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Association of serum albumin and aspartate transaminase with 5-year all-cause mortality in HIV/hepatitis C virus coinfection and HIV monoinfection

Scherzer, Rebecca; Heymsfield, Steven B.; Rimland, David; Powderly, William G.; Tien, Phyllis C.; Bacchetti, Peter; Shlipak, Michael G.; Grunfeld, Carlfor the Study of Fat Redistribution, Metabolic Change in HIV Infection (FRAM)

doi: 10.1097/QAD.0000000000001278

Objective: Liver disease markers have been associated with mortality in HIV-infected individuals in the modern era of effective antiretroviral therapy. Our objective was to determine which markers are most predictive of mortality in HIV-monoinfected and HIV/hepatitis C virus (HCV)-coinfected persons.

Research design and methods: We measured serum albumin, total protein, calculated globulin, aspartate transaminase (AST), and alanine transaminase in 193 HIV/HCV-coinfected and 720 HIV-monoinfected persons in the study of Fat Redistribution and Metabolic Change in HIV Infection. We evaluated associations of each marker with 5-year, all-cause mortality, adjusting for cardiovascular, HIV-related factors, inflammation, renal disease, muscle, and adiposity.

Results: After 5 years of follow-up, overall mortality was 21% in HIV/HCV-coinfected and 12% in HIV-monoinfected participants. After multivariable adjustment, lower albumin and higher AST were independently associated with increased mortality. Lower albumin was associated with 49% increased odds of mortality overall [per 0.5 g/dl decrease, 95% confidence interval (CI): 1.2–1.9]; the association was stronger in HIV/HCV-coinfected [odds ratio (OR) = 2.1, 95% CI: 1.4–3.2] vs. HIV-monoinfected (OR = 1.3, 95% CI: 1.0–1.7; HCV-by-albumin interaction: P = 0.038). Higher AST was associated with 41% increased odds of mortality (per AST doubling; 95% CI: 1.1–1.8); associations were much stronger among HIV/HCV-coinfected (OR = 2.5, 95% CI: 1.5–4.1) than HIV-monoinfected (OR = 1.1, 95% CI: 0.8–1.5; HCV-by-AST interaction: P = 0.0042).

Conclusion: Lower serum albumin and higher AST appear to be important mortality risk factors in HIV/HCV-coinfection, but much less so in HIV-monoinfected individuals. The association of low albumin with mortality may reflect its role as a negative acute phase response protein. AST levels do not appear to be useful in predicting mortality in HIV-monoinfection and should be considered primarily in the context of HCV-coinfection.

Supplemental Digital Content is available in the text

aUniversity of California

bVeterans Affairs Medical Center, San Francisco, California

cPennington Biomedical Research Center, Baton Rouge, Louisiana

dEmory University School of Medicine, Atlanta, Georgia

eWashington University School of Medicine, St. Louis, Missouri, USA.

Correspondence to Office of the Principal Investigator, The FRAM Study, Carl Grunfeld, MD, PhD, University of California, San Francisco, Veterans Affairs Medical Center, Metabolism Section 111F, 4150 Clement Street, San Francisco, CA 94121, USA. Tel: +1 415 750 2005; fax: +1 415 750 6927; e-mail:

Received 13 June, 2016

Revised 14 September, 2016

Accepted 16 September, 2016

Supplemental digital content is available for this article. Direct URL citations appear in the printed text and are provided in the HTML and PDF versions of this article on the journal's Website (

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Liver disease is a major cause of mortality, accounting for 14–18% of deaths among HIV-infected persons, and is the most common non-AIDS-related cause of death [1]. Coinfection with hepatitis C virus (HCV) occurs in approximately 25% of HIV-infected persons, but contributes to the majority (50–75%) of liver deaths in the HIV-infected population [2]. Both HIV monoinfection and HIV/HCV coinfection are associated with perturbations in liver injury markers – aspartate (AST) and alanine (ALT) aminotransferase – and liver synthetic function, as denoted by serum albumin [3,4].

