Tremendous progress has been made in identifying HIV-infected women during pregnancy and initiating them on antiretrovirals for prevention of mother-to-child HIV transmission (PMTCT) . These efforts have resulted in a dramatic reduction in infant HIV infections, from 400 000 new infections among children in 2009 to 240 000 in 2013 [2,3]. However, PMTCT interventions predominantly target women with chronic HIV infection. Women in the ‘window period’ prior to HIV seroconversion and those who acquire HIV infection after their first antenatal HIV test may go unrecognized and fail to receive PMTCT interventions.
Several, but not all, studies have noted an increased HIV incidence during pregnancy and/or the postpartum period [4–8]. Epidemiologic approaches to determine the influence of pregnancy and postpartum period on risk of HIV acquisition are challenged by difficulties in defining an appropriate comparison group. A recent meta-analysis using data from 19 cohorts representing 22 803 total person-years of follow-up reported a pooled HIV incidence rate of 3.8/100 person-years [95% confidence interval (95% CI) 3.0–4.6] during pregnancy or postpartum . Increased susceptibility to HIV during pregnancy/postpartum could result from hormonal changes that alter genital mucosal surfaces or distribution of target cells at these surfaces [9–11]. Behavioural factors may also play a role if male partners seek other partners during pregnancy or postpartum and bring HIV back to the relationship [12,13].
Previous studies of HIV acquisition during pregnancy and postpartum have not utilized detailed longitudinal sampling with serial sensitive assays to detect HIV, nor comprehensively evaluated genital infections and sexually transmitted infections (STIs) as risk factors in pregnant or postpartum cohorts. In addition, women presenting to antenatal care (ANC) clinics have distinct social, demographic, sexual networks and partnership characteristics that may influence cofactors of HIV acquisition. Although women are recognized to be at risk for HIV acquisition during and after pregnancy, it remains important to estimate magnitude and define cofactors of risk, the first step to developing sensible preventive strategies for this large population of women. We determined rates and cofactors of incident HIV among HIV-uninfected women to characterize mechanisms for risk during and after pregnancy .
Materials and methods
Study design and population
Between May 2011 and June 2013, we recruited HIV-seronegative pregnant women seeking ANC at the Ahero sub-District and Bondo District Hospitals in rural western Kenya into a prospective cohort study. Women were eligible for inclusion if they were pregnant, at least 14 years of age, had a documented HIV-negative rapid HIV test at enrolment or 3 months or less prior to enrollment during routine care, planned to reside in the study area until 9 months postpartum, would provide locator information and have a home visit, and were not participating in other research. Women who were 28–36 weeks gestation, calculated by last menstrual period, were initially eligible; eligibility criteria were expanded to include women 14–28 weeks gestation in June 2011, more than 36 weeks gestation in November 2011 and less than 14 weeks gestation in March 2012. Gestational age eligibility criteria were broadened to increase enrolment and generalize to women throughout the pregnancy/postpartum continuum. Enrolment at less than 14 weeks gestation required a protocol modification to incorporate urine pregnancy test confirmation. Study retention efforts included calling women by phone three times for missed study visits, followed by calling contacts provided by participants and conducting home visits (if necessary). All study procedures were approved by the Kenyatta National Hospital/University of Nairobi Ethical Research Committee and the University of Washington Institutional Review Board prior to study initiation.
Eligible women interested in study participation provided written informed consent. Women were scheduled for follow-up during pregnancy (20, 24, 32, 36 weeks gestation) and postpartum (2, 6, 10, 14 weeks; 6 and 9 months). At study visits, women had blood collected for HIV-RNA nucleic acid amplification tests (NAATs), self-collected vaginal swabs, physical examinations and completed questionnaires to assess maternal health, sexual behaviour and vaginal washing and drying practices. At enrolment, women had a vaginal swab collected for chlamydia and gonorrhoea. STIs were treated following microbiologic diagnosis using antimicrobial regimens in Kenyan guidelines . After 19 December 2011, HIV NAAT assays were performed at enrolment; 28 and 36 weeks gestation; and 6, 14, 24, and 36 weeks postpartum. All women with incident HIV were offered lifelong antiretroviral therapy (ART), Option B+, which began being implemented in Kenya in 2013 for all pregnant women.
