Effect of Preoperative Opioid Exposure on Healthcare Utilization and Expenditures Following Elective Abdominal Surgery

Waljee, Jennifer F. MD, MPH, MS; Cron, David C. BS; Steiger, Rena M. MPH; Zhong, Lin MD, MPH; Englesbe, Michael J. MD; Brummett, Chad M. MD

Annals of Surgery:
doi: 10.1097/SLA.0000000000002117
Special Series

Objective: To examine the extent to which preoperative opioid use is correlated with healthcare utilization and costs following elective surgical procedures.

Summary Background Data: Morbidity and mortality associated with prescription opioid use is escalating in the United States. The extent to which chronic opioid use influences postoperative outcomes following elective surgery is not well understood.

Methods: Truven Health Marketscan Databases were used to identify adult patients who underwent elective abdominal surgery between June 2009 and December 2012 (n = 200,005). Generalized linear regression was used to determine the effect of preoperative opioid use on postoperative healthcare utilization (length of stay, 30-d readmission, and discharge destination) and cost (hospital stay, 90-, 180-, and 365-d) after adjusting for number of comorbidities, psychological conditions, and demographic characteristics.

Results: In this cohort, 8.8% of patients used opioids preoperatively. Compared with non-users, patients using opioids preoperatively were more likely to have a longer hospital stay (2.9 d vs. 2.5 d, P <0.001) and were more likely to be discharged to a rehabilitation facility (3.6% vs. 2.5%, P <0.001), adjusting for covariates. Preoperative opioid use was also correlated with a greater rate of 30-day readmission (4.5% vs. 3.6%, P <0.001) and overall greater expenditures at 90- ($12036.60 vs. $3863.40, P <0.001), 180- ($16973.70 vs. $6790.60, P <0.001), and 365- ($25495.70 vs. $12113.80, P <0.001) days following surgery, adjusted for covariates. Additionally, dose-effects were observed regarding readmission, discharge destination, and late healthcare expenditures.

Conclusions: Preoperative interventions focused on opioid cessation and alternative analgesics may improve the safety and efficiency of elective surgery among chronic opioid users.

Author Information

*Section of Plastic Surgery, Department of Surgery, University of Michigan Health System, Ann Arbor, MI

University of Michigan Medical School, Ann Arbor, MI

Section of Transplant Surgery, Department of Surgery, University of Michigan Health System, Ann Arbor, MI

§Department of Anesthesia, University of Michigan Health System, Ann Arbor, MI.

Reprints: Jennifer F. Waljee, MD, MPH, MS, University of Michigan Health System, 2130 Taubman Center, 1500 E. Medical Center Drive, Ann Arbor, MI 48109. E-mail: filip@med.umich.edu.

This research was supported by a Mentored Clinical Investigator Award to Dr JFW through the Agency for Healthcare Research and Quality (1K08HS023313-01). The funding organization had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.

Dr JFW receives research funding from the Agency for Healthcare Research and Quality (K08 1K08HS023313-01), the American College of Surgeons, and the American Foundation for Surgery of the Hand; serves as an unpaid consultant for 3 M Health Information systems. Dr CMB receives research funding from the National Institutes of Health, NIAMS R01 AR060392 and NIDA 1R01DA038261-01A1, as well as the University of Michigan Medical School Dean's Office (Michigan Genomics Initiative). Dr CMB also serves as a consultant for Tonix Pharmaceuticals (New York, NY), and receives research funding from Neuros Medical Inc. (Willoughby Hills, OH). No other authors have any relationships to disclose.

The authors report no conflicts of interest.

Supplemental digital content is available for this article. Direct URL citations appear in the printed text and are provided in the HTML and PDF versions of this article on the journal's Website (www.annalsofsurgery.com).

