Maring, Joyce PT, DPT, EdD; Croarkin, Earllaine PT, NCS; Morgan, Sylvia PT, DPT; Plack, Margaret PT, EdD
Friedreich ataxia (FA), an autosomal recessive disease, although rare, is the most prevalent of the inherited ataxias.1 Friedreich ataxia is caused by a defect in a gene located on chromosome 9, which results in altered function of the protein frataxin and a toxic buildup of iron within the mitochondria of several tissues. This buildup of toxic byproducts leads to oxidative stress, progressive cellular damage, and impairments especially in the nervous, cardiac, endocrine, and musculoskeletal systems. The diagnosis is confirmed through genetic testing, when there is a family history or clinical signs consistent with the disease manifestations.2–4
The cardinal features of FA include progressive gait and limb ataxia.5 Other essential clinical criteria for diagnosis are age of onset before 25 years, absent knee and ankle deep tendon reflexes, and the presence of pyramidal signs.6 Symptoms typically emerge between the ages of 5 and 15 years,7 with a mean onset at 10.72 (±7.4) years.8 Death occurs at a mean age of 37.5 years9 and is usually secondary to cardiomyopathy, pneumonia, or aspiration.10 Recent insights into the pathogenesis of FA, however, give rise to new hope for effective drug interventions,2,3 underscoring the need for early recognition. Given the disease hallmarks of gait and limb ataxia, children with no family history of FA may be referred to physical therapy for evaluation and treatment before genetic testing.11 This further reinforces the need for physical therapists (PTs)to recognize, examine, and intervene in a timely manner for impairments associated with the disease.11
Support for the benefits of physical exercise for patient populations with other degenerative diseases that include ataxia is available in the research literature.12,13 It is reasonable to assume that the health and function of individuals with FA would also be maintained or improved by regular participation in an adapted exercise program.11 Yet, at present, limited evidence is available to guide specific physical therapy interventions to address impairments or functional concerns of patients with FA.11,14 Evidence exists supporting a role for PTs in helping patients with FA improve their overall aerobic fitness,15 in maintaining proper biomechanical alignment to optimize their function,16 and in obtaining appropriate adaptive mobility equipment to minimize falls as patients' impairments progress.17,18
Given limited evidence describing appropriate physical therapy interventions for children with FA and their families as well as a lack of insight into families' and patients' perceptions, further description may provide valuable insight for future research questions and the development of appropriate family- and patient-centered plans of care. The purposes of this study were to describe the frequency, type, and perceived effectiveness of physical therapy interventions received by children with FA; identify potential barriers to therapy; and solicit advice or feedback from parents on factors and activities PTs should consider when treating children with FA.
Families of 45 children with a diagnosis of genetically confirmed FA, enrolled in a phase 2 clinical trial to establish the efficacy of idebenone for patients with FA, were asked to volunteer to participate in an expanded history and interview via telephone. Recruitment occurred during a routine follow-up visit to the National Institutes of Health. Informed consent included consent to participate in a recorded telephone interview at a later date.
Children in the phase 2 clinical trial met the following inclusion criteria: genetically confirmed FA; evidence of neurological impairment; body weight between 30 and 80 kg; chronological age between 9 and 17 years; and demonstrated ability to walk 25 feet with or without an assistive device. Children were excluded if they had been exposed to idebenone, coenzyme Q10, or other dietary supplements for a period of at least 1 month before enrollment. Children were enrolled in the phase 2 study following informed consent by the parent or guardian and the child's assent. The Institutional Review Board approved this study as an expanded history.
This is a descriptive study using a mixed qualitative and quantitative design. A semistructured interview protocol was developed that included open- and closed-ended questions around a guiding framework to facilitate data collection. The interview protocol was reviewed by a National Institutes of Health panel of experts familiar with research methods as well as with FA. Questions were designed to gather information about the medical history; the frequency, type, and perceived effectiveness of interventions provided; potential barriers to therapy; and advice for new therapists treating children with FA (see the Appendix, Supplemental Digital Content 1, at http://links.lww.com/PPT/A35). To facilitate parental recall of details of therapeutic interventions that may have occurred quite some time ago, the time intervals used in the guiding framework were partitioned by years associated with typical progression in school (eg, preschool, elementary, middle, and high school).
Data Collection and Analyses
After obtaining written informed consent, 1 of the investigators scheduled a telephone appointment to speak with a parent of each child. At the beginning of the telephone conversation, the purpose of the study was reiterated, and informed consent and permission to record the conversation were reconfirmed. The researcher asked questions following the interview protocol, and all responses were recorded. Researchers spoke only to the parents; however, parents of older children frequently consulted their children when responding to the questions posed. All interviews were transcribed and de-identified to preserve the confidentiality of the participants.
