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Anti-HIV IgA isotypes: differential virion capture and inhibition of transcytosis are linked to prevention of mucosal R5 SHIV transmission

Watkins, Jennifer D.a,b; Sholukh, Anton M.a,b; Mukhtar, Muhammad M.a,b; Siddappa, Nagadenahalli B.a,b,*; Lakhashe, Samir K.a,b; Kim, Mikyunga,b; Reinherz, Ellis L.a,b; Gupta, Sandeepc; Forthal, Donald N.c; Sattentau, Quentin J.d; Villinger, Francoise,f; Corti, Davideg; Ruprecht, Ruth M.a,bfor the CAVD Project Group

doi: 10.1097/QAD.0b013e328360eac6
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Objective: Although passive immunization with anti-HIV-1 Env IgG1 neutralizing monoclonal antibodies (nmAbs) prevented simian–human immunodeficiency virus (SHIV) infection in rhesus monkeys, IgA nmAbs have not been tested. Here, we sought to determine whether human anti-HIV-1 dimeric (d)IgA1, dIgA2, and IgG1 differ in their ability to prevent mucosal R5 SHIV acquisition in rhesus monkeys.

Design: DIgA1, dIgA2, and IgG1 versions of nmAb HGN194 were applied intrarectally in three rhesus monkey groups 30 min before intrarectal SHIV challenge.

Methods: After a control pharmacokinetic study confirmed that nmAb concentrations in rectal fluids over time were similar for all HGN194 isotypes, control and nmAb-treated animals were challenged intrarectally with an R5 SHIV, and viral loads were monitored.

Results: Unexpectedly, dIgA1 provided the best protection in vivo – although all nmAbs showed similar neutralizing activity in vitro. Five out of the six dIgA1-treated rhesus monkeys remained virus-free compared to only one out of six animals given dIgA2 (P = 0.045 by log-rank test) and two out of six rhesus monkeys treated with IgG1 forms of the nmAb (P = 0.12). Protection correlated significantly with virion capture activity by a given nmAb form, as well as inhibition of transcytosis of cell-free virus across an epithelial cell layer in vitro.

Conclusions: Our data imply that dIgA1-mediated capturing of virions in mucosal secretions and inhibition of transcytosis can provide significant prevention of lentiviral acquisition – over and above direct virus neutralization. Vaccine strategies that induce mucosal IgA, especially IgA1, should be developed as a first line of defense against HIV-1, a virus predominantly transmitted mucosally.

Supplemental Digital Content is available in the text

aDana-Farber Cancer Institute

bHarvard Medical School, Boston, Massachusetts

cDivision of Infectious Diseases, Department of Medicine, University of California, Irvine School of Medicine, Irvine, California, USA

dThe Sir William Dunn School of Pathology, University of Oxford, Oxford, UK

eDivision of Pathology, Yerkes National Primate Research Center

fDepartment of Pathology and Laboratory Medicine, Emory University, Atlanta, Georgia, USA

gHumabs SAGL, Bellinzona, Switzerland.

*Current address: Department of Pathology and Laboratory Medicine, Emory University, Atlanta, GA 30329, USA.

Correspondence to Ruth M. Ruprecht, MD, PhD, Dana-Farber Cancer Institute, 450 Brookline Avenue, JFB-809, Boston, MA 02215, USA. Tel: +1 617 632 3719; fax: +1 617 632 3112; e-mail:

Received 9 November, 2012

Revised 22 February, 2013

Accepted 4 March, 2013

Supplemental digital content is available for this article. Direct URL citations appear in the printed text and are provided in the HTML and PDF versions of this article on the journal's Website (