Article Outline

In the United States, 1 of every 25 adults regularly uses prescription opioid medications.1 Accordingly, opioid use is higher in the United States than any other country in the world, and opioid-associated morbidity and mortality has been cited by the Centers for Disease Control and Prevention as a major public health concern.2,3 Nonetheless, opioid prescribing continues to accelerate.4 For example, from 1999 to 2011, consumption of hydrocodone doubled, and oxycodone consumption increased by 500% within the United States.1 As such, the proportion of individuals who are chronically using prescription opioid medications is expected to accelerate in the coming years.

Although opioids can provide effective pain relief for acute pain, chronic use is associated with numerous adverse dose-related effects. Chronic opioid exposure results in structural and functional central nervous system changes that mediate affect, impulse, reward, and motivation.5 Prior to surgery, these effects may lead to dependence, tolerance, and even reduction in pain thresholds with diffuse hyperalgesia, which may complicate pain management and patient rehabilitation following surgery.6,7 Previous studies have demonstrated that preoperative opioid use is linked to poorer clinical outcomes related to pain, morbidity, and mortality. Recently, we examined the relationship between self-reported preoperative opioid use and healthcare utilization and morbidity in the state of Michigan following abdominopelvic surgery, and observed that perioperative morbidity, readmission rates, and costs were higher among patients who reported preoperative opioid use.8 However, the threshold at which preoperative opioid influences postoperative healthcare utilization, cost, and morbidity has not been widely explored, and the extent to which patients who use higher doses of preoperative opioids are at greater risk for poor outcomes is not well understood.

In recent decades, much attention has been directed toward minimizing perioperative risk for patients with chronic conditions such as heart disease, diabetes, and tobacco use undergoing elective surgical procedures.9,10 Given the morbidity of chronic opioid use, identifying the potential opportunities to reduce costs and improve healthcare efficiency by addressing preoperative opioid use among patients and providers considering elective surgical procedures could provide considerable value. In this context, we sought to define the differences in healthcare utilization and associated costs among patients undergoing elective abdominal surgical procedures in the United States. We specifically examined 3 aspects of healthcare utilization: length of stay, discharge destination, and readmission within 30 days of the surgical procedure. Additionally, we examined postoperative costs at 90-, 180-, and 365-days following surgery. We hypothesized that patients who are chronically exposed to opioids undergoing surgery have higher healthcare utilization and associated costs compared with opioid naive patients, and that these outcomes increase with greater average daily opioid doses.

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Data Source and Study Cohort

We analyzed the Truven Health MarketScan Research Databases, including the MarketScan Commercial Claims and Encounters Database and the Medicare Supplemental and Coordination of Benefits Database. These databases capture patient-level utilization of medical services, payment, and enrollment across inpatient, outpatient and prescription drugs, represent the healthcare utilization of approximately 50 million active employees, early retirees, Medicare-eligible retirees with employer-provided Medicare Supplemental plans, and their dependents each year. We specified that patients must be continually enrolled in healthcare plans captured by Marketscan with pharmaceutical coverage within 6 months prior to surgery and 1 year following surgery to capture comorbid conditions and opioid utilization before surgery and healthcare cost and utilization within 1 year after surgery.

We sought to examine the effects of preoperative opioid use on healthcare utilization among patients who underwent common elective abdominal surgical procedures. We examined the inpatient services claims from patients ages 18 and older who underwent one of the following major elective procedures requiring an inpatient stay between June 2009 and December 2012: hysterectomy, ventral hernia repair, anti-reflux procedures, and bariatric surgery procedures (see Figure 1, Supplemental Digital Content, http://links.lww.com/SLA/B159). These procedures were chosen as they represent abdominopelvic procedures commonly performed for both benign and malignant diseases in the United States. We identified these procedures using International Classification of Disease 9th revision codes (ICD-9 diagnosis codes) for the indication (primary diagnosis) and Current Procedural Terminology codes (CPT codes) for the procedure description (see Table 1, Supplemental Digital Content, http://links.lww.com/SLA/B159). As the majority of patients who undergo these procedures are admitted to the hospital for a short period of time, we opted to include patients whose claims were specifically billed as an inpatient stay. In this cohort, 23% of patients undergoing hysterectomy, 74% of patients undergoing ventral hernia repair, 38% of patients undergoing colorectal resection, and 29% of patients undergoing bariatric surgery were managed as an outpatient. In additional analyses, we observed that patients who underwent inpatient surgery were more likely to have a greater number of comorbid conditions, but were otherwise similar with respect to sociodemographic and clinical characteristics. We performed an additional sensitivity analysis including these patients in the cohort and separately, which did not significantly alter our findings. We have opted to present the results focused on patients who underwent inpatient procedures as we believe these patients represent a more homogenous cohort with respect to invasiveness of surgery.

