Epidemiology and Social
Only a fraction of new HIV infections occur within identifiable stable discordant couples in sub-Saharan Africa
Chemaitelly, Hiama; Shelton, James D.b; Hallett, Timothy B.c; Abu-Raddad, Laith J.a,d,e
aInfectious Disease Epidemiology Group, Weill Cornell Medical College – Qatar, Cornell University, Qatar Foundation, Education City, Doha, Qatar
bBureau for Global Health, United States Agency for International Development, Washington, DC, USA
cDepartment of Infectious Disease Epidemiology, Imperial College London, London, UK
dDepartment of Public Health, Weill Cornell Medical College, Cornell University, New York, New York
eVaccine and Infectious Disease Division, Fred Hutchinson Cancer Research Center, Seattle, Washington, DC, USA.
Correspondence to Laith J. Abu-Raddad, PhD, Infectious Disease Epidemiology Group, Weill Cornell Medical College – Qatar, Qatar Foundation, Education City, P.O. Box 24144, Doha, Qatar. Tel: +974 4492 8321; fax: +974 4492 8333; e-mail: firstname.lastname@example.org
Received 29 April, 2012
Revised 16 September, 2012
Accepted 27 September, 2012
Supplemental digital content is available for this article. Direct URL citations appear in the printed text and are provided in the HTML and PDF versions of this article on the journal's Website (http://www.AIDSonline.com).
Objective: To estimate the contribution of HIV-1 sero-conversions among stable HIV sero-discordant couples (SDCs) to total HIV population-level incidence in sub-Saharan Africa.
Design and methods: We constructed a mathematical model, grounded in nationally representative demographic and epidemiological data, that estimates the annual number of HIV-1 transmissions from the infected partners to the uninfected partners among established SDCs, and compares its value to an estimate for the overall HIV population-level incidence in 20 countries in sub-Saharan Africa. We defined identifiable HIV-1 transmissions among SDCs as those that a hypothetical screening and intervention program would have the potential to avert. Uncertainty and sensitivity analyses were incorporated to assess the robustness of the findings.
Results: Across the 20 countries, an average of 29% (range: 10–52%) of new HIV-1 infections occurred in which one partner in an identifiable SDC infected the other. The percentage of total HIV new infections in a country that occurred within such identifiable SDCs tended to be lower in countries with larger general population HIV epidemics. For most countries, HIV-1 incidence among SDCs is unlikely to exceed 50% of new HIV infections in the whole population.
Conclusion: Only a fraction of HIV-1 heterosexual transmissions occur within identifiable SDCs. Prevention within SDCs at scale requires a series of potentially challenging programmatic requirements to be met. Despite the importance of prevention programs aiming at protecting the sero-negative partner in an SDC, a wider strategy utilizing the full range of prevention modalities, which would limit the original generation of SDCs, is also needed.
Recent landmark randomized clinical trials have established the efficacy of antiretroviral drugs, as either treatment to the infected partner or prophylaxis to the uninfected partner, in reducing HIV heterosexual transmission among stable HIV sero-discordant couples (SDCs), in which one partner is infected whereas the other is not [1–3]. Moreover, multiple cross-sectional epidemiologic surveys revealed that over half of couples affected by HIV in sub-Saharan Africa (SSA) are discordant [4–6]. It is widely perceived that ‘most transmissions of HIV-1 infections in Africa are thought to occur within stable, cohabitating HIV-1 SDCs’ .
There is an intense debate about the relative contribution of HIV sero-conversions within SDCs to total HIV population-level incidence, and the priority of HIV prevention among SDCs compared with other prevention approaches such as among the general population, young people, unmarried sexually active men and women, and commercial sex networks [7–9]. Although one modeling study of two urban settings in Zambia and Rwanda attributed more than half of new heterosexually transmitted HIV infections to sero-conversions within married or cohabiting SDCs , empirical evidence from a cohort of stable couples in Rakai, Uganda, revealed that only a minority of HIV infections occur among established SDCs that could be identified . Accordingly, we present an evidence-based quantitative assessment to assess the contribution of HIV-1 sero-conversions within SDCs to total HIV population-level incidence across 20 countries in SSA.
