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Bone mineral density in HIV participants randomized to raltegravir and lopinavir/ritonavir compared with standard second line therapy

Martin, Allisona; Moore, Ceciliaa; Mallon, Patrick W.G.b; Hoy, Jenniferc; Emery, Seana; Belloso, Waldod; Phanuphak, Praphane; Ferret, Samuelf; Cooper, David A.a; Boyd, Mark A.a

doi: 10.1097/01.aids.0000432534.47217.b4
Clinical Science

Objective: To compare changes over 48 weeks in bone mineral density (BMD) between participants randomized to lopinavir/ritonavir (LPV/r) + raltegravir (RAL) or LPV/r + 2–3 nucleoside/nucleotide reverse transcriptase inhibitors (N(t)RTIs) as second line therapy.

Design: 48-week open-label sub-study of the Second Line trial conducted in South Africa, India, Thailand, Malaysia and Argentina.

Methods: Dual energy X-ray absorptiometry scans of proximal femur and lumbar spine were performed at baseline and week 48. Linear regression was used to compare means of differences between arms. McNemars test compared osteopenia and osteoporosis. Associations between percentage BMD changes and baseline variables were assessed by multivariate linear regression.

Results: Two hundred and ten participants were randomized. Analyses were adjusted for sex, BMI and smoking status. Mean (95% CI) proximal femur BMD% reduced over 48 weeks by −5.2% (−6.7 to −3.8%) in the LPV/r+2-3N(t)RTIs arm and by −2.9% (−4.3 to −1.5%) in the LPV/r+RAL arm (P = 0.0001). Lumbar spine BMD reduced by −4.2% (−5.7 to −2.7%) in the LPV/r+2-3N(t)RTIs arm and by −2.0% (−3.5 to −0.6%) in the LPV/r+RAL arm (P = 0.0006). The incidence of osteopenia (7.6%) and osteoporosis (2.0%) assessed over 48 weeks were similar between arms. Reduced BMD over 48 weeks was significantly associated with longer duration of tenofovir on study [% change (SE) −1.58 (0.38) femur, −1.65 (0.38) spine, P = 0.0001] and low baseline BMI [% change (SE) 0.5 (0.13) femur, 0.17 (0.07) spine; P < 0.01].

Conclusion: An N(t)RTI-sparing antiretroviral regimen of LPV/r and raltegravir as second line therapy is associated with less bone loss than a LPV/r regimen containing N(t)RTIs.

aThe Kirby Institute, University of New South Wales, Sydney, Australia

bUCD School of Medicine and Medical Science, Dublin, Ireland

cThe Alfred Hospital, Melbourne, Australia

dCICAL, Buenos Aires, Argentina

eThai Red Cross AIDS Research Center, Bangkok, Thailand

fHopital Saint-Louis, Paris, France.

Correspondence to Allison Martin, The Kirby Institute, University of New South Wales, Sydney, NSW 2052, Australia. Tel: +61 2 9385 0900; fax: +61 2 9385 0910; e-mail:

This is an open-access article distributed under the terms of the Creative Commons Attribution-NonCommercial-NoDerivitives 3.0 License, where it is permissible to download and share the work provided it is properly cited. The work cannot be changed in any way or used commercially.

Received May 6, 2013

Accepted June 25, 2013

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Continued morbidity from non-AIDS illnesses is a concern in the management of HIV-infected patients despite the success in controlling virus replication. Low bone mineral density (BMD) and osteoporosis are prevalent in HIV-infected patients with some evidence suggesting that more osteoporosis-related fractures may be experienced in HIV-infected patients than the general population [1,2]. Osteopenia occurs in up to 50% of HIV patients and osteoporosis up to 15% [3]. Cross-sectional studies suggest this prevalence is associated with both HIV infection itself and a greater prevalence of traditional risk factors for low BMD; such as smoking, low BMI and steroid use [1]. However, studies in combination antiretroviral treatment (cART) naive patients initiating therapy have demonstrated loss of BMD over the first 48–96 weeks of treatment [4–8], with greater loss experienced by those initiating nucleoside/nucleotide reverse transcriptase inhibitors (N(t)RTIs) [5,6], most notably with tenofovir (TDF) [9]. In fact reduced BMD appears to be one of the few toxicities that worsens with cART treatment [10]. In an evaluation of 4640 HIV participants in 26 randomized ACTG trials the incidence of fractures was higher in the first 2 years after cART initiation than in subsequent years [11]. Little is known about the effects of exposure to HIV integrase inhibitors and BMD. There is some evidence that raltegravir (RAL) may increase BMD in the hip and spine over 48 weeks compared with TDF [12] or protease inhibitors [13]. However, these two studies were conducted on a small number of participants (n = 37 and 74, respectively) and only one was a randomized study [13].

