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Study of bias in antenatal clinic HIV-1 surveillance data in a high contraceptive prevalence population in sub-Saharan Africa

Gregson, Simona,b; Terceira, Nicolac; Kakowa, Memoryb; Mason, Peter R.b; Anderson, Roy M.a; Chandiwana, Stephen K.b; Caraël, Micheld

Epidemiology & Social

Objective: To describe patterns, sources and consequences of bias in antenatal clinic (ANC) HIV prevalence estimates in a high contraceptive prevalence population.

Background: HIV surveillance in Africa relies on data from pregnant women attending ANCs. HIV estimates from pregnant women understate female infection levels in low income, high fertility populations. Bias in high contraceptive use, delayed sexual debut populations remains undescribed.

Design and method: Comparison of parallel cross-sectional population and antenatal survey data from rural Zimbabwe, where 60% of women are recent contraceptive users.

Results: HIV prevalence in recently pregnant women (25.7%; n = 576) and all women (25.5%; n = 5138) is similar over the age-range 15–44 years. As in high fertility populations, HIV prevalence is higher in pregnant women at young ages and lower at older ages but the crossover point occurs later due to delayed sexual activity. HIV understatement at older ages due to HIV-associated infertility is mitigated by less HIV infection and less frequent ANC attendance in contraceptive users. The local ANC HIV prevalence estimate is lower [21.2%; n = 1215; risk ratio versus pregnant women in the general population, 0.8; 95% confidence interval (CI), 0.7–1.0], possibly because women from more remote areas are included. ANC estimates overstate the relative risk of HIV in more educated women (age-adjusted odds ratio, 1.1; 95% CI, 0.8–1.4 versus 0.7; 95% CI, 0.6–0.9).

Conclusions: ANC estimates understate female HIV prevalence in this low fertility population but, here, the primary cause is not selection of pregnant women. ANC estimate adjustment procedures that control for contraceptive use and age at first sex are needed.

From the aDepartment of Infectious Disease Epidemiology, Imperial College School of Medicine, London, UK, bBiomedical Research and Training Institute, Harare, Zimbabwe, the cWellcome Trust Centre for the Epidemiology of Infectious Disease, Zoology Department, University of Oxford, UK, and dUNAIDS, Geneva.

Requests for reprints to: S. Gregson, Department of Infectious Disease Epidemiology, Imperial College School of Medicine, Norfolk Place, London W2 1PG, UK.

Received: 23 February 2001;

revised: 5 September 2001; accepted: 13 September 2001.

Sponsorship: Supported by UNAIDS and the Wellcome Trust.

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Sentinel surveillance systems in sub-Saharan Africa are essential for monitoring trends in HIV infection and for assessing future socio-demographic impact of local and global HIV epidemics [1]. For reasons of convenience, these systems rely almost exclusively on data from pregnant women attending antenatal clinics (ANC) [2,3]. However, six recent studies in high fertility populations have found that HIV prevalence in pregnant mothers is lower than in all women of reproductive age by between 13% and 33% (average, 25%) [4].

Studies of the underlying causes of this bias have so far concentrated on biological explanations, partly because strong evidence of HIV-associated subfertility has been obtained in clinical and longitudinal population studies [5–8]. However, closer examination of the data reveals that behavioural factors also contribute to the degree of bias observed in any given setting [4]. In particular, selection for early sexual activity causes an upward bias in estimates based on pregnant women at young ages. It has also been hypothesized that women who use modern methods of family planning may take more effective measures to avoid HIV infection [9]. If this is so, the bias due to the selection for pregnancy in ANC-based HIV surveillance systems could be much smaller in the low fertility populations of southern Africa where onset of sexual activity is delayed and contraceptive use is extensive [9].

Whilst study of the sources of bias in ANC-based HIV estimates has concentrated on the selective effects of pregnancy, a number of other possibilities have also been noted. These include bias resulting from unrepresentative selection of clinics within national surveillance systems and differential patterns of ANC attendance by pregnant women with higher or lower than average levels of HIV infection. The latter may be associated with socio-demographic and economic factors such as religion [10], education [11], marriage and migration. The impact of such factors could vary according to setting and may also be associated with level of contraceptive use.

If this analysis of the causes of bias in ANC-based HIV prevalence estimates is correct, the degree of bias in high contraceptive prevalence populations could differ significantly from that observed to date i.e., in high fertility settings. If the net bias in ANC-based HIV prevalence estimates is smaller in these populations, this could account for some of the disparity between recent HIV prevalence estimates for countries in eastern and southern Africa. Furthermore, fertility transition is in progress in many sub-Saharan African populations at present. Thus, temporal changes in the bias due to changes in contraceptive use and age at first sex could obscure the true impact of behavioural responses on underlying trends in HIV infection.

Within countries, differentials in bias in ANC data could account for part of the urban–rural gradient typically seen in HIV prevalence estimates. Such differentials might also hamper the identification of other local socio-demographic risk factors for HIV infection. For example, more educated young women typically become sexually active later than their less educated contemporaries [12], causing patterns of bias to differ by level of education and relative HIV prevalence. Thus, estimates observed in ANC data could give a distorted view as to whether more or less educated women are at greater risk.

In this paper, we use ANC and population-based HIV prevalence data from 12 predominantly rural communities in eastern Zimbabwe to describe the extent and age-pattern of bias in a high contraceptive use setting. We investigate the contributions to the observed bias of: later onset of sexual activity; subfertility associated with HIV infection and contraceptive use; and differentials in local ANC attendance according to socio-economic status. We use data on HIV prevalence in pregnant women by parity and birth interval to test the internal validity of a proposed method for correcting ANC bias in high contraceptive prevalence populations. Finally, we briefly examine some implications of the observed patterns of bias for the use of ANCs data in assessment of socio-demographic risk factors for HIV infection.

