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Pediatric Anesthesiology: Research Reports

A National Survey of American Pediatric Anesthesiologists: Patient-Controlled Analgesia and Other Intravenous Opioid Therapies in Pediatric Acute Pain Management

Nelson, Kristen L. MD; Yaster, Myron MD; Kost-Byerly, Sabine MD; Monitto, Constance L. MD

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doi: 10.1213/ANE.0b013e3181ca749c
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Abstract

The assessment and management of pain is a high priority in the care of medical and surgical patients of all ages.1* In 2004, the American Society of Anesthesiologists (ASA) released “Practice Guidelines for Acute Pain Management in the Perioperative Setting,” which recognized that care of children requires proactive pain management and that IV patient-controlled analgesia (IVPCA) is superior to IM injections for pain management.2 Since its introduction, IVPCA has become a standard therapy in the management of pain in adults and older children.3 Additionally, some have endorsed the use of parent and/or nurse-controlled analgesia (PCA by proxy) to treat pain in young children and those with developmental or physical disabilities.3–7 However, neither PCA nor PCA by proxy is without complications.4–8 Furthermore, although recommendations regarding the safe and effective use of these modalities have been made by the ASA,2 the Joint Commission on Accreditation of Hospitals (JCAHO), the United States Pharmacopeia,8 and the American Society for Pain Management Nursing,9 it is unclear to what degree these guidelines have been implemented.

The purpose of this study was to assess current national pediatric pain management practices to determine how IV opioid analgesia, specifically that delivered through a PCA delivery device, is provided to children. In addition, we sought to determine the effect that patient characteristics, demographic factors, and the recommendations of these expert bodies have had on this practice.

METHODS

After receiving institutional IRB approval, we e-mailed a web-based, cross-sectional, descriptive survey to select members of the Society for Pediatric Anesthesia (SPA) who practice in multiple types of hospital settings within the United States. The survey was distributed via Survey Monkey (www.surveymonkey.com), an online website that specializes in survey design and analysis. Whenever possible, surveys were sent to individuals known to practice pediatric pain medicine. Only 1 practitioner per hospital was initially contacted. At institutions with multiple SPA members, if the initial recipient failed to complete the survey, a subsequent e-mail was sent to another SPA member practicing at the same institution. This pattern was continued until we received an institutional response before survey closure. When >1 response was received from an institution as a consequence of multiple mailings, survey answers were pooled into 1 response, so as to not falsely increase the response rate. If multiple responses from a single institution to a question regarding demographics or practice patterns varied, we included the response of the most experienced respondent or the most frequently provided response, as applicable.

The survey consisted of 56 questions (Appendix). The sections of the survey included recipient and institutional demographics, pediatric pain service existence and direction, modalities of opioid pain treatment available, use of PCA, use of PCA by proxy, monitoring regimens for patients receiving IV opioids, recalled need for the antagonist naloxone to treat opioid-induced cardiopulmonary side effects, and recalled patient deaths secondary to IV opioid therapy.

Data are presented as the percent (number) of respondents who answered a given question. Data were analyzed with STATA statistical software (StataCorp. 2007, Stata Statistical Software: Release 10, StataCorp LP, College Station, TX). Noncontinuous data were analyzed with the χ2 test. A P value ≤0.05 was considered statistically significant.

RESULTS

Provider and Hospital Demographics

The overall response rate to the survey was 41% (294 of 724) of practitioners contacted and represented 63% (252 of 400) of institutions polled. Of note, 99% (292 of 294) of respondents were anesthesiologists. One respondent was excluded from the survey because he or she was retired and did not complete the survey. There were 21 institutions from which >1 individual responded. When >1 respondent replied from an institution, variation in responses occurred only 5% of the time (average variability 2.5 questions per institution). Once duplicate responses were pooled, data from 252 institutions were included in the final analysis.