The Veterans Aging Cohort Study (VACS) mortality index uses the FIB-4 score that includes AST and ALT to predict mortality, but it is not known if the VACS index performs the same in HIV/HCV-coinfected persons as in HIV-monoinfected persons [5]. In HIV-infected individuals, early studies found that higher gamma globulin predicted mortality in persons with pneumocystis pneumonia [6], and it is well recognized that polyclonal hypergammaglobulinemia often accompanies HIV infection [7]. More recently, low serum albumin has been independently associated with increased mortality risk in large studies of HIV-infected veterans [8] and HIV-infected women [9]; however, it is unknown the degree to which HCV-associated liver disease is associated with lower albumin. In addition, previous studies finding associations of albumin with mortality did not fully control for inflammation, muscle mass, and kidney function [8–12]. Albumin is a negative acute phase response protein and can also be lowered due to kidney disease.

Thus, it is unknown which liver-related markers are the strongest predictors of mortality in the setting of HIV infection in the presence or absence of HCV coinfection. Our objective was to compare the associations of serum albumin, total protein, calculated globulin (total protein minus albumin), AST, and ALT with all-cause mortality in 913 HIV-infected persons in the study of Fat Redistribution and Metabolic Change in HIV Infection (FRAM). To date, no large, nationally representative study has examined these markers in combination in the setting of infection with HIV and HCV. We hypothesized that this combination of liver markers would have stronger associations with mortality than any individual marker and would improve prediction of mortality, but that these associations would be of significantly greater magnitude in HIV/HCV-coinfected persons.

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Study population

FRAM was a large, nationally representative, multicenter study of HIV infection, originally designed to evaluate lipodystrophy and metabolic abnormalities in HIV-infected persons. Methods, design, and sample characteristics of the FRAM cohort have been described previously in detail [13]. Between June 2000 and September 2002, 1183 HIV-infected men and women from 16 geographically diverse sites were enrolled in FRAM, with a follow-up exam conducted approximately 5 years later (FRAM-2), at which time we determined mortality status. The vital status, retention, and observation time for FRAM-2 have been described previously [14]. For the present study, we included all 913 HIV-infected participants with known vital status. The institutional review boards at all sites approved the protocols for both FRAM examinations, and informed consent was obtained from all study participants.

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Liver disease markers measured in this study included serum albumin, total protein, calculated globulin (total protein minus albumin), AST, and ALT. All measures were obtained at baseline and analyzed in a single centralized laboratory (Covance, Indianapolis, Indiana, USA). We assessed the linearity assumption for each biomarker by examining spline plots generated using unadjusted generalized additive models [15] and by adding quadratic terms to the model. We evaluated markers as continuous and categorical variables, using tertiles, clinically relevant cutpoints, and cutpoints determined by inspecting spline plots. AST and ALT were log-transformed to normalize their distributions. Although albumin and AST appeared to have curvilinear associations with mortality in HIV/HCV-coinfected participants, the tests for nonlinearity did not reach statistical significance for spline fits (P = 0.18 for albumin and P = 0.099 for AST) or in fully adjusted analysis using quadratic terms (P = 0.97 for albumin and P = 0.41 for AST).

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Other measurements

Standardized questionnaires that were validated in a general population were used to determine demographic characteristics, medical history, HIV risk factors, and tobacco use [13,16]. Research associates interviewed participants and reviewed medical charts regarding antiretroviral drug use. AIDS diagnosis was made by CD4+ lymphocyte count less than 200 cells/μl or history of opportunistic infection or malignancy. Whole-body MRI was performed to quantify regional and total skeletal muscle and adipose tissue volumes, as described in detail previously [13,17–19].

HCV RNA testing was performed on frozen sera using Bayer Versant 3.0 branched DNA assay (Leverkusen, Germany) in the entire cohort. C-reactive protein (CRP), fibrinogen, and cystatin C were measured using a using a particle-enhanced immunonephelometric assay (BNII nephelometer; Dade Behring Inc., Deerfield, Illinois, USA). Estimated glomerular filtration rate (eGFR) based on cystatin C was calculated using the Chronic Kidney Disease Epidemiology Collaboration Equation [20]. CD4+ lymphocyte count and percentage, HIV RNA level, and other blood specimens were analyzed in a single centralized laboratory (Covance, Indianapolis, Indiana, USA). Biomarkers, plasma viremia, and all other blood specimens were measured at baseline.