HIV NAATs were performed at the HIV Research Laboratory at Kenya Medical Research Institute (KEMRI)/Centers for Disease Control and Prevention in Kisumu, Kenya, using the Roche COBAS Ampliprep and COBAS TaqMan HI2CAP platforms. This method of HIV detection is highly sensitive for detection of acute HIV in the ‘window period’ [16,17]. Pools of 10 samples were tested via NAATs; individual samples were retested if pooled results were positive, followed by HIV viral loads to confirm positive results. Self-collected vaginal swabs were tested at the University of Nairobi/Washington Research Laboratory at Coast Hospital in Mombasa, Kenya, for chlamydia and gonorrhoea using PCR technology and Gen-Probe APTIMA Combo2 (chlamydia/gonorrhoea) kits and for trichomoniasis and bacterial vaginosis. Detection of Trichomonas vaginalis was by wet microscopy in clinic. Women with a Nugent score more than 7 were diagnosed with bacterial vaginosis. Syphilis serology (rapid plasma reagin tests) was conducted during routine ANC, or by study staff if results were not available.
HIV incidence definitions
All HIV infections detected during the study were considered incident infections, with three distinct types of incident infection. Pregnant women with a documented negative rapid HIV test 3 months or less prior to enrolment and positive NAAT and rapid HIV tests were classified as having seroconversion at enrolment, whereas pregnant women with HIV rapid negative and NAAT positive results were classified as having acute infection at enrolment. Incidence rates for seroconversions and acute infections at enrolment were calculated according to the Serologic Testing Algorithm for Recent HIV Seroconversion . These incidence rates are calculated as: number with incident infection (Ninc), divided by the window period in days (w), multiplied by 365, and dividing this figure by the number at risk [(365 × Ninc/w) / (number at risk × 1 year)]. HIV-uninfected women and women with a seroconversion or acute infection at enrolment were included. Incidence rates per 100 person-years were based on assay window periods of 48 and 28 days for seroconversions and acute infections at enrolment, respectively . Women with HIV-negative rapid tests and NAAT at enrolment, but NAAT positive at a follow-up visit were classified as having acute infection during follow-up. Incidence rates for acute infection in follow-up were calculated on the basis of number of infections per 100 person-years of follow-up. Overall incidence rates were weighted averages of incidence rates for seroconversion at enrolment, acute infection at enrolment and acute infection during follow-up.
We anticipated enrolling 1730 women, accumulating 60 incident HIV infections assuming an incidence of 3% per year. This sample size would give at least 80% power to detect a 2.1 to 2.3-fold difference in HIV risk for an exposure with a prevalence of 25–50%, respectively, assuming a two-sided test (α = 0.05). Due to slower enrolment, the sample was limited to 1304.
Timing of HIV was recoded as the midpoint between the last negative and first positive NAAT and incident HIV infections detected at enrolment were recoded as being infected at 0.5 days for inclusion in Cox proportional hazards models. Univariate Cox proportional hazards regression models were used to identify cofactors associated with maternal HIV acquisition in a complete case analysis. Multivariate imputation by chained equations, which account for within-cluster correlation for time-varying covariates, was used to create 10 datasets to multiply impute missing values for the multivariate model covariates. Missing data were assumed to be missing at random. This approach is flexible in that it does not require the conditional distributions to be normal, and has been shown to perform similarly to a multivariate normal imputation when variously scaled variables are involved . Multivariate Cox proportional hazards regression modelling was performed on each of the 10 imputed datasets, and final coefficient estimates were produced by averaging the 10 imputed regression coefficients for each covariate. Missing values were imputed for the following variables: chlamydia, syphilis, yeast infection, bacterial vaginosis, partner age difference and lifetime number of sex partners. Variables identified as a-priori cofactors (age, STIs and bacterial vaginosis) were included in an initial multivariate model along with any cofactor in univariate analyses with P value less than 0.15; variables not associated with HIV acquisition at the P less than 0.15 level in the multivariate model were dropped from the final model as a group. Coital frequency was calculated as the number of sexual acts women reported in the month before the study visit (and prior to HIV detection) multiplied by the number of months between visits; total coital frequency was calculated as the sum of monthly coital frequency over the duration of the study for each woman who acquired HIV. Per coital act risk of HIV acquisition was modelled for all women using generalized estimating equations with a Poisson distribution, log link and exchangeable covariance matrix. Statistical analyses were performed using Stata version 13.1 (College Station, Texas, USA).