Our mathematical model estimates the annual number of HIV-1 transmissions from the infected partners to the uninfected partners among established SDCs, and compares its value to an estimate for the overall HIV population-level incidence in the country. Multiple data sources were used to obtain the model parameters (Fig. S1 of Supplemental Digital Content; SuppDC, http://links.lww.com/QAD/A269), with the primary sources being the Demographic and Health Surveys (DHS), which are nationally representative household-based surveys. HIV population-level incidence estimates were calculated using the Joint United Nations Programme on HIV/AIDS (UNAIDS) SPECTRUM model predictions [11, Gouws E. Joint United Nations Programme on HIV/AIDS (UNAIDS), personal communication 2011], or derived using DHS measures of HIV-1 prevalence when those were not available (SuppDC, http://links.lww.com/QAD/A269).
Our model sets out to ask the following question: if there is a national screening survey at a point in time which identifies SDCs, what proportion of all HIV infections that occur over the following year will be ones in which the infected individual in an identified SDC transmitted HIV to their partner? This is the quantity that should determine the relative priority of interventions among SDCs.
In that hypothetical screening survey (at Time 0), three different types of couples will be found (Fig. 1):
1. Concordant HIV-1 positive couples (both partners are HIV-1 sero-positive).
2. Discordant HIV-1 couples (one partner is HIV-1 sero-positive and the other partner is HIV-1 sero-negative).
3. Concordant HIV-1 negative couples (both partners are HIV-1 sero-negative).
At the time of the second cross-sectional survey 1 year later (Time 1), several scenarios are possible in terms of HIV-1 sero-status for each of these types of partnerships (Fig. 1):
a. Concordant HIV-1 positive couples
This type of partnership remains unchanged, as no new HIV sero-conversions are possible between the two HIV-1 sero-positive partners.
Discordant HIV-1 couplesThree different scenarios are possible:
i. No sero-conversion occurs in the partnership during the course of the year and the couple remains discordant.
ii. The sero-positive index partner transmits the infection to the sero-negative partner over the course of the year before the next cross-sectional survey. This type of sero-conversion contributes to HIV incidence among SDCs, as it is from a source within the SDC. As these HIV transmissions occurred in couples that have already been identified as discordant at Time 0, these infections define the identifiable HIV incidence among SDCs (for mathematical derivations see SuppDC, http://links.lww.com/QAD/A269). Such transmission events are the only ones that have the potential to be averted by interventions that target both couples’ joint behaviors and factors that affect the rate of transmission from the infected partner (in particular, antiretroviral drugs). This category is of primary interest in determining the relative priority of interventions to identifiable SDCs.
iii. The HIV-1 negative partner sero-converts by acquiring the infection from an external source. This type of incidence is distinct from HIV incidence due to transmission from within the SDC.
Concordant HIV-1 negative couplesThree different scenarios are possible within a concordant-negative couple:
i. No sero-conversion occurs in the partnership during the course of the year and the couple remains concordant negative.
ii. One or both partners are infected from external sources during the course of the year and the couple becomes either discordant or concordant positive. These new infections occur to individuals who are engaged in a stable couple, but cannot be attributed to the stable couple and would not be averted by interventions that aim to change couples’ joint risk of infection. For this reason, they are not counted as infections within SDCs.
iii. One of the partners (index partner) acquires the infection from an external source and then transmits the infection to the other partner within the year. This rapid transmission to the HIV-1 sero-negative partner through an infection transmitted from such a recently infected index partner is a transmission within an SDC. However, from an intervention perspective, these transmissions are difficult to prevent using interventions targeted for SDCs, as these couples would have been identified as concordant negative in the initial screening at Time 0. These infections therefore are not counted as transmissions occurring among identifiable SDCs.
