Finally, anticoagulants and antiplatelet agents, including herbal supplements, should be held or modified as appropriate based on the bleeding versus thrombosis risk in the perioperative period. The American Society of Regional Anesthesia and Pain Medicine guidelines can provide guidance on the appropriate timeframe for holding these medications based on half-life and bleeding risk for intermediate- to high-risk procedures (Table 2).27 These guidelines are for near-complete resolution of drug effects, and in cases where there may be more thrombotic concerns, some would recommend a shorter interval (2–3 half-lives).28
Intraoperative Management and Postoperative Care
Techniques in the intraoperative and postoperative period aim to minimize blood loss and development of any coagulopathy as well as improving the physiologic tolerance of anemia and its appropriate treatment. Phlebotomy should be minimized, as excessive blood draws can lead to worsening of anemia.29 The use of small-volume pediatric blood tubes can assist with this goal if blood tests are needed.
Intraoperatively, cell recovery has been shown to reduce exposure to allogeneic transfusion in both orthopedic and cardiac surgery patients and is a standard tool used for blood conservation.30 Acute normovolemic hemodilution is also useful to reduce blood loss and prevent coagulopathy in large blood loss cases.31 Whole blood is removed at the start of the case and replaced with crystalloid or colloid to maintain euvolemia. Subsequent blood loss has fewer red cells and reduced factors per milliliter of blood, and the decrease in blood viscosity may lead to improved microvascular flow and subsequent cardio protection.32 The harvested whole blood is then returned when the majority of anticipated blood loss is complete, providing an increase in red cell mass, platelets, and clotting factors. This is particularly useful in cardiac surgery, where the harvested blood is not heparinized, cooled, or run through a CPB circuit, providing improved coagulation after separation from CPB. Additional perfusion techniques such as retrograde autologous prime and use of smaller circuits to avoid hemodilution, and surgical techniques, including use of topical hemostatic agents33 and minimally invasive surgery, may be advised. Point-of-care testing to assess for coagulopathy should be employed preemptively to recognize coagulopathy, and when included in algorithms, it has been shown to reduce total transfusions.34 Patient temperature should be maintained, and excessive crystalloid administration with subsequent hemodilution should be avoided. Treatment of any developing coagulopathy may be accomplished with pharmacotherapy that includes the use of blood derivatives when acceptable to each patient, such as prothrombin complex concentrates, fibrinogen concentrates, and routine use of antifibrinolytics.24 , 35
ARTIFICIAL OXYGEN CARRIERS
Artificial oxygen carriers (AOCs) are classified into 2 main categories: Hb-based substitute (HBOC) and perfluorocarbon (PFC). There are newer classes of oxygen carriers that are being developed and are referred to as nanoscale bio-synthetic artificial red cell.36 Another potential revolutionary product could be artificial blood in a lyophilized form. This powdered form is made from purified human Hb proteins coated with a synthetic polymer and one-fiftieth the size of a normal RBC. It can be freeze dried, making it easier for emergency use.37 Some other promising oxygen carrier products include natural “giant” extracellular Hbs from polychaete annelids as a carrier for oxygen. A preclinical trial has shown promising results owing to their powerful oxygenating ability and their safety profile.38
In a preclinical study addressing the benefit of AOCs, Habler et al39 in the early 2000s anesthetized 20 pigs to investigate the effects of primary fluid resuscitation with a 10% diaspirin-crosslinked Hb solution (DCLHb) compared with human serum albumin in a severe hemorrhagic shock model. In both groups, resuscitation resulted in an identical drop of hematocrit. However, arterial oxygen content was higher in DCLHb-treated animals (P < .05).
The primary biological function of natural RBCs is to transport Hb-bound oxygen and carbon dioxide to and from tissues, respectively. The binding of oxygen by the protein is positively cooperative. As a result, small changes in PO2 result in a large change in the amount of oxygen bound or released by Hb due to the equilibrium principle.
