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doi: 10.1097/ALN.0b013e3182522e19
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Tidal Volumes during General Anesthesia: Size Does Matter!

Pelosi, Paolo M.D.*; Gama de Abreu, Marcelo M.D., M.Sc., Ph.D., D.E.A.A.

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IN this issue of ANESTHESIOLOGY, Lellouche et al.1 report on the results of a prospective observational trial that investigated the effects of low, traditional, and high tidal volumes (less than 10, 10–12, and more than 12 ml/kg of predicted body weight [PBW], respectively) delivered after admission into the intensive care unit on the development of organ dysfunction after cardiac surgery. Organ dysfunction was defined as mechanical ventilation exceeding 24 h (prolonged mechanical ventilation), use of vasopressors or inotropes for more than 48 h after surgery (hemodynamic instability), or increase in creatinine levels more than 50 μM after surgery compared with baseline values (renal failure), according to the Society of Thoracic Surgeons. Authors found that low tidal volumes, i.e., less than 10 ml/kg of PBW, have been used in only about 21% of 3,434 patients included in the study, whereas the vast majority received tidal volumes more than 10 ml/kg, or even more than 12 ml/kg of PBW. Such findings are not really surprising and mirror clinical practice worldwide, where protective ventilation has been regarded as superfluous, because uninjured lungs shall be robust enough to overcome tidal volumes of that magnitude. The striking finding by Lellouche et al.,1 however, is that such common practice (tidal volumes of more than 10 ml/kg of PBW) was associated with prolonged mechanical ventilation, hemodynamic instability, higher incidence of renal failure, and prolonged stay in the intensive care unit among patients who underwent cardiac surgery, compared with low tidal volumes. In addition, high tidal volumes (more than 12 ml/kg of PBW) were an independent risk factor for multiple organ failure. Organ failure was associated with increased intensive care unit stay, hospital mortality, and long-term mortality. Authors concluded that prophylactic protective ventilatory strategies should be provided in populations with an inflammatory state (virtually all critically ill patients) who are at risk of developing ventilator-associated lung injury.
“… tidal volumes less than 10 ml/kg set according to predicted rather than actual body weight should be the standard.”
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In patients suffering from acute lung injury and its more severe form, the acute respiratory distress syndrome, the importance of mechanical ventilation with tidal volumes in the range of 4–8 ml/kg of PBW is undisputed. This clinical data has been extensively supported by studies on the mechanisms of ventilator-associated lung injury. According to those studies, straining of the lung tissue beyond a certain limit results in a level of stress that may induce cells to release inflammatory cytokines, a phenomenon known as mechanotransduction.2 Strain is defined as the deformation of a material with elastic properties relative to its initial length (or volume). However, a given tidal volume (volumetric strain) will result in different levels of stress depending on the resting end-expiratory lung volume at airway pressure of 0 cm H2O. Thus, a tidal volume higher than 10 ml/kg may not induce harmful stress, provided the resting end-expiratory lung volume is also proportionally high. Recent studies in healthy animals showed that ventilator-associated lung injury develops only when a strain greater than 1.5–2 is reached or exceeded,3 and stress reaches the total lung capacity.4
Inflammation seems to modulate the response of alveolar epithelial cells to strain.5 Accordingly, the release of inflammatory cytokines as a response to mechanical stress is very dependent on previous activation of the inflammation signaling. In clinical practice, such phenomenon has been translated as “double hit theory,” and high tidal volumes need an “inflammatory background” or previous injury in order to be harmful. Taken together, these mechanisms suggest that there is no need for use of protective mechanical ventilation in the absence of previous lung injury.
How then to explain the findings by Lellouche et al.1 in light of that body of knowledge? First, the concept of stress and strain must take into account that displacement (tidal volume) is not uniformly distributed across the lungs. Thus, the stress resulting at the interface of zones with different elastic properties may exceed safety limits in presence of lung inhomogeneities.6 Accordingly, it is conceivable that nonhomogenous ventilation and stress distribution occur in lungs that have been kept silent for hours, even if they have been partially opened by recruitment maneuvers. Second, a first hit, i.e., previous inflammatory state, is commonly present in cardiac surgery. The use of extracorporeal circulation during cardiac surgery leads to a systemic inflammatory response that mimics sepsis, likely priming the lungs for a second hit, namely high tidal volumes. These findings are in line with those recently reported in a prospective randomized controlled trial showing a reduction in ventilation-free days and need for reintubation when lower versus higher tidal volumes were used during cardiac surgery.7
The limitations of the study by Lellouche et al.1 are numerous. First, the authors did not perform any intervention and solely observed the consequences of the ventilatory strategies chosen. Second, lower tidal volumes have not been accompanied by increases in positive end-expiratory pressure, and high degrees of lung atelectasis may have resulted. Third, classification of tidal volumes was somewhat arbitrary, especially for low values. In the context of protective ventilation, “low” means in reality physiologic tidal volumes, which are situated around 8 ml/kg of PBW, in average. Fourth, ventilation setting during the cardiac surgery, and more specifically during the cardiopulmonary bypass, as well as records of positive end-expiratory pressure or plateau pressures in the intensive care unit, have not been reported. Fifth, cardiac surgery with extracorporeal gas exchange is associated with proportionally high systemic inflammation compared with other surgery procedures.
A recent paper showed that the cardiac surgical population is at a higher risk of postoperative pulmonary complications, compared with other surgical populations.8 Thus, one would conclude that protective ventilation with low tidal volumes is not required in a general population of surgical patients. In our opinion, however, such a conclusion is flawed.
There are several factors that may lead to an increased release of inflammatory cytokines during surgery. Presence of infection, manipulation of bowel, low perfusion states (ischemia/reperfusion), and aggressive blood substitution are some examples. Sometimes the anesthesiologist will be surprised by one of these complications, which are not always predictable. Also, surgery may take longer than expected, increasing the susceptibility for postoperative pulmonary complications, especially in the elderly.9 Thus, why not use low tidal volumes in the majority of patients, making higher tidal volumes the exception? Is the fear of development of atelectasis driving the choice for higher tidal volumes? The data from the present study1 suggests that such fear is unfounded, or at least that the deleterious effects of increased mechanical stress are worse than those of atelectasis. Another aspect that deserves much attention is the determination of PBW. As shown by Lellouche et al.,1 anesthesiologists frequently set inappropriately high tidal volumes, particularly in female and obese patients.
Certainly, clinical trials addressing the use of protective ventilation with low tidal volumes in the general surgical population are required. However, we do believe that until such trials have been conducted, and provided there are no contraindications, tidal volumes less than 10 ml/kg set according to predicted rather than actual body weight should be the standard. For now, there is enough evidence and a strong rationale to support those recommendations. For the future, the questions to be addressed are how low tidal volumes have to be and how much positive end-expiratory pressure is needed during general anesthesia.
Paolo Pelosi, M.D.,* Marcelo Gama de Abreu, M.D., M.Sc., Ph.D., D.E.A.A.† *Department of Surgical Sciences and Integrated Diagnostics, University of Genoa, Genoa, Italy. †Department of Anesthesiology and Intensive Care Medicine, Pulmonary Engineering Group, University Hospital Carl Gustav Carus, Dresden University of Technology, Dresden, Germany. Accessed March 14, 2012. Cited Here...
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1. Lellouche F, Dionne S, Simard S, Bussières J, Dagenais F: High tidal volumes in mechanically ventilated patients increase organ dysfunction after cardiac surgery. ANESTHESIOLOGY 2012; 116:1072–82

