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Open- or Closed-Kinetic Chain Exercises After Anterior Cruciate Ligament Reconstruction?

Fleming, Braden C.1; Oksendahl, Heidi1; Beynnon, Bruce D.2

Exercise and Sport Sciences Reviews: July 2005 - Volume 33 - Issue 3 - p 134-140
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Open-kinetic chain (OKC) and closed-kinetic chain (CKC) exercises may not differ in their effects on the healing response of the anterior cruciate ligament (ACL)-reconstructed knee. Recent biomechanical studies have shown that the peak strains produced on a graft are similar. Clinical studies suggest that both play a beneficial role in the early rehabilitation of the reconstructed knee.

Current evidence suggests that open-kinetic chain exercises can be incorporated into the early phases of rehabilitation following anterior cruciate ligament reconstruction.

1Bioengineering Laboratory, Department of Orthopaedic Research, Brown Medical School, Providence RI; and 2Department of Orthopaedics & Rehabilitation, University of Vermont, Burlington, VT

Address for correspondence: Braden C. Fleming, Ph.D., Brown Medical School, CORO West, Suite 404, 1 Hoppin Street, Providence, RI 02903 (E-mail: Braden_Fleming@brown.edu).

Accepted for publication: December 16, 2004.

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INTRODUCTION

The optimal rehabilitation program after anterior cruciate ligament (ACL) reconstruction has changed considerably over the past 20 yrs. Accelerated rehabilitation programs, which permit early ROM, immediate weight-bearing, and early return to sport, have become the accepted standard. The trend toward accelerated rehabilitation, however, has been based primarily on clinical perception, retrospective observations, and the patients’ desire to return to full activity quickly—not on prospective randomized controlled trials. The optimal rehabilitation program after ACL reconstruction remains undetermined.

One of the goals of postoperative rehabilitation is to restore range of knee motion and muscle strength to the injured knee, while protecting the healing graft from forces that could permanently deform it. It is generally thought that the biomechanical environment of the healing graft can be optimized by prescribing “closed kinetic chain” (CKC) exercises and avoiding “open kinetic chain” (OKC) exercises early in the rehabilitation program. CKC exercises have been justified for early rehabilitation, in part, because they: 1) reduce the anterior-directed intersegmental forces that act on the tibia relative to the femur (2,5,6,8,9,12); 2) increase tibiofemoral compressive forces (5,6,8,9); 3) increase cocontraction of the hamstrings (2,7,12); 4) mimic functional activities more closely than OKC exercises (6,10); and 5) reduce the incidence of patellofemoral complications (5,6,10).

Despite the frequent use and acceptance of the OKC and CKC terminology, a variety of definitions can be found in the literature. For the purpose of this article, we defined OKC exercises as those in which the foot is not in contact with a solid surface. The resistive loads are applied to the tibia and transferred directly to the knee (Fig. 1). Only the muscles spanning the knee are required to perform the exercise. Leg extension exercises and kicking are examples of OKC exercises. We defined CKC exercises as those in which the foot is in contact with a solid surface. The foot is opposed by a ground reaction force, which is transmitted to all of the joints in the lower extremity (Fig. 1). Muscles spanning all of the joints of the lower extremity are used. Examples of CKC exercises are the squat, leg press, and lunge.

Figure 1.

Figure 1.

In this brief review article, we explore the hypothesis that OKC and CKC for the rehabilitation of the ACL-reconstructed knee do not differ in their effects on graft healing, postoperative knee function, and patient satisfaction (Fig. 2). The article focuses on the OKC and CKC exercises involving knee flexion–extension. The review uses relevant biomechanical and clinical studies to assess the potential effects that these exercises may have on graft healing. These include studies evaluating the intersegmental kinematics/kinetics of the knee, ligament strains, and clinical outcome through prospective randomized clinical trials.

Figure 2.

Figure 2.

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STUDIES OF INTERSEGMENTAL KINEMATICS/KINETICS OF THE KNEE

Measurements of anterior tibial displacement in an ACL-deficient knee during different rehabilitation exercises have been routinely used to infer the strain environment of the healing ACL graft (12). These techniques are based on the premise that the ACL is the primary restraint to anterior translation of the tibia. An increase in anterior tibial displacement in the ACL-deficient knee relative to the contralateral ACL-intact knee suggests that the ACL, or ACL graft, would be strained to a greater extent.