Respondent demographics are presented in Table 1. Data were obtained from institutions throughout the United States; no one region provided a major bias. Respondents were from 44 states, the District of Columbia, and Puerto Rico. Although the majority of respondents practice in a freestanding children's hospital (105 of 252) or in a children's hospital within a general hospital (68 of 252), 32% of respondents practice at least part of the time in a general hospital. More than two-thirds of respondents practice at a university-affiliated teaching hospital, and responses were received from all national pediatric anesthesia fellowship training programs. The number of pediatric patients cared for annually varied widely with the median number of pediatric beds per institution ranging between 101 and 150, and the median number of pediatric surgical procedures per institution ranging between 3001 and 5000 annually.

T1-25
Table 1:
Respondent Demographics

Pediatric Pain Service Availability and Characteristics

Overall, 129 of 252 institutions surveyed (51%) had a pediatric pain service. A pediatric pain service was present in 85% of freestanding children's hospitals; the service was less common in children's hospitals within general hospitals (44%) and unusual in the general hospital setting (13%) (P < 0.001). Hospitals that provided a pediatric pain service were significantly larger and performed more surgeries than those that did not (P < 0.001). Of hospitals with >150 pediatric beds, 82% offered a pediatric pain service, but only 22% of hospitals with ≤50 beds did so. Seventy percent of institutions offering a pediatric anesthesia fellowship training program had a pediatric pain service.

Across all hospital settings, pediatric pain services were most frequently under the administrative direction of the anesthesiology department (91%). Pain service coverage was delegated to both physicians and nurses. Approximately 36% of primary daytime calls were directed to an attending physician, 18% were directed to either a resident or fellow, and 44% were directed to a clinical nurse specialist or nurse practitioner. Nighttime call coverage was largely physician based, with calls directed to an attending physician at 47% of institutions and to a resident or fellow at an additional 47% of institutions. Overall, 31% of call responsibility was covered by an in-house provider.

IVPCA Availability and Management

Respondents from 96% of institutions reported that IVPCA was available to all pediatric patients who needed it and who qualified based on age and mental and physical ability. More than half (59%) of responding institutions did not have age restrictions for pediatric patients who could independently use IVPCA. For those institutions that did have age limitations, approximately two-thirds allowed for independent PCA use by children 6 years or older.

Responsibility for PCA order writing varied among institutions even when a pediatric pain service was present. At 45% of hospitals with a pediatric pain service, the pain service wrote >75% of the PCA orders. However, at institutions without a pediatric pain service and at 32% of institutions with a pediatric pain service, the patient's primary service was responsible for the majority of IVPCA orders. Computerized provider order entry (POE) systems were available at half of the institutions surveyed, and computerized IVPCA ordering was available at one-third of them. Handwritten IVPCA orders and calculations were used by almost half of our respondents. Handwritten orders were used despite the fact that 39% of these providers practiced at hospitals where POE systems were available.

Morphine was the most frequently available opioid for IV delivery via IVPCA. Of 212 responses, all could provide morphine via IVPCA. More than 75% of these institutions also had fentanyl and hydromorphone available via IVPCA, whereas 17% offered IV meperidine via IVPCA. The presence or absence of a pediatric pain service had no bearing on the availability of IV meperidine. Approximately half of respondents who completed the survey failed to provide information concerning IVPCA dosing and/or monitoring standards in their institutions. For those who responded, the most frequently selected hourly basal infusion doses were morphine 10 to 19 μg · kg−1 · h−1 (48%), hydromorphone 1 to 3 μg · kg−1 · h−1 (56%), and fentanyl 0.2 to 0.4 μg · kg−1 · h−1 (43%). There was somewhat more variability in bolus dose selection. More than two-thirds of responses were divided between morphine 20 to 29 μg/kg/dose (36%) and 10 to 19 μg · kg−1 · h−1 (33%), and >80% of responses were divided between hydromorphone 1 to 3 μg/kg/dose (43%) and 4 to 6 μg/kg/dose (40%); almost 90% chose fentanyl 0.2 to 0.4 μg/kg/dose (58%) and fentanyl 0.5 to 1.0 μg/kg/dose (29%). Fifty percent of hospitals used hourly dose limits for pediatric patients receiving IVPCA, whereas 10% had no time-dependent dose limits. In general, dosing of non-IVPCA continuous opioid infusions was reported to be similar to dosing of the PCA basal infusion, but “traditional” IV as-needed opioid doses were at least twice as large as (and significantly less frequent than) PCA bolus doses.

