Supramaximal Verification of Peak Oxygen Uptake in Adolescents With Cystic Fibrosis

Werkman, Maarten S. PT, MSc; Hulzebos, Hendrik J. PT, PhD; van de Weert-van Leeuwen, Pauline B. MSc, MD; Arets, Hubertus G.M. PhD, MD; Helders, Paul J.M. PT, PhD; Takken, Tim PhD

doi: 10.1097/PEP.0b013e318208ca9e
Research Article

Purpose: To study whether peak oxygen uptake (

O2 peak), attained in traditional cardiopulmonary exercise testing (CPET) in adolescents with cystic fibrosis (CF), could be verified by a supramaximal exercise test.

Methods: Sixteen adolescents with CF (forced expiratory volume in 1 second as % of predicted [range, 45%-117%]) volunteered and successively performed CPET and a supramaximal test (Steep Ramp Test [SRT] protocol).

Results: Cardiopulmonary exercise testing and the SRT resulted in comparable cardiorespiratory peak values. We found no significant difference in oxygen uptake (

O2 peak/kg) between CPET and the SRT (38.9 ± 7.4 and 38.8 ± 8.5 mL min−1 kg−1, respectively; P = .81). We found no systemic bias for CPET and SRT measurements of

O2 peak/kg and no differences between CPET and SRT

O2 peak values within and between the maximal and non-maximal effort groups (P > .4).

Conclusion: The

O2 peak measured in CPET seems to reflect the true

O2 peak in adolescents with CF.

In this study, the authors found that peak oxygen uptake (O2 peak) obtained through traditional cardiopulmonary exercise testing in adolescents with cystic fibrosis appears to reflect true O2 peak obtained through supramaximal exercise testing.

Child Development & Exercise Center, Wilhelmina Children's Hospital, University Medical Center Utrecht, Utrecht, the Netherlands (Mr Werkman and Drs Hulzebos, Helders, and Takken); and Cystic Fibrosis Center and Department of Pediatric Respiratory Medicine, Wilhelmina Children's Hospital, University Medical Center Utrecht, the Netherlands (Drs van de Weert-van Leeuwen and Arets).

Correspondence: H.J. Hulzebos, PT, PhD, Child Development & Exercise Center, Wilhelmina Children's Hospital, Room KB.02.056, University Medical Center Utrecht, PO Box 85090, 3508 AB Utrecht, The Netherlands ().

Grant Support: This study was funded by an unconditional research grant (DO-IT) from the Scientific College Physiotherapy of the Royal Dutch Society for Physiotherapy (Wetenschappelijk College Fysiotherapie, Koninklijk Nederlands Genootschap voor Fysiotherapie) and an unrestricted grant from the Dutch Cystic Fibrosis Society.

Article Outline
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Exercise testing is increasingly used to evaluate the level of exercise capacity and to define training intensity in adolescents with chronic lung diseases like cystic fibrosis (CF).1,2 Cardiopulmonary exercise testing (CPET) is currently accepted as the gold standard to study a patient's aerobic capacity and possible limiting factors.2,3 Most clinical exercise testing is performed with progressive workloads during cycle ergometer or treadmill exercise. During both tests, cardioventilatory parameters such as peak oxygen uptake (

O2 peak), peak workload (Wpeak), peak heart rate (HRpeak), and the ratio of carbon dioxide production to oxygen consumption (respiratory exchange ratio [RER]) can be calculated using gas analysis of expired air.4

The most important parameter of exercise capacity is the

O2 peak.2,3,5 Maximum oxygen uptake (

O2max) is considered to be the maximum attainable oxygen uptake by the cardiorespiratory and neuromuscular system, resulting in a

O2 plateau at the end of testing despite a further increase in workload.6,7 Furthermore,

O2 peak is defined as the highest level of oxygen uptake attained during a single test without necessity of a plateau of the

O2 curve.8 Questions can be raised about the validity of that attained

O2peak during CPET in adolescents with CF, because reduced exercise capacity during CPET in adolescents with CF compared with peers without the disease has been reported.912 However, the observed peak heart rates in these studies were lower than values observed in adolescents without CF. Therefore, this lower

O2 peak might be due to an actual lower

O2 peak or to an incapability of CPET to reach real

O2 peak in adolescents with CF. This possible inconsistency might influence the effectiveness of exercise training, while, in general, training intensity is defined on the basis of peak heart rate at the end of CPET.