Several studies have reported significantly greater anterior tibial translations in the ACL-deficient knee during OKC exercises when compared against CKC exercises. Jonsson et al. reported a 1.9-mm increase in the average anterior-directed tibial displacement in the ACL-deficient knee (relative to the ACL-intact knee) during the active knee extension exercise (OKC) when the knee was near extension (15° to 10°), whereas no differences were found when the knee was extended during the step-up exercise (CKC) (11). Kvist and Gillquist compared anterior tibial translation during three squatting exercises (CKC) and active knee extension exercises against three different resistances (OKC) with those produced when a 90-N anterior-directed shear load was applied directly to the tibia relative to the immobilized thigh (i.e., a “Lachman” test) (12). In the ACL-injured knees, all exercises (except for active knee extension against the highest resistance (8 kg)) produced similar peak anterior tibial displacements that equaled those produced during the Lachman test. On average, the peak translations for all of the exercises occurred when the knee was near 20° of flexion. The OKC exercises with 8 kg of resistance produced displacements exceeding those produced by the Lachman test by 20% (12).

Analytical models have also been developed to predict the intersegmental forces in the knee, and the forces generated in the ACL, when subjects perform OKC and CKC activities (6). Inverse dynamic models, which incorporate limb geometry, kinematics, and the externally applied forces (i.e., ground reaction force) as inputs, are used to predict the net intersegmental loads at the knee. To maintain dynamic equilibrium, the net intersegmental loads produced at the knee are balanced by the ligaments, contact surface geometry, and the musculature. Equilibrium models are then used to estimate the tibiofemoral compressive forces and cruciate ligament forces from the intersegmental resultant loads using EMG, and estimates of muscle, ligament, and contact surface geometry and properties. Using this approach, Escamilla et al. determined that the mean peak force on the ACL was 158 N during the OKC exercise when the knee was at 15° of flexion (leg extension against 78 kg), whereas it was not loaded during the CKC exercises (leg press and squatting against 146-kg weights) in experienced weight lifters (6).

Analytical modeling provides an indirect and noninvasive means to predict the force on a healing ACL graft. Unfortunately, many assumptions are required when constructing the models. The complex geometry of the articular surface and soft tissue structures of the knee are generally ignored, and the interactions between the ligaments, bony geometry, and the menisci must be considered. An accurate forward dynamic model that incorporates the 3-dimensional morphometry of the knee with the appropriate representation of the ligament, menisci, and articular surface geometry and their material properties or a direct measurement approach is needed to accurately establish the loading environment on the ACL graft.

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STUDIES OF LIGAMENT STRAIN IN VIVO

The rehabilitation program after ACL reconstruction regulates the strain environment of the graft while preventing muscle atrophy. Autogenous grafts have a viable cell population at the time of implantation that respond to mechanical strain. Although strain stimulates healing, excessive strains could permanently stretch out or fail the tissue. The failure strain of the ACL is approximately 15%, whereas that of a patellar tendon graft is 20% less (4). Unfortunately, the failure strain and strength of the tissue are significantly reduced once the graft is implanted. The magnitude, optimal frequency, and duration of strain required to optimize healing remain unknown.

Direct measurements of ACL strains have been performed in humans to gain insight into the strains applied to the healing ACL graft when rehabilitation exercises are performed (2,8,9). For these studies, the ACL serves as a surrogate for the graft because it is not possible for the patients to perform these tasks at the time of their reconstruction. ACL strains were measured in subjects undergoing diagnostic arthroscopy for minor meniscal lesions or chondral débridement with the use of local anesthesia (2,8,9), or spinal anesthesia (7) using an implantable strain transducer (differential variable reluctance transducer (DVRT)) (2). ACL strains were measured in response to activation of selected muscles (2,7), tibiofemoral compressive loading (8,9), and various OKC and CKC exercises (2,8).

