Comparison of Thrombelastometry with Simplified Acute Physiology Score II and Sequential Organ Failure Assessment Scores for the Prediction of 30-Day Survival: A Cohort Study

Adamzik, Michael*; Langemeier, Tanja*; Frey, Ulrich H.*; Görlinger, Klaus*; Saner, Fuad; Eggebrecht, Holger; Peters, Jürgen*; Hartmann, Matthias*

doi: 10.1097/SHK.0b013e318204bff6
Clinical Aspects

Disseminated intravascular coagulation contributes to mortality of sepsis. The study was performed to investigate thromboelastometry as a potential predictor of 30-day survival in severe sepsis and to compare thromboelastometry to Simplified Acute Physiology Score II (SAPS II) and Sequential Organ Failure Assessment (SOFA) scores. Ninety-eight patients with severe sepsis were included in the cohort study. Thromboelastometry clotting time, clot formation time (CFT), maximum clot firmness (MCF), and α angle as well as SAPS II and SOFA scores were determined at the day of diagnosis. Thromboelastometry variables differed in survivors and nonsurvivors. Mean CFT was prolonged (276 ± 194 vs. 194 ± 109 s, P = 0.021; mean ± SD), and both MCF (52.7 ± 12.1 mm vs. 57.3 ± 11.5 mm, P = 0.042) and α angle (53.4 ± 12.8 degrees vs. 58.9 ± 11.8 degrees, P = 0.028) were reduced in nonsurvivors. Clotting time and SAPS II and SOFA scores were not different. Thromboelastometry values were classified as normal and pathological, respectively, using the median of the variables as the cutoff. Thromboelastometry values were normal if CFT was less than 185 s, MCF was greater than 55 mm, and α was greater than 57.5 degrees. Thirty-day survival was 85.7% when all thromboelastometry variables were normal, but 58.7% when at least one variable was pathological (P = 0.005). Multivariate analysis revealed that the absence or presence of at least one pathological thromboelastometry variable allows for better prediction of 30-day survival in severe sepsis than the SAPS II and SOFA scores (P = 0.01; odds ratio, 4.1), respectively, emphasizing the importance of the coagulation system in sepsis.

Author Information

*Klinik für Anästhesiologie und Intensivmedizin, Klinik für Allgemein- und Transplantationschirurgie, and Klinik für Kardiologie, Universität Duisburg-Essen and Universitätsklinikum Essen, Essen, Germany

Received 16 May 2010; first review completed 8 Jun 2010; accepted in final form 29 Oct 2010

Address reprint requests to Dr. Matthias Hartmann, PD, Klinik für Anästhesiologie und Intensivmedizin, Universitätsklinikum Essen, Hufelandstr. 55, D-45122 Essen, Germany. E-mail:

Funding: Solely departmental.

Article Outline
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Activation of hemostasis in sepsis is of pathophysiological relevance and has been shown to be associated with increased mortality (1, 2). Intravascular tissue factor formation and the complex changes of endothelial characteristics from an anticoagulatory to a procoagulatory phenotype can induce disseminated intravascular coagulation (DIC) and consumption of coagulation factors, inhibitors, and platelets (3, 4). The importance of DIC in sepsis is further highlighted by the fact that inhibition of coagulation improves the prognosis of sepsis (5-8).

In perioperative medicine, thromboelastometry is an increasingly accepted point-of-care method for monitoring and therapy of hemostatic disturbances (9). Only few studies, however, have addressed the question whether endotoxin- or sepsis-evoked changes can be detected by thromboelastometry. We recently demonstrated in an in vitro study that thromboelastometry is capable to detect LPS- induced tissue factor expression with high sensitivity (10). In a recent pilot study, early changes in thromboelastometry values were demonstrated in endotoxin-treated pigs (11). Furthermore, a moderate correlation of the overt sepsis score and thromboelastometric variables was shown in 28 patients with severe sepsis (12).

To address the clinical relevance of whole-blood coagulation changes in assessing the prognosis of severe sepsis, we investigated whether thromboelastometry findings are associated with 30-day survival and compared the association of thromboelastometry and Simplified Acute Physiology Score II (SAPS II) and Sequential Organ Failure Assessment (SOFA) scores with 30-day survival.

