Monitoring CD4+ T-lymphocyte counts (CD4 counts) is important in antiretroviral treatment (ART) guidelines, with ART initiation recommended when a patient’s CD4 count declines below a defined threshold.1,2 The choice of threshold varies depending on expert opinion and resource availability: United States (US) guidelines use a threshold of 350 cells/μL or, with less strength of opinion, 500 cells/μL1; WHO guidelines use 350 cells/μL2 though resource limitations mean that ART programs in some countries use 200 cells/μL following earlier WHO guidance.3 We evaluate some issues that might impact timing of ART initiation based on monitoring CD4 counts over time focusing on the 350 threshold but also considering the 200 and 500 thresholds.
We first consider 2 issues related to differences between US and WHO guidelines.1,2 One concerns frequency of CD4 count measurement: US guidelines suggest every 3–4 months, whereas WHO guidelines suggest every 6 months and more frequently as the threshold to initiate ART is approached. The other issue concerns confirmation of an initial count below the threshold before starting ART as recommended in WHO but not US guidelines. We then consider issues related to evaluation of cheaper or simpler alternatives to flow cytometry for CD4 enumeration. Although cross-sectional method comparison studies have been conducted to assess agreement between new technologies and flow cytometry,4–7 we evaluate how differences in precision and accuracy of technologies might impact timing of ART initiation.
We use a combination of statistical modeling of CD4 count trajectories using data from a natural history study and computer simulation to generate trajectories for a large hypothetical patient population followed from HIV seroconversion. Using the simulated trajectories, we identify, for each patient, time of first count below the threshold for starting ART. By varying parameters of the simulation study, we evaluate how measurement frequency, confirmatory values, and precision and accuracy in measurement, might affect the distribution of ART starting times in the simulated population. We briefly describe the study population, statistical model, and simulation study; further details are in the Supplemental Digital Content (see http://links.lww.com/QAI/A351) and biostatistical literature.8
We used publicly available data from HIV seroconverters in the US Multicenter AIDS Cohort Study (MACS).9 The MACS design, including standardization and quality control of T-lymphocyte measurements using flow cytometry, have been described.10,11 Beginning in 1984, the MACS included enrollment of HIV seronegative homosexual and bisexual men with semiannual testing for HIV infection and CD4 counts. We used data from men who seroconverted, using the date of their first seropositive test as time = 0 in modeling CD4 count trajectories after seroconversion. We excluded patients whose time of seroconversion was not well established, that is, their last negative and first positive tests were more than 2 scheduled visits apart. Because we are interested in modeling CD4 counts in the absence of ART, follow-up through to 1989, when ART was introduced, was included. The resulting study population included 330 seroconverters followed for up to 5 years.
Statistical Model for CD4 Count Trajectories
A linear mixed effects model was used for CD4 count trajectories, as previously used in the MACS and other cohorts,8,12–14 A patient's square-root CD4 count,
Equation (Uncited)Image Tools
(transformed to satisfy model assumptions), at time t years after their first seropositive test, was modeled as nt + εt, where nt represents a patient's underlying “latent” square-root CD4 count and εt measures the departure of the observed square-root count from that latent square-root count. The latent count can be viewed as the average of patient's counts when monitored frequently over a short period (eg, a few days) close to time t. In the model, each patient's latent
Equation (Uncited)Image Tools
(ie, nt) follows a long-term linear trend over time (with rate of change which varies among patients) but with shorter periods of faster or slower changes. The term εt is a combination of measurement error (eg, from laboratory environment/equipment) and very short-term biological variation (eg, diurnal variation), assumed to be normally distributed with zero mean.
Using the statistical model, we simulated sequences of semiannual CD4 measurements for a hypothetical population of 50,000 untreated patients followed for 60 months from seroconversion (the maximum follow-up in the study population), identified each patient's ART start time as the time of their first count below a given threshold, and determined the distribution of ART starting times in the simulated population. This simulation provides a “benchmark” based on monitoring (using flow cytometry) a patient population with characteristics and CD4 trajectories similar to the MACS study population.
The simulation was then adapted to evaluate how ART starting times might change for different measurement frequencies and when confirmatory values are required. The same statistical model was used to simulate monthly latent and observed CD4 counts for each patient, selecting the appropriate counts for the desired frequency. If confirmation of a count below the desired threshold was required, the count one month later was used (extending the simulation to 61 months to allow confirmation for counts at 60 months).
We further adapted the simulation by multiplying the standard deviation (SD) of εt by a factor δ to evaluate how ART starting times might change if a hypothetical CD4 enumeration technology with different precision from flow cytometry were used. We also considered what might happen if there was measurement bias in a novel technology (ie, systematic difference between novel technology and flow cytometry measurements) equal to −10% or +10% of a patient's latent CD4 count.