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Although systemic passive immunization with IgG1-neutralizing monoclonal antibodies (nmAbs) targeting HIV-1 Env prevented simian–human immunodeficiency virus (SHIV) infection in rhesus macaques [1–5], IgA nmAbs have not been tested in vivo. Human IgA consists of two subclasses, IgA1 and IgA2. Whereas IgA1 predominates in blood, IgA2 is more prevalent in mucosal secretions, where both IgA isoforms are present as dimeric or polymeric secretory IgA (sIgA), having acquired J chain during synthesis and secretory component during epithelial transport. Dimeric IgA1 (dIgA1) has a longer hinge region, resulting in a 16 ± 3 nm distance between two Fab fragments [6] compared to 10 ± 2 nm in dIgA2 [7] (Fig. 1a,b). Anti-HIV-1 Env IgAs have been found in cervicovaginal washes of highly exposed persistently seronegative women (HEPS) [8]; recent data implied the presence of HIV-1 cervicovaginal neutralizing IgA1 in such individuals based upon the IgA isolation with jacalin, a lectin that preferentially binds to O-linked glycans present in the hinge region of IgA1 but not in IgA2 or IgG1 [9]. Moreover, it was shown that exposed, uninfected individuals developed anti-HIV-1 Env IgA1 after oral HIV-1 exposure [10]. Dimeric and monomeric IgA2 and IgG1 forms of b12 (an anti-CD4 binding site nmAb), were equally protective against epithelial adherence of HIV-1 in vitro [11], but dIgA1 and dIgA2 have not been directly compared, either in vitro or in vivo.

Fig. 1

Fig. 1

Only few vaccine efficacy studies have examined whether anti-HIV-1 Env IgA responses are correlated with protection. Bomsel et al. [12] described a link between mucosal IgA responses and protection as measured by IgA-mediated inhibition of transcytosis in vitro and protection from repeated intravaginal challenges of rhesus monkeys vaccinated with HIV-1 gp41-bearing virosomes. In contrast, serum anti-HIV-1 Env IgA responses in the RV144 vaccine efficacy trial were associated with an increased risk of HIV-1 acquisition [13], whereas systemic IgG responses were significantly linked to a lower risk of HIV-1 acquisition. The RV144 results led to the hypothesis that anti-HIV-1 IgA responses may diminish the protective effects of IgG [13]. However, neither anti-HIV-1 IgA subclasses nor mucosal antibody responses were evaluated in RV144.

Here, we sought to test whether monoclonal anti-HIV-1 dIgA1, dIgA2, and IgG1 with the same epitope specificity differed in their ability to prevent mucosal R5 SHIV acquisition in rhesus monkeys. Earlier, we showed that a high dose of intravenously administered IgG1 HGN194, which targets the conserved crown of the V3 loop [14], protected across clades against intrarectal R5 SHIV challenge [4]. We then generated different recombinant HGN194 isotypes – IgG1, dIgA1, and dIgA2 (Fig. 1a,b) – and evaluated their antiviral activity.

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Cell lines, reagents, and virus

TZM-bl cells were purchased from the NIH AIDS Research and Reference Reagent Program (ARRRP). MAb Fm-6 and VRC01 were kindly provided by Drs Wayne Marasco (Dana-Farber Cancer Institute) and John Mascola (Vaccine Research Center, NIH), respectively. gp1201157ip was prepared as previously described [15]. The SHIV-1157ipEL-p stock [grown in rhesus monkey peripheral blood mononuclear cells (PBMC)] had a p27 concentration of 792 ng/ml and 7.8 × 105 50% tissue culture infectious doses (TCID50)/ml as measured in TZM-bl cells.

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In-vitro neutralization assays

Monoclonal antibodies were incubated with virus for 1 h at 37°C and cells were added. The TZM-bl assay was performed as described [16]. The human PBMC assay was performed as reported [4].

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Passive immunization and mucosal SHIV-1157ipEL-p challenge

All primate studies were conducted in strict accordance with the recommendations in the Guide for the Care and Use of Laboratory Animals of the USA (see supplemental digital content, First, four adult rhesus monkeys per group were enrolled in an independent pharmacokinetic study with HGN194 dIgA1, dIgA2, and IgG1. For each antibody-treated group, 1.25 mg [in 2.1 ml phosphate-buffered saline (PBS)] of nmAb was applied intrarectally, and rectal fluids were collected prior and 30 min, and 3, 6, and 24 h after nmAb treatment (Table S1,

Next, six infant rhesus monkeys per group were treated intrarectally once with 1.25 mg (in 2.1 ml of PBS) of HGN194 dIgA1 (group 1); HGN194 dIgA2 (group 2); and HGN194 IgG1 (group 3). Eleven untreated animals served as controls (group 4). All monkeys were challenged intrarectally with 31.5 50% animal infectious doses (AID50) of SHIV-1157ipEL-p [17].