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The primary outcome of this study was all-cause mortality. At the second exam, 794 HIV-infected participants were known to be alive, and 128 were known to be dead. Vital status could not be determined for 261 participants with whom contact could not be re-established. Those who were lost to follow-up had intermediate values compared with those with known vital status in levels of serum albumin (median 4.2 vs. 4.1 vs. 3.9 g/dl for alive, lost to follow-up, and deceased, respectively) and AST (median 28 vs. 30 vs. 35 U/l). Linkage to the National Death Index was not possible because of patient confidentiality constraints.

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All covariates were collected at the first examination, and vital status was determined at the second examination, 5 years later. Demographic-adjusted models were controlled for age, sex, and race/ethnicity. Multivariable-adjusted models were controlled for age, sex, race/ethnicity, non-HDL-cholesterol, smoking, arm and leg muscle volume, visceral adipose tissue, CD4+ cell count, antiretroviral exposure, CRP, fibrinogen, and eGFR by cystatin C, as in previous analyses [21]. We calculated eGFR using cystatin C rather than creatinine, because creatinine-based estimates are less sensitive than cystatin C for kidney disease diagnosis and prediction of all-cause mortality [22]. Multiple imputation using the Markov chain Monte Carlo method was used to impute missing covariates [23].

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Statistical methods

As in previous analyses [21,24,25], we analyzed cumulative 5-year mortality using multivariable logistic regression analysis, including an offset term for follow-up time. Because the exact dates of death were unknown, those who died provided left-censored observations, meaning that death was only known to have occurred sometime before the contact attempt at approximately 5 years of follow-up. We therefore used logistic regression with an offset term for follow-up time, rather than Cox proportional hazards regression as our primary analysis, because this form of regression is appropriate for left-censored events. We also tested exponential regression survival models, but found that model fit was improved using logistic regression. Follow-up time was defined as elapsed time from baseline to follow-up exam or last contact. To account for those with missing vital status, we adjusted estimates using an inverse probability weighting approach by modeling the participant's probability of having known vital status [26]. The inverse of this probability was then used as a weight applied to persons with known vital status in the logistic regression analysis of death.

To estimate whether liver disease markers independently predicted mortality, multivariable models were adjusted for demographics, traditional cardiovascular disease (CVD) risk factors, HIV-related factors, inflammation and renal markers, and MRI-measured adiposity, and muscle mass. Markers were tested both individually and jointly. To ensure that models were not overfit, we built parsimonious models using a backward stepwise procedure.

Finally, to quantify the impact of liver disease markers on mortality in HIV-infected persons at a population level, we estimated the attributable risk associated with having elevated AST (defined using the clinically established cutpoint of 40 U/l [27]) or low albumin (defined as <4 g/dl, based on our previous finding that mortality risk increases below this point in HIV-infected veterans [8]). The attributable risk accounts for not only the strength of the association of a risk factor with mortality, but also for the condition's prevalence in the population of interest. We calculated the population-attributable risk (PAR) percentage using incidence rates of death predicted from fully adjusted multivariable models as 100 × [(population mortality rate − mortality rate in unexposed)/population mortality rate] [28]. All analyses were conducted using SAS version 9.4 (SAS Institute, Inc., Cary, North Carolina, USA).

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Baseline characteristics

Demographic and baseline clinical characteristics of the 913 HIV-infected participants with known vital status and available serum albumin are shown stratified by approximate tertile of albumin in Table 1. HIV-infected participants with low albumin were more often women, African American, smokers, antihypertensive medication users, and had higher BMI, total protein, AST, CRP, and fibrinogen. Total cholesterol (TC) was lower, and there was less hypolipidemic medication use, lower eGFR, and more albuminuria among those with low albumin. Among HIV-related factors, baseline CD4+ cell counts were lower, detectable viremia, and history of AIDS and HCV infection were more prevalent, whereas antiretroviral use was less prevalent in those with lower serum albumin.