The Second Line study provided a unique opportunity to examine if a N(t)RTI-sparing cART regimen containing RAL and lopinavir/ritonavir (LPV/r) results in less BMD loss than combinations containing N(t)RTIs in HIV-infected patients.

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The Second Line study is a 96-week, multinational trial of participants virologically failing first-line therapy randomized 1 : 1 to currently recommended second line treatment (2-3N(t)RTI + LPV/r) or RAL (400 mg b.i.d.) + LPV/r (400/100 mg b.i.d. or 800 mg/200 mg q.i.d.). Eligible participants were HIV-1 positive adults (aged ≥16 years) who had received first-line cART comprised of a nonnucloeside reverse transcriptase inhibitor (NNRTI)+2N(t)RTIs for at least 24 weeks with no change within 12 weeks prior to screening; evidence of virological failure defined by two consecutive (≥7 days apart) plasma HIV RNA viral load more than 500 copies per ml; no previous exposure to protease inhibitors and/or integrase inhibitors. The study was approved by each site's Ethics Committee and was registered at (NCT00931463). The cohort median (IQR) age was 38.5 (32.4–44.4) years, 55% male, 42% Asian and 36% African, 73% heterosexual transmission, with an estimated median duration of HIV infection of six (3.6–8.7) years. The primary 48-week results of the Second Line study have been described [14].

Of the 37 sites that participated in the Second Line study eight sites from five countries (South Africa, India, Malaysia, Thailand and Argentina) participated in the body composition sub-study ( identifier: NCT01513122). These sites had access to a dual energy X-ray absorptiometry (DXA) scanner and recruitment was open to all participants screened at these sites between July 2010 and July 2011. The sub-study was approved by each site's Ethics committee's and all participants gave written, informed consent. DXA scans were performed at baseline and week 48 on either Lunar (India n = 48, Malaysia n = 13, Argentina n = 8, Thailand n = 22) or Hologic (Thailand n = 26, South Africa n = 94) DXA scanners. To assess BMD the proximal femur and lumbar spine (L2-L4) were measured as per a standard protocol provided to all sites. We did not use phantoms for quality assurance and scans were not subjected to central interpretation.

The primary objective was to determine the treatment arm difference in mean change from baseline BMD (%) at the proximal femur and lumbar spine to 48 weeks. We hypothesized that participants randomized to LPV/r+RAL would demonstrate smaller reductions in BMD over the 48 weeks compared with LPV/r+2-3N(t)RTIs. The secondary objectives included comparison between treatment arms for percentage of participants with osteopenia (T-score between −1.0 and −2.5) and osteoporosis (T-score less than −2.5), mean percentage change from baseline in Z-score and T-score, and to explore the relationship between lumbar spine and proximal femur BMD and baseline clinical demographics and cART. The T-score is the number of SDs below the average for a young adult at peak bone density. The Z-score is the number of SDs below an average person of the same age.

The baseline covariates that were included in the multivariate model as predictors of percentage change in proximal femur and lumbar spine BMD were age, sex, ethnicity, BMI, smoking, blood pressure; HIV and ART markers (randomized treatment arm, CD4+ lymphocyte counts, plasma HIVRNA, prior and on-study use of TDF, duration of TDF use); body composition (total body fat and lean mass); and bone-specific variables (prior hypogonadism and physical activity).