All infant rhesus monkeys were aged between 8 and 12 months at the time of challenge and were Mamu B08 and B17-negative. Mamu A01-positive rhesus monkeys were evenly distributed in each group, as were rhesus monkeys with different FcγRIIIa and TRIM5α genotypes (Table S2,

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Binding of HGN194 isotypes to gp1201157ip, and HGN194 neutralizing monoclonal antibody concentrations in rhesus monkey rectal fluids

Costar (Fisher Scientific, Pittsburgh, Pennsylvania, USA) 96-well plates were coated with gp1201157ip (1 μg/ml) overnight at 4°C. After blocking, HGN194 nmAbs were applied for 1 h at room temperature, and binding was detected with goat polyclonal anti-human horseradish peroxidase (HRP)-Abs directed either against the α chain (IgA-specific) (Rockland Immunochemicals Inc., Gilbertsville, Pennsylvania, USA) or the λ chain (Millipore, Billerica, Massachusetts, USA). Detection of HGN194 nmAbs in plasma and rectal fluids was performed with polyclonal goat antihuman IgG-specific or α chain-specific (IgA specific) HRP Abs (Rockland Immunochemicals Inc.). HGN194 dIgA1 or dIgA2 or IgG1 were included as standard ranging from 7.8 to 0.2 ng/ml for IgG1, and 60 to 1 ng/ml for dIgA1 and dIgA2. 3,3′,5,5′-Tetramethylbenzidine (TMB) substrate (Invitrogen, Life Technologies, Grand Island, New York, USA) was added and 5 min later, the reaction was stopped with 1N sulfuric acid and optical density (OD) values were measured at 450 nm with a microplate reader (Berthold Technologies, Bad Wildbad, Germany).

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Assessment of plasma viral RNA levels

Plasma viral RNA levels were measured as described [18,19].

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Virion capture assay

96-well plates (Costar; Fisher Scientific) were coated with α chain-specific goat antihuman serum IgA or Fc-specific goat antihuman IgG Abs (Jackson Immunoresearch, West Grove, PA, USA) overnight at 4°C. Following blocking, nmAbs were added at 5 μg/ml for 1 h at room temperature. SHIV-1157ipEL-p was added overnight at 37°C. After incubation for 1 h with 0.5% Triton, the amount of virus captured by the nmAbs was measured by p27 assay (ABL Inc., Rockville, Maryland, USA).

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Inhibition of transcytosis

HEC-1A cell (ATCC) monolayers were created on 0.4 μm polyethylene terephthalate (PET) membrane-hanging trans-well inserts (Millipore). Electrical resistance of greater than 400 mOhms/cm2 across the membrane confirmed monolayer integrity. Cell-free SHIV-1157ipEL-p (2 ng/ml of p27) was preincubated for 1 h at 37°C alone or with various concentrations of HGN194 dIgA1, dIgA2, or IgG1, or control IgG1 (anti-dengue virus 3, a kind gift from Dr Dennis Burton, Scripps Research Institute). Next, virus or virus/nmAb mixtures were added to the apical surface of the cell monolayer in the upper chamber. After 12 h, fluid in the lower chamber (‘subnatant fluid’) was collected and used to measure viral RNA copy numbers by RT-PCR [18,19].

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Statistical analysis

Statistical analyses were performed using GraphPad Prism version 5 for Windows (GraphPad Software Inc., La Jolla, CA, USA). The Wilcoxon rank-sum test was used to compare HGN194 nmAb concentrations in rectal fluids and the amounts of virus captured by HGN194 nmAb dIgA1 versus dIgA2.