Table 1

Table 1

We also examined baseline characteristics of participants stratified by approximate tertile of AST (Supplemental Table 1, In common with the results for low albumin, HIV-infected participants with high AST were more often African American, had higher total protein, and had lower levels of albumin, TC, and eGFR. Those with higher AST also had more albuminuria, lower baseline CD4+ cell counts, and less current antiretroviral use, whereas HCV infection and history of AIDS were more prevalent compared with those who had lower levels of AST. There were differences compared with the results with low albumin in that those with higher AST had lower CRP and somewhat lower fibrinogen, and were more often men, not women. Furthermore, those with higher AST were more often older and had higher DBP and higher ALT. Also in contrast to those with low albumin, there was little relationship between high AST and levels of BMI, smoking, fibrinogen, and antihypertensive and hypolipidemic medication use.

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Association of liver disease markers with 5-year mortality

After 5 years of follow-up, the overall mortality rate was 14%. However, the mortality rate was 21% in HIV/HCV-coinfected participants compared with 12% in HIV-monoinfected participants [unadjusted odds ratio (OR) = 2.0 for HIV/HCV+ vs. HIV/HCV−, 95% confidence interval (CI): 1.4–2.9; P = 0.0002]. We first examined associations of individual liver disease markers with mortality. In demographic-adjusted analyses, lower levels of serum albumin were associated with greater 5-year mortality risk, whereas higher total protein, total protein minus albumin, and AST were associated with increased mortality risk (Table 2). By contrast, the association of ALT with mortality was weak (OR = 1.10 per doubling, P = 0.31). The association of AST with mortality was stronger in HIV/HCV-coinfected persons than HIV-monoinfected (test for interaction: HCV × AST; P = 0.023).

Table 2

Table 2

A graphical examination showed that the mortality risk differed between HIV/HCV-coinfected and HIV-monoinfected persons, as it was pronounced and wider among those with lower albumin and higher AST (Fig. 1). HIV/HCV coinfection appeared to have little association with excess mortality among those with albumin levels above 4 g/dl and among those with AST levels below 64 U/l compared with HIV-monoinfected persons. In demographic-adjusted analysis (Supplemental Table 2,, HIV/HCV coinfection was associated with a 2.5-fold (95% CI: 1.04–5.8) higher odds of mortality at an albumin level of 3.0 g/dl, whereas the OR was only 1.1 (95% CI: 0.67–1.73) at an albumin level of 4.0 g/dl. Similarly, being HIV/HCV coinfected was associated with a 2.3-fold (95% CI: 1.08–5.0) higher odds of mortality at an AST level of 120, compared with an OR of 1.3 (95% CI: 0.82–2.2) at an AST level of 60.



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Multivariable analysis of liver disease markers with 5-year mortality

Table 3 presents multivariable models of mortality, adjusting for traditional CVD risk factors, HIV-related factors, inflammation, renal markers, muscle mass, and adiposity (all factors previously shown to be associated with mortality). Within the overall HIV-infected group, we found that decreased albumin and increased AST were independently associated with higher mortality risk. In this fully adjusted analysis, each 0.5 g/dl decrease in serum albumin was associated with a 49% increase in the odds of mortality (P = 0.0010), whereas each doubling of AST was associated with a 41% increase in the odds of mortality (P = 0.0076). Addition of albumin and AST to the model improved discrimination to a greater extent in HIV/HCV-coinfected (from c = 0.82 to 0.88, P = 0.0088) than in HIV-monoinfected participants (from c = 0.89 to c = 0.89, P = 0.21).

Table 3

Table 3

Although HCV infection was associated with mortality in unadjusted analysis (OR = 2.0, P = 0.0002), when included in the fully adjusted model with albumin and AST, HCV showed little association with mortality (OR = 0.90, 95% CI: 0.51–1.59, P = 0.71). Even after multivariable adjustment, associations of serum albumin and AST differed by HCV status and were stronger in HIV/HCV-coinfected persons. The association of serum albumin with mortality was stronger among HIV/HCV-coinfected persons (OR = 2.1 per 0.5 g/dl decrease, P = 0.0005) compared with those without HCV infection (OR = 1.28, P = 0.074; test for interaction: P = 0.038). The AST by HCV interaction was especially strong (P = 0.0042). AST was associated with 2.5-fold higher odds of mortality in HIV/HCV-coinfected persons (95% CI: 1.5–4.1, P = 0.0002) but only 1.08-fold odds in those without HCV infection (95% CI: 0.77–1.51, P = 0.67; both per AST doubling). Calculated globulin and total protein showed weaker associations with mortality compared with albumin and were not included in fully adjusted models.