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Statistical analysis

Analyses included available data from all participants who consented to the sub-study, who underwent randomization, received at least one dose of study medication and who completed both a week 0 and 48 DXA scan. Results were considered statistically significant at a two-sided α = 0.05. A sample size of 100 per randomized treatment arm was required to achieve 80% power to detect a mean difference of 1.7% change in BMD.

Linear regression was used to compare means of differences (baseline to week 48) between randomized arms. McNemars test for paired proportions was used to compare the categorized BMD variables. The association between BMD changes and the baseline variables was assessed by linear regression, any variable with P < 0.1 in univariate was included in the multivariate model. Backward stepwise methods were used to build the multivariate model. If parameters were found to be not normally distributed then the equivalent nonparametric test was used.

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The patient disposition is outlined in Figure 1. Six hundred and ninety-nine participants were screened for the parent Second Line study, of whom 236 consented to the bone sub-study. Two hundred and eleven participants were eligible and randomized into the sub-study and 210 made up the analysis population. Ninety-seven participants reached week 48 in the r/LPV+2-3N(t)RTI arm and 107 in the r/LPV+RAL arm.

Fig. 1

Fig. 1

The baseline characteristics of the sub-study cohort are described in Table 1. The median age of the sub-study cohort was 38.8 years, 48% were male, 51% were Asian and 43% were African. Participant's median duration on cART at randomiszation was 3.4 years, 34% were on zidovudine, 48% on stavudine and 17% on TDF at baseline. The prevalence of osteopenia at the proximal femur was 20% and osteoporosis 2%, whereas at the lumbar spine prevalence of osteopenia was 31% and osteoporosis was 5%. At baseline, there were imbalances between the two treatment arms for sex, BMI and smoking status. All analyses were adjusted for the imbalances in these covariates.

Table 1

Table 1

The primary endpoint is outlined in Figure 2. The mean (95% CI) proximal femur BMD (%) significantly reduced over the 48 weeks by −5.2% (−6.7 to −3.8%) in the LPV/r+2-3N(t)RTIs arm and by −2.9% (−4.3 to −1.5%) in the LPV/r+RAL arm, with a mean difference of −2.4% (−3.5 to −1.2; P = 0.0001). The mean (95% CI) lumbar spine BMD (%) significantly reduced by −4.2% (−5.7 to −2.7%) in the LPV/r+2-3N(t)RTIs arm and by −2.0% (−3.5 to – 0.6%) in the LPV/r+RAL arm, with a mean difference of −2.1% (−3.3 to −0.9; P = 0.0006). These results demonstrate that across two different anatomical regions BMD reduced in both treatment arms over 48 weeks, but reduced significantly less in recipients of r/LPV+RAL compared with r/LPV+2-3N(t)tRTI arm.

Fig. 2

Fig. 2

The change over 48 weeks in T and Z scores at both the proximal femur and lumbar spine were significantly different between the two treatment arms. The mean difference (r/LPV+2-3N(t)RTIs versus r/LPV+RAL) in proximal femur for Z score was −0.18 (−0.3 to −0.19, P = 0.003) and for T score was −0.20 (−0.3 to −0.1, P = 0.0002). The mean difference (r/LPV+2-3N(t)tRTIs versus r/LPV+RAL) in lumbar spine femur for Z score was −0.18 (−0.3 to −0.1, P = 0.006) and for T score was −0.21 (−0.3 to −0.1, P = 0.0001). These results confirm the hypothesis that BMD reduction was less in the r/LPV+RAL arm compared with r/LPV+2-3NtRTI arm.

The prevalence of osteopenia (−2.5 <T score<1.0) at baseline in both treatment groups was 26% across the two anatomical regions and the prevalence of osteoporosis (T score ≤ −2.5) was 3%. The incidence of low BMD (Z score < −2), osteopenia and osteoporosis at week 48 was not different between the two treatment arms (Table 2). Only two (1%) participants experienced a bone fracture, one in the N(t)RTI arm and one in the RAL arm.

