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Three-dimensional endoscopy in sinus surgery

Singh, Ameet; Saraiya, Rupali

Current Opinion in Otolaryngology & Head & Neck Surgery: February 2013 - Volume 21 - Issue 1 - p 3–10
doi: 10.1097/MOO.0b013e32835bf58c
NOSE AND PARANASAL SINUSES: Edited by Samuel S. Becker

Purpose of review: Surgical endoscopy revolutionized the management of disease in nearly every surgical field, including rhinology. Endoscopy offered several advantages for the surgical management of rhinologic disease. However, it had a distinct disadvantage compared to direct vision, namely loss of binocular vision. Two-dimensional (2D) endoscopy limited depth perception, widely regarded as an important parameter for accurate and efficient movements during surgery. Three-dimensional (3D) endoscopic visualization has been actively pursued for decades by endoscopic surgeons in multiple surgical specialties. However, its clinical role has been limited due to technical limitations as well as successful adaptation by endoscopic surgeons to monocular cues offered by 2D technology.

Recent findings: Until recently, stereoscopic technology included variations of dual channel video, dual chip-on-the-tip, and shutter mechanism, as well as various 3D displays. Over the past decade a novel 3D endoscopic technology was introduced. This technology used a lenticular array of lenses in front of a single video chip at the distal end of an endoscope to generate a stereoscopic view of the surgical field. Also known as the ‘insect eye’ technology since it mimics the compound eye of arthropods, this endoscope has reinvigorated the field of 3D endoscopic surgery.

Summary: Recent developments in 3D endoscopy hold much promise for all surgical subspecialties, particularly endoscopic sinus and skull-base surgery.

Division of Otolaryngology-Head & Neck Surgery, George Washington University Medical Center, Washington, District of Columbia, USA

Correspondence to Ameet Singh, MD, 2021 K Street, Suite #206, Washington, DC 20006, USA. Tel: +1 202 741 3426, 1 202 741 2258; fax: +1 202 741 3382; e-mail:

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Endoscopic sinus surgery (ESS) transformed the field of otolaryngology. Although the endoscope enhanced the surgical management of sinus disease, it offered a two-dimensional (2D) view of the surgical field compared to direct vision. Endoscopes did not provide ‘natural’ depth perception, a factor widely regarded as critical for efficient and accurate surgical movements. Instead, otolaryngologists relied on monocular cues, anatomic knowledge, and haptic feedback to perceive spatial impression. Despite these compensatory mechanisms, 2D visualization did not match stereoscopic cues.

Three-dimensional (3D) visualization has been pursued since the introduction of the endoscope. Multiple technologies to achieve stereopsis have been utilized, which include dual-camera video, dual chip-on-the-tip, shutter mechanism, polarization, and stereoscopic displays. Although surgeons have universally remarked on the improved depth perception with 3D endoscopy, conflicting results with regard to speed, error rate, and training have been reported when compared to conventional endoscopy. Resolution degradation, bulky technology, increased cost, and user side-effects are some of the reasons why stereoscopic technology has not been widely adopted, particularly for ESS.

Recent advances in stereoscopic technology, including robotics as well as introduction of novel stereoscopic endoscopes and displays, have reinvigorated the field of 3D minimally invasive surgery. Evolving stereoscopic technology promises to revolutionize endoscopic surgery in many surgical disciplines including endoscopic sinus and skull-base surgery.

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Introduced in the 1970s by Wigand and Draf, ESS revolutionized the surgical management of sinus disease. At the center of the transformation was the endoscope, a tool that allowed superior illumination and panoramic views of the paranasal sinuses. Although nasal endoscopy had been introduced in the early 20th century by Hirschmann using a modified cystoscope, it was not until the 1960s when advances in optics led to the development of the modern rigid endoscope [1]. The endoscope was helpful not only for the diagnosis of sinonasal pathology but also for the development of minimally invasive surgical techniques. Prior to ESS, the majority of sinonasal surgery was performed with the headlight using trans-facial, coronal, or gingivobuccal incisions. Over the past few decades, ESS has expanded to treat sinonasal tumors, orbital pathology, and anterior skull-base tumors. Angled endoscopes, improved instrumentation, and advances in imaging have allowed surgical management of a wide range of pathology with subsequent improvement in outcomes.