At the Ahero and Bondo maternal child health (MCH) clinics, 4245 women sought ANC and 3408 (80%) were HIV-seronegative (Fig. 1). Among 2351 HIV-seronegative women eligible for participation, 1304 (55%) were enrolled. Median age was 22 years and median duration of education was 8 years (Table 1). Median gravidity was 2 and age of sexual debut was 16 years. The majority (78%) of women were married, 14% in polygamous relationships, and the median relationship duration was 4 years. Unprotected sex among sexually active women in the month before enrolment was common (92%) and eight (1%) of 782 women reported having multiple partners. Male partners were older than women (median 5 years older). While 879 of 1203 (73%) women reported that their partner was tested for HIV, only 1% of women knew their partner was HIV-infected and 28% did not know their partner's HIV status. Study retention to 9 months postpartum was high (98%).
After 1235 person-years of follow-up, 25 women were identified with incident HIV infections: seven seroconversions and three acute infections at enrolment, and 15 acute infections during follow-up (two during pregnancy, 13 postpartum) (Fig. 2). Mean duration of follow-up was 0.95 person-years. The overall incidence rate was 2.31 per 100 person-years (95% CI 0.71–4.10); the incidence rate of acute infection during follow-up was 1.21 (95% CI 0.73–2.01). During pregnancy, the incidence rate was 3.44 per 100 person-years (95% CI 0.60–6.63) compared with 1.40 (95% CI 0.81–2.42) during the postpartum period (P = 0.6). Symptoms of primary infection, including sore throat, swollen glands, headache, malaise, vomiting, diarrhoea, fever or macular papular rash, were reported by seven (28%) women. None of the women with an incident infection reported having an HIV-infected partner at baseline; 12 (48%) reported that their partner was HIV-negative and 13 (52%) had a partner of unknown status. Risk of HIV acquisition was 0.51 per 1000 coital acts during pregnancy, similar to the postpartum period (0.42) (P = 0.8).
Sexually transmitted infections and genital tract infections
The most common STIs at baseline were T. vaginalis and chlamydia (both 6%), followed by gonorrhoea (3%) and syphilis (1%). Coinfection with two STIs was identified in 22 women: 12 with T. vaginalis and chlamydia, three with T. vaginalis and gonorrhoea, five with chlamydia and gonorrhoea, one with chlamydia and syphilis, and one with T. vaginalis and syphilis. Nearly one-quarter (23%) of women were diagnosed with bacterial vaginosis at baseline, and 25% had yeast infections.
Cofactors for HIV incidence
Risk factors for HIV incidence are summarized in Table 2. and Fig. 3. Both prior history and diagnosis of STIs in pregnancy were significantly associated with HIV acquisition. Women who reported a history of STIs were three times more likely to acquire HIV than women without a history of STIs (hazard ratio 3.48, 95% CI 1.31–9.27; P = 0.01). Chlamydia (hazard ratio 4.49, 95% CI 1.34–15.0; P = 0.02) and syphilis (hazard ratio 9.18, 95% CI 2.15–39.3; P = 0.003) at enrolment, and bacterial vaginosis (hazard ratio 2.91, 95% CI 1.25–6.76; P = 0.01) and yeast infection (hazard ratio 3.46, 95% CI 1.46–8.19; P = 0.005) at enrolment or follow-up were also associated with HIV incidence. Prevalence of other STIs (gonorrhoea, T. vaginalis) was similar between HIV-infected and HIV-uninfected women. HIV risk was higher among women in shorter relationships (hazard ratio 1.19 for each year), with older male partners (hazard ratio 1.07 for each year older) and with higher lifetime number of sexual partners (hazard ratio 1.19 for each additional partner). Among married women, shorter duration of marriage was also a significant risk factor. Marital status, partner HIV status, partner circumcision status, maternal age, educational level, age at sexual debut, history of commercial sex, and vaginal washing or drying practices did not differ between HIV-infected and uninfected women.