Whether this attained

O2 peak reflects the true

O2 peak could be verified by a supramaximal exercise test following CPET,7,8,13,14 where supramaximal means a workload above the peak workload attained during CPET. A feasible and safe supramaximal exercise protocol is the Steep Ramp Test (SRT), which has been developed and described as an alternative measure of exercise work rate in adult patients with chronic heart failure1517 and adult cancer survivors.18 An important difference between the SRT and CPET is its short duration (about 3-4 minutes including warming-up),18 whereas CPET will take on average 10 to 15 minutes. If consistent

O2peak values are found in both exercise tests, this supports that a true

O2 peak has been attained.5

Our hypothesis is that, based on lower peak heart rates in adolescents with CF, no actual

O2 peak is reached in this population during CPET, resulting in higher

O2 peak during the SRT, which was conducted after CPET. The objective of this investigation was to verify the

O2 peak attained during CPET in adolescents with CF using an additional supramaximal exercise test (the SRT).

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Sixteen adolescents with CF (8 males and 8 females; age 14.6 ± 1.7 years) volunteered. Patients participated in a study approved by the medical ethics committee of the University Medical Center Utrecht. All patients were free from acute exacerbation at the time of testing. Patients and their parents gave written informed consent. Only the initial baseline tests before exercise training were used for analysis. Exercise testing is part of the standard follow-up in the UMC Utrecht CF center, so patients have experience with this kind of exercise testing.

Individual data were collected in 1 test session. Lung function (Master Lab System, E. Jaeger, Würzburg, Germany) and anthropometric values, using an electronic scale (Seca, Birmingham, United Kingdom) and a stadiometer (Ulmer stadiometer, Prof. E. Heinze, Ulm, Germany), were determined before CPET. Because the exercise tests were performed in the morning, participants were asked to avoid heavy meals and strenuous exercise beginning the evening before testing (12 hours before testing).

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Cardiopulmonary Exercise Testing

Cardiopulmonary exercise testing was performed on an electronically braked cycle ergometer (Ergoline, Cardinal Health, Houten, the Netherlands) using the Godfrey protocol.19 To avoid premature muscle fatigue in the adolescents, we aimed to keep total exercise time between 6 and 10 minutes. Protocols with short-stage duration, as the Godrey protocol, are preferred if the test is conducted to measure performance.20 After 1 minute of rest, cycling started unloaded and was increased every minute independent of gender, based on height (10 W/min < 120 cm; 15 W/min 120–150 cm; 20 W/min > 150 cm), until the patient stopped volitionally because of exhaustion.19 Adolescents breathed through a mouthpiece, connected to a calibrated metabolic cart (Oxycon pro, Care Fusion, Houten, the Netherlands). Expired gas passed through a flow meter, oxygen analyzer, and a carbon dioxide analyzer. The flow meter and gas analyzer, which were calibrated prior to each test session, were connected to a computer, which calculated breath-by-breath minute ventilation (

E), oxygen consumption (

O2), carbon dioxide production (

CO2), and RER from conventional equations. Breathing reserve (BR) was calculated as 1 − [peak minute ventilation (

Epeak)/maximal voluntary ventilation (MVV)], where MVV is calculated as 37.5 × FEV1 (L min−1). During testing, heart rate (HR) was monitored continuously by a 3-lead electrocardiogram (Hewlett-Packard, Amstelveen, the Netherlands), and transcutaneous oxygen saturation (SpO2%) was measured by pulse oximetry on the index finger (Nellcor 200 E, Breda, the Netherlands). Heart rate response (HRR) was calculated as [(HRpeak – HRrest)/(

O2 peak

O2rest)].21 Data were collected from 1-minute rest throughout the entire test and data were averaged and presented over 10-second time intervals. Peak exercise parameters were defined as the values achieved in the final 30 seconds before stopping.

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Steep Ramp Test

The SRT was performed after a maximum of 10 minutes passive and subjective recovery following CPET and was performed on the same electronically braked cycle ergometer. A trained physical therapist (M.W.) carried out the tests and made sure that continuing testing was safe (based on recovery of SpO2 and absence of subjective signs of excessive cardiac or ventilatory stress). A modified protocol of the SRT was used.17 The protocol was as follows: after 1 minute of resting and 1 minute of unloaded cycling, the test started with an increase in workload every 10 seconds based on the subject's height as in CPET. The test ended when the pedal frequency fell below 60 repetitions per minute despite verbal encouragement. Exercise parameters were measured and presented using the same methodology as during CPET. Peak exercise parameters were defined as the values achieved during the last 10 seconds before stopping. Wpeak was defined as the highest achieved work rate before stopping.