Socio-demographic characteristics, HIV-1 prevalence, and sero-discordancy prevalence in sub-Saharan Africa
We used the most recent DHS data for 20 countries in SSA , complemented by population size information from the United Nations Population Division Database , to calculate country-specific demographic, epidemiological, and behavioral indicators (Table 1). Countries were considered for analysis based on the availability of the DHS HIV serological biomarker survey (SuppDC, http://links.lww.com/QAD/A269).
Following DHS methodology, we define a stable sexual couple as a man and a woman living in a consensual union within a household at the time of the cross-sectional DHS survey . For details on DHS sampling methodology see SuppDC, http://links.lww.com/QAD/A269. We excluded from our analyses couples where one or both partners did not test for HIV. Missing HIV information among all couples ranged from 2.2 to 28.1% (mean of 13.0%) across countries. We followed DHS guidelines in applying the sampling weights retrieved from the DHS databases to our calculations [14,15].
HIV population-level incidence and incidence rate
Estimates for the country-specific HIV population-level incidence rate were obtained from the available UNAIDS SPECTRUM model predictions for each country for the specific year of the DHS survey [11, Gouws E. Joint United Nations Programme on HIV/AIDS (UNAIDS), personal communication 2011]. SPECTRUM is an integrated modular program used for the estimation and projection of HIV epidemiologic indicators based on up-to-date surveillance data [16,17]. For countries where SPECTRUM model predictions were not available or where the bounds of the 95% confidence interval (CI) were not precisely specified, estimates of HIV population-level incidence rate were derived using the DHS country-specific HIV-1 prevalence (SuppDC, http://links.lww.com/QAD/A269). The number of new HIV infections per year was then calculated using the relation:
Equation (Uncited)Image Tools
HIV-1 transmission probability per coital act and coital frequency
We parameterized our model using the average of the empirical measures of HIV-1 transmission probability per heterosexual coital act (p) as reported by the Rakai Study  and the Partners in Prevention HSV/HIV Transmission Study (Partners in Prevention Study) [1,19]. Both studies provide the best available direct empirical data for p among SDCs. The Rakai estimate is 0.0012 (95% CI: 0.0009–0.0015) , and the Partners in Prevention Study estimate is 0.0011 [19, Hughes JP, personal communication, 2010]. Both estimates represent the average p for men and women, and neither study found a significant effect of sex on the transmission probability. For SDCs in which women were HIV infected and the susceptible male partners were circumcised, we reduced p by 58% to account for the efficacy of male circumcision in reducing HIV acquisition [20–23]. The frequency of coital acts among stable couples (n) was assumed at 8.3 coital acts per month based on the median measured for men and women in the Rakai cohort . This assumption results in an incidence rate among SDCs (in absence of male circumcision and condom use) of 10.8 per 100 person-years, consistent with that reported in the Rakai study of 8.4 per 100 person-years . Male circumcision and condom use reduce the incidence rate among SDCs according to their coverage in each specific country and whether the index partner in the SDC is a male or a female (SuppDC, http://links.lww.com/QAD/A269).
Uncertainty and sensitivity analyses
Uncertainty analyses were performed for the estimates of the contribution of identifiable HIV incidence among SDCs to total HIV incidence for each country using Monte Carlo sampling from uniform distributions for the relevance CIs or credible ranges for the demographic, biological, and epidemiological parameters (Fig. S2 of SuppDC, http://links.lww.com/QAD/A269). Country-specific distributions for the estimated contribution of SDCs to total HIV incidence were then generated, and used to calculate the mean and associated 95% CIs of this estimate. A sensitivity analysis was also conducted to assess the sensitivity of estimates to variations in two key model parameters that determine the annual risk of HIV-1 transmission within an SDC: p and n.