Using the DVRT, Beynnon et al. (2) determined that ACL strains were dependent on the knee flexion angle and extension torques applied during isometric quadriceps contractions (2). At 30 Nm of extension torque, ACL strain values produced at 15° of knee flexion were significantly greater than those produced at 30°, whereas no strain was produced at 60 and 90° (Table 1). For isometric hamstrings contractions, the ACL strains were found to be independent of flexion torque or knee position; hamstrings contractions did not strain the ACL at any knee angle tested (Table 1). The strain values produced by cocontraction of the quadriceps and hamstrings at 15 and 30° were less than those produced during isolated isometric quadriceps contractions (Table 1).

TABLE 1

TABLE 1

Because the proximal tendons of the gastrocnemius span the tibial plateau and insert on the posterior–distal aspect of the femur, its contraction could potentially strain the ACL by forcing the tibial plateau anterior. Using the in vivo strain measurement approach, the ACL strains produced by gastrocnemius contractions were determined (7). These patients underwent spinal anesthesia, and the contractions were induced using electrical stimulation to isolate the muscle contractions. With the knee at 5 and 15° of flexion, contractions of the gastrocnemius increased ACL strains relative to the relaxed state to levels close to that of an isolated quadriceps contraction (Fig. 3). With the knee in greater flexion (30 and 45°), gastrocnemius contraction did not strain the ACL (Fig. 3). Furthermore, it was demonstrated that cocontraction of the hamstrings or gastrocnemius with the quadriceps did not significantly reduce the ACL strains when the knee was near extension.

Figure 3.

Figure 3.

Tibiofemoral compressive loads have been shown to increase joint stiffness and decrease anterior displacement of the tibia, and are therefore thought to protect the healing ACL graft. The effects of applying an external compressive load to the knee, such as that produced by body weight or the leg-press exercise, were assessed with the knee at 20° of flexion (9). The ACL was strained as the knee transitioned from no compressive load (the OKC condition) to a compressive load equal to 40% of body weight (the CKC condition) (Fig. 4). The strain is most likely produced by the anterior neutral shift of the tibia that has been observed in ACL-deficient patients as they undergo the transition between nonweight bearing and weight bearing (3).

Figure 4.

Figure 4.

Beynnon et al. also reported that the maximum ACL strains produced during a simple squat (90° to 10°), a closed-kinetic chain exercise, were similar to those produced during active extension of the knee (90° to 10°), an open-kinetic chain exercise (Fig. 5) (2). It was noted, however, that an increase in resistance during an OKC exercise (active extension vs active extension against 44 N of resistance) increased ACL strains, whereas this did not occur during CKC exercises (squatting vs squatting with Sport Cord). Other CKC exercises, such as stationary bicycling, also did not exhibit the increase in strain with an increase in resistance.

Figure 5.

Figure 5.

To systematically evaluate the effects of increasing resistance and external compressive load during exercise, ACL strains were measured while subjects performed flexor and extensor exercises against increasing resistance with and without a compressive load applied to a foot in an effort to simulate the CKC and OKC conditions, respectively (Fig. 6) (8). During the extensor exercise (quadriceps dominant), a significant increase in ACL strain was observed with an increase in resistance when no external compressive load was applied to the foot (OKC), whereas no significant increase in ACL strain was observed with increased resistance when the external compressive load was applied (CKC). The increase in strain from 2.3% to 3.8%, which occurred during the OKC simulation from 0 and 24 Nm of resistance torque, respectively, was equal to that produced when an anterior shear load of 150 N was applied directly to the proximal tibia when the knee was at 30° of flexion (i.e., the Lachman test) (Fig. 7). Although the increase in strain was significant between 0 and 24 Nm of torque for the OKC condition, there was no statistical difference between the mean peak strains of the OKC and CKC conditions with the 24-Nm resistance applied, a relatively high load for early rehabilitation of the knee.

Figure 6.

Figure 6.

Figure 7.

Figure 7.