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HGN194 dIgA1, dIgA2, and IgG1: neutralization of SHIV-1157ipEL-p and pharmacokinetics after topical administration

First, we compared the neutralization potency of the different HGN194 forms (Fig. 1a,b) against the R5-tropic clade C SHIV-1157ipEL-p [17], the intended challenge virus. In TZM-bl cells, all isotypes exhibited similar neutralization profiles (IC50 values 0.08–0.12 nmol/l) and completely neutralized SHIV-1157ipEL-p (Fig. 1c). Similar neutralization results were obtained in a PBMC-based assay (Fig. 1d). Next, a pharmacokinetic study was performed with adult rhesus monkeys to determine nmAb concentrations in rectal fluids of animals treated intrarectally with 1.25 mg of HGN194 dIgA1, dIgA2, or IgG1 (Fig. 1e). Notably, rhesus monkeys only have one IgA isotype that resembles human IgA2, with a hinge region shorter than that in human IgA1. To measure whether human dIgA1 and dIgA2 were equally stable after intrarectal application, rectal fluids were collected before nmAb treatment, and 30 min, and 3, 6, and 24 h after treatment (Table S1, At 30 min after nmAb delivery, we observed no significant differences in rectal fluid nmAb concentrations among the three groups (dIgA1/dIgA2, P = 0.343; dIgA1/IgG1, P = 0.486; dIgA2/IgG1, P = 0.686). Because the IgA1 hinge region is known to be more susceptible to proteolysis by bacterial enzymes than that of IgA2, we assessed the intactness of dIgA1 and dIgA2 in rectal fluids collected 30 min after intrarectal nmAb application. Notably, proteolysis of the two IgA isotypes did not differ (data not shown). Given these control data, we decided to perform the intrarectal SHIV challenge 30 min after the intrarectal passive immunization.

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Passive immunization with HGN194 dIgA1, dIgA2, and IgG1 against R5 SHIV-1157ipEL-p

We then enrolled three groups of six rhesus monkey infants and treated them intrarectally with 1.25 mg of HGN194 dIgA1, dIgA2, or IgG1 at 30 min before intrarectal challenge with SHIV-1157ipEL-p (31.5 AID50). Interestingly, five out of six dIgA1-treated rhesus monkeys remained aviremic throughout (Fig. 2a), whereas only one out of six dIgA2-treated rhesus monkeys (Fig. 2b) and two out of six IgG1-treated monkeys (Fig. 2c) remained virus-free. All controls were viremic by week 2 (Fig. 2d) (viral RNA loads 4.5 × 105 to 1.9 × 107 copies/ml). The time to viral load above 50 copies/ml was compared using the log-rank test (two-sided P values). Clearly, HGN194 dIgA1 conferred better protection than dIgA2 against mucosal SHIV acquisition (P = 0.045); compared to IgG1, a trend towards better protection with dIgA1 was observed (P = 0.115) (Fig. 2e).

Fig. 2

Fig. 2

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Capture of SHIV-1157ipEL-p by HGN194 dIgA1, dIgA2, and IgG1

Prompted by this surprise finding, we assessed the ability of the different HGN194 versions to retain cell-free virus by virion capture assay (Fig. 3a). Although all forms bound free virions, HGN194 dIgA1 captured significantly more virus than dIgA2 at both virus concentrations tested (P = 0.029; Wilcoxon rank-sum test). We verified by ELISA that the anti-Cα antibody used to capture dIgAs on the plates bound equal amounts of either dIgA1 or dIgA2 (data not shown). HGN194 IgG1 could not be compared directly to the dIgA forms, as a different capture antibody was used.

Fig. 3

Fig. 3

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Inhibition of transcytosis of cell-free SHIV-1157ipEL-p by HGN194 dIgA1, dIgA2, and IgG1

Inhibition of the transcytosis of cell-free virus across polarized epithelial cells was then tested with the three HGN194 versions, using the anti-dengue virus IgG1 mAb as negative control (Fig. 3b). Only HGN194 dIgA1 blocked transcytosis of cell-free SHIV-1157ipEL-p, the challenge virus, whereas dIgA2 and IgG1 showed the same levels as the unrelated anti-dengue virus control mAb. These data indicate that only HGN194 dIgA1 inhibited transcytosis of cell-free virus across an epithelial cell layer in vitro. Our findings regarding IgG1 are in line with a previous study that used cell-free virus, in which none of the IgG1 nmAbs tested inhibited transcytosis, including b12 and 2F5 [20].

