The role of HIV in serious diseases other than AIDS
Phillips, Andrew Na; Neaton, Jamesb; Lundgren, Jens Dc
aHIV Epidemiology and Biostatistics Group, Research Department of Infection and Population Health, Royal Free and University College Medical School, UCL, Rowland Hill Street, London NW3 2PF, UK
bDivision of Biostatistics, School of Public Health, University of Minnesota, 2221 University Avenue SE, Suite 200, Minneapolis, Minnesota, USA
cRigshospitalet and University of Copenhagen, Copenhagen HIV Programme, Panum Institute (21.1), Blegdamsvej 3B, 2200 Copenhagen N, Denmark.
Received 4 July, 2008
Revised 15 August, 2008
Accepted 19 August, 2008
Correspondence to Andrew N. Phillips, Royal Free and University College Medical School, UCL, Rowland Hill Street, London NW3 2PF, UK. Tel: +44 20 7830 2886; e-mail: email@example.com
Now that we are over 10 years into the HAART era in resource-rich countries the major clinical impact of this therapy on reduced AIDS events and AIDS deaths has been well described  and in the past few years the focus has turned to describing and understanding what residual clinical disease remains in populations of HIV-infected individuals. As death rates may be still falling in HIV-infected patients [2,3], at 0.5–1.0% per year, there is still a considerable excess risk compared with the general population. The breakdown of causes of death of patients has been described based on a study of deaths occurring in 2005 in France . AIDS diseases were responsible for only 36% of deaths, with a further 5% due to non-AIDS infections. Other leading causes of death were non-AIDS cancers (16%), liver disease (15%), cardiovascular disease (9%), and suicide (5%). In a United States study, Lau et al.  found that risk of death from non-AIDS conditions was greater than that for AIDS conditions for persons with CD4 count above 200/mm3.
Now with fewer AIDS deaths we have of course observed an increase in the proportion of deaths due to non-AIDS causes, however, this does not mean to say that there has been an increase in the rate of non-AIDS – quite the reverse in fact. Unpublished data from EuroSIDA on trends over calendar time in rates of non-AIDS death (Fig. 1) indicate that the start of the HAART era was actually accompanied by a decline in the rate of death from non-AIDS causes ( and Personal communication), a finding that has been observed in other studies . This at first somewhat puzzling observation suggests that perhaps HIV may be playing a role in other diseases well beyond the 26 diseases which characterize AIDS. As we keep people with HIV alive for longer there will be an ever-growing number of people with HIV. If HIV is influencing risk of these events, particularly if it does so in the higher CD4 count range where the majority of treated patients hopefully will be, then it is very important to be aware of this and to study it. In this article we briefly consider what rationale (i.e., potential mechanisms) there might be to hypothesize that HIV may play a role in causing diseases such as non-AIDS malignancy, liver cirrhosis, end stage renal disease and serious cardiovascular events (e.g., myocardial infarction, stroke and surgery for coronary artery disease). Collectively, we refer to these as serious non-AIDS events. We then go on to review studies, which have data on incidence of serious non-AIDS disease, death, or both, from these diseases to build up a picture of the current state of knowledge. We finish by suggesting the implications for future research and current clinical care of patients. This review is not intended to consider adverse effects due to antiretroviral drugs (ART), although it is recognized that it is not always easy to separate the effects of HIV from the effects of ART.
There are a range of plausible mechanisms by which HIV might lead to raise risk of non-AIDS morbidity and mortality. As well as causing immunodeficiency, HIV also causes a generalized immune activation and leads to increased T cell turnover [8,9] which is perhaps linked to what has been referred to as microbial translocation, resulting early from depletion of CD4 lymphocytes in lymphoid tissue in the gut  which could have consequences for the speed of pathogenic processes leading to a variety of conditions of the cardiovascular and digestive system. Thinking specifically of CVD, whereas, HIV infection seems to lead to a decrease in total cholesterol, it also causes decreases in HDL-cholesterol (e.g., [11–13]) and results in increases in markers of inflammation (e.g., C-reactive protein), endothelial activation and damage (e.g., intercellular adhesion molecule, ICAM and vascular cell adhesion molecule, VCAM), and in fact also of coagulation (e.g., D-dimer) – factors which have been linked to increased risk of cardiovascular disease in the general population [11,14–21]. Considering liver disease, there is fairly well established evidence that HIV-infection results in faster progression of fibrosis and increased risk of hepatocellular cancer in people with hepatitis B and C virus although the mechanism is not entirely clear [22–25]. Whether HIV can affect progression of fibrosis due to an effect on adaptive immunity to HCV, alteration of the dominant HCV subtype or increased hepatocyte apoptosis is not certain. Recent work suggests a possible role of decreased interferon gamma production by HCV-specific CD4 cells in coinfected patients .
