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SMARCB1 (INI-1)-deficient Sinonasal Carcinoma: A Series of 39 Cases Expanding the Morphologic and Clinicopathologic Spectrum of a Recently Described Entity

Agaimy, Abbas MD; Hartmann, Arndt MD; Antonescu, Cristina R. MD; Chiosea, Simion I. MD; El-Mofty, Samir K. MD; Geddert, Helene MD; Iro, Heinrich MD; Lewis, James S. Jr MD; Märkl, Bruno MD; Mills, Stacey E. MD; Riener, Marc-Oliver MD; Robertson, Thomas MD; Sandison, Ann MB, ChB, FRCPath; Semrau, Sabine MD; Simpson, Roderick H.W. MB, ChB, FRCPath; Stelow, Edward MD; Westra, William H. MD; Bishop, Justin A. MD

The American Journal of Surgical Pathology: April 2017 - Volume 41 - Issue 4 - p 458–471
doi: 10.1097/PAS.0000000000000797
Original Articles

To more fully characterize the clinical and pathologic spectrum of a recently described tumor entity of the sinonasal tract characterized by loss of nuclear expression of SMARCB1 (INI1), we analyzed 39 SMARCB1-deficient sinonasal carcinomas collected from multiple medical centers. The tumors affected 23 males and 16 females with an age range of 19 to 89 years (median, 52). All patients presented with locally advanced disease (T3, n=5; T4, n=27) involving the sinuses (mainly ethmoid) with variable involvement of the nasal cavity. Thirty patients received surgery and/or radiochemotherapy with curative intent. At last follow-up, 56% of patients died of disease 0 to 102 months after diagnosis (median, 15), 2 were alive with disease, and 1 died of an unrelated cause. Only 9 patients (30%) were alive without disease at last follow-up (range, 11 to 115 mo; median, 26). The original diagnosis of retrospectively identified cases was most often sinonasal undifferentiated carcinoma (n=14) and nonkeratinizing/basaloid squamous cell carcinoma (n=5). Histologically, most tumors displayed either a predominantly basaloid (61%) or plasmacytoid/rhabdoid morphology (36%). The plasmacytoid/rhabdoid form consisted of sheets of tumor cells with abundant, eccentrically placed eosinophilic cytoplasm, whereas similar cells were typically rare and singly distributed in the basaloid variant. Glandular differentiation was seen in a few tumors. None of the cases showed squamous differentiation or surface dysplasia. By immunohistochemistry, the tumors were positive for pancytokeratin (97%), CK5 (64%), p63 (55%), and CK7 (48%); and they were negative for NUT (0%). Epstein-Barr virus and high-risk human papillomavirus was not detected by in situ hybridization. Immunohistochemical loss of SMARCB1 (INI1) expression was confirmed for all 39 tumors. Investigation of other proteins in the SWI/SNF complex revealed co-loss of SMARCA2 in 4 cases, but none were SMARCA4 deficient or ARID1A deficient. Of 27 tumors with SMARCB1 fluorescence in situ hybridization analysis, 14 showed homozygous (biallelic) deletions and 7 showed heterozygous (monoallelic) deletions. SMARCB1-deficient sinonasal carcinoma represents an emerging poorly differentiated/undifferentiated sinonasal carcinoma that (1) cannot be better classified as another specific tumor type, (2) has consistent histopathologic findings (albeit with some variability) with varying proportions of plasmacytoid/rhabdoid cells, and (3) demonstrates an aggressive clinical course. This entity should be considered in any difficult-to-classify sinonasal carcinoma, as correct diagnosis will be mandatory for optimizing therapy and for further delineation of this likely underdiagnosed disease.

*Institute of Pathology

Departments of Otorhinolaryngology Head and Neck Surgery

¶¶Radiation Therapy, University Hospital of Erlangen, Erlangen

Institute of Pathology, St Vincent’s Hospital, Karlsruhe

**Institute of Pathology, Klinikum Augsburg, Augsburg

‡‡Pathology Laboratory, Frankfurt am Main, Germany

Department of Pathology, Memorial Sloan Kettering Cancer Center, New York, NY

Department of Pathology, University of Pittsburgh Medical Center, Presbyterian Hospital, Pittsburgh, PA

§Division of Anatomic and Molecular Pathology, Washington University School of Medicine, St Louis, MO

#Department of Pathology, Microbiology, and Immunology, Vanderbilt University Medical Center, Nashville, TN

††Department of Pathology, University of Virginia, Charlottesville, VA

§§Department of Neuropathology, Pathology Queensland, Royal Brisbane Hospitals Campus, Herston, Qld, Australia

∥∥Department of Histopathology, Charing Cross Hospital & Imperial College Healthcare NHS Trust, London, UK

##Department of Anatomical Pathology, University of Calgary, Calgary, AB, Canada

***Departments of Pathology, Otolaryngology-Head and Neck Surgery, and Oncology, The Johns Hopkins University School of Medicine, Baltimore, MD

Conflicts of Interest and Source of Funding: The authors have disclosed that they have no significant relationships with, or financial interest in, any commercial companies pertaining to this article.

Correspondence: Justin A. Bishop, MD, Departments of Pathology, Otolaryngology-Head and Neck Surgery, and Oncology, The Johns Hopkins University School of Medicine, 401N. Broadway, Weinberg Building Room 2249, Baltimore, MD 21231. (e-mail:

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