PFCs can be linear or cyclic, are chemically and biologically inert liquids, and can carry dissolved molecular oxygen and carbon dioxide without actually binding to it. This allows for easy exchange of gases. However, PFCs are not water miscible and therefore need to be formulated into emulsions for in vivo use. Oxygen loading is linearly related to the partial pressure of oxygen in equilibrium with the PFC emulsion, and therefore, loading can be precisely controlled. PFCs’ oxygen carrying and releasing properties are different from natural RBCs. Because PFCs have a linear relationship between oxygen saturation and PO2, they require a high PO2 (>300 mm Hg) to be effective physiologically.40 The small size of these molecules allows for oxygen delivery despite significant vascular obstruction seen in both cardiac and central nervous systems where red blood cells cannot traverse these barriers. Oxygen delivery with PFCs is almost akin to plasma oxygen delivery due to these molecules being “dissolved” in the plasma portion of blood.
Efficacy and safety of PFCs were evaluated in a phase II study and a large prospective randomized phase III multicenter European study, which collectively included 639 patients. The phase II study included major orthopedic surgery, while the phase III study was a multicenter trial in major noncardiac surgery (492 patients in 34 centers in 8 countries). These studies demonstrated that the treatment with preoperative acute normovolemic hemodilution and perflubron emulsion can significantly reduce the need for allogeneic blood transfusion. The only consistent side effect observed was a lower platelet count during the first 7 days.41 Another phase III randomized study in the United States using Oxygent in patients undergoing CPB was prematurely terminated over concerns on possibly higher risk of cerebrovascular events in patients treated with Oxygent.42
Perfluorocarbons have many positive effects including improvement of microcirculation, transport of nitric oxide, and clearance of lactates; however, a question still remains about their limited ability to be fully oxygenated and deliver a proper amount of oxygen at normal partial pressure.43
HBOCs are oxygen carriers that use purified human, animal, or recombinant Hb in a cell-free Hb preparation (Table 3). Hemopure (HBOC-201; HbO2 Therapeutics, Souderton, PA) is a polymerized bovine Hb product with a p50 of 30 mm Hg that is closer to human Hb than stroma-free Hb. Hemopure is only available in the United States for compassionate use for the treatment of severe anemia in patients for whom blood is not an option but requires patient consent, institutional review board approval, and Food and Drug Administration (FDA) emergency investigational new drug approval for use in individual patients.44 In a recent review of multiple studies involving 1701 patients who received HBOC, early use of HBOC-201 when Hb is <5 g/dL improved patient survival and minimized advanced resource utilization. For phase III trials, there was transfusion avoidance of 96% for 24 hours, and 70% for 1 week, with no difference in serious adverse events or mortality whether patients received either 10 units HBOC-201 or 3 units of blood.45
Sanguinate (Prolong Pharmaceuticals, Plainfield, NJ) is a bovine PEGylated carboxyhemoglobin developed to combine the beneficial functions of a carbon monoxide-releasing molecule with an oxygen transfer agent. A phase I safety study was completed with no serious adverse events reported.46 A phase Ib trial in sickle cell patients has been conducted,47 and multiple phase II clinical trials were planned, including 1 for treatment of vasoocclusive crisis. Sanguinate was available until 2015 for use under an expanded access (compassionate use) emergency investigational new drug program for the treatment of patients with severe anemia when blood transfusions were not an option but no longer available under the Expanded Access program.44 In another study conducted on 12 patients with subarachnoid hemorrhage at risk of delayed cerebral ischemia, Sanguinate improved regional cerebral blood flow and hence may improve oxygen supply–demand balance.48
Earlier attempts at receiving approval for these products had been hampered by poor efficacy and/or safety concerns. A 2008 meta-analysis of all products seeking FDA approval revealed that these products were associated with a significantly increased risk of death and myocardial infarction. This meta-analysis received much criticism for not adequately considering the patients’ preexisting comorbid conditions. In fact, many of these products did well in elective surgery patients.43 Mackenzie et al49 described flaws in the hypothesis and assumptions of the meta-analysis. There are numerous and significant differences in products that affect clinical use, suggesting that results should not be pooled. Sixty-three percent of the total data included in the meta-analysis originated from non–peer-reviewed sources. The statistical significance of mortality claimed in the meta-analysis for all products is based in 1 trial of 1 product. Given the major physiological differences between HBOCs and packed red blood cells (pRBCs) it is unclear why the FDA requires an HBOC with a Hb concentration of 13 g/dL to be equivalent to pRBCs with a Hb concentration of 25–30 g/dL.