Table 2

Table 2

The multivariate regression analysis results are summarized in Table 3. The covariates that predicted a change in BMD in both the lumbar spine and proximal femur were higher baseline BMI and longer duration of TDF on study. Having a higher baseline BMI predicted a greater BMD at week 48, for every 1 kg/m2 increase in BMI the femur BMD increased by 0.5% and spine BMD by 0.17% (P < 0.01). Participants prescribed TDF for longer throughout the 48 weeks of the study had reduced BMD at week 48, for every 1 year of TDF use on study the femur BMD reduced by −1.58% and spine BMD by −1.65% (P = 0.001).

Table 3

Table 3

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The effects of raltegravir on BMD in people living with HIV have not been well defined. The bone sub-study of the Second Line clinical trial was conducted on 210 HIV-positive participants recruited from a range of middle-income countries in which there is a paucity of BMD data. The data generated in this sub-study of participants with confirmed virological failure of an NNRTI+2N(t)RTI cART regimen, demonstrate that effective second line therapy with either WHO standard of care [ritonavir-boosted protease inhibitor (r/PI) + 2-3 N(t)RTIs] or the nucleoside sparing regimen (r/LPV + RAL) reduced BMD over 48 weeks. However, the raltegravir arm was associated with less BMD loss than the N(t)RTI arm. The covariates predicting a greater loss of BMD in both the lumbar spine and proximal femur over the 48 weeks were low baseline BMI and longer duration of TDF on study. In our regression analyses, we were unable to detect an independent contribution from treatment arm on BMD change. As such, use of raltegravir provides an option to avoid the demonstrated risks to bone health arising from use of tenofovir. These findings are important as the use of integrase inhibitors and tenofovir are becoming more common in middle to low-income countries.

Previous studies examining the effect of raltegravir on bone metabolism are limited. The SPIRAL-LIP study was a small study conducted on 74 virologically controlled participants randomized to either continue with their r/PI regimen (n = 35) or switch their r/PI to raltegravir (n = 39) while continuing their N(t)RTIs [13]. After 48 weeks, they reported no change in BMD or T scores in the r/PI arm but a significant improvement in total BMD, hip BMD and hip T score, with a significant difference between treatment groups. The SPIRAL-LIP study did not demonstrate any relationship between TDF use and changes in BMD or T score [13]. Another smaller, nonrandomized study [12] confirmed these findings in a cohort of HIV-controlled osteopenic or osteoporotic HIV participants (n = 37) that switched from TDF+r/PI to RAL+r/PI. After 48 weeks, this cohort experienced a significant increase in spine and hip BMD as well as a significant reduction in bone turnover markers [12]. One final small nonrandomized study on 30 HIV, treatment-naive African–Americans given RAL + TDF/FTC for 2 years demonstrated a significant reduction in total BMD of the same magnitude demonstrated in the 1 year of this Second Line sub-study (0.02 g/cm2) [15].

A reduction of between 0.02 and 0.05 g/cm2 or 2–5% BMD over 48 weeks in lumbar spine and proximal femur in this cohort is larger than previously reported cART-experienced cohorts. Over 48 weeks in the STEAL study a reduction of 0.01 g/cm2 BMD at the lumbar spine and proximal femur was reported [16], in participants who were virologically controlled but switched to either abacavir/lamivudine or tenofovir/emtricitabine at baseline. In addition the SMART study reported a 0.8% loss of femur BMD and 0.4% loss of spine BMD per year in participants continuously ART treated and the majority were virologically controlled at baseline [10]. Interestingly, the duration of cART at baseline in the STEAL study and SMART study was greater compared with the Second Line study, 6 years duration in STEAL and SMART compared with 4 years (median 3.4) second line. Therefore, in our Second Line study, the virologically failing participants experienced an overall decrease in BMD twice as great as other cART-experienced cohorts. Whether or not this is due to virological control at baseline is unknown. Interestingly, changing treatment in virologically failing HIV patients appears to have similar magnitudes of BMD loss as initiating treatment in naive patients [15]. Long-term follow-up of the Second Line study would be required to examine the magnitude of BMD change further, however these data suggest that if you continue N(t)RTIs into second line cART then you are likely to see continuing bone mineral loss.