Key demographic and HIV-1 related indicators shown in Tables 1 and 2 reveal considerable heterogeneity in HIV-1 prevalence and numbers of SDCs across countries of SSA. The fraction of the population of reproductive age engaged in stable couples ranged from 35% in Swaziland to 76% in Niger with a mean of 59% across countries. HIV-1 prevalence ranged between 0.5% in Senegal and 23.0% in Lesotho, and the estimates of HIV incidence rate ranged from 0.05 per 100 person-years in Senegal to 2.9 per 100 person-years in Swaziland. The proportion of couples that were sero-discordant ranged between 0.4% in Senegal and 17.2% in Lesotho. On average, women were the HIV-1 infected partner in half of all SDCs, as previously reported . The fraction of circumcised men among these SDCs varied between 9% in Zimbabwe and 100% in several countries. Very few individuals in SDCs used condoms at last sex with a median of 5%, though with some notable exceptions (e.g. 24% of couples reported condom use at last sex in Lesotho and Swaziland).
Across the 20 countries, 545 046 new HIV infections are expected to occur each year, of which 162 207 infections (29.8%) would be among identifiable SDCs. The mean of the country-specific point estimates for the contribution of identifiable HIV incidence among SDCs to total HIV incidence was 29.3%, with a range of 10.2–52.2% across countries (Table 2). Figure 2 shows the mean and 95% CI for this measure across all 20 countries using the multivariate uncertainty analysis. Estimates for the various countries were largely close to the mean contribution of 29.3%, although countries with general population HIV epidemics and higher HIV-1 prevalence tended to have lower estimates for the contribution of identifiable HIV incidence among SDCs. The upper bound of the 95% CI seldom exceeded 50%. The only notable exception was Niger with a mean contribution of 57.1% (95% CI: 37.2–81.5%).
The main drivers of variability for all countries were the fraction of the population in reproductive age engaged in stable couples, the prevalence of HIV-1 sero-discordancy among stable couples, HIV population-level incidence rate, and importantly the annual risk of HIV-1 transmission within an SDC. The latter is determined in our model by p and n, which are influenced by male circumcision and condom use coverage. For countries where HIV-1 prevalence is low (∼1%), the number of SDCs in the DHS sample was small contributing to wide CIs for some of the measures.
Figure 3 presents the findings of a sensitivity analysis assessing the sensitivity of our estimates for the contribution of identifiable HIV incidence among SDCs, as applied to Kenya as an example, to variations in the two key parameters: p and n. Although the analysis shows some variability underlying the estimates, it also shows that it is unlikely for the incidence within SDCs to contribute the majority of HIV incidence in SSA. In fact, with assumptions about lower coital frequencies, as observed in earlier DHS data  and recent clinical trials [1,2], the contribution of identifiable SDCs to overall HIV incidence would be lower than the estimates described above.
We found that identifiable HIV-1 sero-conversions among SDCs contribute slightly less than a third of the total number of new HIV infections in SSA. The uncertainty and sensitivity analyses further indicated that the contribution of SDCs to total HIV incidence is unlikely to exceed 50%. Perhaps counter to intuition, lower proportionate contributions from identifiable SDCs were found for countries with larger general population HIV epidemics, especially in the world's largest epidemics of Swaziland and Lesotho. This finding results from the fact that, in high HIV prevalence countries, the proportion of couples affected by HIV that are discordant is lower than in low prevalence countries . Moreover, higher proportions of people are infected overall in general population HIV epidemics, thus increasing the chances for any of the other categories of HIV transmission besides the identifiable HIV incidence among SDCs to occur. Engagement in stable couples is also lower in high HIV prevalence countries, whereas condom use among couples is reported to be higher (Table 1).
Notably, our findings are corroborated by empirical evidence from the Rakai Study in Uganda . In Rakai, 24% of infections occurred among SDCs after adjustment for couples with unknown sero-status, a value remarkably within the range of our estimates. As Uganda is in a state of a general population HIV epidemic, it aligns even better with our somewhat lower estimates for general population HIV epidemics.