PolyHeme is an AOC and is based on crosslinked and polymerized human Hb sourced from outdated allogeneic RBC units. In a phase III multicenter trial in the United States, 714 trauma patients with hemorrhagic shock (systolic blood pressure ≤90 mm Hg) were randomized to field resuscitation with PolyHeme or crystalloid. The use of allogeneic blood products in the first 12 hours was lower in patients randomized to PolyHeme, while the 30-day mortality rates were not statistically significantly different between the study arms. While the risks of serious adverse events were moderately higher in the PolyHeme arm, the investigators concluded that given the comparable outcomes, PolyHeme can have a favorable benefit-to-risk ratio in patients who need blood transfusion when blood is unavailable.42
Like PolyHeme, Hemolink is based on O-raffinose crosslinked and polymerized Hb molecules obtained from outdated allogeneic blood units, but also contains a substantial proportion of free Hb tetramers. In a phase III, multicenter, double-blind trial of 299 patients undergoing primary coronary artery bypass grafting surgery, the frequency and total number of allogeneic RBC transfusions were significantly lower in the patients randomized to Hemolink. Although all patients enrolled in the study experienced at least 1 adverse event, the total number of adverse events was higher in patients who received Hemolink, with the incidence of hypertension, hyperbilirubinemia, elevated amylase, and urological complications being particularly high in the Hemolink arm.42
Hemospan, also known as MP4 or MP4OX, is a polyethylene glycol-modified HBOC derived from human blood units. Two phase III, multi-center, double-blind, randomized controlled trials evaluated the safety and efficacy of MP4OX in prevention and treatment of hypotension in patients undergoing primary hip arthroplasty under spinal anesthesia. The incidence of serious adverse events and the composite morbidity and ischemia outcome was similar in study arms. Patients who received MP4OX experienced more adverse events (namely, nausea, bradycardia, hypertension, and oliguria) despite comparable incidence of serious adverse events.42
One major advantage of all of these products over blood transfusions is the elimination of blood matching making them universal for replacement. Other advantages include immediate availability, much longer storage time compared to donor blood, lower volume, and sterility.50 , 51
The patient population targeted for treatment with AOCs is vast and diverse. A great number of these patients have serious preexisting conditions; thus, they can only benefit therapeutically when receiving a product suited to their health status. As an example, a subject with a compromised antioxidant system requiring blood transfusion should receive a product that, besides oxygen transport, must possess antioxidant potential. A patient with systemic inflammation should receive a product that will not aggravate the inflammation. A patient with traumatic brain injury should be transfused with an AOC that has a potential to heal neurons and glial cells. Similarly, for cancer patients, these products should have ability to block tumor growth and metastasis and/or facilitate the radiosensitizing effect.43
Currently, in the United States, AOCs are only available for compassionate or expanded access use. Under the Federal Food, Drug, and Cosmetic Act, the FDA may authorize expanded access to an investigational product for the purpose of diagnosing, monitoring, or treating a serious or immediately life-threatening disease36 if there is no comparable or satisfactory alternative treatment available37; the potential benefit justifies the potential risks of the treatment used and those potential risks are not unreasonable in the context of the disease or condition38; expanded access will not interfere with the initiation, conduct, or completion of clinical investigations that could support marketing approval or otherwise compromise the potential development of the expanded access use39; and an expanded access submission is completed.52 Although the future of AOCs depends on the balance between risk and benefit and identification of the appropriate population, for patients with life-threatening anemia and blood not being an option, the current data support the use of AOCs with improved outcome.53
LEGAL AND ETHICAL CONCERNS WITH BLOODLESS MEDICINE AND SURGERY
The Jehovah’s Witness society (Watchtower Bible Society) began in 1872 in Pittsburgh, Pennsylvania. There has been a creed since 1945 that blood transfusions are forbidden (Table 4). According to JW.org,54 the authoritative information source for the religion: “The Bible commands that we not ingest blood. So we should not accept whole blood or its primary components in any form, whether offered as food or as a transfusion.” Several passages from the Bible are cited: Genesis 9:4: “Only flesh with its soul – its blood – you must not eat,” Leviticus 17:14 “You must not eat the blood of any sort of flesh, because the soul of every sort of flesh is its blood. Anyone eating it will be cut off,” Acts 15:20 “Abstain … from blood.” Interestingly, the Jehovah’s Witnesses interpret these passages to mean the transfusion of blood, whereas Judaism interprets these to mean eating blood, as Kosher practice is to drain the blood from the animal’s body during slaughter.
