardiac surgery, according to preoperative serum chloride group.

The Kaplan-Meier curve of 90-day mortality according to preoperative chloride group is shown in Figure 2. Cumulative 90-day survival rates after noncardiac surgery were 99.4%, 91.5%, and 96.3% in preoperative normochloremia, hypochloremia, and hyperchloremia groups, respectively (P < .001). Supplemental Digital Content, Table 1, https://links.lww.com/AA/C671, presents the results of the 90-day univariable Cox regression analysis, and Table 3 presents the 90-day mortality data according to preoperative hypochloremia and hyperchloremia before and after adjustment for covariates. Multivariable Cox regression analysis revealed that the preoperative hypochloremia group exhibited significantly increased 90-day mortality (hazard ratio, 1.46; 95% CI, 1.16–1.84; P = .001) when compared with the normochloremia group. The preoperative hyperchloremia group also exhibited significantly increased 90-day mortality (hazard ratio, 1.76; 95% CI, 1.13–2.73; P = .013) when compared with the normochloremia group. However, there was no significant difference in 90-day mortality between the hyperchloremia and hypochloremia groups (P = .459). In addition, univariable and multivariable logistic regression analyses for 90-day mortality in Supplemental Digital Content, Tables 2–3, https://links.lww.com/AA/C671, revealed similar tendencies to those of Cox regression analysis, respectively.

Postoperative Acute Kidney Injury According to Preoperative Chloride Levels

T4
Table 4.:
Logistic Regression Analysis for Acute Kidney Injury After Noncardiac Surgery in 2010–2016

The results of univariable logistic regression analysis, revealing the factors associated with the incidence of postoperative acute kidney injury, are listed in Supplemental Digital Content, Table 3, https://links.lww.com/AA/C671. Based on the multivariable logistic regression analysis of variables selected from the univariable logistic regression model, there was significantly increased odds of acute kidney injury in the preoperative hypochloremia group (1.83-fold) compared to the normochloremia group (odds ratio, 2.46; 95% CI, 1.53–2.19; P < .001; Table 4). However, there was no significant difference between the odds of acute kidney injury in the preoperative hyperchloremia group and the normochloremia group (P = .879). In addition, there was a significant increase in the odds of acute kidney injury (1.78-fold) in the hypochloremia group when compared to that in the hyperchloremia group (odds ratio, 1.78; 95% CI, 1.20–2.63; P = .004).

DISCUSSION

Here we report that preoperative hypochloremia and hyperchloremia are both independently related to increased 90-day mortality after noncardiac surgery when compared with preoperative normochloremia. This association with increased mortality was not significantly different between the hypochloremia group and the hyperchloremia group. In terms of the incidence of postoperative acute kidney injury, only preoperative hypochloremia demonstrated a significant relationship. Additionally, patients exhibiting preoperative dyschloremia with dysnatremia demonstrated higher mortality or acute kidney injury after noncardiac surgery, compared with patients exhibiting normochloremia with normonatremia, as shown in model 2 of Tables 3 and 4. The results of this study suggest that the preoperative chloride level is a valuable test variable that exhibits an independent relationship with mortality or morbidity after noncardiac surgery.

The most important characteristic of this study is the inclusion of preoperative sodium level as an important covariate. Preoperative dysnatremia is a well-known risk factor for increased 30-day mortality or morbidity after surgery.17 Considering that chloride and sodium levels can be affected by differences in the tonicity of fluids18 infused during the perioperative period (eg, 0.9% NaCl or balanced crystalloid), the preoperative sodium level should be considered when investigating whether the chloride level has an independent prognostic value for mortality or morbidity after noncardiac surgery. In addition, a simple relationship between 90-day mortality and preoperative sodium was identified in a restricted cubic spline (Supplemental Digital Content, Figure 2A, https://links.lww.com/AA/C671). In the restricted cubic spline, the log odds of 90-day mortality were continuously increased with decreases in the sodium level, while the log odds of 90-day mortality increased as the chloride level increased or decreased from 103 mmol·L−1 (Supplemental Digital Content, Figure 1A, https://links.lww.com/AA/C671). A similar pattern was observed in the restricted cubic spline for the relationship between the log odds of acute kidney injury and the preoperative sodium level (Supplemental Digital Content, Figure 2B, https://links.lww.com/AA/C671). These restricted cubic splines indicate that preoperative chloride and sodium levels might have different roles in the association with postoperative mortality or morbidity.