As measures of monitoring and treatment resource utilization for the simulated population, we obtained mean number of CD4 counts before ART initiation and number of months of ART during the 61 months simulated. We also determined the proportion of patients starting ART “late” or “very late” during this period. “Late” initiation was based on a concept that the ideal ART start time might be when a patient's latent count first declines below the desired threshold, approximated by time of their first simulated monthly latent count below the threshold. A patient not having an observed count (with confirmation if required) below the threshold by that time was considered as starting “late.” “Very late” initiation was based on a similar concept among patients having a latent count well below the desired threshold (specifically, latent counts <350, <200, and <100 cells/μL for the 500, 350, and 200 thresholds) before meeting the criteria for starting ART during the period simulated.
ART Initiation Times with 6-Monthly Measurements
Figure 1 shows the estimated cumulative proportion of patients in the simulated population who had a CD4 count less than the 500, 350, and 200 thresholds by time since first seropositive test based on 6-monthly measurements. Also shown are the corresponding Kaplan–Meier estimates for the 330 seroconverters in the study population. The simulation-based and Kaplan–Meier estimates were similar, showing that the simulation provides a good representation of the distribution of threshold-crossing times. Median time until a first count less than 500 and 350 cells/μL was 18 and 36 months; for the 200 threshold, it was >60 months.
Table 1 summarizes operating characteristics for monitoring algorithms with different frequencies of measurement and confirmatory testing requirements. For the benchmark monitoring algorithm (no confirmatory measurement and 6-monthly measurements), during the 61-month period simulated, the mean ART duration was 37.3, 24, and 11.1 months and the mean number of pretreatment measurements was 4.9, 7.1, and 9.2 for the 500, 350, and 200 thresholds.
During the period simulated, 77%, 60%, and 39% of patients had latent counts less than 500, 350, and 200 cells/μL. The proportion having observed counts below these thresholds was higher, 87%, 73%, and 49%, indicating a tendency for earlier ART initiation with 6-monthly monitoring than if latent counts could be monitored. Some patients, however, had a first observed count below a given threshold after their latent count first decreased below that threshold and so would have started ART “late”; for the 350 threshold, during the period simulated, 35% did so. Few patients started ART very “late,” though: 1.6% for the 350 threshold.
Frequency of Measurement
Figure 2A shows a trend toward earlier threshold crossing and hence ART initiation as measurement frequency increases from 12- to 6-, 4- and 3-monthly. This occurs because greater frequency yields more opportunities for fluctuations about the latent count (because of biological variation and measurement error) to give observed counts below a threshold. For the 350 threshold, median ART initiation times were 48, 36, 32, and 30 months, respectively, leading to higher pretreatment CD4 monitoring costs (means of 4.5, 7.1, 9.6, and 11.8 measurements during the period simulated; Table 1) and higher ART costs (means of 19.0, 24.0, 26.5, and 28.4 months of ART). Conversely, the percentage of patients starting ART “late” decreased (57.6%, 35.3%, 22.4%, and 15.1%), as did the percentage starting “very late” (11.5%, 1.6%, 0.2%, and 0.1%). There were similar patterns for the 500 and 200 thresholds.
Because WHO guidelines suggest 6-monthly measurements but then increased frequency when counts approach the threshold to initiate ART,2 for the 350 and 200 thresholds, we evaluated adaptive algorithms involving 6-monthly measurements until an observed count <500 cells/μL, and 4- or 3-monthly thereafter (referred to as adaptive 6/4 and adaptive 6/3). These algorithms have operating characteristics intermediate between 6-monthly and 4- or 3-monthly monitoring, respectively. For the 350 threshold, the percentage starting ART late changed from 35.3% for continuous 6-monthly monitoring to 18.9% for adaptive 6/3 monitoring (vs 15.1% for 3-monthly monitoring throughout), and percentage starting ART very late from 1.6% to 0.1% (0.1%) with modest changes in mean number of pretreatment measurements and time on ART.
For 6-monthly monitoring, Figure 2B shows that requiring a confirmatory count below a threshold delays ART initiation substantially. For the 350 threshold, median ART initiation time increased from 36 months without confirmation to 49 months with confirmation, with a corresponding increase in mean number of pretreatment measurements from 7.1 to 9.6 and decrease in mean time on ART from 24 to 15.9 months during the period simulated. This delay in starting ART increased the proportion starting ART late (from 35.3% to 76.0%) or very late (1.6% to 8.9%). Table 1 shows similar changes for other thresholds and measurement frequencies.