In legal cases from the 1960s, the courts often challenged the refusal of blood on grounds that Jehovah’s Witnesses were “irrational” in balancing risks and benefits and that often a third party was involved such as born or unborn children. By the 1980s, however, courts began deciding in favor of the Jehovah’s Witness patients based on the rights of a capacitated adult to accept or decline medical intervention. As a result, citing physicians for “battery” when transfusing patients against their will became possible in the court of law. One commonly cited case is Malette (patient) versus Shulman (doctor) in 1990,55 which was decided in favor of the patient’s blood refusal. The case involved an unconscious patient with a wallet card directive declining transfusion, which was neither dated nor signed. Nonetheless, the courts sided with the patient after refusing what may have been a “life-saving” transfusion, accusing the doctor of battery, settling with a 20,000 Canadian dollar payment for damages.
The legal basis for supporting a patient declining medical care was based on the concepts of beneficence and nonmaleficence.56 Beneficence represents autonomy or the right of competent adults to refuse medical treatment even if it includes the risks of limb, organ, or life lost. Such autonomy is supported by the US Constitution in the fifth and ninth amendments. Part of nonmaleficence is the obligation to refer patients to another facility to provide care if the ability to provide the care needed is not possible. This would mean referral to a hospital specializing in bloodless methods, with experience in resuscitation without the use of major blood components. A review of the legal and ethical dilemmas of providing care to Jehovah’s Witness patients by Dixon and Smalley57 concludes that medical personnel need not be concerned about liability because “Witnesses will take adequate legal steps to relieve liability as to their informed refusal of blood.” This published statement in a high-profile medical journal provided guidance to anesthesiologists who were refusing care for Jehovah’s Witness patients because of their discomfort with the prevailing legal environment.
One persistent challenge is the pediatric patient belonging to a Jehovah’s Witness family. For children younger than 18 years, a Supreme Court case in 1944 (Prince vs Massachusetts)58 determined that the government had broad authority to regulate actions and the treatment of children. The court decided that parental authority is not absolute and can be permissibly restricted if doing so is in the interest of the child’s welfare. At the Center for Bloodless Medicine and Surgery at the Johns Hopkins Hospital, parents are ensured that everything possible will be done to conserve blood and avoid transfusion. At the same time, parents are informed that should their child’s life be threatened, the medical providers are legally bound to give blood. An earnest discussion with the pediatric patient’s family will reassure the parents of the physicians’ and nurses’ best interest in providing optimal care for their child, but also reduce the likelihood of confrontation from a court order. For older children, a few states in the United States honor the concept of the “mature minor,” whereby some children in their teenage years are deemed entitled to a degree of decisional autonomy commensurate with their maturity. In 2002, there were 7 states that allowed such young patients to decide for themselves on accepting or refusing medical care. Regarding adult patients who are incapacitated and unable to make their own decisions, the 1993 Uniform Healthcare Decisions Act defines the powers of a health care agent. This act specifically states that an “appointed surrogate shall make the decision in accordance with the surrogate’s determination of the patient’s best interest.” There is a priority list of those authorized to assume this authority absent selection by the patient: first is a spouse, then an adult child, then a parent, and then an adult brother or sister. Although this act is uncertain regarding ethical issues, it does allow decision-making when the patient is unable to do so. However, not all states in the United States have adopted this statute.