With regard to renal disease, HIV associated nephropathy (HIVAN), a glomerulopathy demonstrating focal segmental glomerulosclerosis with collapsing features, is a condition well established as being related to HIV [27,28], and possible mechanisms have been suggested [29–31]. However, HIV has been linked with other kidney pathologies, such as immune complex glomerulonephritis [27,28,32]. Further, there is a high prevalence of proteinuria in HIV-infected people, and the level of proteinuria is associated with the HIV RNA level and the CD4 count [33,34]. HIV RNA and CD4 count also predict raised creatinine levels and both proteinurea and elevated creatinine are associated with all cause mortality in HIV patients, implying that HIV effects of the kidney may lead indirectly to raised risk of death from a wider range of causes other than those ascribed to kidney failure itself . Lastly, considering non-AIDS malignancies, the immunodeficiency induced by HIV provides a potential reason for HIV playing a role in some non-AIDS cancers, particularly those known to be caused by an infectious agent; infections may play a wider role in some other cancers than previously appreciated. Further, there has been a suggestion that infections such as Chlamydia pneumoniae is a cause of lung cancer , perhaps linked to the resulting inflammation , and that a similar mechanism could be linked to gastric cancer associated with Helicobacter pylori . Direct inflammatory effects of HIV could also raise cancer risk.
Types of evidence linking serious non-AIDS diseases with HIV
In the sections which follow we review data from three types of investigations: studies comparing HIV infected and uninfected individuals; cohort studies in which the association between CD4 cell count and HIV RNA with serious non-AIDS diseases has been investigated; and randomized trials of HIV-infected individuals that experimentally manipulated CD4 count and HIV RNA by use of ART. For the latter two types of studies some original data that help focus key points are presented.
Comparison of risk of events between HIV-infected and HIV-uninfected people
A limitation of these studies is that the HIV-uninfected comparison group will differ from the HIV-infected people in more ways than just the HIV infection, and the factors that differ are likely risk factors for the disease under study. In most cases, such potential confounding factors (e.g. smoking, blood pressure, lipids for CVD risk) are not measured in the infected and uninfected groups so adjustment cannot be made. Even where adjustments can be made, residual bias remains a strong possibility. A second limitation is that HIV infected individuals in these investigations include those on ART and ART-naïve, so it is not possible in all studies to distinguish the effect of HIV from effect of ART.
A meta-analysis from Grulich et al.  looked at risk of different cancers in people with HIV (444 172 patients) compared with the general population. To control for confounding factors the authors performed a similar analysis for transplant patients (31 977 patients) – a group who also have immunosuppression, in their case induced by medicine to avoid transplant rejection. The rationale was that if there is raised risk of a cancer in HIV-infected people compared with the general population and there is also raised risk of the same cancer in transplant patients compared with the general population then this was less likely to be explained by confounding because the same confounders are unlikely to operate in both groups. A raised risk of cancer was found in both immunosuppressed groups for 20 of the 28 cancers studied. Examples of standardized incidence ratios for various sites in the HIV-infected patients were 2.7 for lung, 3.2 for leukaemia, 1.5 for kidney, 1.6 for oesophagus and 1.9 for stomach. Further studies on transplant patients have shown an increased risk of cancers after kidney transplantation compared with before, strengthening the interpretation that the raised risk results from immunodeficiency and not confounding due to other features of transplant patients . In support of this, recent studies have focussed on lung cancer and found that there is an increased risk that is not explained by higher smoking rates in HIV-infected people [41,42]. A recent large comparison of rates of non-AIDS malignancy in patients in the Adult and Adolescent Spectrum of Disease and the HIV Outpatient Study cohorts with the United States general population has also revealed increased incidence of many types of cancer .
