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Current Opinion in Otolaryngology & Head & Neck Surgery:
doi: 10.1097/MOO.0b013e32835bc650
NOSE AND PARANASAL SINUSES: Edited by Samuel S. Becker

Robotic surgery for the sinuses and skull base: what are the possibilities and what are the obstacles?

Schneider, John S.a; Burgner, Jessicab; Webster, Robert J. IIIa,b; Russell, Paul T. IIIa

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Author Information

aDepartment of Otolaryngology, Vanderbilt University Medical Center

bDepartment of Mechanical Engineering, Vanderbilt University, Nashville, Tennessee, USA

Correspondence to John S. Schneider, MD, MA, Vanderbilt Department of Otolaryngology, 1215 21st Avenue, South, Suite 7209 Medical Center E South Tower, Nashville, TN 37232-8605, USA. Tel: +1 615 343 6166; fax: +1 615 343 9725; e-mail:

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Purpose of review: Robotic surgery in otolaryngology – head and neck surgery has become a valuable tool in certain anatomic approaches; however, its application in surgery of the paranasal sinuses and anterior skull base is still in an investigatory phase and requires further evaluation.

Recent findings: Existing robotic surgical systems face particular limitations in their application at the skull base because of instrument size and lack of variability. Unfortunately, only one system is available commercially that is applicable in the head and neck region and FDA approved for use in patients. This system, although advantageous in many otolaryngologic procedures, is difficult to use for endoscopic sinus and skull base surgery. However, other systems that target this anatomic subsite specifically are in development and show promise. Advances in the design of robotic arms, materials, and shape will potentially give surgeons a significant advantage over traditional endoscopic techniques.

Summary: This article will review the current applications of robotic systems in paranasal sinus and skull base surgery, describe the requirements of a robotic system for use in this type of surgery, and describe a system under development at our institution.

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Endoscopic approaches to the nose, paranasal sinuses, and anterior skull base continue to expand with the new technologies and improved surgical techniques. Some surgeons in the USA and abroad are experimenting with the application of robotic tools in surgery [1–3]. The draw of using the robot in surgery has been fueled by the legitimate advantages in control and visualization discovered by our colleagues in general, urologic, and gynecologic surgery [4–6]. However, operating in the head and neck provides a different set of anatomic constraints that challenge the existing robotic technology's capabilities. This article will review the current state of robotic surgery in the paranasal sinuses and anterior skull base, define the key variables that limit endonasal approaches to the paranasal sinuses and skull base (PSSB), and discuss the future of robotic surgery in PSSB surgery.

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The only FDA-approved robotic system currently used in otolaryngology is the da Vinci Surgical System by Intuitive Surgical Inc. This device is well described in the literature. The impetus for design of the da Vinci system was improved control of instruments at the surgical field via wristed motion [7], particularly in laparoscopic surgeries [4–6].

Within otolaryngology, the da Vinci system has been utilized primarily in head and neck cancer surgery and thyroid surgery. Advances have been made in the control of base of tongue and supraglottic cancers [8]. Transaxillary robotic thyroidectomy has been used to effectively treat thyroid disease through a minimally invasive approach [9,10].

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The application of the da Vinci system in the PSSB realm has been less successful. While natural orifice surgery is the primary goal of transnasal endoscopic surgery of the PSSB, the tools must fit through the orifice being used. Attempts have been made to augment the approach to PSSB using transantral approaches [1], combined transoral/ transnasal approaches [11], and combined transnasal and transcervical approaches [12▪]. These attempts have had some success and bring the benefit of the wristed robotic instruments to PSSB. Unfortunately, the morbidity associated with these approaches is not negligible. In all described approaches, there is natural tissue disturbance outside of the nasal cavity. However, the advantages of the wristed controls at the skull base are nonnegligible. Improved ability to manipulate the tissue with grasping forceps provides significant advantage over standard endonasal techniques with rigid grabbing instruments – especially when dural resection or repair is necessary.