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Definition of Maximal Effort

We used previously described criteria in our laboratory for the definition of maximum exercise effort.8 These criteria are subdivided into subjective and objective criteria. Subjective criteria are described as “unsteady biking,” “sweating,” “facial flushing,” and “clear unwillingness to continue despite encouragement.” Objective criteria are as follows: (1) HR > 95% HRpredicted (210 − age), (2) RER > 1.00, and (3) oxygen uptake plateau in the last minute. The

O2 plateau was determined from the difference between normalized

O2 peak and

O2 in the last 30 seconds of the minute before the finish. When the difference was 2.1 mL kg−1 min−1 or less, the adolescent was considered to have reached a plateau in

O2.22 These objective criteria were created to validate that participants optimally stressed their cardiopulmonary system. A participant has to meet the subjective criteria and at least 2 of the objective criteria for the test to be considered of maximal effort and character.8

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Statistical Analysis

Data were expressed as mean ± SD. Data were analyzed using SPSS 15.0 for Windows (SPSS Inc, Chicago, Illinois) and tested for normality with the Kolmogorov-Smirnov test. An alpha level of 0.05 was established for statistical significance. Differences between CPET and the SRT were analyzed using 1-way repeated-measures ANOVA and between the effort groups with a paired sample t test. Associations were examined by the Pearson product-moment correlation coefficient (r). Agreement between CPET and the SRT

O2 peak was verified with the Bland and Altman method.23 Association between the difference and average

O2 peak (mL min−1 kg−1) [(CPET

O2 peak + SRT

O2 peak)!/2)] was examined by the Pearson product-moment correlation coefficient (r).

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All participants (n = 16), except 1, performed both exercise tests without any complications or adverse events. The 1 participant refused to do the SRT, because of subjective feelings of fatigue. In both tests, all participants indicated that their reason to stop the exercise test was leg muscle exhaustion or fatigue. Descriptive baseline characteristics are presented in Table 1. In 3 patients, the SRT gas-exchange data were missing because of software malfunction.

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Comparison of Resting and Peak Exercise Variables Between CPET and SRT

All exercise variables were normally distributed. Resting HR and resting

E were significantly (P < .01) higher in the SRT than in CPET, whereas resting RER (P < .01) was significantly lower in the SRT than in CPET. No significant difference was noted for resting

O2 (mL min−1 kg−1).

The mean exercise time of CPET was 11.0 ± 2.8 minutes and 4.1 ± 0.7 minutes for the SRT, including both 1 minute of rest measurements and 1 minute of reference cycling.

Participants reached significantly (P < .01) higher Wpeak values in the SRT than in CPET, whereas RERpeak and HRR were significantly (P < .01) lower during the SRT. No other statistical significant differences in cardiorespiratory variables were found between CPET and the SRT at peak exercise (Table 2).

In addition, oxygen consumption for comparable workloads in both tests seems to be less in the SRT (Figure 1) .

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Correlation Between CPET and SRT Exercise Variables

Most peak exercise variables obtained during the SRT correlated excellently with those obtained during CPET (r = 0.71–0.98; P < .01). Only the decreases in SpO2% (r = 0.29; P = .33) and RER2 peak (r = 0.06; P = .85) were not significantly correlated between the SRT and CPET (Table 3).

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Agreement Between the Measured Absolute and Relative O2 peak in CPET and SRT

No systemic bias was noted for CPET and SRT measurements of

O2 peak/kg values (Figure 2). The mean differences between CPET and the SRT were 0.2 L min−1 and 0.2 mL min−1 kg−1 for absolute

O2 peak and

O2 peak/kg values, respectively. Limits of agreement between CPET and the SRT

O2 peak/kg were −5.1 to 5.4 mL kg−1 min−1.

Only fair degrees of association of CPET and SRT differences were found in

O2 peak and

O2 peak/kg with CPET and SRT mean

O2 peak and

O2 peak/kg (r = −0.37, P = .20; and r = −0.42, P = .14, respectively).

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Maximal Effort Criteria

All participants showed all the signs of the subjective criteria. On the basis of the objective criteria, 7 participants performed a maximal effort and 8 did not. CPET HRpeak was missed in 1 person, so this person's performance could not be classified according to the objective criteria. Individual data are presented in Table 4.

No differences were found between CPET and SRT

O2 peak values within the maximal and nonmaximal effort groups (P = .85 for

O2 peak and P = .54 for

O2 peak/kg in the nonmaximal effort group and P = .40 for

O2 peak and P = .63 for

O2 peak/kg in the maximal effort group). Furthermore, no differences were found in CPET

O2 peak values and SRT

O2 peak values between the maximal and nonmaximal effort groups (P = .62 for CPET

O2 peak and P = .46 for CPET

O2 peak/kg; P = .98 for SRT

O2 peak and P = .86 for SRT

O2 peak/kg). Data grouped by effort are presented in Table 5.

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The objective of this investigation was to verify the

O2 peak attained during CPET in adolescents with CF using a supramaximal exercise test (the SRT). We found no significant difference in

O2 peak between CPET and the SRT overall and when grouped on maximal effort. Our study indicates that the

O2 peak attained during CPET reflects the true

O2 peak in adolescents with mild-to-moderate CF even when the criteria for maximal effort were not met.