Responses to closed-ended questions were summarized using descriptive statistics. Responses to open-ended questions were analyzed using qualitative methods. One investigator used inductive analysis to search responses for clusters and patterns of meaning.19 From the clusters, codes were defined and a coding schema was developed. Two investigators independently applied the coding schema to a portion of the data. More than 1 code was applied to each response, when warranted. Independent analyses were compared, and the coding schema was refined further through consensus. The 2 investigators applied the coding schema to another portion of the data, and interrater reliability of the coding schema was assessed using a κ statistic. This process continued until an acceptable level of reliability was achieved and 1 investigator finished the analysis, continually seeking emergent and disconfirming data.19 Analysis of the open codes subsequently led to the development of categories and themes.19 The third investigator was used as a peer reviewer to ensure accurate interpretation of the comments. Figure 1 provides examples of the process used to identify categories and themes.
The following major steps were taken to maximize credibility and trustworthiness of the outcomes of this study: (1) multiple researchers were used to independently analyze the raw data; (2) interrater reliability measures (κ statistic) were used to ensure reliability of the coding schema; (3) a third researcher was used as a peer reviewer to confirm the accuracy of the results obtained; (4) a search for negative cases and disconfirming information was ongoing; and (5) low inference data (ie, verbatim quotes) were obtained and reported to support the themes that emerged.
Description of Participants
The 30 children whose parents agreed to participate in the interview included 18 males and 12 females, ranging in age from 9 to 17 years, with a mean age of 13.8 years. Seven children were in elementary school, 9 in middle school or junior high school, and 14 in high school at the time the interviews were conducted. All the children were white, which is reflective of the predominant ethnicity of those diagnosed with FA.20 The mean age at which signs and symptoms of FA were first noted in this group was 7.1 years, with a range of 1 to 13 years. Genetically confirmed FA, however, occurred at a mean age of 9.6 years, and the gap between the onset of reported signs and symptoms and the diagnosis of FA ranged from 1 to 10 years, with 63% of the children diagnosed more than 2 years following onset of signs and symptoms. Early diagnosis was frequently associated with genetic testing following the diagnosis of FA in an older sibling. The children demonstrated a range of system involvement typical of a diagnosis of FA. Sixty-four percent of the children in this sample population were diagnosed with hypertrophic cardiomyopathy, which was determined to be mild by the child's physician in 31.6% of these cases. No children were diagnosed with diabetes mellitus, another comorbidity frequently associated with FA.21 Within this study, 18 children (60%) exhibited pes cavus, and 1 child (3%) demonstrated pes planus. Twenty-six children (86.7%) had scoliosis, 9 were considered “mild,” 7 “severe,” and in 10 the severity was not described.
Frequency, Type, and Perceived Effectiveness of Physical Therapy Interventions Received
The most frequent direct interventions received were muscle strengthening and stretching exercises, followed by balance training. Most parents were not able to specifically recall treatment frequencies or durations, even when their children were currently receiving therapy in the schools. For those who did recall, frequency appeared to range from a monthly consult (in the school or in a specialty clinic) to twice weekly sessions in the school. The parents of 5 children reported that their children received episodic outpatient therapy in a nearby center or clinic.
Parents' perceptions of the usefulness of the strengthening and stretching activities were only slightly better than neutral during the elementary years. However, the perceived usefulness increased as the child became older and likely experienced contractures associated with increasing spasticity and immobility. There were isolated instances in which a parent enthusiastically endorsed the effectiveness of stretching. For example, a parent noted that the progression of the postural deformities the child was experiencing was halted coincident with receiving physical therapy services. As a group, the parents perceived balance training as minimally helpful, and it was no longer used as an intervention when the child entered high school as children in this age range primarily used wheelchairs for mobility in the community and school. The most frequently identified mobility training was with a walker to assist with transfers and to maneuver shorter distances within the context of the classroom or home; however, reportedly, many of the children resisted the use of a walker because they associated it as a device “for old people.” Table 1 summarizes the interventions and perceived usefulness of the interventions received by the children as reported by their parents.
The open-ended comments were analyzed using qualitative methods. Substantial interrater agreement (κ = 0.69) of the coding schema was established.22 Parents noted a desire for more therapies for their children but described barriers to obtaining appropriate services that were both internal and external to the family unit. They described the home exercise program (HEP), in particular, as being both challenging and burdensome. Finally, they offered advice to PTs working with children with FA.