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Although the endoscope provided many advantages, it lacked the ability to provide binocular vision. Monocular endoscopes and displays created a 2D image of the operative field, thereby impairing depth perception, hand-eye coordination, and size estimation [2,3]. Human kinematic studies have demonstrated that monocular cues require longer movement times and a tendency to underestimate distance between surgical landmarks [4]. Depth perception is widely regarded as a critical parameter for efficient movements during surgery and reducing surgical errors. The disadvantages of 2D visualization were illustrated in a landmark study in 2003. The authors conducted a performance analysis of 252 bile duct injuries, where they reported that visual perceptual illusions were the primary cause of errors in 97% of the cases. They demonstrated that visual misperceptions rather than ‘errors of skill, knowledge or judgment resulted in the vast majority of laparoscopic bile duct injuries’ [5].

Despite these limitations, endoscopic surgeons learned to create 3D constructs from monocular cues. These cues included relative structure/size, color/texture gradients, and motion parallax. Surgeons also relied on haptic cues and surgical movements to infer spatial relationships [2]. These visual and tactile cues enabled experienced surgeons to perform increasing complex maneuvers and tasks during ESS. Nonetheless, 2D visualization has limited the growth of some fields such as neuroendoscopy.

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Although technical improvements have enhanced monocular cues in endoscopy, 2D visualization is inherently unable to match the depth perception gained from binocular cues such as convergence, stereopsis, and vertical disparities. The human visual cortex superimposes two subtly different retinal images obtained from different viewing angles to achieve stereopsis. Similarly, most stereoscopic systems produce two slightly different images, which are then displayed separately to each eye, thereby rendering a 3D representation of a surgical field [2,6].

Until recently, two major image generation strategies have been employed for stereopsis, namely the dual-channel and shutter mechanism technologies. Dual-channel technology utilizes two distinct images generated from either a camera or video chip to render a 3D image. Differences in brightness, color, and sharpness can result in user side-effects such as headaches, nausea, or ocular fatigue. In addition, the small ‘inter-pupillary’ distance between the endoscopes/chips creates a weak 3D effect. Shutter mechanism technology relies on temporal shifts of a single camera to generate slightly different, rapidly alternating images to enable stereopsis [6,7]. Unpredictable movements of the camera may result in images with low disparity and weak stereopsis in addition to result in user side-effects.

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Over the past two decades, the literature has examined the role of stereo-endoscopy in many surgical disciplines (Table 1[3,8–13]). However, none of the early literature explored the role of 3D technology in ESS due to technical limitations. These stereoscopic technologies included first and second-generation dual channel, and shutter mechanism systems, time-parallel and time-multiplexed systems, as well as various 3D displays. These technologies were compared to available 2D systems in clinical and laboratory settings. Outcomes included subjective (depth perception, efficiency, confidence, dexterity, and user side-effects) and objective (operative time, error rate) measures. The role of stereo-endoscopy in surgical education was a central theme in the literature. Varying results have been noted in the literature due to dissimilarities in technology, inter-patient variability, and lack of standardized measures.

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First-generation laparoscopic systems

A majority of surgeons in early studies noted improved depth perception with first-generation 3D endoscopic systems. Using shutter glasses to perform laparoscopic surgery, Becker et al.[11] reported that surgeons were ‘enthusiastic about spatial impression’ generated by the technology. In a 1995 study, using a dual-camera endoscope, authors reported that 20/32 laparoscopic surgeons with varying experience reported superior depth perception, but 15/32 also noted no improvement in surgical maneuvers. Forty percent of surgeons also reported worse illumination and image resolution compared to 2D [8]. Other authors in clinical and nonclinical settings noted similar results [9,12,14,15]. Furthermore, a small number of surgeons in multiple studies noted user side-effects such as dizziness, eyestrain, fatigue, and headaches [8,12,14–16].

Conflicting results regarding objective measures such as task performance, operative time, and error rate were reported in the literature. Early studies using first-generation dual-camera and shutter mechanism technologies did not report any significant improvement in clinical or nonclinical task performance (dexterity, positioning, accuracy), time, or error rate. Nonclinical tasks included placing beads on a suture [8], bean placement into dishes [16], knot-tying [17], grasping and displacing objects [18], or determining relative position of sticks [14]. Clinical tasks included laparoscopic surgery such as cholecystectomies [12]. Laparoscopic dissection (suturing and knot-tying) by experienced surgeons in animals did not reveal any difference in completion time or performance using shutter glasses compared to 2D visualization [15]. Even when faster performance was noted on certain tasks with stereovision, the significance was eliminated after repetition. This was illustrated in a nonclinical study where suturing and knot-tying were performed 12% (P = 0.06) faster in 3D by novice and experienced surgeons; however, after two repetitions this was no longer statistically significant [9].

Later studies using evolving first-generation stereoscopic technology for laparoscopy, however, noted subtle improvements in objective measures as well as decreased user side-effects. Nonclinical studies using shutter glasses noted improvement in task performance and time [19–21]. For example, van Bergen et al.[19] noted a statistically significant faster performance (26%) and decrease in error rate (43%) with 60 students performing five standardized tasks. Other clinical studies also noted improvement in operative time and performance [19,21,22].