Twenty-nine percent of institutions routinely used basal or continuous infusions when administering IVPCA, 63% provided it on a case-by-case basis, and 8% never used a continuous infusion. Institutional ordering practices differed significantly based on the involvement of a pediatric pain service. Those hospitals that had a pediatric pain service were >3 times more likely to routinely use a basal infusion (41% vs 12%), whereas those without a pediatric pain service were >8 times more likely to never use a basal infusion (17% vs 2%, P < 0.001).

Nursing instruction regarding PCA pump programming was reported to occur at 90% of institutions, and 98% provided instruction regarding pain assessment, 90% regarding treatment of opioid side effects, and 60% regarding administration of surrogate or proxy doses. Nurses were able to administer supplemental opioids to treat breakthrough pain in patients who received either IVPCA or non-PCA opioids at 78% of institutions (150 of 193), but only 26% allowed nurses to independently increase or decrease the PCA pump settings within predefined, physician-approved dosing limits. Educational material concerning IVPCA was provided to patients or their families by 40% of institutions (93 of 234). The presence of a pediatric pain service did not change this percentage significantly because respondents from more than half of those institutions reported that they did not provide instructional material to families.

PCA by Proxy

Approximately 38% of respondents (95 of 252) worked in institutions at which some children were treated with “authorized” IVPCA by proxy, i.e., demand or bolus dosing of the IVPCA pump initiated by an authorized person other than the patient.9 In most instances, the authorized proxy was a nurse and/or a family member. Nurse-only PCA by proxy was more common than parent-nurse or parent-only proxy dosing (50 of 94 nurse-only versus 39 of 94 parent-nurse versus 5 of 94 parent-only).

Patient characteristics played a role in an institution's decision regarding the availability of PCA by proxy to a patient. At 98% of institutions, nurses were allowed to trigger the IVPCA demand dose button for patients who qualified for PCA use on the basis of age but who could not independently self-administer PCA because of mental or physical disability. Only 45% allowed parents to do the same. Age also played a role. At 27% of institutions, nurses were allowed to administer proxy doses once the patient was older than 1 year; at 28%, parents were allowed to do the same. Five institutions (2 children's hospitals, 2 children's centers, and 1 general hospital) allowed neonatal patients to receive nurse and/or parent-administered doses.

Most institutions that offered PCA by proxy (84%) were children's hospitals or children's hospitals within general hospitals, and 78% had a pediatric pain service. This was not always the case, however, because 5 respondents who worked at small general hospitals reported that they provided this service, and 3 of those institutions did not provide a pediatric pain service. Sixty-three percent of respondents reported that their institution treated fewer than 100 pediatric patients annually with PCA by proxy but 8% treated >500 children per year (Fig. 1). Only 26% (25 of 95) of institutions that offered PCA by proxy provided instructional material to parents regarding its use.

F1-25
Figure 1.:
Number of patients treated annually with IV patient-controlled analgesia (IVPCA) at children's hospitals/children's centers (n = 131) and general hospitals (n = 47) as compared with the number of patients treated annually with IVPCA by proxy at children's hospitals/children's centers (n = 77) and general hospitals (n = 15).

In 2004, the JCAHO issued a sentinel event alert concerning PCA by proxy. When respondents were asked if this alert changed their practice regarding provision of this therapeutic modality, 23% of respondents did not reply. Of those who did, 11% (22 of 194) reported that they no longer provided PCA by proxy, and 9% reported that they had never heard of the alert. More than half of the institutions that discontinued PCA by proxy were freestanding children's hospitals or children's hospitals within general hospitals.