Our multivariable models controlled for two distinct acute phase response proteins, CRP and fibrinogen, both of which showed independent associations with mortality. We found that lower albumin levels showed only modest correlations with higher acute phase response markers (e.g., the correlations with CRP were r = −0.19, P < 0.0001 overall; r = −0.26, P = 0.0003 for HIV/HCV-coinfected; and r = −0.23, P < 0.0001 for HIV-monoinfected). In contrast, higher AST levels were not associated with higher acute phase response proteins. Instead, AST was weakly associated with lower CRP overall (r = −0.11, P = 0.0012) and had less association when stratified by disease category (r = −0.045, P = 0.54 for HIV/HCV-coinfected and r = −0.031, P = 0.40 for HIV-monoinfected).

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Population-level risk for mortality attributable to low albumin and aspartate transaminase elevation

We examined joint associations of albumin and AST with mortality, using clinically established cutpoints to define low serum albumin (≤4 g/dl) and elevated AST (>40 U/l) (Fig. 2a). Mortality rates were highest in those who had both low albumin and elevated AST (34% for HIV/HCV-coinfected and 25% for HIV-monoinfected) and were intermediate in those with isolated low albumin (27 and 20%, respectively) or isolated elevated AST (14 and 8.4%). Mortality rates were lowest in those with normal albumin and AST (2.7 and 7.5%). Of note, the effects of both clinically increased AST and decreased albumin were associated with independent and cumulative risk in those with HIV/HCV coinfection, although tests for interaction of AST by albumin were not statistically significant (HCV+: P = 0.21, HCV−: P = 0.38). In contrast, having an AST more than 40 U/l added little increased risk to those with HIV monoinfection independent of albumin status.

Fig. 2

Fig. 2

Based on the fully adjusted model presented in Table 3, we then calculated attributable risks associated with low serum albumin and with elevated AST. The PAR for having low serum albumin was 19% and for elevated AST was 5.8%, corresponding to absolute risks of 27 and eight deaths per 1000 among all HIV-infected persons over 5 years, respectively. However, the PARs were substantially higher for the HIV/HCV-coinfected persons (Fig. 2b).

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In this nationally representative cohort of HIV-infected men and women, we found independent associations of lower serum albumin and higher AST with all-cause mortality. These associations were independent of demographics, traditional CVD factors, inflammation, limb muscle mass, visceral adiposity, and renal function. The risk was greater in HIV/HCV-coinfected than in HIV-monoinfected individuals. Decreased serum albumin alone accounted for over one-third of the population-level mortality in HIV/HCV-coinfected individuals, whereas increased AST accounted for one-fourth. In HIV-monoinfected, the attributable risk for decreased albumin was weaker, and there was little risk that could be attributed to high AST.

The role of serum albumin in liver disease is complex. Serum albumin is synthesized in the liver and plays multiple physiological roles, including maintenance of pH and normal microvascular permeability and mediation of coagulation, and has antioxidant properties [29]. Although very low albumin levels are associated with end-stage liver disease, albumin decreases occur at early stages due to decreased synthesis and the short albumin half-life of 18–20 days [30]. In advanced liver disease, ascitic fluid containing albumin leaks into the peritoneal cavity [31], but the resulting reduction in overall serum albumin levels is likely minimal.

The causes of low serum albumin are multifactorial. They include decreased production in the liver in the setting of liver disease as well as decreased synthesis due to poor nutrition [32]. Levels drop most rapidly during the acute phase response. Our analyses controlled for two distinct acute phase response proteins (CRP and fibrinogen) that showed independent associations with mortality and negative correlations with albumin. A portion of the association of albumin with mortality may reflect its role as a negative acute phase response protein. By contrast, AST is not part of the acute phase response and was not associated with higher levels of CRP or fibrinogen in our cohort.