Internal Barriers to Receiving Appropriate Services.
Barriers internal to the family unit emerged from both the parents and the children. Parents identified their own limited time and lack of understanding of the role of the PT as barriers. They also identified a lack of motivation and personal preferences on the part of the children as potentially interfering with acquiring appropriate services. The following examples are direct quotes from the parents:
We really did not pursue because we didn't know what therapy could do for her. We probably should of though after her surgery.
We have to travel 45 miles each way to bring her to school and then I have to go to work yet… I wish she could do it in her day instead of something else.
I try to stretch her most days and bike most days for muscle building but she doesn't want to do it.
We did not ever pursue things too much at school but that was because my children wanted it that way.
We've got a few things at school to try to make it easier, but she is one of those kids who doesn't want any special treatment.
External Barriers to Receiving Appropriate Services
External barriers to obtaining appropriate therapies included a lack of access to professionals with expertise in managing children with FA, limited access to insurance coverage, and lack of eligibility for physical therapy services provided as part of an individualized education plan (IEP) in the school setting. Finally, the parents' lack of understanding of the role of the therapist coupled with a lack of expertise on the part of the therapist or other professionals at times led to conflicts. The following are exemplary quotes from the parents:
She got therapy before her diagnosis but they didn't know what they were treating her for, so they didn't know really what to do…just that she had balance that was off. When they told us she had FA, the PT did not know what FA was.
[Physical therapist] is also trying to help me with the PE [physical education] department because they tend to have her do the stopwatch or do work instead of giving her adaptive PE…which is really frustrating because she needs physical education, too.
The insurance would give you 8 weeks or something. That was always frustrating as they did not have an allowance for a chronic degenerative disease that wasn't going to get better…to have some kind of ongoing service…does help.
During that time, they had her in the IEP program, but couldn't keep her there because her grades were too high. Once she got out of the IEP program, the PT stopped.
[The school told] me that until his grades start falling it's not an academic issue. They won't give him any services.
So the [therapist] wanted to give him a wheelchair, but I [thought] he has got to keep mobile as long as we can. She and I had different philosophies.
HEP: A Challenge and a Burden
Twenty-two (73%) of the children received an HEP as a component of the intervention or sometimes the main mode of intervention. Parents reported that the HEP consisted primarily of muscle stretching. However, follow-through and adherence were both challenging and burdensome. While barriers to adherence were generally internal to the family unit, given the prevalence of comments related specifically to the HEP, it is being reported as a separate theme. Only the parents of 2 children receiving an HEP reported consistent implementation (9%), 9 reported occasional implementation (41%), and 11 indicated they and their children do not perform the HEP (50%). While well intentioned, parents reported they often did not have time, they forgot, or the children were simply too tired at the end of a long day to participate. The children also frequently resisted their HEP, which at times led to arguments and increased parent-child stressors. The following are exemplary quotes from the parents:
He should do [exercises] at home but we keep forgetting. [We were] too busy…tend[ed] to forget.
To say that she does [her HEP] consistently would be lying…There were periods where we as parents were bad because of our lifestyles… it's already tiring for her. She's had a long day and she tires easy.
You know you got to do it but…she'll do the exercise for other people but she won't do it for me. Just working with the parent is not helping.
For a while, I would take them [both children with FA] to the local swimming pool and I would ask them to stretch their heels on the pool step and we would argue about it.
Advice for Therapists
Parents had a broad range of advice to offer therapists in working with children with FA and their families. The major themes that emerged include the following: become the expert; be an educator, an advocate and a resource; encourage activity; know your patient and be realistic; encourage socialization and outside activities; and use effective interventions. Table 2 provides quotes illustrating each of these themes.
Frequency, Type, and Perceived Effectiveness of Physical Therapy Interventions Received
The therapeutic activities performed with the children whether directly or via an HEP emphasized muscle stretching and to a lesser extent muscle strengthening. This is consistent with recommended components of a general plan for children with FA14 or other degenerative diseases of childhood.23 Stretching activities in all likelihood assisted in maintaining biomechanical alignment of the children's feet and trunk; this outcome facilitates maintenance of function in children with FA.16 Given the progressive range of motion impairments associated with disease progression, the increased parental perception of the usefulness of stretching as an intervention is also understandable. Balance training was generally not perceived as effective by parents, and comments suggested that parents felt the progressive ataxia typical of FA was not amenable to balance training. Only 3 children received functional mobility training, and no children were participating in aerobic activities. Both interventions are supported by the literature as potentially effective in maintaining independence and quality of life,16,17 and therapists should consider including functional mobility and aerobic training in HEPs and direct intervention programs when working with children with FA and their families.