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Second-generation laparoscopic systems

A landmark study comparing direct vision, a second-generation 3D endoscope, and 2D endoscope found impaired task performance by 35–100% with 2D when compared to direct vision. Stereoscopic visualization reduced this handicap by 41–53% (P < 0.03). Novices using 2D endoscopy had highest levels of impairment (more correctional movements, longer task completion), followed by surgeons using 2D, novices using 3D, and experienced surgeons using 3D endoscopy [3]. Since then, multiple studies using standardized tasks in nonclinical settings have compared second-generation 3D systems with 2D systems (standard and high definition). Many have found an improvement in performance times and error rates. One such study found no difference in time, but decreased error rate in novice surgeons using a novel 3D camera system when compared to a standard 2D system [23]. Statistically significant improvements in time and reduction in error rates were noted with novel stereoscopic endoscope [13], and passive polarizing stereoscopic display [24] when compared to a 2D system. In addition, decreased [23] or absent [3] side-effects were noted with second-generation stereoscopic systems.

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Robotic stereoscopic systems

Recently introduced robotic systems provided an alternative to traditional stereoscopic surgery. Advantages included endo-wristed surgery, and high-definition binocular vision resulting in improved depth perception and surgical efficiency. However, significant cost and size requirements, as well as restrictions for multiquadrant surgery counted among its disadvantages [25–28]. Randomized blinded studies examining robotic systems in clinical and nonclinical settings concluded that 3D visualization improved task performance, decreased operative times, and reduced surgical errors when compared to the 2D robotic mode [25,26]. In a nonclinical study, complex tasks (knot-tying, needle threading) were performed better (even by experienced surgeons) with stereoscopic vision, demonstrating an average decrease in error rate (P = 0.004) and operative time (P < 0.05) [28]. Finally, two studies comparing stereoscopic laparoscopic and robotic systems found that task performance was better with 3D visualization regardless of surgical tool/method used [27,29].

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Although surgeons noted improved spatial perception with stereoscopic technology, its widespread clinical use in all surgical disciplines, including ESS, has been limited for many reasons. These included poor image resolution of early 3D endoscopes, which often used 1-chip-camera technology [6]. In addition, bulky endoscopes, eyewear, and head-mounted displays added to surgeons’ reluctance to adopt this technology. Subtle differences in image quality resulted in user side-effects including headaches, nausea, and ocular fatigue. Although subsequent 3D endoscopes were far better at image generation, limitations of scaling and viewing angles limited their use among many endoscopic surgeons. In addition, 30% of individuals, despite passing conventional stereovision testing, are unable to appreciate adequate depth perception with most 3D systems secondary to a variety of ophthalmologic conditions [2,7]. The cost of these systems also prevented surgeons and hospitals from acquiring this technology.

Endoscopic sinus surgeons were particularly hesitant about adopting stereoscopic endoscopy. Technical limitations of endoscopes made them impracticable for sinus surgery. The narrow, dark nasal passages required endoscopes with small diameters, which could provide superior illumination and resolution. In addition, the lack of angled endoscopes made current stereo-endoscopes difficult to use for frontal recess surgery. One of the few studies in ESS using 3D technology was published by White et al.[30] in 1997. The authors looked at performance outcomes in novices using direct, 2D, and 3D displays in endoscopic sinus surgery. They found that endoscopic performance tasks were performed better in a sheep cadaveric model using a 3D display than a 2D display (P < 0.05). Furthermore, they noted that diagnostic and therapeutic performance scores (execution time divided by tasks accomplished) were statistically better (P < 0.05) using 2D displays (mean scores 56.8 and 41.1) over direct endoscopy (mean scores 94.1 and 74.1) [30].

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Although many recent developments have occurred in 3D technology, the most significant for ESS has been the introduction of a novel 3D stereo-endoscope (Fig. 1). Unlike previous 3D endoscopes, this endoscope mimics the compound eye of arthropods. Using a microscopic array of lenses positioned over a single video chip, this endoscope generates multiple images that are processed to reconstruct a 3D image. The variance in the image formed by the lens array allows stereopsis. Surgeons view the image on a stereoscopic monitor with lightweight polarized glasses (Fig. 2) [4,31,32▪,33–35].