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Preoperative Opioid Use

Patients were classified as using preoperative opioid medications if they filled at least 1 opioid prescription within 30 days of their procedure and at least another prescription of opioid 30 to 90 days prior to the procedure to capture current and chronic use. We used generic drug names matched with National Drug Codes to identify opioid prescriptions from the insurance claims (see Table 2, Supplemental Digital Content, http://links.lww.com/SLA/B159), and obtain specific drug dose and type. For each prescription, we first converted the unit of the opioid component to milligrams, and then calculated average daily oral morphine equivalents (OMEs) for this prescription using the morphine equivalent conversion factor per milligram for this opioid medication.11,12 The total OME dosage for each opioid prescription was calculated as the daily OME exposure multiplied by the number of days of supply filled in this prescription. To quantify the average daily OME exposure for patients within 90 days prior to the surgery, we calculated total OME dosage in this period by adding up OME dosage of all the opioid prescriptions within this period. We then divided the total OME dosage within 90 days prior to the surgery by the total number of days supplied provided in these prescriptions to calculate the average daily OME exposure within 90 days prior to the surgery.

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Outcome Variables

Our outcomes included measures of healthcare utilization and associated costs following surgery. We examined length of hospital stay in days, which was obtained from claims indicating the date of surgery until the date of discharge, as well as discharge destination (home vs. rehabilitation facility), and 30-day readmissions (for any cause) by examining associated claims in the postoperative period. We examined expenditures for the hospital stay, as well as 90-, 180-, and 365-day expenditures, excluding professional fees, including inpatient and outpatient financial data for procedural costs and facility fees for each patient. Expenditures were adjusted for inflation relative to the 2013 consumer price index.

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Independent Variables

We examined patient sociodemographic factors, specifically age (18–34, 35–44, 45–54, 55–64, and 65 yrs and older), sex, metropolitan statistical area (MSA), type of insurance plan, and geographic region of residence. The MSA describes geographical regions with a relatively high density of population at its core with adjacent communities with similar degree of social and economic factors as the core. We linked the MSA identifier for each patient to the 2010 census data and obtained median household income of each area where the patients resided. We then categorized regional median house income by quartiles for the patient cohort. We categorized insurance plan type into 5 groups: comprehensive health insurance, health maintenance organization plans, preferred provider organization plans, point of service plans, and other (eg, Medicare). Additionally, we included geographic region of the United States (northeast, north central, south, and west regions) into the analysis. Finally, we included the presence of comorbid conditions using standard risk-adjustment techniques. We identified comorbid conditions using their corresponding ICD-9-CM codes, and these were classified using the Elixhauser method.13