Previous studies of HIV-infected and HCV-infected patients have found both AST and ALT to predict liver-related mortality, either alone or as components of indices of liver fibrosis such as FIB-4 and APRI [33,34]. In our study, AST had stronger associations than ALT with mortality. Although AST and ALT are measures of liver injury, AST is more often a marker of liver toxicity (e.g. alcohol and medications) and advanced fibrosis/cirrhosis. In the absence of HCV infection, elevated ALT is generally considered a marker of steatosis. ALT did not strongly predict mortality over the short-term 5-year period in our analysis. A possible explanation for this weak association is that we controlled for visceral adipose tissue (VAT) in our models. VAT is a contributor to steatosis, but also to metabolic parameters that likely make VAT a stronger predictor than ALT of mortality. It is also possible that a follow-up period longer than 5 years may be needed to see effects of steatosis on mortality (as in previous studies of nonalcoholic fatty liver disease [35]).

In our study, albumin values below 4 g/dl were associated with a 3.5-fold higher odds of mortality. The difference in mortality rates between HIV/HCV-coinfected and HIV-monoinfected persons appeared to diverge at 4 g/dl, with lower levels showing increasingly higher mortality rates in HIV/HCV-coinfected persons. The level of serum albumin that is considered ‘low’ varies substantially by study [8,10,36,37], but several indicate that the risk begins at the lower limit of normal. Our findings suggest that HIV/HCV-coinfected patients should be followed more closely once albumin levels drop to 4 g/dl. It should be noted however that these studies of HIV/HCV-coinfected patients were conducted prior to the availability of effective HCV antiviral therapy; it is not yet clear what effect these newer therapies may have on albumin levels. We were unable to test associations of albumin changes in our study, but Lang et al.[8] reported that time-dependent models of albumin yielded especially strong associations with mortality, indicating the value of serial measurements.

The reported normal ranges for AST and ALT vary widely by lab [38], and previous studies have reported different values to be associated with increased risk of morbidity and mortality [27,39,40]. We found a doubling of AST to be associated with a 41% increased risk overall (2.5-fold higher in coinfection). AST values above 67 IU/l were associated with a three-fold increased risk in HIV/HCV-coinfected patients.

The strengths of this study include use of HCVRNA to define HCV infection; use of a large, geographically, and ethnically diverse population-based sample of HIV-infected persons; availability of comprehensive clinical information and specialized measures of inflammation, renal function, MRI-measured regional adiposity, and muscle volume that allowed us to test the robustness of these associations.

The current study had several limitations. Vital status was missing for 23% of our HIV-infected participants. However, we used inverse probability weighting to mitigate the potential bias from those with unknown death status. We did not have information regarding the cause of death and were therefore unable to discern whether the associations of serum albumin and AST with mortality were due to liver-related or other causes. We were unable to compare our results with our control population because there were only six deaths in the control arm of our study. An additional study limitation is that liver disease markers were collected only at baseline, which limits the sensitivity of albumin and AST as predictors of survival. We did not measure platelet count, so we could not assess APRI and FIB-4 as predictors of mortality. Mortality was assessed at 5 years; it is possible that the ability of these factors to predict longer term mortality in HIV-monoinfected persons might be stronger. Finally, there may have been incomplete or inadequate control for factors that may confound or explain the association between liver disease markers and mortality.

In conclusion, lower serum albumin and higher AST appear to be much more important risk factors for mortality in HIV/HCV-coinfected than in HIV-monoinfected persons. Although HCV coinfection itself is a risk factor for mortality, the HCV-induced abnormities in albumin and AST are additional and strong predictors of mortality in those with HCV infection. The risk associated with low albumin may begin at higher levels than have traditionally been considered to be low and may reflect albumin's role as a negative acute phase response protein. AST was a poor predictor of mortality in HIV monoinfection, and the effect was present almost entirely within HIV/HCV-coinfected persons. Thus, the value of these markers should be considered primarily in the context of HCV coinfection.

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Supported by grants from the NIH (R01-DK57508, HL74814, and HL53359; K23 AI66943 and NIH center grants M01-RR00036, RR00051, RR00052, RR00054, RR00083, RR0636, RR00865, and UL1 RR024131), the Albert L. and Janet A. Schultz Supporting Foundation and with resources and the use of facilities of the Veterans Affairs Medical Center, San Francisco, California. The funding agencies had no role in the collection or analysis of the data. ID: NCT00331448.

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Conflicts of interest

There are no conflicts of interest.

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albumin; globulin; hepatitis C virus infection; HIV infection; liver enzymes; mortality; total protein

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