Turning to end stage renal disease, a recent comparison within the United States Veterans showed that whereas among whites there was no indication of a raised risk of end stage renal disease for HIV-infected compared with uninfected, among blacks there was over double the risk after adjustment for several factors .
A number of studies have compared rates of cardiovascular events (variously defined) between HIV-infected and uninfected groups. On the basis of an administrative and clinical management database there was an increased risk of hospitalization for coronary heart disease (CHD) or myocardial infarction (MI) . Comparing patients in an HIV cohort with the general population, Mary-Krause et al.  also identified a raised risk of MI in HIV-infected people but this was not present in those who had used protease inhibitors for less than 18 months, suggesting it may have been an effect of drugs rather than HIV. In the largest such study, Currier et al.  made use of an administrative database for the California Medicaid population and found a significantly increased risk of CHD in the HIV-infected population but this was only present in the younger (age 18–33) age group. More recently, Triant et al.  used another patient data registry and estimated a raised risk of MI in the HIV-infected group. In these studies it was not possible to adjust for the full range of cardiovascular risk factors (blood pressure, smoking, lipids).
A number of studies have compared risk of liver disease in patients infected with hepatitis B or C according to whether HIV is also present. The largest considered 4865 men and boys with haemophilia (and probable HCV infection) in the UK, of whom 1218 were HIV-infected. The estimated 25-year cumulative risk of liver death for those with severe haemophilia but not HIV was 1.4% (95% CI 0.7–3.0), compared with 1.2% (0.5–2.6) for those with moderate/mild haemophilia but not HIV and 6.5% (4.5–9.5) in HIV-infected patients (all haemophilia severities) . Coinfected patients were similarly found to have a raised risk of liver-related death compared with those infected with HCV alone among injection drug users in the Amsterdam cohort . Similarly, in a study of men with hepatitis B in the Multicenter AIDS Cohort Study (MACS), those with HIV infection were found to experience higher risk of liver death than those not HIV infection .
Studies of the association between CD4 count and HIV RNA level with risk of serious non-AIDS events
The second main source of evidence concerning the possible link between HIV and increased risk of serious non-AIDS disease or death comes from studies considering the association between CD4 count (and HIV RNA level) and risk of serious non-AIDS events. This involves comparing HIV infected people when they are in different states of immunodefiency so there is not such a clear problem with confounding than when comparing with HIV-uninfected groups, although as in any comparison not protected by randomization the possibility of residual bias is always present.
Figure 2 shows data from the Data Collection on Adverse Events of Anti-HIV Drugs (DAD) study of around 33 000 people with HIV followed in 10 cohorts and data from the large Concerted Action on SeroConversion to AIDS and Death in Europe (CASCADE) collaboration of seroconverter cohorts, restricted to ART-naïve patients . On the left is the rate of death from causes other than AIDS, according to the most recent CD4 count at the time. There is a strong tendency for the rate of death from non-AIDS causes to be higher at lower CD4 count. Importantly, this trend seems to continue all the way through the CD4 count range, so it is not just the case that those with low CD4 count have raised risk of death from causes other than AIDS, those with counts of 350–500 even appear to be at increased risk compared with those with counts above 500. These trends are essentially unaffected by adjustment for other factors. On the right are the corresponding rates for all-cause mortality. At higher CD4 counts the rate of non-AIDS death is almost as high as those for all cause death, emphasizing that in people in this higher CD4 count range, serious morbidity and mortality is dominated by non-AIDS conditions. These trends are highly consistent across the two studies. This trend in risk of non-AIDS death with CD4 count was also found in New York cases with a previous AIDS diagnosis, on the basis of minimum CD4 count . Also, in collaborative analysis the rate of death in ART-naïve patients referred to in earlier lines, Lodwick et al.  confirmed this trend for mortality.