In responding to open-ended questions, the most frequent type of intervention parents recommended was aquatic therapy. Parents indicated that water provided children with the ability to exercise freely without the fear of losing their balance or falling. In addition, parents stressed the importance of encouraging children with FA to stay active and involved in activities they enjoyed. Although, parents were generally not able to recall specific treatment frequencies, most felt their children should be participating in more therapeutic activities to maintain functional independence for as long as possible.
Home Exercise Program
Although the majority of the parents reported that their children were supposed to be performing an HEP, most identified a number of internal barriers preventing consistent follow-through on the recommended exercises. The reasons given for nonadherence varied from time constraints to fatigue and resistance on the part of the child. This finding is consistent with previous research reporting low HEP adherence among caregivers of children with disabilities and that 50% of parents likely do not adhere with prescribed therapeutic regimes.24
A predominant factor cited for failure to adhere is caregiver stress secondary to the burden of increased care, financial strains, and parental grief reactions to the child's condition and well-being.24–27 Caring for a child with a progressively disabling neurodegenerative disease and a poor prognosis likely exacerbates all of these factors. Parents caring for a child with progressive disability report higher physical and emotional stress than parents of children with nonprogressive disabilities.27 In addition, stress may be compounded secondary to parental insecurity in dealing with a rare disease such as FA.27
Given these reported stressors, it is important for therapists working with families with children with FA to be cognizant of strategies to minimize burden and optimize adherence. In other pediatric patient populations reported in the literature, families were more likely to comply with HEPs if they perceived the activities as minimally demanding and if the activities and location of the HEP were sufficiently varied to provide interest.28 Explicit instructions and continued encouragement and support for the family and child may also increase HEP adherence.29 Emphasizing self-motivation and accompanying the prescribed activities with visual and audio instructions may assist with the level of cooperation of adolescent children and potentially decrease conflict similar to that reported by the study participants.30
Perceived Barriers to Obtaining Appropriate Services
The external barriers to obtaining appropriate interventions reported most frequently by parents in this study were related to the expertise of the professionals involved and the access to quality physical therapy care. Friedreich ataxia is a relatively rare disease and is likely not covered in depth in an entry-level physical therapy program nor is there much written in the literature describing effective physical therapy interventions. It is not surprising that the families in this study were frustrated by the lack of expertise of therapists and its effect on appropriate care for their child. In a study31 describing perceived barriers to obtaining therapy services for children with the more common diagnosis of cerebral palsy, however, parents also described therapists' knowledge gap as an impediment to appropriate services.
To implement an effective plan of care and make appropriate referrals, therapists have an obligation to recognize atypical patterns of impairments, use appropriate search strategies of the literature to identify possible interventions, and make referrals or seek assistance when they do not feel that they are qualified to address the child's needs. If parents could be reassured that the professionals working with their children are proactively seeking information and involved in learning about the appropriate care of their children, satisfaction with care management may improve.32–34 Parents also noted frustration with the lack of expertise of school personnel. Literature supports the sentiment raised by the parents in this study regarding frustration surrounding the lack of understanding of the condition, inadequate professional training, and inability of school personnel to recognize the child's needs.34 When implementing care within a school system, perceived barriers can be lessened if the therapist becomes an expert and educates others regarding the disease process and potential needs.
In addition, to minimize conflict and optimize care, a family-centered approach that includes families in setting goals and selecting interventions is advocated.35 Families of children with FA often have extensive experience with the health care community, which may affect their expectations. Expectations of health care accumulate from one visit to the next.36 Therefore, expectations related to services and goals for the child need to be discussed with all parents to form an appropriate plan of care. Family involvement would likely avoid some of the frustration parents described when they perceived the therapist's goals as either too ambitious or too unrealistic.