2. Roan E, Waters CM: What do we know about mechanical strain in lung alveoli? Am J Physiol Lung Cell Mol Physiol 2011; 301:L625–35

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4. Caironi P, Langer T, Carlesso E, Protti A, Gattinoni L: Time to generate ventilator-induced lung injury among mammals with healthy lungs: A unifying hypothesis. Intensive Care Med 2011; 37:1913–20

5. Levine GK, Deutschman CS, Helfaer MA, Margulies SS: Sepsis-induced lung injury in rats increases alveolar epithelial vulnerability to stretch. Crit Care Med 2006; 34:1746–51

6. Gattinoni L, Carlesso E, Caironi P: Stress and strain within the lung. Curr Opin Crit Care 2012; 18:42–7

7. Sundar S, Novack V, Jervis K, Bender SP, Lerner A, Panzica P, Mahmood F, Malhotra A, Talmor D: Influence of low tidal volume ventilation on time to extubation in cardiac surgical patients. ANESTHESIOLOGY 2011; 114:1102–10

8. Kor DJ, Warner DO, Alsara A, Fernández-Pérez ER, Malinchoc M, Kashyap R, Li G, Gajic O: Derivation and diagnostic accuracy of the surgical lung injury prediction model. ANESTHESIOLOGY 2011; 115:117–28

9. Canet J, Gallart L, Gomar C, Paluzie G, Vallès J, Castillo J, Sabaté S, Mazo V, Briones Z, Sanchis J, ARISCAT Group: Prediction of postoperative pulmonary complications in a population-based surgical cohort. ANESTHESIOLOGY 2010; 113:1338–50

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