The association between the CD4 count and incidence of serious but nonfatal non-AIDS events has also been considered in some studies, including the Strategies for Management of Antiretroviral Therapy (SMART) trial . The primary aim of SMART was to compare incidence of opportunistic disease (similar, but not identical, definition to AIDS) and death between use of either continuous ART or intermittent ART (Stop or defer ART when CD4 count more than 350, restart or start ART when CD4 count <250) (SMART) among 5472 patients with a CD4 count >350 at enrolment. The intermittent arm was stopped in January 2006, and the protocol modified so that ART experienced patients recommended to restart ART, when there was found to be a raised rate of this primary endpoint but patient follow-up continued for another 18 months. Throughout the entire trial the incidence of serious non-AIDS diseases (non-AIDS cancer, CVD events, liver cirrhosis, renal failure, non-AIDS death  was assessed, as it was hypothesized that less use of ART would reduce the risk of contracting these diseases, which were viewed as ‘complications’ to ART. For serious non-AIDS events as a whole there were 346 events, compared with 164 AIDS events, emphasising the fact that risk of these types of events is higher than risk of AIDS events for patients in a relatively high CD4 count range . Considering both arms together, there was an overall hazard ratio for risk of 0.94 per 100 cells higher CD4 count (95% CI 0.90–0.98) after adjustment for age, gender, and prior AIDS, hepatitis B or C infection and smoking status (SMART, unpublished data). Further, data from the Flexible Initial Retrovirus Suppressive Therapies (FIRST) trial that compared virological, immunological and clinical outcomes for patients randomly allocated to three different antiretroviral treatment strategies for initial ART were used to assess the association between latest CD4 count and risk of serious non-AIDS diseases (with a similar definition to SMART); the hazard ratio was 0.82 (0.72–0.93) after adjustment for age, gender, race, prior AIDS and hepatitis B or C infection .
These associations between CD4 count and risk of non-AIDS diseases seem consistent across different types of events [58,59]. Evidence of an association with CD4 count has been reported for liver death [51,60], non-AIDS malignancy  and kidney disease [34,62,63]. The one exception is perhaps CVD where there is has not been strong evidence for a link with the CD4 count when considering risk of MI that includes nonfatal as well as fatal cases , and in one study considering CVD mortality a suggestion of a stronger association with HIV RNA level than with CD4 count . Figure 3 shows adjusted-relative hazards for the effect of CD4 cell count on risk of these four conditions for four studies, SMART, DAD, CASCADE and FIRST, generally illustrating the consistency of these effects. For cardiovascular disease, there is a suggestion of a stronger effect when considering fatal CVD.
Two further recent studies looking at the association between the CD4 count and nonfatal as well as fatal non-AIDS have come from France. The Aquitaine cohort looked at all hospitalizations in HIV-infected people in that study between 2000 and 2004 . There was the same trend in CD4 count with the percentage hospitalized present for non-AIDS cancers and digestive events, again not much so for CVD events. Further, the distribution of the burden of morbidity according to cause was found to be heavily weighted towards non-AIDS-related events, with less than 1% of hospitalizations in those with CD4 count above 500 were ascribed to AIDS. This association with latest CD4 count was also found in APROCO COPILOTE .
It is also worth considering whether there is an effect of latest HIV RNA as well as of latest CD4 count. If we are thinking about whether ART can have a benefit in terms of risk of these diseases then the reduction in viral load induced by ART could be an additional benefit on top of that gained from the resulting rise in CD4 count. In most studies HIV RNA is high either in those who are ART naïve, ART experienced but off ART, or virologically failing so there is confounding between HIV RNA level and the factors that lead people to be in these situations. This complicates interpretation of the association. In the SMART trial however – this was not the case because patients were randomly allocated to be on ART or not. The adjusted (including for the most recent CD4 count) hazard ratio for serious non-AIDS events according to the most recent HIV RNA level – above or below 400 copies/ml – was 0.70 (95% 0.56–0.88) (Fig. 4). Considering separate conditions, this was strongest for renal, CVD and deaths due to other causes, but there is no such trend when looking at non-AIDS cancer. When additionally adjusted for latest HIV RNA level the hazard ratio for the latest CD4 count became 0.96 (0.92–1.01). Of note, impairment of immune function exists for both HIV and the earlier mentioned transplant patients, whereas HIV-RNA obviously only affects HIV patients; hence, the CD4 gradient data does suggest that immunodeficiency per se increases risk of these diseases, but that HIV-RNA additionally may also contribute.