Qualifying for Services and Reimbursement
Children with a degenerative disease or chronic condition often experience difficulty in qualifying for physical therapy.37 An analysis of 1994 to 1995 Health Interview Survey Disability Follow-Back data38 indicated that most children with a disability (75%) receive therapies in the school setting. To qualify for these services, however, the child must qualify for special education services (Individuals with Disabilities Education Act), and related service such as physical therapy may be provided for educational purposes. Many children with FA do not require special education services. Yet, private health care plans in general provide very limited coverage for ongoing care associated with a chronic condition.39 Health care plans limit coverage of services for people with progressive disorders, deeming services provided to maintain function as not medically necessary.31,37 Most parents in this study were frustrated by the lack of financial access to therapy, as evidenced most by those families with children with FA in high school who were no longer eligible to receive any type of service. This finding is consistent with Leiter's38 description of services to children with disability decreasing as the child moves from elementary and middle school to high school. Given the challenges these families face in obtaining services for their children, it is imperative for therapists working within the school system to not only educate school personnel but gain knowledge of federal, state, and local regulations guiding the provisionof rehabilitative services to be able to advocate most effectively for their patients.40,41
Advice to Therapists
In providing advice for new therapists, parents suggested ways to overcome some of the barriers they experienced while better integrating the needs and challenges of the families and children into the development of the plan of care. Parents encouraged therapists to know their patients and families, encourage activity, and be realistic. Parents urged therapists to find a balance between challenging the child to maintain or gain function and recognizing the limitations imposed by fatigue and the need to perhaps focus on maintenance versus improvement. Parents also urged therapists to recognize the challenges the family faces in adhering to demanding, routine, and tedious HEPs. This advice is consistent with the demand for pediatric therapists to deliver services that are embedded into routines and contexts that are meaningful and have value to the child and family.42 Embedding and integrating exercises into the social context of the child and family may enhance adherence and participation. Parents in this study urged therapists to consider activities such as swimming lessons, aquatic therapy, horseback riding, and other social activities the child might enjoy with peers and with family. Collaborating with school personnel may optimize the child's ability to participate with peers in all school-related activities, including physical education.
Parents also encouraged therapists to be experts, educators, advocates, and resources. They emphasized the need for therapists to become more expert and to advocate for earlier and ongoing therapy for children with FA. Currently, many children without a definitive diagnosis of FA are referred to physical therapy.11 As we participate in direct access to a greater extent, more children and families will access physical therapy directly and therefore rely on therapists to implement an effective plan of care and make appropriate referrals. These roles and functions are consistent with Vision 2020 ( http://www.apta.org/Vision2020/) and the core values of the profession. Therapists are encouraged to assume responsibility for learning; advocate for the health and wellness needs of a society, including access to physical therapy services; and promote social policies that affect the function and needs of patients.26,43
The descriptions and perceptions of the parents in this study regarding physical therapy services for their children with FA are subject to recall bias, given the retrospective nature of the data collection. The threat to validity and reliability secondary to a recall bias can be reduced by a well-structured questionnaire.44 The structured questionnaire used to gather information in this study was reviewed by a team of experts and constructed around age periods likely to facilitate recall. Recall was also enhanced by the parents occasionally consulting with their children to confirm or amplify a description. Nevertheless, it is likely that all the descriptions provided by the parents related to their children's therapy were incomplete and represented only part of the total picture of the services provided. Qualitative methods, although not generalizable, are most valuable in providing insights, not otherwise available, using quantitative methods alone. Numerous strategies were used to optimize the trustworthiness and credibility of these results; however, further research is needed to generalize these insights to the population of all children diagnosed with FA.
Research into effective pharmacological interventions for persons with FA has increased dramatically with the contemporary understanding of the pathogenesis of FA.45 Investigating the effect of rehabilitation measures in isolation or in conjunction with pharmacological interventions is critically necessary to improve the outcomes and quality of life in children with FA and their families. Parental input provides an entry point to identifying strategies to overcome barriers to obtaining services, adherence to prescribed activities, as well as effective plans of care that may enhance parent and child satisfaction. Examining the long-term social and physical outcomes of children with FA may have policy implications related to defining the educational needs and eligibility for reimbursement, given the degenerative nature of this disease.
The information provided by the families in this study can serve as a foundation for understanding parents' perceptions of the effectiveness of services currently provided to children with FA and their families. The findings may enable therapists to develop more effective plans of care that take into consideration the context within which the child and family exist. In addition, therapists should more frequently integrate therapeutic activities supported by the literature, such as aerobic exercise and functional training, into the child's plan of care. Therapists should employ strategies to improve adherence to HEPs, such as embedding programs in the social contexts of the child and family. Parents provided advice for therapists new to FA that may help them frame their approach to effective care. Finally, parents articulated barriers they experienced in accessing quality care for their children. Therapists need to embrace their role as an expert, educator, and advocate to assist children and their families overcome these barriers. Prospective studies on the effectiveness of physical therapy interventions and strategies to optimize adherence are needed to add to the limited evidence base for effective care for children with FA.
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