We imputed values for independent variables with missing data. The percentage missing values were as follows: syphilis (21.1%), bacterial vaginosis (18.1%), partner age difference (17.8%), yeast infection (17.4%), T. vaginalis (17.4%), chlamydia (0.3%) and lifetime number of sex partners (0.2%). In the multivariate model, having an older partner (hazard ratio 1.06, 95% CI 1.00–1.13; P = 0.04), chlamydia (hazard ratio 4.49, 95% CI 1.34–14.2; P = 0.01) and yeast infection (hazard ratio 2.78, 95% CI 1.17–6.63; P = 0.02) remained significant cofactors for HIV.
We found high HIV incidence rates during pregnancy and postpartum, a period when women can transmit the virus to their infants. Our HIV incidence estimate is consistent with other studies in Africa and a recent meta-analysis [5–8], and is comparable to those seen in discordant couples and sex workers, suggesting that pregnancy and postpartum is a period of appreciable susceptibility to HIV [21,22]. Risk per coital act was also high, nearly 0.5 per 1000, considering that partner HIV serostatus was not directly measured and this estimate includes women whose partners were HIV-uninfected. Per coital risk among pregnant and lactating women in serodiscordant couples is nearly 1 per 1000 , and estimated at 0.38 per 1000 among women in low-income countries . Importantly, our study identified, for the first time, key risk factors for acquiring HIV in this population. Syphilis was associated with a nine-fold increased risk and chlamydia with a more than four-fold increased risk of HIV in women. In addition, bacterial vaginosis and yeast infection were associated with nearly three-fold increased risk of acquiring HIV. Women with a history of STIs had a higher risk as did women in age-discordant partnerships and shorter duration of marriage.
Women who acquire HIV in pregnancy and postpartum acquire HIV in one of three scenarios: first, increased mucosal susceptibility in the context of a stable partnership with an HIV-infected partner, second, due to a recent partner HIV infection through external partnerships, and third by having a new HIV-infected partner. Our finding that syphilis and chlamydia were risk factors for HIV suggests that some infections were from an external partner. Our finding of increased HIV risk with bacterial vaginosis and yeast infection suggests that for some women, HIV acquisition occurred in an undiagnosed chronic serodiscordant relationship, in which women had increased mucosal susceptibility due to vaginal infections. Age-discordance and short duration of partnership may be proxies for unknown partner HIV status or increased likelihood of external partnerships.
Women with STIs and genital infections were more likely to have incident HIV, with large effect sizes that were highly significant. There is substantial evidence that STIs increase the likelihood of acquiring HIV; however, this has not been studied in context of pregnancy and postpartum [24,25]. Importantly, routine screening for STIs other than syphilis is not performed in ANC in many regions . Laboratory diagnosis for STIs/genital infections is largely unavailable and health providers rely on syndromic management, which has poor diagnostic performance [27,28]. Yeast infections are more prevalent during pregnancy and our finding of a 3.4-fold increased risk for HIV acquisition with yeast infection may reveal one potential mechanism for susceptibility to HIV in pregnancy. Our findings reinforce the need to integrate STI services in MCH clinics, particularly in high HIV prevalence settings, and develop low-cost diagnostics to detect STIs and genital infections, which may contribute to decreased risk of HIV and prevent other adverse MCH outcomes.
Partnership characteristics were associated with HIV acquisition in our study. Women with age-discordant partnerships (young women-older men) had higher HIV risk, as has been seen in other populations [29–31]. Shorter duration of marriage was also associated with HIV risk. Less than 10% of women reported using condoms, which may indicate that women and their partners perceive low risk of HIV acquisition. Male partner HIV testing could identify men who need ART to reduce infectiousness ; however, uptake remains low and few men accompany women to ANC for testing [33,34]. In our study, one-third of the women did not know their partners’ HIV status despite repeated encouragement from study clinicians to have their partners tested. Home-based approaches may increase male HIV testing and treatment . It was notable that none of the women in our study who became HIV-infected reported having a seropositive partner. Conversely, none of the women with known HIV-infected partners became infected, likely because of taking precautions to minimize transmission. Thus, in the antenatal/postpartum setting, women in known HIV serodiscordant relationships may be at relatively low risk compared with the large number of women with unknown partner status. Prioritizing partner HIV testing and treatment will continue to be important to protect women from HIV during pregnancy and postpartum.