This study extends previously reported findings in children and adolescents who are healthy,5,7,13,14,24 and children and adolescents with spina bifida who are ambulatory.8

In addition, the cardiorespiratory demand of the SRT was comparable with CPET, as reflected by similar

Epeak, HRpeak, and BRpeak values. Heart rate response was even lower in the SRT, although this can be explained by the observed higher resting HR at the start of the SRT. Although Wpeak was significantly higher (∼50%) in the SRT, and the SRT

O2−1 was comparable (100.3 ± 8% of the

O2−1) to that obtained during CPET, as were other peak cardiorespiratory parameters. This indicates that our supramaximal test was more rigorous than previously used protocols using 105% to 110% of peak work rate attained during CPET,7,14 but gave comparable results for

O2−1. Furthermore, oxygen consumption for comparable workloads seems to be less during the SRT, which can be explained by a larger portion of anaerobic metabolism in energy supply. However, to our knowledge, the validity of the SRT as a measure of exercise capacity and the validity of the SRT as a test of verification of attained

O2 peak during CPET have not been studied yet.

In addition, the drop in SpO2% was comparable during CPET and the SRT, indicating that exercise-induced hypoxemia was comparable between the 2 protocols. However, we used a finger sensor that might be less sensitive comparable with a forehead sensor to detect a drop in SpO2%.20 On the contrary, the drop in SpO2% should be of a very short duration during the SRT. The incremental exercise phase lasted only 2 minutes during the SRT, and the effects of oxygen desaturation should be minimal. In addition, SpO2% was monitored during recovery and only 1 patient's SpO2% (88%) did not recover to less than 90% within 1 minute. However, the validity of the SRT in adolescents with CF and severe arterial hypoxemia and ventricular arrhythmias is unknown and future work is needed.

Compared with known reference values obtained in Dutch adolescents who are healthy,

O2 peak and Wpeak values during CPET were decreased (87% and 72% of predicted, respectively) in adolescents with CF.25 This is in agreement with previous literature. Compared to adolescents with similar degrees of pulmonary dysfunction,

O2 peak and Wpeak were higher in this study.2729 Comparable values were found for HRpeak.29 This variously reported limited exercise capacity in adolescents with CF is suggested to have a multifactorial cause. It seems that there is an interrelationship between lung function, muscle mass, energy expenditure, (respiratory) muscle function, and exercise capacity in patients with CF.30

In the literature, several maximal criteria for CPET are suggested, but there is no agreement on how many criteria should be used, or the proportion that needs to be satisfied to confirm the validity of the

O2max test results.31 For instance, Rowland4 suggests HR, RER, and

O2 peak plateau criteria during cycle ergometry as good indicators of maximal effort in pediatric exercise testing. The current study suggests that these guidelines from participants who are healthy might not always be valid for clinical pediatric populations. Our lower HRpeak data in adolescents with CF are comparable with those of other studies913,32 and suggest that patients with CF have a lower HRpeak.

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Limitations and Future Research

This study was performed in adolescents with mild to moderate CF (FEV1 % predicted [range, 45%-117%]). The validity of the SRT as a measure of exercise capacity and the validity of the SRT as a test of verification of attained

O2 peak during CPET remain to be determined in more severe patients with CF, as well as in younger patients with CF. Furthermore, future work considering the validity of the SRT in adolescents with CF and severe arterial hypoxemia and ventricular arrhythmias is needed.

Before the SRT, we found higher resting HR and

E, accompanied by a lower RER (P < .01), pointing to incomplete recovery after CPET, so comparisons between resting values should be made with caution. Furthermore, a partially recovered metabolism could possibly result in a faster onset of oxygen uptake kinetics at the start of the SRT,33 leading to a higher SRT

O2 peak. Conversely, as metabolism was partially recovered and as peripheral muscle fatigue was the primary reason for ending the test, it is possible that the effect of fatigue before the SRT has influenced peak exercise parameters in this test. Nonetheless, no difference was noted in resting

O2, indicating (nearly) full metabolic recovery in the exercise parameter of interest before the SRT. To correct for the effect of test sequence, at present, we are studying the validity of the SRT to measure

O2 peak with counterbalanced test sequence.26

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As verified with a supramaximal exercise test, the

O2 peak measured during CPET seems to reflect the true

O2 peak in adolescents with CF. The SRT seems to be an appropriate and well-tolerated protocol for the supramaximal verification of

O2 peak in adolescents with mild-to-moderate CF.

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adolescents; cystic fibrosis; exercise testing; exercise tolerance; pulmonary ventilation

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