Our findings also support an intuitive paradigm of HIV transmission within the context of the heterosexual HIV epidemic in SSA. Every HIV sero-conversion from the infected to the uninfected partner within an SDC was transmitted from an index partner who most likely acquired the infection from a source external to SDCs, rather than within the context of a previous SDC. Consequently, the contribution of SDCs to total HIV incidence is not likely to exceed 50% [7,10]. Of note that this argument assumes specific assumptions about the structure of partnerships and temporal evolution of the epidemic which may not be always strictly valid such as in relation to partnership turn-over (no partnership dissolution), concurrency of partnerships (no concurrent partnerships), and epidemic phase (endemic at equilibrium). On the contrary, the majority of the population in reproductive age in SSA engages in at least one stable sexual partnership over their reproductive lifespan (Table 1). This creates opportunities for HIV transmissions within the context of stable couples, particularly considering the high annual risk of transmission from the infected to the uninfected partner within an SDC . Therefore, a pattern of every two infections outside of SDCs leading on average to one infection within the context of SDCs seems plausible.
Our findings are seemingly at odds with a quantitative assessment that attributed the majority of new heterosexually acquired HIV infections in Rwanda and Zambia to cohabitating couples . However, that model assumes a large value for the annual risk of HIV transmission within an SDC (20 per 100 person-years) in contrast with the majority of available empirical estimates [4,18,19, Hughes JP, personal communication, 2010], and used an unrealistic simplifying assumption about partnering, that all couples were assumed to be stable and were only segregated by whether they were cohabitating or not cohabitating. The model does not account for the various other categories of HIV-1 transmission in the population. Lastly, it relies on a comparison between the risk of HIV acquisition through cohabiting couples versus the risk of HIV acquisition through noncohabiting partnerships, as opposed to comparing the incidence arising within SDCs to the actual total HIV incidence in the population. Our approach in contrast relies on a direct comparison between the estimated incidence among SDCs, derived based on nationally representative empirical measures of HIV sero-discordancy, and the total incidence in the population. Our approach does not depend on assumptions about the uncertain risk of HIV infection through noncohabiting partnerships.
Our estimates are possibly biased towards over-estimating the role of SDCs in driving HIV incidence across SSA, rather than underestimating it. We used a coital frequency value of about eight coital acts per month as per the median reported value in the Rakai Study , whereas other data suggest a lower coital frequency of four to six coital acts per month among SDCs . Furthermore, HIV status disclosure and the resulting uptake of prevention interventions among SDCs will presumably lead to a lower unprotected coital frequency and hence a lower risk of transmission, as suggested by a review of available evidence for preventing HIV transmission among SDCs in SSA , and affirmed in intensively counseled cohorts [1,2,19,26,27].
Several study limitations might have affected our findings. First, calculating the contribution of identifiable HIV incidence among SDCs to total HIV incidence across SSA requires a vast volume of data to parameterize the quantitative assessment. Our analysis is limited by the quality and precision of available data. Some of the country-specific data are only available with small sample sizes and wide CIs affecting thereby the precision of our estimates. This is particularly true in the lowest HIV prevalence countries of Niger and Senegal. Reliance on multiple data sources that use different methodologies could also potentially lead to inconsistencies that may affect our predictions. Our results may have been also biased because of inherent limitations in the DHS data, such as recentness of the epidemiological indicators, variability in response rates to HIV testing , and selection-bias in restricting our analysis to couples with complete HIV sero-status information, for which we made no correction. Although a margin of error may affect the preciseness of our quantitative estimates, our findings are qualitatively robust that only a minority of HIV incidence occur among SDCs.