Second, the potential-related factors of preoperative dyschloremia were considered in this study. The results of the partial Pearson correlation analysis shown in Table 3 suggest potential factors related to preoperative dyschloremia in this study. First, higher body mass index and older age were correlated with an increase in the preoperative chloride level. Considering that hypochloremia is a symptom of malnutrition,19 preoperative lower body mass index and older age might reflect nutritional deficiency in the patient before surgery. Preoperative kidney function should also be considered. In this study, preoperative chronic kidney disease had a negative correlation with the preoperative chloride level. The kidneys have major roles in the transport and reabsorption of chloride, which are required to maintain electrolyte balance in the human body.20 Therefore, the patient’s preoperative chronic kidney disease status might have affected the development of hypochloremia in this study. In addition, some comorbidities, such as liver disease (liver cirrhosis or hepatocellular carcinoma), diabetes mellitus, hypertension, and known heart failure, had negative correlations with the preoperative chloride level. These comorbidities might affect the development of the electrolyte imbalance itself. In addition, the preoperative treatment for the underlying disease (eg, diuretics) might have affected the results of this study. In this context, the preoperative chloride level might have reflected potential pathologic status, the presence of comorbidities, or nutritional status in this study. However, considering that most correlation coefficients in Table 3 were very close to 0 because of the large sample sizes, the clinical impact of potential factors related to preoperative dyschloremia might be controversial in clinical practice. Therefore, further studies should be performed to characterize the factors that cause preoperative dyschloremia.

Another interesting finding of this study is that, while preoperative hypochloremia is independently related to the increased incidence of acute kidney injury, hyperchloremia was not. Recent studies have reported that hyperchloremia in critically ill patients potentially increased the risk for acute kidney injury.21,22 This conclusion was based on the assumption that acid-base disorder caused by hyperchloremia is associated with an increase in the incidence of acute kidney injury.23 However, multivariable logistic regression analysis in this study did not reveal a significant difference in acute kidney injury risk between the preoperative hyperchloremia and normochloremia groups. This finding can be explained by the following points. First, it is possible that an increase in chloride levels in the perioperative period―rather than preoperative exposure of hyperchloremia itself―caused metabolic acidosis and contributed to the occurrence of acute kidney injury. Recent studies have described the relationship between increases in chloride according to chloride load, rather than exposure to hyperchloremia, and patient outcomes.7,24 Patients who experienced preoperative hyperchloremia may have already undergone measures by anesthesiologists or surgeons to reduce chloride load during the perioperative period. In contrast, patients who experienced preoperative hypochloremia may have had a greater chloride load in the perioperative period, and this management may have increased the incidence of postoperative acute kidney injury. Nevertheless, further research is needed in this regard.

The present study had a few limitations. First, there may have been selection bias due to the retrospective cohort design. To overcome this bias, medical records technicians blinded to the purpose of the study collected all medical records for the analysis. Second, the generalizability of the study may be in question because it was conducted at a single tertiary care hospital. Third, there was significant (>20,000) exclusion of data due to the absence of medical information regarding preoperative chloride or sodium levels. Despite these limitations, this study is significant because, to our knowledge, it is the first to establish a relationship between preoperative chloride levels and mortality and morbidity after noncardiac surgery. Furthermore, our results show that preoperative dyschloremia might also be associated with increased length of hospital stay, which leads to increased hospital costs. Future studies are needed to clarify this relationship.

In conclusion, we report that preoperative hypochloremia and hyperchloremia were both related to increases in 90-day mortality after noncardiac surgery. In addition, preoperative hypochloremia was related to an increased risk for postoperative acute kidney injury.

ACKNOWLEDGMENTS

We are particularly grateful to the statistician Boram Park at the Biometrics Research Branch, Research Institute and Hospital, National Cancer Center in Korea for her contribution to the statistical analysis.

DISCLOSURES

Name: Tak Kyu Oh, MD.

Contribution: This author helped design the study and draft the first manuscript and read and approved the final manuscript.

Name: Sang-Hwan Do, MD, PhD.

Contribution: This author helped with the acquisition of data, critically revised the manuscript, and read and approved the final manuscript.

Name: Young-Tae Jeon, MD, PhD.

Contribution: This author helped with the acquisition of data, critically revised the manuscript, and read and approved the final manuscript.

Name: Jinhee Kim, MD, PhD.

Contribution: This author helped with the acquisition of data, critically revised the manuscript, and read and approved the final manuscript.

Name: Hyo-Seok Na, MD, PhD.

Contribution: This author helped with the acquisition of data, critically revised the manuscript, and read and approved the final manuscript.

Name: Jung-Won Hwang, MD, PhD.

Contribution: This author helped with study design, critically revised the manuscript, and read and approved the final manuscript.

This manuscript was handled by: Tong J. Gan, MD.

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