Monitoring Standards for Pediatric Patients Receiving IV Opioids

Pediatric patients who received IV opioids, either PCA or non-PCA, could be admitted to any bed in the hospital at most responding institutions and were routinely monitored with pulse oximetry, usually for the duration of opioid administration. Use of other patient monitoring modalities generally occurred in tandem with pulse oximetry, but less frequently (Fig. 2). At 78% of responding institutions, routine monitoring was provided to all patients receiving IV opioids regardless of age, and 67% reported that monitoring was not changed if opioid dosing was increased.

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Figure 2.:
Type of patient monitoring used when opioids are administered to pediatric patients. (Total number of respondents who answered question, 149; total number of respondents who provided IV patient-controlled analgesia [IVPCA] by proxy, 95.) Ninety percent of respondents reported using pulse oximetry monitoring when patients were administered PCA. Electrocardiographic monitoring and capnography were always used in conjunction with pulse oximetry, whereas respiratory inductive plethysmography (Respitrace) was almost always provided in conjunction with pulse oximetry (>90%) but was occasionally used as the sole type of monitoring.

At >90% of responding institutions, preprinted protocols were available for treating opioid-induced side effects, such as respiratory depression, nausea and vomiting, and pruritus. In addition, 89% had protocols for oxygen desaturation, 44% for urinary retention, and 30% for constipation. Respondents also reported having protocols for hypotension, bradycardia, fever, seizures, oversedation, lack of pain relief, and altered mental status.

Polypharmacy

At most responding institutions, coadministration of IV opioids and sedatives and/or anxiolytics was common. The practice was allowed at 69% of institutions in conjunction with bolus-only IVPCA, 62% in conjunction with IVPCA with a continuous infusion, 46% in conjunction with IVPCA by proxy, 53% in conjunction with non-IVPCA continuous infusions, and 74% in conjunction with non-IVPCA intermittent or bolus dosing of opioids.

Serious and Life-Threatening Complications

Forty-two respondents recalled patients having received naloxone to counteract the cardiopulmonary side effects of opioids during the year before receipt of the survey. Naloxone use was reported to occur in patients receiving IVPCA either with or without a continuous infusion, IVPCA by parent or nurse proxy, and non-IVPCA continuous opioid infusions. In addition, 8 respondents recalled patient deaths having occurred over the past 5 years in patients receiving IVPCA, non-PCA continuous infusions, and PCA by proxy. Approximately 75% of respondents who reported serious complications worked in institutions in which coadministration of sedative/ anxiolytics in conjunction with IV opioids was at times permitted.

DISCUSSION

This cross-sectional, descriptive survey provides a general overview of how IV opioid analgesia, particularly IVPCA, is provided to pediatric patients nationally. As with adult patients, we found that PCA was generally available to all pediatric patients capable of independently using it. However, IVPCA by proxy was a treatment option for the young and/or children with developmental or physical disability at one-third of institutions surveyed. Some prescribing practices, such as use of a basal opioid infusion, use of PCA by proxy, and supervision of pediatric pain management were influenced by patient characteristics, type and size of institution, and published guidelines by expert bodies, such as the ASA and JCAHO. The presence of a pediatric pain service was largely influenced by type of institution, but in most cases, this service was provided under the auspices of an anesthesiology department. Other factors such as standard monitoring, drug choice, patient and family education, and order writing were less influenced by patient and institutional demographics. Although complications were uncommon, serious and life-threatening events were recalled at all types of institutions surveyed.