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Much has been written on the various approaches to the PSSB [13,14,15▪▪,16,17]. These approaches were developed through a thorough understanding of the anatomy. However, these approaches are also constrained by the anatomic limitations with regard to current instrumentation. The guiding principles of endoscopic sinus and skull base surgery are

1. line of sight – instrumentation must be visualized in the endoscopic field to reach the target tissue while minimizing damage to surrounding structures;

2. orbital and skull base preservation and repair – limit the unintended violations and repair the necessary violations with robust materials;

3. neurovascular control – identify and preserve neurovascular structures.

The benefits of existing robotic instrumentation are more precision with wristed movements at the millimeter level [7] and improved visualization with stable endoscopy with three-dimensional visualization. But the size of both telescopes and instruments relative to the surgical site anatomic limitations and rigidity of instruments except at the tip hinder the da Vinci system's utility in PSSB surgery. To address the guiding principles, new technology must be developed. Despite the limitations of the da Vinci robot in the PSSB, the application of robotic surgery to this space is not without merit. However, a more appropriate technology has yet to be developed. Applying a technology that was developed for closed cavity abdominal surgery to a rigid, bony structure with multiple corners is suboptimal at best.

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Given the guiding principles mentioned above, what are the functional requirements for an ideal robotic system for PSSB surgery?

1. Instruments are small.

2. Instruments are flexible.

3. Instruments are strong.

4. Multiple instruments with endoscopy can be present in the same field.

5. Instrument exchange is facile.

6. Instruments are compatible with an image guidance system.

7. Entire system is transnasal in approach.

8. System is not cumbersome at the surgical field.

9. Instruments provide haptic feedback.

The first challenge in the development concerns the requirements 1–3. Traditional transnasal instruments, although small and strong, are not flexible. Movement of the instruments across the PSSB occurs around the pivot point at the nostril. The da Vinci instruments were developed to move the pivot point closer to the operative site – a significant advantage over traditional instruments. However, the cost of that flexibility is an increase in diameter. Designed as a wire/pulley system, pulleys can only be miniaturized so far before they force wires to turn too small of a corner, damaging the wire. Wristed movements in PSSB surgery likely require an alternative design to maintain the small size of the instruments.

The second challenge involves the number of instruments present in the surgical field. In traditional sinus surgery, the surgeon holds the telescope and operates with one instrument. This technique becomes less useful as the acuity of the surgery and the proximity to the skull base increases. ‘Two-handed’ and ‘four-handed’ surgery was developed with endoscope holders and co-surgeon participation to allow for bimanual instrumentation use – significantly improving dissection techniques. The ideal robot system would allow for easy visualization with the ability to control two or more instruments at the field. If those instruments are small enough, they would also not get in each other's way. ‘Sword fighting’ between instruments becomes problematic as the size of the surgical field decreases.

The third design challenge concerns the facility of instrument exchange and entry through the nose. Although the nose can be thought of as a dual ‘port’ similar to current approaches to abdominal surgery, entry must be visualized so that the external nose is protected from cosmetic damage. Similarly, because visualization of instruments occurs only distal to the camera head, instrument placement at the surgical field must not result in damage to normal intranasal structures behind the visual field. Neurovascular control at the skull base requires fast and efficient instrument exchange. Just as in traditional transnasal endoscopic surgery, unintended injury to major vascular structures requires rapid response with clamps, cautery, or packing – that may require instrument exchange within the robot or removal of the robot entirely. This is difficult to achieve with the da Vinci system given its current design. Undocking the robot to allow the surgeon unfettered access to the nose is challenging unless the surgical team is trained in this activity.

The robot must incorporate or cooperate with an image guidance system. Currently, image guidance is governed by either electromagnetic or optical technology. These two technologies impose different requirements on instrumentation. Optical systems require line of sight with the instruments, electromagnetic systems require care to reduce interference from other metallic structures around the surgical field – including other instrumentation. These challenges are significant; however, they are not insurmountable.