Primary HIV prevention in women is the first of four prongs recommended by the WHO for effective PMTCT . However, there are challenges in implementing strategies to keep HIV-uninfected women from acquiring HIV in pregnancy or postpartum. Preexposure prophylaxis (PrEP) could be considered for HIV-uninfected pregnant and breastfeeding women, especially those unable to negotiate mutual monogamy or condom use. Although PrEP is effective in preventing HIV acquisition, data from pregnant and postpartum women are limited . In the Partners PrEP study, the most common reason for not dispensing study medication was pregnancy . Given PrEP efficacy among adherent women, but balancing potential concerns regarding the foetus/infant, identification of ‘high-risk’ pregnant/postpartum women may be useful to limit PrEP provision to those who are most likely to acquire HIV, for example women with STIs and shorter relationships. Studies to explore risk scores that identify subgroups to consider for PrEP in pregnancy/postpartum maybe useful.
Our findings of high HIV incidence during pregnancy reinforce the need for repeat HIV testing in PMTCT programmes. Although WHO guidelines recommend repeat HIV testing, few programmes offer repeat HIV testing . Repeat testing is recommended in regions with HIV incidence of more than 1 per 1000 person-years and is highly acceptable and cost-effective [6,38–40]. In a recent U.S. study, 97% of women offered retesting in pregnancy accepted . In Kenya, nearly 95% of more than 2000 women accepted HIV retesting at 6 weeks postpartum . However, repeat testing is infrequently performed due to erratic availability of test kits, concerns of increased workload, late ANC initiation and low emphasis by programmes [6,39]. Addressing these challenges would enhance early detection of incident maternal HIV infections and enable prompt ART initiation to decrease vertical HIV transmission. Clinical detection of acute HIV is poor; symptoms are often nonspecific or absent . In our study, only 28% of women with incident HIV were symptomatic. HIV RNA testing has higher sensitivity and specificity to detect acute HIV than serologic tests [42,43]. Although widespread use of maternal NAAT assays by PMTCT programmes is restricted by cost, this could be lowered by pooling samples ($2 per specimen) [44–46]. However, RNA testing requires sophisticated laboratories and does not have a rapid turn-around time. As early infant diagnosis programmes introduce new point-of-care viral testing for infants in the future, these could be expanded for detection of maternal HIV.
Our study had several strengths. The prospective cohort design enabled detection of incident HIV throughout pregnancy and postpartum, with frequent sampling to determine timing of acquisition. Retention was high (98%) and we used a highly sensitive test, which detects infections soon after infection. We prospectively evaluated demographic, clinical and behavioural characteristics associated with HIV acquisition and included time-varying covariates in our model, using robust imputation methods to account for missing data. However, our study had some limitations. HIV incidence may be underestimated, due to HIV prevention counselling or selection bias among women who elect to participate in a longitudinal study . The number of incident infections detected was also small and may have limited power to detect associations in our adjusted model, particularly those cofactors of lower prevalence. We did not perform longitudinal testing for chlamydia, gonorrhoea and syphilis; thus, associations between these STIs and HIV acquisition are based on baseline STI prevalence. Trichomonas vaginalis diagnosis was based on wet mount microscopy, which has poor sensitivity (60%) compared with PCR assays.
In summary, we found high HIV incidence in pregnant and postpartum women without evidence for increased incidence in pregnancy versus postpartum and with strong associations with genital infections and partner characteristics. Our findings are important to inform new strategies for HIV prevention in this vulnerable population.
We would like to acknowledge the significant contributions from study participants and the Mama Salama Study team members. We would also like to acknowledge support from the University of Washington's Global Center for Integrated Health of Women, Adolescents and Children (Global WACh).
The contributions of the authors to the manuscript were as follows: study design (J.K., A.L.D., D.M., B.A.R., C.Z., J.O., R.S.M., G.J.S.), data collection (J.K., A.L.D., D.M., C.Z., L.O., G.J.S.), data analysis (A.L.D., L.O., J.O., B.A.R.), data interpretation (J.K., A.L.D., B.A.R., C.Z., J.O., R.S.M., G.J.S.) and manuscript writing (J.K., A.L.D., B.A.R., C.Z., J.O., R.S.M., G.J.S).
This study was funded through National Institutes of Health grant (P01 HSD 064915) and received assistance from the University of Washington Center for AIDS Research (P30 AI27757). The funders had no role in study design, data collection and analysis, decision to publish or preparation of the manuscript
Conflicts of interest
The authors declare that no competing interests exist.
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