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Binding of HGN194 dIgA1, dIgA2, and IgG1 to monomeric gp1201157ip

Finally, we analyzed the binding of each isotype to gp1201157ip, the HIV-1 clade C Env carried by the challenge virus, SHIV-1157ipEL-p. By surface plasmon resonance, HGN194 IgG1 showed better binding to monomeric gp1201157ip immobilized on the CM5 chip than either dIgA1 or dIgA2 (Fig. 4a). Steric hindrance may decrease access to the epitope for dimeric Abs in comparison to IgG1. When dIgA1 and dIgA2 were directly immobilized on the CM5 chip, binding of monomeric gp1201157ip as analyte to each antibody was comparable as judged by the response units (Fig. 4b). Moreover, there were no differences in avidity of the three HGN194 mAbs to gp1201157ip (Fig. S1, We also analyzed HGN194 isotype binding to gp1201157ip immobilized on ELISA plates with Abs directed either against a constant region on the human IgA α chain (IgA specific; Figs. 1a, b, arrows) or the human λ chain (recognizing all isotypes; Figs. 1a, b, arrows). When detection was performed with polyclonal antihuman λ-chain Abs, dIgA1 seemingly bound better to gp120 than did IgG1 and dIgA2 (Fig. 4c). However, consistent with the Biacore data, detection with polyclonal antihuman IgA α-chain Abs showed similar binding of dIgA1 and dIgA2 to gp1201157ip (Fig. 4d), implying that equal numbers of dIgA1 and dIgA2 molecules were bound to gp120 immobilized on the plates. This finding suggests that the secondary anti-λ Abs may have better access to the cognate λ constant region in dIgA1 compared to dIgA2. The latter has a substantially shorter hinge region that results in tighter stacking of the Fabs and Fc part, thereby compromising access of the secondary anti-λ Abs to the λ constant region. Furthermore, the IgA2 Cα1 region has two potential N-linked glycosylation sites versus none in the dIgA1 isotype. Consequently, sugar moieties could also hinder access of the secondary anti-λ Abs in dIgA2 (Fig. 1b) – and possibly also access of antigen to the antigen-binding sites. Together, these data indicate that the HGN194 IgA isotypes had similar binding properties for monomeric gp1201157ip.

Fig. 4

Fig. 4

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Our data showed that anti-HIV-1 dIgA1 provided significantly better protection in vivo than dIgA2 and IgG1 (Fig. 2), although the different HGN194 forms did not differ in their ability to neutralize the challenge virus (Fig. 1c, d). Notably, HGN194 dIgA1 was able to capture significantly more virions than HGN194 dIgA2 in vitro (Fig. 3a), making less cell-free virus available for transcytosis. Only HGN194 dIgA1 inhibited transcytosis of cell-free virus (Fig. 3b). In our assay, preincubation of nmAbs with virus allows the capture and possible aggregation of virus, mimicking the first step of virus encounter that occurs in the mucus. The better ability of HGN194 dIgA1 to capture virus particles in vitro translated in vivo to better protection against SHIV transmission.

We propose that due to its longer hinge and the more open conformation of the latter, dIgA1 may be able to bind one virion per Fab – maximally four per dIgA1. Our data hinted that dIgA2 could only capture approximately half of the amount of virus compared to dIgA1 (Fig. 3a), which may be due to only two virions being able to bind to dIgA2. Interestingly, the inter-Fab distance in dIgA1 of 16 ± 3 nm (Fig. 1a) is compatible with the peak distance between different spikes on a given HIV-1 virion (∼15 nm) [21], whereas the 10 ± 2 nm distance in dIgA2 is not (Fig. 1b). We postulate that the inter-spike distance is the minimal distance needed that will allow one virion to bind to each Fab of the four Fabs in dIgA1 when fully occupied. Although differences in inter-Fab distances may also result in different epitope specificities among antibody isotypes [22], this was not the case with our HGN194 isotypes as demonstrated by peptide competition in TZM-bl neutralization assays (Fig. S2, The differences in protection of the experimental rhesus monkeys could also not be ascribed to differences in the interaction of the HGN194 dIgA isotypes with the rhesus monkey CD89 IgA Fcα receptor; dIgA1 and dIgA2 bound similarly to CD89-expressing cells by flow cytometry (Fig. S3,