Measurement Precision and Bias
To explore the effect of different levels of precision, we defined a factor δ, which multiplies the SD of differences between observed and latent square-root CD4 counts in our statistical model. The SD reflects a combination of measurement variability and very short-term biological variability, and so is decreased when using a more precise technology than flow cytometry (δ < 1 and increased when using a less precise δ > 1 technology. Table 2 shows the operating characteristics for 6-monthly monitoring when using measurement technologies having values of δ from 0.5 to 1.5. There was a trend for earlier ART initiation as δ increases. For the 350 threshold, median ART starting time changed from 48 to 36 and 30 months for δ = 0.5, 1, and 1.5. This arises because greater variability leads to increased chance of obtaining a measurement below the threshold, and so lower CD4 monitoring costs (means of 8.0, 7.1, and 6.2 pretreatment measurements during the period simulated) and greater treatment costs (means of 18.7, 24.0, and 29.8 months on ART). Despite this, the proportion of patients starting ART very late showed modest change (0.5%, 1.6%, and 2.2%). These patterns held for all 3 thresholds.
Table 2 also shows operating characteristics for 6-monthly monitoring using a technology, which systematically measures low by 10% (bias = −10%) or high by 10% (bias = +10%) versus flow cytometry. For all 3 thresholds, technologies with −10% and +10% bias gave median ART starting times 6 months earlier and 6 months later versus no bias, respectively. For the 350 threshold, the median ART starting time was 30, 36, and 42 months for −10% bias, no bias, and +10% bias, giving mean pretreatment number of CD4 count measurements of 6.4, 7.1, and 7.7 during the period simulated and mean time on ART of 28.2, 24.0, and 20.5 months. Negative bias gave a lower proportion starting late or very late, while positive bias gave a higher proportion. For the 350 threshold, the proportion starting very late was 0.5%, 1.6%, and 3.2% for −10%, no, and +10% bias.
To contrast effects of imprecision and bias on ART starting times, Figure 3 shows the cumulative percentage of patients starting ART for a technology having δ = 1 and −10% bias versus technologies having δ = 1.25 and 1.5 but no bias. The effect of −10% bias versus increased variability was more pronounced at higher thresholds. For example, for the 200 threshold, the distribution of ART initiation times was similar for a technology with −10% bias and δ = 1 to one having no bias but δ = 1.25, whereas for the 500 threshold, it was similar to one having no bias but δ = 1.5.
Our study provides important information concerning factors impacting timing of ART initiation when triggered by a CD4 count below a defined threshold. This has implications for treatment guidelines and evaluation of new technologies for enumerating CD4 counts. We have shown that increased frequency of CD4 measurement, reduced measurement precision, and systematic negative measurement bias lead to earlier initiation on average, while use of confirmatory counts and systematic positive bias lead to later initiation.
US treatment guidelines recommend monitoring CD4 counts every 3–4 months,1 although WHO guidelines recommend every 6 months initially.2 At the 350 and 500 thresholds, as the immediate risk of HIV-associated clinical events is low,15 our findings suggest that the benefit of earlier ART initiation from monitoring more frequently than every 6 months is likely small and may not justify the increase in monitoring and treatment costs. This is illustrated, for the 350 threshold, by the low proportion of patients in our simulated population starting ART very late with 6-monthly monitoring (1.6%) against the analogous proportions with 4- or 3-monthly monitoring (0.2% and 0.1%, respectively). In contrast, for the 200 threshold where the immediate risk of clinical events is higher, the proportion starting very late with 6-monthly monitoring (2.6%) may not be acceptable and 4-monthly (0.7%) or 3-monthly (0.1%) monitoring might be preferred. For all 3 thresholds considered, decreasing the frequency to 12-monthly led to a potentially unacceptable increase in the proportion starting ART very late (eg, 11.5% for the 350 threshold), consistent with a study which suggested 12-monthly monitoring only at very high counts (eg, >900 cells/μL when using the 350 threshold).16 For the 200 and 350 thresholds, if the proportion starting very late with 6-monthly monitoring is considered too high, our results for adaptive algorithms involving 6-monthly and then 3- or 4-monthly monitoring after an initial count less than 500 cells/μL seems to perform about as well as 4- or 3-monthly monitoring throughout with similar or lower monitoring and treatment costs. These results concur with cost effectiveness studies, which suggest more frequent monitoring after a count close to the threshold, for example, <500 or 450 cells/μL when using the 350 threshold.17,18 Our results provide a formal basis for the concept in WHO guidelines2 that monitoring be 6-monthly and then more frequent as a patient approaches the threshold.