Randomized trials of HIV-infected individuals that experimentally manipulated CD4 count and HIV RNA by use of antiretroviral drugs
There are limited data from randomized trials of interventions that induce changes in CD4 count and HIV RNA levels and examine subsequent risk of non-AIDS events. The best type of study to tell us whether risk of non-AIDS diseases is related to HIV is one in which patients with HIV are randomized to either take ART, with the aim of having their HIV-replication suppressed, or to not take ART. If HIV itself influences the risk of diseases other than AIDS we would expect to see more such diseases in those not on ART. Such a trial has to be large in order to observe incidence of serious clinical events. We do not have any large trials in which naïve patients are randomized to take ART or not but we do have one in which patients – whether on or off ART – were randomized to take ART or not. This was the SMART trial, which was mentioned earlier when considering the association with CD4 count and HIV RNA, but not in terms of the main randomized comparison [54,56].
At baseline in SMART, 84% of patients were on ART and 16% were not. The randomization to continuous or intermittent ART means that initially one group of patients was all to be off ART and the other groups all to be on ART. At the time that the intermittent arm was stopped (January 2006) the proportion of time spent on ART in the two arms was 94% for the continuous arm and 33% for the intermittent arm. This was a trial generally in people with relatively high CD4 count – the proportion of person time in which the CD4 count was above 350 was 93% in the continuous arm and 68% in the intermittent arm.
Rates of serious non-AIDS defining events were also looked at [13,54,56,67] – originally because it was thought that there might well be a raised risk of some such conditions in those on continuous ART – because they were thought to be negatively affected as a side effect of antiretroviral therapy. Table 1 shows how many of these events: major cardiovascular events, kidney failure, liver cirrhosis, non-AIDS malignancy and non-AIDS deaths there were in the two trial arms ([56,67] and unpublished data). These are given separately before the study protocol modification in January 2006 and after (when ART-experienced patients in the drug conservation arm were recommended to recommence ART). Premodification is the period during which there is by far the greatest difference in ART use between the arms. For serious non-AIDS as a whole, the hazard ratio was 1.6, with a highly significant P value. It is important to remember that most patients in the trial had CD4 counts above 250 for the whole time, in fact over 95% of the patient time in the two arms premodification was spent with CD4 count more than 250. So this difference in risk of serious events has occurred amongst a group of patients with what we would think of as fairly adequate CD4 counts. Further emphasising the importance of non-AIDS diseases in the CD4 count range only 8% of deaths in SMART were from AIDS diseases. The trends are generally consistent across the major end organ pathologies. After study modification when there was much greater use of ART in the drug conservation arm the effects are markedly reduced.
A proportion of the patients in SMART were ART naïve at baseline. When the analysis is restricted to these patients, plus ART experienced patients for whom there was evidence of having been off ART for more than 6 months (477 patients in total), the comparison effectively becomes one of whether to start ART or to defer it . When this is done the difference in risk of serious non-AIDS for this subgroup is even more striking [heart rate (HR) 7.02 (95% confidence interval (CI) 1.57–31.4) P = 0.01], albeit that the numbers are very small. Unfortunately, SMART represents the only randomized study of ART vs. no ART currently available to study the question of whether HIV increases the risk of serious diseases other than AIDS.
As a follow-up to these findings from SMART, a recent presentation looked at the possible role of several biomarkers in the excess risk of mortality and CVD observed in the intermittent arm of SMART. Two studies using stored plasma were undertaken – one to see the effect of the randomization arm on marker levels and the other to see the effect of marker levels on risk of death and major CVD events . Results for interleukin-6, a cytokine linked to the acute phase response, and D-dimer, a coagulation marker known to predict CVD and all-cause mortality in the general population , were particularly interesting. There was some evidence that the effect of the interruption strategy on risk of death and, to a lesser extent risk of CVD, may be partially mediated by these markers.