The first clinical study was conducted in laparoscopic gynecological surgery where novice and experienced surgeons were randomly assigned to a 2D or 3D visualization group. In a multivariate analysis, the authors found the duration of surgery to be shorter in the 3D group (P = 0.04). In addition, longer procedures (>60 min) of similar complexity, regardless of surgical expertise, were higher in the 2D group (36 vs. 20%). All surgeons reported superior depth perception, anatomic understanding, and surgical efficiency with the endoscope. The authors believed that this endoscope improved the learning curve for the novices and helped experienced surgeons perform complex tasks with ease. In addition, no surgeon experienced any side-effects which have tempered enthusiasm for 3D endoscopy in the past [31].

Additional studies, largely published in endoscopic sinus and skull-base surgery, have noted promising results for 3D endoscopy (Table 2[4,31,32▪,33–38]). In a clinical study of 12 patients undergoing endoscopic approaches to the skull-base, the authors noted an improvement in anatomical recognition and depth perception, particularly near the carotid artery and optic nerve in sphenoid sinus. Larger clinical studies have noted favorable subjective (e.g. depth perception) and objective results with this technology. In 2009, Tabaee et al.[4] published a retrospective series of 13 patients undergoing 3D endoscopic pituitary surgery compared to a matched group treated with a 2D endoscope. The authors noted no difference in operative time, hospital length of stay, extent of resection, or complication rate [4]. A subsequent larger series of 90 patients (58 in 3D group, 32 in 2D group) concurred with the findings and in addition found no difference in estimated blood loss or readmission rate [32▪].

Other authors reported more complete ESS as a result of stereoscopy. In one study, additional ethmoid partitions were removed in two patients to achieve an ethmoidectomy, and residual tumor was identified and resected in one patient. Some limitations, namely the loss of orientation due to overmagnification and inability to visualize a frontal cell, were, however, noted [33]. Similarly, other authors have noted decreased image clarity and resolution with this stereo-endoscope compared to high-definition 2D endoscopes. Surgeons have also noted a smaller field of view, central darkness, inadequate light in narrow sinonasal clefts, and poor visualization with minimal debris on the scope [34,35]. None of the surgeons in all the studies experienced any side-effects as noted with dual-camera and shutter stereoscopy. However, a few surgeons did note that a short acclimation to the system was necessary [4,33,35].

Cadaveric dissections performed of the sinuses, orbital apex, and midline skull-base targets have revealed superior spatial orientation with this novel 3D endoscope when compared to the 2D endoscopy [36,38]. In addition, surgeons performing standardized endoscopic tasks in a training model with 2D and 3D endoscopes noted improvement in performance with 3D endoscopy. A decrease in time (37 to 33 s; P = 0.56) and error rate (2.27 to 1.33; P = 0.26) was noted with simpler tasks. A decreased error rate was noted for a more complex task (8/15 surgeons failed with 2D, 3/15 failed with 3D) [35]. In another simulator experiment, 33 neurosurgeons and otolaryngologists were randomized to complete two runs of an endoscopic task in either 2D first/3D second, 3D first/2D second, or 3D first/3D second. Surgeons using 3D in the second run showed a significantly higher efficiency (P = 0.04) in both the 2D/3D or 3D/3D scenarios [37].

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Multiple studies have noted the significant impact that stereoscopic technology plays in the education of novice users. In 1999, Taffinder et al.[3] noted that task impairment was greatest in novice users using a 2D endoscopy and least in experienced users using 3D technology. This finding fueled subsequent studies, which found that stereoscopy improved speed and/or decreased the error rate in novice users [23,24,27,35]. Many studies noted similar performance improvement in experienced users [3,13,25,26,37]. One study even suggested that experienced surgeons benefited even more than novices when using 3D visualization [7].

Other authors, however, reported that anatomical education and experience played a greater role in depth perception rather than the method of visualization [9,39]. This was illustrated in study where 3D depth maps were constructed based on a viewer's interpretation of 2D image. The authors found that novices randomized to receive a short anatomical lesson created depth maps similar to those of experienced surgeons. Another study noted that inexperienced laparoscopic surgeons who were initially trained in 3D endoscopy performed the same tasks with greater speed and decreased error rate in 2D (P < 0.05) even 3 months later [10].

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Three-dimensional endoscopic sinus surgery is in its infancy. Although stereo-endoscopy has been available for decades, technical limitations have obviated its use in sinus surgery. Recent advances have produced a stereo-endoscope largely used for endonasal approaches to the skull-base. Continued developments promise to deliver a 3D endoscope that will provide high-definition, 3D visualization for endoscopic sinus surgery and beyond (Singh A, personal communication).

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Conflicts of interest

There are no conflicts of interest.

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Papers of particular interest, published within the annual period of review, have been highlighted as:

▪ of special interest

▪▪ of outstanding interest

Additional references related to this topic can also be found in the Current World Literature section in this issue (p. 87).

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endoscopy; sinus surgery; stereoscopic; three-dimensional

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