Evidence suggests that the prevalence of osteoporosis in HIV-infected individuals may be more than three times greater compared with HIV-uninfected controls [3]. The prevalence of osteoporosis in HIV has been reported to be between 3 and 21% [17–19]. Osteopenia is more common, affecting about 30–50% of HIV-positive individuals [20,21]. Our data support these previous estimates of bone disease in HIV populations, 20–31% osteopenia and 2–5% osteoporosis at baseline. This demonstrates that in middle-income countries where treatment options are limited, similar rates of bone disease are found compared with HIV populations from developed countries. The reason for such a high prevalence of bone disease in HIV is of concern and most probably multifactorial. The influence of HIV disease, social factors and cART all contribute. Studies have confirmed that BMD is significantly lower in HIV positive patients over a 1-year period compared with HIV-negative patients, independent of cART [22], though in our multivariate analysis neither HIV duration or HIV disease category were significant predictors of low BMD. In addition, smoking and alcohol intake are known lifestyle factors more common in the HIV-infected population and have previously been documented as associated with reduced BMD [1]. However, in the Second Line study cohort neither smoking nor alcohol was significant predictor of low BMD in the multivariate regression analysis. Another lifestyle factor known to affect BMD is a low BMI. In this analysis a low BMI at baseline was associated with a low BMD over 48 weeks, which has been demonstrated previously [23–25]. Ultimately, these differences in BMD did not significantly affect clinically significant bone disease in this cohort as only two participants experienced fractures. The reason for this may be the relatively short time frame of 48 weeks. A reduction in BMD would precede the event of a fracture, and therefore longer term follow-up may be required.

Previous studies have demonstrated bone loss being greater during the first year of treatment with TDF-containing regimens compared with abacavir-containing regimens [5,26–28]. To support these findings, evidence of greater bone turnover has been reported in TDF regimens [16,27,29]. Cumulative exposure to TDF has also been shown to predict increased risk of osteoporotic fracture [30]. Our finding that TDF was associated with lower BMD outcomes over 48 weeks support these previous data. Mechanisms for drug-induced bone loss are not fully elucidated but likely are multifactorial. One explanation for the affect of TDF on bone is via bone remodelling by renal mechanisms with a resultant loss of phosphorus [31]. Other cART implicated with greater bone loss are protease inhibitors [4] and thymidine analogues [6]; however, both these studies were conducted on very small cohorts.

Fewer studies have looked at rates of actual bone fracture among people with HIV. Between the years 2000 and 2008, 4% of HIV-positive patients in the United States HIV Outpatient Study experienced bone fractures; a significantly higher rate than that estimated in the general US population [32]. Another study reported the relative risk of fracture to be 2.87 per 100 persons in a HIV population compared with 1.77 in non-HIV persons in a study on more than 8000 HIV-infected patients and 2 million non-HIV-infected patients [33]. A meta-analysis of 26 randomized clinical trials including 4640 HIV-positive participants reported a fracture rate of 0.4/100 person-years [11], and in a multivariate analysis of their antiretroviral naive participants they reported an increase in fracture associated with smoking and glucocorticoids use, but not exposure to ART [11]. In this Second Line sub-study, only two participants (1%) experienced a bone fracture over the 48 weeks of follow-up (one participant in the LPV/r+2-3N(t)RTIs arm and one in the LPV/r+RAL arm). This lower proportion of fractures could be explained by the relatively short duration of the study and smaller number compared with the previous reported cohorts. Longer term follow-up of the Second Line study will provide greater clarification of clinical bone disease in this cohort.

The measurement of BMD is not routine in middle to low-income settings due to high cost. Therefore the data available on the incidence and prevalence of clinical bone disease in HIV in these populations is very limited. The Second Line bone sub-study was conducted largely in Asian [51%] (India, Thailand and Malaysia) and African [43%] (South Africa) populations. There has only been one previous cross-sectional study of BMD in HIV-infected participants in India that demonstrated cART and low BMI were associated with a lower BMD [34]. One other study conducted bi-annual DXA scans in a cohort of 500 sero-negative participants in Peru, Thailand, San Francisco and South Africa and Brazil treated with TDF/FTC and reported BMD loss at the hip and spine with a TDF-containing regimen and 1% population with fractures over 72 weeks [35]. Overall, the data reported in this sub-study cohort are consistent with the limited data previously presented in similar populations. In addition, the data in these middle-income HIV populations are similar to that reported in developed countries. What is novel is that the incidence of newly acquired bone disease over a 48-week period has never previously been reported. In this Second Line cohort the incidence of up to 9% of newly identified cases of osteopenia and osteoporosis over such a short period is a concern among a relatively young population.