Furthermore, our analysis does not consider several factors that may affect HIV transmissibility in couples such as the presence of other sexually transmitted infections [29,30], tropical coinfections that increase HIV viral load , viral factors [32–34], and host genetics and immunology  which could potentially affect the contribution of identifiable HIV incidence among SDCs. The rates of HIV-1 transmission per coital act from the Rakai and Partners in Prevention studies used in our model were measured in settings in which such factors might have partially existed, but variability in those factors, and how they influence variability in the risk of within-couple transmission between countries, could not be included in our model because of lack of data. Our estimates are more likely to over-estimate the contribution of SDCs to HIV incidence in settings in which HIV-1 transmission probability per coital act is lower than that in the Rakai or Partners in Prevention studies (after controlling for male circumcision), and underestimate it in areas where HIV transmission probability is higher (Fig. 3). If HIV-1 transmission probability per coital act was higher in high HIV prevalence countries (as may be the case of viral sub-types in those countries leading to, for instance, longer period of elevated viral concentration earlier in infection) , this could affect the results for those countries.
We have assessed the contribution of SDC transmissions that are identifiable only in principle and under rather optimal conditions. Thus, our estimates delineate the maximum possible impact for interventions that target SDCs, rather than a projection of the range of impact that could be expected in realistic intervention scenarios. For interventions to be effective among SDCs, couples would need to agree to joint testing, undertake appropriate prevention interventions, and comply with these interventions over a sustained period of time.
Despite the established efficacy of several prevention interventions in reducing HIV heterosexual transmission [2,3,35–37], prioritizing prevention interventions among SDCs will likely not avert the majority of HIV incidence in SSA. Prevention interventions among SDCs can have indirect effects on averting HIV transmissions to casual partners as well as on reducing HIV onward transmission in the population. Nonetheless, as onward transmission of HIV following HIV acquisition among the susceptible partner in an SDC may be limited, a prevention approach focused on the major drivers of HIV transmission is more likely to yield substantial reduction in incidence. If incidence levels in SSA were to decline and more people initiated antiretroviral drugs, the contribution of identifiable SDCs to total HIV incidence could change. Prevention efforts among identified SDCs deserve focused attention, but overall, a balanced ‘combination’ approach to HIV prevention utilizing a variety of interventions is clearly called for .
In conclusion, we quantified the role of HIV incidence among identifiable SDCs to total HIV incidence across SSA using a mathematical model parameterized by nationally representative data. Our parsimonious quantitative approach minimizes the chance of structural modeling assumptions influencing the results, and incorporates uncertainty and sensitivity analyses that demonstrate a degree of robustness in the main findings to sources of potential error. We conclude that HIV-1 seroconversions among identifiable SDCs are only a fraction of the total number of new HIV infections each year in SSA. HIV policy initiatives focused on HIV prevention among SDCs need to be considered in light of this finding.
We thank Dr Eleanor Gouws for kindly providing us with the UNAIDS SPECTRUM model incidence estimates, and Professor Richard Hayes for insightful comments that inspired this work. H.C., T.B.H. and L.J.A. are grateful for the Qatar National Research Fund for supporting this work (NPRP 08–068–3–024), and the support provided by the Biostatistics, Epidemiology, and Biomathematics Research Core at the Weill Cornell Medical College in Qatar. L.J.A. and T.B.H. are also grateful to the National Institutes of Health (R01 AI083034), and T.B.H. to The Welcome Trust, for supporting this work. H.C. managed the DHS databases, conducted most of the statistical and mathematical modeling analyses, and wrote the first draft of the article. L.J.A. conceived, led the design of the study, mathematical modeling analyses, and drafting of the article. All authors contributed to the conduct of the study, the interpretation of the results, and the writing of the article.
Disclose funding received for this work: The Qatar National Research Fund (NPRP 08–068–3–024), the Biostatistics, Epidemiology, and Biomathematics Research Core at the Weill Cornell Medical College- Qatar, National Institutes of Health, and the Wellcome Trust.
Disclaimer: The views expressed in this article are not necessarily those of USAID.
Conflicts of interest
There are no conflicts of interest.
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demographic and health surveys; HIV incidence; mathematical model; sero-discordant couples; sub-Saharan Africa
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