Perhaps, one of the most challenging aspects of surgical robotics is haptic feedback. In traditional PSSB surgery, it is invaluable for the surgeon to feel the resistance of tissue and bone in deciding the next surgical move. With robotic surgery, this ability to feel is lost in the electromechanical mapping of the robot arm motions to the controls. In the engineering literature, researchers have identified two issues. The first issue is how to sense the occurring forces, that is, finding appropriate small sensors and how to integrate them. The second issue is how to present the sensed information to the user, that is, design of an interface that provides haptic feedback intuitively in a manner the user can perceive the information in a natural way. In her review, Okamura [18] demonstrates that those tasks are not yet perfected. However, it is a critical component of robotic development because the lack of haptic feedback at the skull base could limit the usefulness of a robotic platform in this subspecialty.

Next, we describe the development of new technology in robotic surgery.

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In terms of surgical robotics research, many systems are under development (most at the research lab prototype phase) for natural orifice surgery or single-port abdominal surgery, while comparatively few systems are targeting the PSSB surgery. For a survey of the state of the art in surgical robotics in general, see the following review papers [19,20]. The reason that very few of these prior systems have been targeted at PSSB is likely because of the smaller diameter of the nostril compared to other natural orifices (e.g. the throat, single abdominal port, etc.). Prior prototype robot systems (i.e. noncommercial, non-FDA approved) developed for endonasal surgery have been intended to ensure safety during the initial bone drilling operations needed to expose the surgical site [21,22], assist in endoscope manipulation [23,24▪], or to control a camera with a steerable tip (conceptually similar to a small colonoscope or bronchoscope) for visual inspection of the sinus cavities [25].

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A new dedicated PSSB robot system is in development by our team of engineers and physicians at Vanderbilt University. This robotic system seeks to address the limitations in current instrumentation by utilizing a new concentric tube technology [26,27▪]. It is composed of several (usually three or more) flexible, precurved tubes that are nested within each other (see Fig. 1). These tubes are made from Nitinol – the same high-strength, yet elastic metal used to make cardiac stents. Through linear insertion and axial rotation of each tube at its base, this robot achieves ‘tentacle-like’ motion (meaning that it can elongate as well as bend controllably into complex curves). The diameter of the component tubes of this robot is typically 0.8–1.8 mm, but can be as small as 0.2 mm, or larger than 4 mm in diameter, if desired. Hence, these robotic instruments are comparable to standard needles in size.

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Regarding instrumentation, the innermost tube carries various tools, such as curettes, forceps, or aspiration (see Fig. 2). The many existing instruments designed for PSSB surgery can be adapted to the new technology by mounting them at the tip of this tube. The small diameter of the concentric tube device combined with its dexterity means that up to approximately four instruments can be inserted and manipulated through a single nostril simultaneously with no danger of ‘sword fighting’.

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One valuable feature of this device is that it offers a great deal of customizability. Its stiffness can be easily changed by changing tube wall thicknesses. Where it can reach can be changed by modifying individual tube curves, which can be created by a heat treatment process on the individual tubes. Also, the tubes are inexpensive enough that these can be disposable instruments.

The surgeon control console for this new robot is similar to that of the da Vinci surgical robot. Figure 3 shows the PSSB prototype system in a laboratory setup. As with any robot, motion scaling and tremor filtering are available features that can be adjusted to suit individual surgeon preference. Image guidance is included in the PSSB prototype via electromagnetic tracking (Aurora, NDI) with visual screen displays created using open source and freely available software (3D Slicer) [28]. Visualization can be achieved using a rigid, straight endoscope or by attaching a chip-tip camera to the end of one of the robots.

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In a series of laboratory experiments with the PSSB robot prototype, we were able to achieve improved manipulation in the nasal cavity, because the device's motion is not restricted by one single pivot point, such as the nasal entry point. The dexterous, tentacle-like motion along the shaft results in essentially zero pressure on structures near the entrance of the nose.

In a laboratory experiment using a human skull, we were able to show a curette is effective for the resection of an artificial pituitary tumor [29]. We anticipate that through the optimal design of the component tubes for the specific anatomy (a topic of active research in the engineering community [27▪,30,31]), these robots can be made even more dexterous and well suited to the specific needs of PSSB.