In this unique HIV population, osteopenia and osteoporosis were common. The loss of BMD was less in participants treated with raltegravir and greater in those exposed to tenofovir throughout the study. These data confirm that bone disease is a significant comorbidity in the ongoing long-term management of HIV in middle-income countries.

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Thank you to the participants of the Second Line bone sub-study.

Second Line bone sub-study sub-committee contributions: A.M. designed the concept and analysis plan. She also oversaw the conduct of the study, including all data acquisition. A.M. drafted the article. C.M. performed all statistical analyses, reviewed the analysis plan and article. P.M. conceived the study, designed the concept and reviewed the analysis plan and article. J.H. designed the concept and reviewed the analysis plan and article. S.E. conceived the study, designed the concept and reviewed the analysis plan and article. W.B. was member of the Protocol Steering Committee, which developed and oversaw the protocol, reviewed all data and analyses, and reviewed the article. P.P. was member of the Protocol Steering Committee, which developed and oversaw the protocol, reviewed all data and analyses, and reviewed the article. S.F. was a member of the Protocol Steering Committee, which developed and oversaw the protocol, reviewed all data and analyses, and reviewed the article. D.C. was a member of the Protocol Steering Committee, which developed and oversaw the protocol, reviewed all data and analyses, and reviewed the article. M.B. conceived the study, designed the concept and reviewed the analysis plan and article. M.B. also oversaw conduct of the study, including all data acquisition.

Second Line bone sub-study investigators: Dr Nagalingeswaran Kumarasamy, Dr Sharne Foulkes, Prof Robin Wood, Dr Ploenchan Chetchotisakd, Prof Praphan Phanuphak, Dr Lerato Mohapi, Dr Adeeba Kamarulzaman, Dr Oscar Messina.

Second Line study team: D.C., S.E., M.B., A.H., N.E., H.H., M.A., S.H., N.B.-J., C.M., J.A., A.R., R.R., S.K., K.P., M.L., C.A., M.V., S.P, HIV Immunovirology Laboratory, St. Vincent's Hospital for Applied Medical Research.

Funding: This work was supported by The Kirby Institute, which is funded by the Australian Government Department of Health and Ageing. The views expressed in this publication do not necessarily represent the position of the Australian Government. The Kirby Institute is affiliated with the Faculty of Medicine, University of New South Wales.

Funding for the Second Line study was provided by The Kirby Institute, Merck & Co. Inc, Abbott Laboratories, NHMRC and amfAR.

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Conflicts of interest

A.M., C.M., W.B., S.F. and P.P. declare there are no conflicts of interest. M.B. was paid to prepare and present educational materials for Boehringer-Ingelheim, Gilead, Janssen-Cilag and Merck Sharpe and Dohme. J.H.'s institution has received funding for investigator initiated research, service on advisory boards, lectures and conference sponsorship from Janssen-Cilag, Gilead Sciences, Merck Sharpe and Dohme and ViiV Healthcare. S.E. has received research funding from Abbott, Gilead, Pfizer, Merck Sharpe and Dohme and ViiV Healthcare. D.C. has received AbbVie and Merck Sharpe and Dohme grants, consultant and speaker fees. P.M. has received support in honoraria, research grants, lecture sponsorships and advisory boards from Abbott, Merck Sharpe and Dohme, Bristol Myers Squibb, Pfizer, Gilead, Glaxo-Smith Kline, Janssen-Cilag, and ViiV Healthcare.

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antiretroviral therapy; bone mineral density; HIV; lopinavir; raltegravir; second line therapy; tenofovir

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