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The cohort study was reviewed and approved by the Ethics Committee of the University Hospital Essen. Over a period of 2 years, 98 patients admitted to an intensive care unit of the University Hospital of Essen were considered eligible for the study if they fulfilled the criteria for severe sepsis as recently defined (13). All patients were Germans of white ethnicity. Clinical and demographic data at baseline included the SAPS II and the SOFA score that were calculated over the first 24 h after the patient met severe sepsis criteria (14, 15). Furthermore, international normalized ratio (INR), fibrinogen, and platelet count were documented in 91 patients. Patients with anticoagulation other than heparin (unfractionated/fractionated) were excluded. Whole-blood samples drawn within 24 h of diagnosis were subjected to thromboelastometry. All surviving patients were followed up for 30 days. Details of patient characteristics are given in Table 1. To avoid inclusion bias, thromboelastometry as well as determination of SAPS II and SOFA scores was performed after inclusion of patients into the study.

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Whole-blood coagulation properties of citrated blood samples withdrawn from an indwelling arterial catheter were determined using thromboelastometry. To exclude potential effects of heparin on coagulation, 20 μL heparinase was added to the samples according to the manufacturer's recommendations (Pentapharm, München, Germany). Thereafter, samples were subjected to thromboelastometry (ROTEM 05; Pentapharm), and coagulation was initiated by addition of CaCl2 (20 μL, 0.2 M CaCl2, NaTEM test) and clotting time (CT), clot formation time (CFT), maximum clot firmness (MCF), and α angle were determined. The NaTEM test was used as previous work demonstrated that this assay (in contrast to ExTEM and InTEM) is capable to detect endotoxin induced alterations under in vitro conditions (10).

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Selection of cutoff values for thromboelastometry variables

Comparison of thromboelastometry values in survivors and nonsurvivors of sepsis demonstrated that CFT, MCF, and α angle, but not CT, were different. The cohort's median values for CT (481.5 s), CFT (185.0 s), MCF (55 mm), and α angle (57.5 degrees) were therefore chosen as discriminating values to separate patients with normal and pathological thromboelastometry findings. Kaplan-Meier plots of each thromboelastometry variable revealed that survival differed (Fig. 1). More hemostatic potential, as indicated by shorter CFT or greater MCF or α angle, was associated with better outcome. Moreover, we compared the 30-day survival in patients without pathological CFT, MCF, and α angle with those who had at least one pathological thromboelastometry value (Fig. 2).

Cutoff values for INR, platelet count, and fibrinogen were determined in the same manner using the median.

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Statistical analysis

Data are presented as means and SD as well as median and 25th and 75th percentiles. The Shapiro-Wilk excluded normality of some data sets (data not shown). Therefore, the Mann-Whitney U test was used for comparison of means. Dependence of 30-day survival on thromboelastometry score was evaluated using Kaplan-Meier analysis and the log-rank test. Furthermore, odds ratio, sensitivity, and specificity were determined, as appropriate. For multivariate analysis of possible predictors of 30-day mortality, binary logistic regression was used. SPSS version 16 (SPSS Inc, Chicago, Ill) was used for all statistical procedures. An a priori α error P < 0.05 was considered to indicate statistical significance.

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Distribution of thromboelastometry variables in patients with sepsis

The thromboelastometry values obtained from all 98 septic patients showed a broad distribution. Mean values and SD (median; 25th percentile, 75th percentile) of thromboelastometry variables were 534 ± 213 s (482, 406, 616 s) for CT, 235 ± 162 s (185, 127, 291 s) for CFT, 55.0 ± 12.0 mm (55, 47, 64 mm) for MCF, and 56.2 ± 12.5 degrees (58, 47, 67 degrees) for α angle.