Our findings suggest that the provision of pediatric pain management is generally consistent with the practice guidelines for acute pain management proposed by the ASA.3 These include the superiority of PCA to IM injections for postoperative pain management, advocacy of a basal opioid infusion in PCA drug delivery, the importance of education and training of health care providers, and the existence of acute pain services in reducing perioperative pain. However, we found that these recommendations were not always followed, in part because of demographic differences in the type of facility at which care was delivered. The availability of a pediatric pain service correlated largely with 2 factors: hospital type and size. Pediatric pain services were frequent, but not ubiquitous, in children's hospitals, moderately common in children's hospitals within general hospitals, and uncommon in general hospitals that care for children. The presence of a pediatric pain service in a general hospital correlated with the number of pediatric beds in the hospital. In all settings, when a pediatric pain service was available, it was generally under the supervision of the anesthesiology department, in keeping with the Task Force's observation that “anesthesiologists bring an exceptional level of interest and expertise to the area of perioperative pain management.”2

Even when a pediatric pain service was absent, the availability of IVPCA for pediatric perioperative pain management was widespread, consistent with the concept of superiority of PCA when compared with other more painful modes of therapy, such as IM injections.2,10 Although IVPCA was generally available to all “qualified” patients, “unqualified” patients could receive opioids by authorized proxies either via traditional nurse-administered PRN (pro re nata) opioids3 or by PCA by proxy. The latter was most frequently available at children's hospitals with pediatric pain services. Finally, unlike treatment of adult patients for whom inclusion of a basal opioid infusion is uncommon when using an IVPCA device,3 basal infusions were common in pediatric practice, especially at those institutions having a pediatric pain service.

Forty-two respondents recalled patients having received naloxone to counteract the cardiopulmonary side effects of opioids during the year before receipt of the survey, whereas 8 respondents recalled patient deaths having occurred over the previous 5 years. Thus, our results suggest that adverse events including cardiopulmonary complications and deaths may occur in children receiving IV opioid analgesia delivered by PCA, PCA by proxy, or non-IVPCA continuous opioid infusions. In general, we found that reported complications seemed to correlate most closely with how often a modality was used rather than the modality itself. However, because our data are recalled, it is impossible for us to determine with any degree of certainty the true incidence of adverse events, whether 1 mode of therapy was associated with more adverse outcomes than others, whether other medications were coadministered with opioids, or whether the use of opioid analgesia was causative or simply associated with the adverse outcomes recalled by our respondents.

Previous studies have demonstrated that adverse PCA-related events at times involve patient comorbidities,4,7 concomitant use of sedatives/anxiolytics,4,6,7 drug choice,11 look-alike drugs, incorrect transcription of prescriptions, and PCA pump programming errors.8 Because of the manner in which our data were collected, we cannot ascertain the role of these or other factors in the adverse events reported. However, we do identify a number of areas in which changes could be implemented that might affect these known risk factors. In terms of drug choice, we found that morphine is the most frequently prescribed PCA opioid available, but despite its known adverse effects,11 IVPCA meperidine was available at 17% of institutions surveyed. The continued availability of this drug in PCA requires further consideration.

Computerized POE systems have been shown to decrease medication prescription errors,12 and the Institute of Medicine has identified computerization of medication prescribing as an important patient safety strategy.13 According to our respondents' reports, computerized POE systems were used in about half of the institutions surveyed, suggesting that their availability has increased dramatically over the past decade.14 However, we found that even when present, they were infrequently used to order PCA. In children, drug doses are generally calculated individually considering both age and weight. Computerized calculations can be especially beneficial in this setting because they may decrease the risk of calculation errors. However, many commercially available computerized POE programs do not provide weight- or age-based dosage decision support.15 Thus, further study is needed to determine whether incorporation of these systems in PCA ordering would be effective in decreasing either prescription errors or adverse drug events in this special patient population.