To sum up, in the HAART era, morbidity and mortality in all but those in the lowest CD4 count categories are dominated by non-AIDS rather AIDS events. As the HIV-infected population ages, these conditions will assume even more significance because older age is a risk factor for these conditions. Data from studies looking at incidence of serious non-AIDS diseases and death provide appreciable evidence for HIV playing a detrimental role in some of these serious non-AIDS diseases. However, the picture is not entirely consistent and the question requires further study in cohorts and, better if possible, large randomized trials – future studies should include these events as endpoints, along with AIDS. Studies storing plasma and other samples are particularly useful for developing nested case-control studies for exploring biomarkers that might mediate the raised risk. Work is needed to standardize data collection methods, to standardize diagnostic criteria, and to develop electronic methods for collecting information from multiple sources. A standardized means of coding causes of deaths exists (CoDe, ), but the same would be useful for nonfatal conditions (case definitions to be used in the new START trial are now available on www.insight-trials.org and www.cphiv.dk). Furthermore, studies should attempt to collect data on risk factors for these serious diseases. This will mean that it will be possible to better evaluate whether standard approaches to predicting these serious non-AIDS events on the basis of these risk factors also hold in the HIV-infected population.
Importantly, given the evidence presented earlier it is plausible that use of ART – with its ability to reduce HIV RNA levels and increase CD4 counts – may reduce risk of some serious non-AIDS events, as well reducing risk of AIDS events. This provides a new rationale to reraise the question of whether we need to be considering starting ART earlier in ART-naive patients [54,71]. Currently, most guidelines do not encourage ART initiation until the CD4 count is below 350/mm3 [72–74] but the possible impact of HIV on risk of serious non-AIDS diseases in people in the high CD4 count range, together with the reduction in concern over long-term risk of resistance [75,76] and steady improvements in virologic suppression [77–79], suggests that we need to evaluate whether to start ART in people with much higher CD4 counts (e.g., >500/mm3). In response to the data reviewed earlier and other considerations a trial (called START) has been designed in patients with CD4 count more than 500/mm3 in order to compare the effects of immediate initiation of ART with deferral until the CD4 count has reached 350/mm3. Analyses of observational data indicate that the median time for a person with CD4 count more than 500/mm3 to reach a CD4 count less than 350/mm3 is around 2.5 years , with this depending heavily on viral load. The trial will begin recruitment shortly in sites across all continents. As well as telling us whether to start ART earlier it will provide a rich source of nested biomarker studies to understand the role of HIV (and the various ART drugs) in the various serious non-AIDS diseases.
The evidence we have presented also suggests that clinicians caring for patients with HIV need to be sensitive to the possible raised risk of a variety of conditions and to become aware of the best means to try to prevent and to monitor for early signs of these outcomes, in much the same way as clinicians of other specialties need to be aware of the signs that may indicate presence of HIV infection in those undiagnozed.
There is a growing body of evidence to suggest that HIV impacts the risk of a far wider range of conditions than AIDS diseases alone. As risk of these serious conditions is much higher than risk of AIDS diseases within the higher CD4 count range – the range within which increasingly large numbers of people will be – this has serious consequences for our management of patients over the coming decades. We need to adapt our research priorities to better understand the full role of HIV in causing a wide range of clinical diseases. Incidence of these diseases should be included as endpoints in epidemiological studies and trials using clinical endpoints. Partially as a result of these new data we have reviewed and presented the possibility that ART should be initiated much earlier than is currently generally the case is to be investigated in a randomized trial.
We would like to acknowledge the investigators of the following studies for allowing presentation of some unpublished data: DAD study (consisting of Aquitaine, Nice, CPCRA, EuroSIDA, ICONA,SHCS, Brussels, BASS, AHOD, ATHENA, HivBivus cohorts), EuroSIDA, SMART (INSIGHT - International Network for Strategic Initiatives in Global HIV Trials), FIRST, CASCADE. We are grateful to Jacquie Neuhaus (SMART), Grace Peng, Jason Baker (FIRST) (supported in part by NIH U01 AI068641), Benoit Marin, Genevieve Chene, Abdel Babiker (CASCADE), Colette Smith, Caroline Sabin (DAD), Amanda Mocroft (EuroSIDA) for help with producing these extra analyses. AP drafted the manuscript, which was based on a presentation at 15th Conference on Retroviruses and Opportunistic Infections (CROI 2008), February 3–6, 2008 in Boston, Minnesota, USA, a presentation, which resulted to a large extent from discussions of results from the SMART trial between AP, JDL and JN along with the entire INSIGHT Executive Committee. AP drafted the manuscript; JDL and JN provided additional input and critical revisions.
On the basis of a talk prepared for the 15th Conference on Retroviruses and Opportunistic Infections (CROI 2008), February 3–6, 2008 in Boston, Minnesota, USA.
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