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Thromboelastometry variables in survivors and nonsurvivors of sepsis

Values for CFT, MCF, and α angle were different between survivors and nonsurvivors. In nonsurvivors, CFT was prolonged (276 ± 193 s vs. 194 ± 109 s, P = 0.021), MCF was reduced (52.0 ± 12.1 mm vs. 57.3 ± 11.5 mm, P = 0.042), and the α angle was less (53.4 ± 12.8 degrees vs. 58.9 ± 11.8 degrees, P = 0.028). Clotting time was not significantly different between survivors and nonsurvivors.

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Kaplan-Meier curves of individual thromboelastometry variables

Clotting time, CFT, MCF, and α angle were classified using the median of the cohort as the discriminating value (see Materials and Methods). Kaplan-Meier curves for 30-day survival in patients with and without pathological thromboelastometry values (CT, CFT, MCF, and α angle) reveal that CFT, MCF, and α angle are associated with outcome (Fig. 1).

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Survival of patients with sepsis with and without pathological thromboelastometry findings

In 35 patients, CFT, MCF, and α angle were normal, whereas at least one of these variables was pathological in 63 patients. Kaplan-Meier analysis revealed that the prognosis was much better in the patients without pathological thromboelastometry findings (Fig. 2). Here, 30 of 35 patients survived for at least 30 days (85.7%). In contrast, only 37 (58.7%) of 63 patients survived 30 days if there was at least one pathological thromboelastometry finding (P = 0.005, log-rank test). Determination of the odds ratio revealed a 4.1-fold increased 30-day mortality in patients when there was at least one pathological thromboelastometry finding; sensitivity and specificity were 83.8% and 44.8%, respectively.

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Comparison of thromboelastometry and SAPS II and SOFA scores

Whereas thromboelastometry variables CFT, MCF, and α angle were different in survivors and nonsurvivors, both SAPS II (54.1 ± 13.7 vs. 48.4 ± 16.0; P = 0.069) and SOFA scores (13.2 ± 3.8 vs. 11.7 ± 3.7; P = 0.066) showed no difference. Thus, univariate analysis suggests that thromboelastometry might better predict outcome than SAPS II and SOFA scores.

Multivariate analysis using logistic regression analysis, which included thromboelastometry (patients with and without pathological CFT, MCF, and α angle, respectively) as well as SAPS II and SOFA scores, confirmed that thromboelastometry is an important and independent prognostic factor for 30-day survival (odds ratio, 4.1; 95% confidence interval, 1.393-11.923; P = 0.01), whereas SAPS II and SOFA scores were excluded. To exclude that colinearity affected the logistic regression analysis, we repeated analysis with thromboelastometry and either SAPS II score or SOFA score; this procedure resulted in almost identical results.

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Comparison of thromboelastometry and INR, fibrinogen, and platelets

International normalized ratio was different in survivors and nonsurvivors (1.27 ± 0.46 vs. 1.53 ± 0.48; P = 0.001) (Table 1). Defining the cutoff of the INR as the median of all patients with sepsis (see Materials and Methods), INR was associated with a survival of 81.2% (INR <1.27) and 56.1% (INR ≥1.27), respectively. Determination of the odds ratio revealed a 3.4-fold increased 30-day mortality in patients with prolonged INR. Sensitivity and specificity of INR for the prediction of mortality in sepsis were 66.6% and 62.9%, respectively.

Moreover, platelet count was markedly higher in survivors than in nonsurvivors (161.2 ± 108.1 vs. 117.6 ± 106.5; P = 0.023). Kaplan-Meier statistics demonstrated a 30-day survival of 80.4% and 57.4%, respectively, when the median of platelet count was chosen as the cutoff. The odds ratio was 3.0; sensitivity and specificity were 68.9% and 42.2%, respectively.

Fibrinogen values showed no significant differences in survivors and nonsurvivors of sepsis in the present study. Multivariate analysis (logistic regression analysis) including INR, fibrinogen, platelet count, and thromboelastometry (patients with and without pathological findings, respectively) demonstrated that thromboelastometry is an important and independent prognostic factor for 30-day survival (odds ratio, 5.6; confidence interval, 1.49-20.7; P = 0.01), while INR, fibrinogen, and platelet count were excluded. Again, colinearity was excluded as the reason for this result.