In 2004, when the JCAHO issued a sentinel event alert regarding the use of PCA by proxy, they specifically referred to unauthorized PCA by proxy. However, we found that this warning has decreased the availability of authorized PCA by proxy for the management of pain in pediatric patients as well. This occurred even though none of the adverse events that triggered this alert involved children (USP Medication Errors Reporting Program, Peter Pronovost, personal communication). Rather, most complications developed as a result of the preemptive use of the PCA bolus by spouses, children, and nurses when adult patients were sleeping. This association suggests that a lack of knowledge regarding the appropriate use and timing of PCA bolus dosing may have contributed to these adverse events. Most of our respondents indicated that nurses at their institution receive education in pain management and use of the PCA pump. However, although a more formalized approach to pain management education has been shown to improve familial understanding of perioperative pain management strategies,16 only 40% of institutions provided instructional material to patients or their families concerning IVPCA use. Thus, our study suggests that patient and family education could be improved at many of the institutions surveyed, and this might in turn affect the occurrence of adverse events.

Finally, the JCAHO has recommended “careful” patient monitoring for patients receiving IVPCA. Consistent with this recommendation, we found that pulse oximetry is the standard of care at many institutions during the entire time that a pediatric patient is receiving IVPCA. However, capnography, which may promote even earlier detection of respiratory depression,17 is rarely used. Whether proactive monitoring can affect the incidence or the earlier identification of potentially adverse cardiopulmonary events in children is unknown and requires formal study.

Our study has several limitations. Because this is a survey of practice, we are unable to assess the accuracy of the responses. To get a broad national response, many participants were chosen because they were pediatric anesthesiologists, not specifically pediatric pain specialists, and hence some may not have been fully aware of specific dosing or management regimens used by the pediatric pain service in their institution. Likewise, for those institutions without a pediatric pain service, most IVPCA management was supervised by the primary service and not by members of the anesthesiology department, and data were not collected from these providers.

Another important limitation to our study is that our data concerning complications were gathered strictly by respondent recall. Thus, our complication data may have been artificially decreased by providers not recalling and/or being unaware of adverse events. For example, rescue naloxone use may be known only by a limited group of providers at many institutions, and we may not always have queried the appropriate person. In addition, given that providers may be more prone to recall significant events such as a patient death, it is also possible that some respondents may have incorrectly included events that occurred >5 years ago. It is noteworthy that although we cannot provide a true incidence of life-threatening events with any degree of accuracy based on our data, no deaths have been reported in previously published small studies,4–7 but they have been recalled here by our respondents. Given that discrepancy, we believe that providing a more accurate accounting of similar events, which would require institutions to participate in a prospective data-collecting consortium, is both necessary and critical to better understand how to improve patient safety.

In conclusion, although pain may be universal, pediatric acute pain management is unique in certain ways. At many hospitals, especially children's hospitals, it is frequently provided by a dedicated pain service under the direction of the anesthesiology department. Although IV opioid analgesia can be provided in a number of different ways, PCA seems to be a widely available modality, and PCA by proxy, although significantly less common, is still being used. There are life-threatening risks associated with all modalities of opioid infusion therapy, but their incidence is presently impossible to track with any degree of accuracy. Interventions that may diminish the incidence of adverse events include improved staff, patient, and family education and systems to minimize human error involved in the prescribing and dispensing of IVPCA opioids. Presently, these interventions are underused. This study highlights the need for a more rigorous approach to collection of data regarding adverse events to accurately identify rare but serious problems and improve the safety of patient analgesic delivery systems in children. Such an approach is already underway in the United Kingdom, and we believe it should be instituted in the United States as well.

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*The Assessment and Management of Acute Pain in Infants, Children, and Adolescents: A Position Statement from the American Academy of Pediatrics Committee on Psychosocial Aspects of Child and Family Health, and the American Pain Society Task Force on Pain in Infants, Children, and Adolescents. Available at: http://www.ampainsoc.org/advocacy/pediatric2.htm. Accessed December 12, 2008.
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†The Joint Commission on Accreditation of Healthcare Organizations. Patient controlled analgesia by proxy. Sentinel Event Alert, Issue 33, December 20, 2004. Available at: http://www.jointcommission.org/SentinelEvents/SentinelEventAlert/sea_33.htm. Accessed December 12, 2008.
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