At the Center for Bloodless Medicine and Surgery at Johns Hopkins, valuable lessons have been learned.16 , 35 , 59 Patients for surgical procedures with very low blood loss potential (eg, skin graft) simply need a compassionate, caring provider team that will agree to honor the patient’s wishes, while making them feel welcome in the hospital. The maximum surgical blood order schedule60 that was created using the electronic record database is a useful tool to classify surgical cases into 3 categories for potential blood loss. The “no sample needed,” “type and screen,” and “type and crossmatch” categories were used to represent the low, medium, and high blood loss procedures, respectively. This would allow optimal discussion and preparation of patients before surgery. The last concept is to “keep the blood in the patient” and stop any bleeding as soon as possible. It is often easier to stop bleeding than to stimulate red cell production thereafter.
Despite an aging population with increasing comorbidities, there is feasibility in performing major surgery safely and with equivalent or improved outcomes in patients for whom blood is not an option, as numerous studies continue to demonstrate. This requires a multidisciplinary team with careful planning and preoperative preparation, focusing on diagnosis of anemia and Hb optimization. In the intraoperative and postoperative periods, standard PBM measures such as cell recovery, acute normovolemic hemodilution, minimizing phlebotomy, and use of pharmacologic therapy may be employed to minimize blood loss and coagulopathy. Clear documentation of each patient’s wishes regarding acceptance of procedures and blood derivatives and subsequent communication with the health care team is essential to mitigate any ethical or legal concerns. Over the past few decades, the legal landscape concerning patients’ requests to avoid transfusion has shifted from favoring physicians’ paternalism toward favoring patients’ rights of bodily determination. Currently, the right to deny medical treatment is supported by the legal system; however, if informed consent is properly obtained and optimal bloodless care provided, the physicians are relatively protected from liability. Pediatric patients remain the exception, whereby the legal system does not allow parents to withhold potentially life-saving treatment from minor children with few exceptions. For acute life-threatening anemia, infusions of iron and ESA are warranted on an urgent basis at higher doses or frequencies, which will hasten the production and release of RBCs. In symptomatic patients or those with potential supply dependency (and signs of ongoing ischemia), AOCs not only provide a “bridge” to recovery but also can improve survival in patients for whom blood transfusions are not an option. All patients could potentially benefit from the approaches summarized above, emphasizing the need for awareness about the potential of other modality treatment of anemia and ethical issues of caring for patients.
Name: Gee Mei Tan, MMED, MBBS.
Contribution: This author helped prepare and edit the final manuscript.
Conflicts of Interest: None.
Name: Nicole R. Guinn, MD.
Contribution: This author helped prepare and edit the final manuscript.
Conflicts of Interest: None.
Name: Steven M. Frank, MD.
Contribution: This author helped prepare and edit the final manuscript.
Conflicts of Interest: S. M. Frank has received honoraria from Medtronic and serves on an advisory board for Haemonetics.
Name: Aryeh Shander, MD.
Contribution: This author helped prepare and edit the final manuscript.
Conflicts of Interest: A. Shander has received research grants from CSL Behring, Gauss Surgical, Masimo Corporation, and HbO2 Therapeutics; he has also received honoraria from CSL Behring, Masimo Corporation, and Merck and acted as a consultant for CSL Behring, Gauss Surgical, Masimo Corporation, and Vifor Pharma.
This manuscript was handled by: Marisa B. Marques, MD.
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© 2019 International Anesthesia Research Society
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