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Our results demonstrate for the first time that thromboelastometry detects differences in hemostasis between survivors and nonsurvivors of severe sepsis and that the absence and presence of pathological thromboelastometry findings predict 30-day survival better than the SAPS II and SOFA scores.

Thromboelastography, first described by Hartert in 1948 (16), and rotational thromboelastometry are point-of-care methods measuring the kinetics of clot formation in whole-blood samples by describing the viscoelastic properties of the forming clot (16, 17). Thromboelastometry is a widely accepted method in cardiac and liver transplantation surgery (18, 19). The values of variables obtained by this method include the CT, representing the time interval to onset of coagulation, the CFT and α angle, describing the kinetics of clot formation, and the maximal clot firmness, which depends on both platelet count and fibrin polymerization. In our assay, any effects of heparin administered to the patients and causing potential differences in clot formation were abolished by adding heparinase to the assays in sufficient concentrations.

Recently, results obtained from animal experiments and in a small patient cohort have suggested that sepsis-evoked alterations in hemostasis might be detected by thromboelastometry (10-12). It is unknown, however, whether thromboelastometry variables might predict outcome of sepsis.

In the present study, prognosis of septic patients was markedly different in patients with and without coagulopathy, and 30-day survival decreased from 85.7% to 58.7%, if thromboelastometry revealed alterations of hemostasis. The changes in thromboelastometry variables, which are associated with increased mortality, most likely are indicative for the depletion of coagulation factors and platelets. As the reason for derangement of hemostasis, DIC can be presumed, although we have not assessed this issue in detail using further laboratory tests. However, this notion is in accordance with the fact that DIC, which can evoke organ ischemia and multiorgan failure, is associated with increased mortality in sepsis (3).

One established method to detect DIC is a sophisticated scoring system encompassing platelet count, INR, fibrinogen, and a fibrinolysis marker. Using such a complex scoring system, groups with low (15%) and high mortality (40%) have been discriminated (1). Remarkably, however, the results of our study demonstrate that the presence or absence of a single pathological thromboelastometry finding is associated with marked differences in survival and allows discriminating two patient subsets with a 58.7% and 85.7% 30-day survival, respectively. Furthermore, comparison of thromboelastometry with INR and platelet count in the present study demonstrated that thromboelastometry allowed the best prediction of outcome.

It is an important finding of the present study that both univariate and multivariate analyses demonstrated the importance of thromboelastometry in comparison to the SAPS II and SOFA scores. The fact that thromboelastometry proved to be both an important and independent predictor of 30-day survival, whereas the SAPS II and SOFA scores were not, strongly suggests that the coagulation system is of outstanding importance for the prognosis in severe sepsis, obviously to a greater extent than the abnormalities reflected by the SAPS II and SOFA scores. In this regard, it is also important to note that modulation of hemostasis in sepsis improves the prognosis in both experimental settings and potentially in patients (5, 6).

Our finding that early thromboelastometry can detect patients with a worse prognosis suggests that this method may be used to identify patients in which therapeutic modulation of hemostasis might be promising. Furthermore, thromboelastometry might also be capable to monitor the efficacy of such pharmacological interventions. Both issues are important because thromboelastometric results are readily available at the bedside, and an early goal-directed therapy in sepsis is mandatory to improve the prognosis (20).

It is important to state that the study has limitations: cutoff values and survival were determined in the same collective. It is therefore important to confirm the diagnostic values of the cutoff values of the present study in a second data set. Whereas a moderate correlation of DIC score and thromboelastometry has been demonstrated in a recent study, a direct comparison of the association of thromboelastometry and DIC score with outcome is desirable in a future study (12).

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The results of the present study demonstrate that thromboelastometry is a better predictor of 30-day survival in severe sepsis than the SAPS II and SOFA scores. These results underline the pathophysiological importance of hemostasis and the relevance of whole-blood coagulation tests. Further studies are necessary to investigate whether thromboelastometry-guided treatments can improve the prognosis of sepsis.

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Sepsis; thromboelastometry; survival; SAPS II score; SOFA score

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