The overall size of the PSSB robot's motor pack that spins and inserts the various tubes is also much smaller than existing robots like the da Vinci. The small footprint of the PSSB robot will facilitate less crowding at the surgical field, allowing both the scrub nurse/tech and assistants to more easily maneuver near the patient. For the intraoperative system, we foresee the surgeon to be seated comfortably at a console, from which he or she can control the robotic instruments.

Lastly, a robotic system can improve the ergonomics of the operation for the surgeon. Little and colleagues [32▪] recently reported on the health effects of endoscopic endonasal surgery on the surgeon. Ergonomic comfort is often difficult to achieve during endoscopic endonasal surgery which often requires contortions from the physician that cause fatigue, and may not be conducive to long-term neck and back health. In contrast, placing the surgeon in a seated position at a comfortable console has the potential to reduce fatigue and improve ergonomics.

It is important to note that the robotic system described here is a first prototype. Much refinement of control and system development, including design modifications to enable sterilization, is required before the robot will be ready for commercial production and marketing. The discussion above is provided to illustrate what we believe is the future of robotics for PSSB surgery and provide an example of the system that we hope will one day become the gold-standard instrument set for PSSB surgery.

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The future of robotic PSSB surgery is promising. On the basis of the principles mentioned above, significant work must be done, but current prototypes show potential. Perhaps, the boundaries of the expanded endonasal approaches will be pushed as the robotic technology improves. The instruments we have now may not be the most efficient, and with expanded freedoms of movement in all planes more useful instruments may be developed. Through robotic technology, patients with previously ‘challenging’ anatomy that require morbid open approaches may become candidates for endoscopic procedures. The limits of current technology are real; however, collaboration between clinical surgeons and engineers promises to expand the applications of this exciting technology.

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Conflicts of interest

John S. Schneider – no conflicts; Jessica Burgner – no conflicts; Robert J. Webster – no conflicts; and Paul T. Russell – no conflicts.

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Papers of particular interest, published within the annual period of review, have been highlighted as:

▪ of special interest

▪▪ of outstanding interest

Additional references related to this topic can also be found in the Current World Literature section in this issue (p. 87).

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1. Hanna EY, Holsinger C, DeMonte F, Kupferman M. Robotic endoscopic surgery of the skull base: a novel surgical approach. Arch Otolaryngol Head Neck Surg 2007; 133:1209–1214.

2. O’Malley BW, Weinstein GS. Robotic skull base surgery: preclinical investigations to human clinical application. Arch Otolaryngol Head Neck Surg 2007; 133:1215–1219.

3. Lee JYK, O’Malley BW, Newman JG, et al. Transoral robotic surgery of the skull base: a cadaver and feasibility study. ORL J Otorhinolaryngol Relat Spec 2010; 72:181–187.

4. Sammon J, Trinh Q-D, Menon M. Robotic radical prostatectomy: a critical analysis of surgical quality. Curr Opin Urol 2011; 21:195–199.

5. Trastulli S, Farinella E, Cirocchi R, et al. Robotic resection compared with laparoscopic rectal resection for cancer: systematic review and meta-analysis of short-term outcome. Colorectal Dis 2012; 14:e134–e156.

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7. Endowrist© system [internet].

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9. Giulianotti PC, Addeo P, Buchs NC, et al. Robotic thyroidectomy: an initial experience with the gasless transaxillary approach. J Laparoendosc Adv Surg Tech 2012; 22:387–391.

10. Lee J, Chung WY. Current status of robotic thyroidectomy and neck dissection using a gasless transaxillary approach. Curr Opin Oncol 2012; 24:7–15.

12▪. Dallan I, Castelnuovo P, Seccia V, et al. Combined transnasal transcervical robotic dissection of posterior skull base: feasibility in a cadaveric model. Rhinology 2012; 50:165–170.

A feasibility study on using current robotic technology at the skull base.

13. Russell PT, Weaver KD. Anterior endoscopic skull-base surgery getting started: an otolaryngologist's perspective. Curr Opin Otolaryngol Head Neck Surg 2007; 15:1–5.