Direct measurements of ACL strain have provided insight into the healing environment of the ACL. However, several limitations of this approach should be noted. First, the strain measurements were performed on the intact ACL. However, Beynnon et al. (1) have shown that the strain patterns produced in the patellar tendon graft were similar to those of the ACL during passive knee motion. Thus, it is reasonable to assume that exercises inducing high strains on the ACL would produce high strains on an ACL graft during dynamic activities. Second, subjects were undergoing arthroscopic partial meniscectomy or chondral débridement, which could alter knee kinematics. However, there was no evidence of ligamentous damage. Third, the measurements were performed under intraarticular anesthesia, which could potentially alter the way the muscles function. Finally, the DVRT is only capable of measuring the strain response of the anteromedial bundle of the ACL in vivo, and not the entire strain distribution of the ligament. This bundle comprises 65% of the total cross-sectional area of the ligament.

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RANDOMIZED CLINICAL TRIALS COMPARING OKC AND CKC EXERCISES

The effects of OKC and CKC exercises on functional outcome have been evaluated in three independent prospective randomized clinical trials (5,10,14). Bynum et al. performed a clinical trial comparing outcomes after ACL reconstruction with patellar tendon grafts after 19 months of healing (5). Patients were randomized to rehabilitation programs that consisted of either OKC or CKC exercises. They found that the mean side-to-side difference in knee laxity of the OKC group (3.3 mm) was significantly greater than that of the CKC group (1.6 mm). In addition, the CKC group had a faster return to sport. At 9 months, patellofemoral pain was reported in 15% of the CKC group (compared with 38% in the OKC group), although there was no difference at 19 months. They also reported no significant differences in Lysholm score, Tegner activity score, overall subjective rating of the knee (Lachman and pivot shift test), or ranges of knee motion. However, when comparing the two rehabilitation protocols, there were differences in the levels of resistance and the progression of exercise between the groups. The OKC group performed cocontraction isometrics, hamstring concentric and eccentric isotonics, and single-leg raises at 30° of flexion in the first 6 wk; the CKC group performed double one-third knee bends, seated leg presses, and hamstring curls in the first 6 wk. The CKC group was also allowed to begin jogging against Sport Cord resistance at 8 wk, and sport-specific exercises at 16 wk, whereas the OKC began isotonic quadriceps exercises at 6 wk, progressing to isokinetic at 24 wk. The OKC group did not begin jogging until 16 wk, and sport-specific exercises were initiated at 7 to 8 months. These differences may account for the faster return to previous level of activity of the CKC group.

Mikkelsen et al. measured anterior knee laxity, isokinetic muscle torque, and the time to return to sports after 6 months of healing in patients who underwent ACL reconstruction (13). Subjects were randomized to one of two rehabilitation programs; one used CKC exercises for a 24-wk period, the other used the same CKC rehabilitation program with the addition of OKC exercises from weeks 6 to 24. The OKC exercises consisted of isokinetic quad strengthening between 90° and 40° at 6 wk, and progressed to between 90° and 10° by 12 wk. The treatment group using both exercise types had significantly higher quadriceps torque, and a greater proportion of the patients returned to sports at their preinjury level. No comments relating to patellofemoral complications in either group were made. This study indicates that the addition of the limited range of motion OKC exercises in week 6 increasing to near-full extension by week 12 may benefit subjects. However, the improvement may be because of the addition of exercises, and not dependent on the type of exercise added. Nonetheless, the addition of the OKC exercises in this time frame did not produce a negative outcome.

Morrissey and Hooper studied the effects of prescribing OKC versus CKC hip and knee extensor muscle exercises after surgery (10,14,15). In both treatment groups, the rehabilitation program was initiated 2 wk after surgery and completed after week 6. In designing the two programs, they attempted to control for training velocity, ROM (90° to 0°), and the number of exercise repetitions. The knee-laxity values obtained at the conclusion of the rehabilitation period using OKC or CKC exercises were not significantly different (OKC = 10.3 mm vs CKC = 10.0 mm; P = 0.32) (14). No differences were found for knee pain (15). Gait analysis was also performed in these patients to examine differences in joint kinematics and kinetics during level walking, stair ascent, and stair descent (10). Patients also assessed their level of disability using the Hughston Clinic visual analog scales. The only gait variable affected by the rehabilitation program was the knee flexion angle at contact during step-up. This kinematic parameter was improved by an average of 2° in the patients who performed the OKC exercises, and is probably not clinically significant. The effects of the OKC and CKC exercise programs relative to all other parameters of knee kinetics and kinematics were not significantly different. The authors concluded that there are no “clinically significant differences in the functional improvement resulting from the choice of OKC and CKC exercises in the early period of rehabilitation” (10). These findings may be limited because of the short period of supervised rehabilitation (2–6 wk).