To conclude, this is the first demonstration of significant biological differences between the two human IgA isotypes with regard to their ability to provide protection against mucosal R5 SHIV challenge in vivo despite identical epitope specificity and in-vitro virus neutralization. We linked better prevention of virus acquisition in the primates to a differential ability of the two dIgA isotypes to capture cell-free virions, therefore blocking transcytosis of cell-free virus across an intact epithelial cell layer in vitro. These data are of importance to HIV-1 vaccine development as they suggest that mucosal IgA isotypes should be examined in future vaccine trials and that vaccine strategies should be devised to preferentially induce the more protective antiviral IgA1 responses.

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We thank Drs Marian Neutra and Richard Blumberg for critical reading of this manuscript and Wayne Marasco (Boston) for mAb Fm-6. We thank Stephanie Ehnert, Chris Souder, and Kalpana Patel (Yerkes National Primate Research Center, (YNPRC)) for conducting the passive immunization and the Resource for Nonhuman Primate Immune Reagents for performing PK studies.

Contributors: All authors participated in the critical review of the report. J.D.W., D.C., A.L., R.A.W., J.L.H., F.V., Q.J.S., and R.M.R. designed the study. J.D.W., A.M.S., M.M.M., N.B.S., S.K.L., V.S., M.K., S.G., K.R., D.C., G.H., B.C.B., K.K., and G.A. performed experiments and analyzed data; E.L.R., D.N.F., and D.K. analyzed data; S.L. performed statistical analysis; S.L.H. contributed key reagents; J.D.W., A.M.S., and R.M.R. wrote the report.

Funding support: This work was supported by the Bill and Melinda Gates Foundation Collaboration for AIDS Vaccine Discovery (CAVD) UCL-VDC grant 38637 (R.A.W.) and CAVD 50314 (E.L.R.), by NIH grants R37 AI34266 and R01 DE023049 (R.M.R.), P01 AI48240 (R.M.R. and S.-L.H.) and by ORIP P51 000165 awarded to the YNPRC and R24OD010947 (F.V.).

CAVD Project Group: Girish Hemashettar (Dana-Farber Cancer Institute, Massachusetts, USA), Vivekanandan Shanmuganathan (Dana-Farber Cancer Institute, Massachusetts, USA), Sandra Lee (Dana-Farber Cancer Institute, Massachusetts, USA), Barbara C. Bachler (Dana-Farber Cancer Institute, Massachusetts, USA; VetCore, Facility for Research, University of Veterinary Medicine, Vienna, Austria), Dieter Klein (VetCore, Facility for Research, University of Veterinary Medicine, Vienna, Austria), Kenneth Rogers (Division of Pathology, Yerkes National Primate Research Center, Georgia, USA), Katie Kinsey (Division of Pathology, Yerkes National Primate Research Center, Georgia, USA), Gloria Agatic (Humabs SAGL, Bellinzona, Switzerland), Shiu-Lok Hu (Department of Pharmaceutics, University of Washington, Seattle, Washington, USA), Jonathan L. Heeney (Department of Veterinary Medicine, University of Cambridge, Cambridge, UK), Robin A. Weiss (Division of Infection and Immunity, University College London, London, UK), Antonio Lanzavecchia (Institute for Research in Biomedicine, Bellinzona, Switzerland).

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Conflicts of interest

A.L. is the scientific founder of Humabs LLC, a company that develops human antibodies for treatment of infectious diseases. D.C. and G. Agatic are currently employees of Humabs. A.L. holds shares in Humabs.

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HIV neutralization; immunoglobulin A isotypes; mucosal transmission; R5 SHIV; transcytosis; virion capture

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