14. Castelnuovo P, Dallan I, Battaglia P, Bignami M. Endoscopic endonasal skull base surgery: past, present and future. Eur Arch Otorhinolaryngol 2010; 267:649–663.

15▪▪. Wagenmann M, Schipper J. The transnasal approach to the skull base. From sinus surgery to skull base surgery. GMS Curr Top Otorhinolaryngol Head Neck Surg 2011; 10:1–18.

A good article on the transnasal approach to the skull base.

16. Nogueria JR, Stamm A, Vellutini E. Evolution of endoscopic skull base surgery, current concepts, and future perspectives. Otolaryngol Clin North Am 2010; 43:639–652.

17. Harvey RJ, Gallagher RM, Sacks R. Extended endoscopic techniques for sinonasal resections. Otolaryngol Clin North Am 2010; 43:613–638.

18. Okamura AM. Haptic feedback in robot-assisted minimally invasive surgery. Curr Opin Urol 2009; 19:102–107.

19. Dogangil G, Davies BL, Rodriguez y Baena F. A review of medical robotics for minimally invasive soft tissue surgery. Proc Inst Mech Eng [H] 2010; 224:653–679.

20. Okamura A, Mataric M, Christensen H. Medical and health-care robotics. IEEE Robot Autom Mag 2010; 17:26–37.

21. Wurm J, Dannenmann T, Bohr C, et al. Increased safety in robotic paranasal sinus and skull base surgery with redundant navigation and automated registration. Int J Med Robot 2005; 01:42–48.

22. Xia T, Baird C, Jallo G, et al. An integrated system for planning, navigation and robotic assistance for skull base surgery. Int J Med Robot 2008; 4:321–330.

23. Nimsky C, Rachinger J, Iro H, Fahlbusch R. Adaptation of a hexapod-based robotic system for extended endoscope-assisted transsphenoidal skull base surgery. Minim Invas Neurosurg 2004; 47:41–46.

24▪. Eichhorn KWG, Bootz F. Clinical requirements and possible applications of robot assisted endoscopy in skull base and sinus surgery. Acta Neurochir 2011; 109:237–240.

An excellent article that demonstrates some of the issues surrounding robotic surgery at the skull base.

25. Yoon H-S, Oh SM, Jeong JH, et al. Active bending endoscope robot system for navigation through sinus area. IEEE/RSJ International Conference on Intelligent Robots and Systems; 2011. pp. 967–972.

26. Rucker DC, Jones BA, Webster RJ III. A geometrically exact model for externally loaded concentric-tube continuum robots. IEEE Trans Robot 2010; 26:769–780.

27▪. Burgner J, Swaney PJ, Rucker DC, et al. A bimanual teleoperated system for endonasal skull base surgery. IEEE/RSJ International Conference on Intelligent Robots and Systems; 2011. pp. 2517–2523.

An article that describes the robot in development at Vanderbilt University.

28. 3D Slicer [Internet]. 2012. Available from

29. Gilbert HB, Swaney PJ, Burgner J, et al. A feasibility study on the use of concentric tube continuum robots for endonasal skull base tumor removal. The Hamlyn Symposium on Medical Robotics. 2012.

30. Bedell C, Lock J, Gosline A, Dupont PE. Design optimization of concentric tube robots based on task and anatomical constraints. IEEE International Conference on Robotics and Automation; 2011; pp. 398–403.

31. Anor T, Madsen JR, Dupont P. Algorithms for design of continuum robots using the concentric tubes approach: a neurosurgical example. IEEE International Conference on Robotics and Automation; 2011. pp. 667–673.

32▪. Little RM, Deal AM, Zanation AM, et al. Occupational hazards of endoscopic surgery. Int Forum Allergy Rhinol 2012; 2:212–216.

An article that describes fatigue and posture problems associated with endoscopic surgery of the nose.


endoscopic sinus surgery; robotic surgery; skull base surgery

© 2013 Lippincott Williams & Wilkins, Inc.


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