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We generated descriptive statistics to describe the attributes of the study cohort. We created 2 independent variables describing the use of opioid before the procedure: (1) whether used opioids before surgery (dichotomous) and (2) average daily OME dosage within 90 days prior to the surgery. We categorized the latter variable into 7 groups (no preoperative opioid use, 0 < OME ≤ 10, 10 < OME ≤ 25, 25 < OME ≤ 50, 50 < OME ≤ 75, 75 < OME ≤ 100, and >100OME average per day). For each of the dependent variables (readmission within 30 d, discharge to home, length of hospital stay, cost of hospital stay, and healthcare cost within 90, 180, and 365 d following discharge), we constructed 2 regression models, each with 1 of the 2 variables describing opioid use before surgery as the primary predictor, and controlled for all other patient characteristics including procedure performed. Length of hospital stay was treated as count data, and we used negative binomial regression model for LOS; linear regression models were constructed to examine the relationship between preoperative opioid prescription fills and postoperative costs with log transformation. Using the adjusted odds ratios from logistic regression models, lambda from negative binomial regression models, and beta-coefficient from linear regression models, we back-calculated adjusted rate of readmission, adjusted rate of discharge to facilities, adjusted mean length of hospital stay and adjusted mean cost for hospital stay, and 90, 180, 365 days healthcare cost following surgery. P values <0.05 were considered significant in all final analyses and all statistical analyses were performed using SAS/STAT software (Cary, NC).

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We identified 200,005 patients who underwent elective abdominal procedures during the study period: 55% underwent hysterectomy, 28% bariatric surgery, 6% reflux surgery, and 11% ventral hernia repair (Table 1). The majority of hysterectomy and bariatric patients were between the ages of 35 and 54 (74% and 59%, respectively) and the majority of reflux and hernia patients were 45 and older (68% and 81%, respectively). More than half of the participants receiving a procedure were female [64%–100% (hysterectomy)] and the majority of participants had a median annual household income of $40 to $60,000 (64%–67%). The greatest proportion of patients had a provider preferred organization insurance plan (56%–58%), followed by health maintenance organization plans (12%–15%). Although the majority of patients had multiple comorbidities with Elixhauser scores of 3 or more, concomitant psychiatric diagnoses were less common. Overall, approximately 1 in 10 patients had filled an opioid prescription prior to surgery (7%–13%).

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Preoperative Opioid Prescription Fills

For the entire cohort, 182,428 (91%) patients did not fill opioid prescriptions preoperatively, 964 (0.5%) patients filled prescriptions corresponding to an average of 10 OMEs or less per day, 4577 (2.3%) patients filled prescriptions corresponding to an average between 10 and 25 OMEs per day, 7533 (3.8%) patients filled prescriptions corresponding to an average between 25 and 50 OMEs per day, 2305 (1.2%) patients filled prescriptions corresponding to an average between 50 and 75 OMEs per day, 899 (0.5%) patients filled prescriptions corresponding to an average between 75 and 100 OMEs per day, and 1299 (0.6%) patients filled prescriptions that corresponded to more than 100 OMEs per day.

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Healthcare Utilization

Table 2 details the differences in measures of healthcare utilization and expenditures between preoperative opioid users and opioid naive patients across all procedures, adjusted for all patient demographic and clinical characteristics. On average, preoperative opioid users remained in the hospital longer than patients who did not use opioids preoperatively across all procedures (2.9 d vs. 2.5 d, P <0.001). Preoperative opioid users were also more likely to be readmitted to the hospital within 30 days of their respective surgical procedure, and discharged to a rehabilitation facility in comparison to opioid naive patients (4.5% vs. 3.6%, P <0.001; 3.6% vs. 2.5%, P <0.001, respectively). Of those readmitted, 21.4% of patients were due to infection, 14.5% for gastrointestinal reasons (ex. bowel obstruction, cholecystitis, nausea, vomiting), 8.6% for respiratory reasons (ex. pneumonia, respiratory failure), and 6.7% for failure to thrive (ex. dehydration, electrolyte abnormalities, fatigue, anorexia). However, we did not observe statistically significant differences in the indications for readmission by preoperative opioid use.