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DISCUSSION

This review highlights specific studies that investigate the five potential differences between OKC and CKC exercises in an effort to address the hypothesis (Fig. 2). The intersegmental forces at the knee indicate that the CKC exercises produce lower anterior shear load on the tibia, increase the tibiofemoral compressive forces, enhance muscle cocontraction, and decrease patellofemoral compressive forces near extension, all factors thought to protect the graft and restore knee function. The in vivo strain data also provide evidence that the ACL is a primary restraint to anterior-directed shear load as demonstrated by the Lachman data (Table 1), and that knee hamstring cocontractions reduce ACL strains relative to isolated contractions of the quadriceps and/or gastrocnemius muscles. Although the strains are reduced, they are not eliminated when the knee is near extension (<30°). Application of a compressive load to the tibiofemoral joint, such as that produced by weight bearing, strains the ACL, suggesting that the compressive load does not strain shield the ligament as previously thought. Direct comparison of the peak ACL strains during OKC exercises were similar to the CKC exercises, although an increase in resistance during the OKC exercise produced increases in strain that did not occur during CKC exercises. Nonetheless, the strains produced during the knee extension exercise against the 24-Nm resistance were similar to those produce during a Lachman test with a 150-N anterior shear load (Table 1), a test that is frequently performed in the early postoperative healing period.

The effects of these exercises on graft healing, knee function, and patient satisfaction must be assessed through prospective randomized clinical trials. The two studies directly comparing OKC and CKC protocols provide different conclusions: one suggests an OKC program produces an increase in joint laxity and patellofemoral problems (5), whereas the other does not (10,13,14). Knee function and patient satisfaction were similar between groups in both studies. The study comparing a CKC-based rehabilitation protocol with one that contains CKC and OKC exercises indicates that the latter results in better function and earlier return to sport without increased knee laxity (13). It is well known that muscle strengthening is task specific. In reviewing these data, the combination of exercise types may be necessary to fully rehabilitate ACL-reconstructed patients back to their previous level of function.

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CONCLUSIONS

The review supports our hypothesis that controlled OKC and CKC exercises for rehabilitation of the ACL-reconstructed knee should not differ in their effects on graft healing, postoperative knee function, and patient satisfaction. Although noninvasive biomechanical studies suggest that OKC and CKC exercises produce different loads at the knee, the direct ACL strain measurements comparing leg extension exercises up to 24-Nm resistance with squatting exercises indicate that the differences may not be clinically significant. Most prospective randomized clinical trials, although somewhat limited, suggest that both exercise types, in combination, may be important for ACL rehabilitation. Additional prospective randomized clinical trials must be performed to determine the optimal time to introduce these exercises.

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Acknowledgments

This work supported by grants from the National Institutes of Health (AR047910 and AR049199) and the National Football League Charities.

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References

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12. Kvist, J., and J. Gillquist. Sagittal plane knee translation and electromyographic activity during closed and open kinetic chain exercises in anterior cruciate ligament- deficient patients and control subjects. Am. J. Sports Med. 29:72–82, 2001.
13. Mikkelsen, C., S. Werner, and E. Eriksson. Closed kinetic chain alone compared to combined open and closed kinetic chain exercises for quadriceps strengthening after anterior cruciate ligament reconstruction with respect to return to sports: a prospective matched follow-up study. Knee Surg. Sports Traumatol. Arthrosc. 8:337–342, 2000.
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15. Morrissey, M.C., W.I. Dreschler, D. Morrissey, P.R. Knight, P.W. Armstrong, and T.B. McAuliffe. Effects of distally fixated versus non-distally fixated leg extensor resistance training on knee pain in the early period after ACL reconstruction. Phys. Ther. 82:35–43, 2002.
Keywords:

ACL; reconstruction; graft; healing; rehabilitation; exercise; biomechanics

©2005 The American College of Sports Medicine