WHO guidelines recommend obtaining a confirmatory CD4 count if a major decision rests on the value.2 Requiring such confirmation leads to marked delay in ART initiation and associated increase in proportion of patients starting ART very late (eg, from 1.6% to 8.9% for the 350 threshold and, notably, from 2.6% to 14.9% for the 200 threshold in our simulation). Requiring confirmation may not, therefore, be desirable particularly at lower thresholds with higher immediate risk of clinical events. The motivation for confirmation arises from high intrasubject variability such that having 2 measurements below the threshold more reliably indicates a patient's poor immunologic status. Thus, the main value of confirmatory testing is likely for settings with limited treatment availability such that identifying patients most likely to have latent counts below a threshold is important.
An important impetus for this study was to evaluate how differences in performance of a novel CD4 enumeration technology versus flow cytometry might change timing of ART initiation. Typically, however, new and standard technologies are only compared in cross-sectional method comparison studies to assess bias and precision.19 We found that modest bias, specifically −10% or +10%, led to modest decreases or increases in median time to ART initiation and proportion of patients starting ART very late (0.5%, 1.6%, and 3.2% for −10%, 0%, and +10% bias). The elimination of such systematic bias largely concerns calibrating well a novel technology against flow cytometry. It suggests, however, that method comparison studies should be well powered to rule out biases of the order of ±10%, particularly in CD4 count ranges proximal to key thresholds for treatment management rather than on average over a broad range of counts.
The issue of variability in CD4 count measurements is complex because of the numerous sources of variation including not only technological measurement error but also sample processing/shipping, intrasubject biological variation, and others,20,21 all of which contribute to the “error” in the statistical model in our study. The relative importance of these may differ for a novel technology versus flow cytometry, particularly if the former is for point of care use, whereas the latter is laboratory based. Our finding was that increases in variability lead to earlier treatment but the effect may be modest. For example, we found that a 25% increase in the SD of the error (δ = 1.25 in Table 2 and Figure 3) has less impact on timing of ART initiation than does, for example, choice between 3- versus 6-monthly measurements or a −10% systematic bias in a novel technology. Conversely, a novel technology might give increased precision versus flow cytometry, thereby resulting in a modest delay in ART initiation. A 25% increase (or decrease) in SD across all sources of variation requires, however, a larger than 25% increase (or decrease) in variability in a component source. Because of the difficulties in separating out sources of variability, method comparison studies should provide a comparison of the total variability across all sources in the settings to be used in practice. For example, such variability might be evaluated by taking pairs of measurements on the same patients a few days apart using each of the novel and standard technologies. For a technology intended for use, this would involve 2 point of care measurements a few days apart, whereas for a technology run in a reference laboratory, it would involve 2 blood draws a few days apart with each transported and processed separately at the laboratory.
Our study has some possible limitations. Our use of a seroincident cohort provides a well-defined time origin for modeling CD4 count trajectories and likely reduces selection biases affecting the distribution of trajectories because subjects were followed from before seroconversion. Study of seroprevalent cohorts would, however, be valuable, ideally involving follow-up from diagnosis of infection so as to include the full period in which a patient would be monitored. Results for a seroprevalent cohort might differ from our findings for 2 main reasons that may act in opposite directions. Many patients with newly diagnosed infection will have an initial CD4 count below the threshold for starting ART, and so differences in ART starting times arising from the factors explored may be smaller. Conversely, the patient group having high CD4 counts in a seroprevalent cohort will likely be enriched with patients with slower rates of CD4 decline, potentially increasing the impact of these factors. Our study may also be limited by use of data from the 1980s, necessitated by the need for untreated natural history data. CD4 counts measured then may be more variable than counts obtained now using single-platform flow cytometry.22 However, we found that improvement in precision of a measurement technology was not a major factor in determining timing of ART initiation, likely reflecting the many other sources of variability in counts. The data are also from a US study of homosexual/bisexual men, and so our results may not apply to other populations, for example, because of differences in viral or host genetics or environmental or socioeconomic factors.23 Unfortunately, there are limited long-term data available in other settings,24 although studies have found that healthy African and Asian populations have lower average CD4 counts than their Western counterparts.25–28 Conversely, some studies have described slower rates of decline in CD4 count in patients infected with the non-B HIV subtypes predominating in many resource-limited settings.23,29,30
In conclusion, we evaluated factors that are important in monitoring CD4 counts to determine when to initiate ART. In developing guidelines for when to start ART, 6-monthly monitoring seems adequate when using the 350 or 500 thresholds. An adaptive algorithm which increases the frequency of measurement from 6- to 4- or 3-monthly when a count is first observed less than 500 cells/μL might be preferred if using the 200 threshold and possibly the 350 threshold to reduce the proportion of patients starting ART very late to very low levels. Use of confirmatory counts delays treatment markedly such that an unacceptably high proportion of patients may start ART very late. In developing new CD4 enumeration technologies, method comparison studies should focus on ruling out modest measurement bias, particularly in ranges proximal to important thresholds for treatment management.
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