Figure 1 displays the differences in healthcare utilization postoperatively, stratified by the average daily preoperative opioid dose during the preceding 90 days. Preoperative opioid users, with the exception of those who had a 90-day preoperative dosage of 0 < OME ≤ 10, had significantly longer lengths of stay than their opioid naive counterparts (Fig. 1A, P <0.01 for all). Similarly, patients who filled prescriptions for opioids prior to surgery, with the exception of those who had a 90-day preoperative dosage of 0 < OME ≤ 10, were more likely to be readmitted to the hospital within 30 days of their procedure (Fig. 1B, P <0.05 for all). Additionally, patients who filled preoperative opioid prescriptions, with the exception of those who had a 90-day preoperative dosage of 0 < OME ≤ 10 and 75 < OME ≤ 100, were more likely to be discharged to a rehabilitation facility after their procedure (Fig. 1C, P < 0.05 for all).

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Healthcare Expenditures

Across all procedures, patients who used opioids preoperatively accrued higher total postoperative costs at 90 ($12036.60 vs. $3863.40, P <0.001), 180 ($16973.70 vs. $6790.60, P <0.001), and 365 ($25495.70 vs. $12113.80, P <0.001) days after their procedure than their opioid naive counterparts (Table 2).

Figure 2 illustrates measures of healthcare expenditure by category of oral morphine equivalent. Regardless of their 90-day preoperative daily dosage, all preoperative opioid users had significantly higher postoperative costs 90, 180, and 365 days after surgery than their opioid naive counterparts (P <0.001 for all). Although there were minimal differences in cost for the hospital stay related to the procedure, costs were substantially higher with increasing preoperative oral morphine dose in the later postoperative period at 90, 180, and 365 days following surgery.

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In the United States, prescription opioids are widely used for chronic pain, and have grown increasingly popular in recent years. In this cohort of adults undergoing elective abdominal procedures, we observed that preoperative opioid use is an independent risk factor for longer length of stay, higher 30-day readmission rates, lower probability of being discharged home, and greater health expenditures in the postoperative period. Approximately 10% of patients regularly fill prescriptions for opioids medications in the preoperative period, with doses ranging from less than 10 OMEs (or the equivalent of 2 tablets of 5 mg hydrocodone) to over 100 OMEs daily (or the equivalent of 20 tablets of 5 mg hydrocodone). In this cohort, we did not observe a clear dose response relationship with respect to average cost of the hospital stay or length of stay. Although there are significant differences in length of stay by groups, the absolute differences are small and not likely to be meaningful differences. However, we observed dose-effect findings with respect to readmission rates, discharge destination, and late healthcare expenditures, which we hypothesize may reflect differences in pain control, recovery of activities of daily living, and rehabilitation between opioid users and nonusers.

Previous studies have examined the relationship between preoperative opioid use and postoperative outcomes, and have documented poorer outcomes among patients who use opioid preoperatively. For example, following total knee arthroplasty, chronic opioid users have poorer self-reported outcomes, greater stiffness, and more revision procedures, and chronic opioid users have a higher risk of in-hospital postoperative morbidity and mortality following elective orthopedic surgical procedures.14,15 Similarly, preoperative opioid use has been shown to increase the risk of revision surgery for pain-related conditions, such as compression neuropathy.16 Taken together, these findings suggest that identifying strategies to minimize opioid consumption prior to surgery, particularly elective surgery, is an opportunity to reduce patient risk, improve outcomes, and lower healthcare costs.

Although we are not able to discern the reason for which opioids were prescribed preoperatively, we observed that patients who filled prescriptions for opioid medications prior to surgery were more likely to have a greater number of comorbid medical, pain conditions, and psychological conditions (depression, substance abuse, anxiety) in the preceding 6 months of surgery. The interplay between comorbid medical, psychological, and pain conditions is complex, and many patients may take opioid pain medication for symptoms beyond pain. For example, patients often continue to use opioids after knee or hip arthroplasty despite pain relief.17 Goesling et al17 examined opioid consumption, mood, function, and pain longitudinally across hip and knee arthroplasty patients and observed that greater body pain, greater affected joint pain, and greater catastrophizing correlated with chronic use. Interestingly, however, improvement in joint pain following surgery did not predict opioid use. In addition, chronic opioid users more frequently report depressive symptoms.18 Opioid use is not correlated with pain severity or function among patients with depressive symptoms, suggesting that patients may use opioids to treat depressed mood, and depression may be critical risk factor for chronic opioid use.17,19,20 Future prospective studies focused on the extent to which these relationships mediate the effect of prescription opioid use on postoperative outcomes, cost, and healthcare utilization will inform strategies to mitigate the risk of chronic opioid use on surgical outcomes.

Our study has several notable limitations. First, our analysis focuses on insurance claims data, which is sensitive to detect perioperative events and medication fills, but lacks sufficient granularity to define opioid consumption and patient-reported pain. To define our study cohort, we used CPT codes for each procedure, but cannot discern with certainty that the indications for surgery were elective outside ICD-9 diagnosis codes. Additionally, this data is gathered from individuals with employer-based insurance and their beneficiaries, and may not be generalizable to the uninsured, underinsured, and those who rely solely on state and federal healthcare coverage. We chose to study 4 procedures that are commonly performed in the United States, but our findings may not be applicable to other types of procedures. Finally, we do not have access to the extent to which provider-level variation explains differences in the outcomes we observed.

Despite these limitations, our findings have important implications for patients anticipating surgery, and clinicians and surgeons seeking to optimize patient safety and postoperative outcomes. Achieving acceptable pain control following surgery is critical, and the under-treatment of pain has garnered national attention as an indicator of poor surgical quality.21–24 In recent years, there is a keen awareness of pain as a component of health status, and pain has been termed the “5th vital sign.”25 Inadequately controlled postoperative pain delays important recovery milestones, such as ambulation or attending to activities of daily living, and results in longer hospital stays and chronic postsurgical pain.26–30 Poorly managed pain is also a common reason for readmission, and is correlated with poor patient satisfaction and experience.31,32It is possible that for patients taking very high doses of prescription opioids prior to surgery, postoperative pain control is exceedingly challenging in routine clinical postoperative care, further limiting recovery. It is also known that chronic opioid use adversely affects other organ systems, such as the immune, endocrine, and respiratory systems, which may lead to additional morbidity and expenditures.33 In addition, although some patients benefit from chronic opioid therapy, most do not, and morbidity and abuse outweigh any benefits derived. 34–37 Furthermore, the effectiveness of opioids is not uniform across individuals, and varies by genetic, environmental, and biopsychosocial factors.38 Opioids may also be less effective among individuals with mood disturbance, including depression, anxiety, and catastrophic thinking, as well as patients who suffer from fibromyalgia, neuropathic pain, and psychiatric disease.18,39–41

Preoperative opioid use complicates perioperative pain management and postoperative rehabilitation, and can result in including respiratory depression, sedation, postoperative nausea and vomiting, urinary retention, and ileus. Even controlling for complications and comorbid risk factors, preoperative opioid use results in longer length of stay, higher readmission rates, and greater surgery-related expenditures.42–44 In this context, elective surgical procedures offer an opportunity for surgeons to pause, and identify strategies to optimize patient safety and minimize risk in the preoperative period. It also provides an opportunity to engage primary care providers at the time of surgical decision-making and preoperative workup to streamline transitions of care for those patients who may continue to require opioids for an extended period of time following surgery. Finally, our findings suggest that highlighting opioid alternatives for pain control when possible may reduce postoperative costs and healthcare utilization.

In conclusion, chronic opioid use complicates management following surgery, and increases postoperative healthcare utilization and costs independent of other risk factors. Therefore, developing preoperative interventions that focus on opioid cessation and alternative prior to elective surgery may improve the quality of surgical care delivered in the United States.

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costs; discharge; length of stay; morbidity; narcotic; opioid; readmission; surgery

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