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Subjects and methods

Study populations and data collection procedures

Data on socio-demographic characteristics, sexual behaviour, recent pregnancy and fertility histories, and HIV infection status were collected in a stratified population-based survey conducted in 12 subcommunities in the Mutasa, Makoni and Nyanga districts of Manicaland province in Zimbabwe between July 1998 and January 2000. The population strata comprised two small towns, two forestry plantations, two tea and coffee estates, two roadside trading centres, and four subsistence farming areas, and were enumerated in serial fashion – the survey team spending an average of 7 weeks in each area. Individuals eligible for the study, male and female residents aged 17–44 years and 15–44 years, respectively, were identified in a preliminary household census. Similar data were collected from pregnant women aged 15–44 years attending the local ANC in each area between July 1998 and July 2000.

Written informed consent was sought as a condition of enrolment in both surveys. A free service for sexually transmitted disease treatment and voluntary counselling and testing for HIV was made available in each study area. Prior ethical approval for the study was obtained from the Research Council of Zimbabwe (Number 02187) and the Applied and Qualitative Research Ethics Committee in Oxford, UK (N97.039).

Ninety-eight per cent (8233/8386) of households identified in the survey areas were enumerated. Seventy-nine per cent (3981/5039) of eligible men living in these households and 80% (5138/6422) of eligible women participated in the population survey. Ninety-four per cent (1215/1289) of local ANC attendees during the survey period participated.

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Laboratory analysis

Dried blood spot and urine (women only) specimens were collected for HIV and pregnancy testing, respectively. A dipstick-dot immunoassay with high sensitivity and specificity – 99.6% in both cases [13] – was used to detect the presence of antibodies to HIV. A commercial test was used to detect early pregnancy (Betatex Direct Latex Agglutination Test, Omega Diagnostics, Alloa, Scotland). Apart from the principal investigators (based in Harare and Oxford), all research personnel remained blind to the HIV results for individual participants.

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Data analysis

Age-specific HIV prevalence rates in pregnant women interviewed in the general population sample were compared with levels in all men and women, with those in sexually experienced women (by contraceptive use), with those in women reporting local ANC attendance, and with those in women actually seen at local ANCs. Risk ratios (RR) were computed and 95% confidence intervals (CI) were calculated using chi-squared statistics.

In these analyses, a ‘recent pregnancy’ was defined as being a pregnancy currently within the second or third trimester or one that had ended within the 6 months preceding the interview. Under this definition, 576 women interviewed in the population survey had experienced a recent pregnancy and were considered to be potential recent local ANC attendees. Of these, two-thirds reported using their local ANC. Women were classified as ‘contraceptive users’ if they reported having used modern methods of family planning for some or most of the previous 3 years.

STATA version 5.0 was used to conduct logistic regression analyses in which adjusted odds ratios (OR) for attending a local ANC by age group, marital status, education level, place of residence and pregnancy status were computed. RRs for HIV infection in pregnant women tested at local ANC versus in those in the population sample who reported local ANC attendance were calculated.

Age-specific RRs for HIV infection in women with some secondary education compared to those with none were calculated for population survey and antenatal survey participants. Chi-squared statistics were used to test the significance of observed differences.

Finally, a recently published method for correcting ANC estimates of HIV prevalence [9] was applied and the results were compared with those from the female general population sample. The method was applied using the distribution of women by parity, sexual activity, contraception, and fecundity status recorded in the 1999 Zimbabwe Demographic and Health Survey [14] and the high contraception standard proposed by Zaba et al. [9]. The standard was itself based on data from the current study so this application constitutes only a partial validation of the method in a high contraceptive prevalence setting.

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Family planning

Sixty per cent of women reported using contraceptives within the 3 years prior to interview (Fig. 1). Fifty-one per cent reported regular use and 9% occasional use. Usage was especially high among women aged 20–39 years. Hormonal methods were most popular (contraceptive pill, 66.3%; injectables, 20.8%). Condom use was fairly low (7%) but somewhat more popular among teenagers (12%). Recent use of traditional methods was rare. Contraceptives were used primarily to delay or space births at young ages and to prevent further births at older ages.

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Bias in antenatal clinic HIV estimates

Of the total population sample 22.5% was HIV-positive (Table 1); HIV prevalence was lower in men than in women (study site and age-adjusted OR, 1.5; 95% CI, 1.3–1.6;P < 0.001). HIV prevalence in recently pregnant women (25.7%) was higher than in both sexes combined (22.5%) but similar to that in women (25.5%). HIV prevalence was higher in recently pregnant women at young ages but lower at older ages, the crossover point being reached in the mid-twenties (Fig. 2a). Exclusion of women yet to start sexual activity eliminates the differential at young ages.

HIV prevalence levels by recent use of contraceptives are shown in Table 1 and are contrasted with those for recently pregnant women in Fig. 2b. Women using contraceptives other than condoms are at similar risk of HIV infection to those with a recent pregnancy, whereas those reporting condom use or no method of family planning are at significantly greater risk. The differences are modest, but women who report contraceptive use appear to be at lower risk of HIV infection at young ages (possibly due to later sexual debut) and greater risk at older ages (probably due to HIV-associated infertility and, perhaps, contraceptive use by some women who suspect they may be HIV-positive). Non-contraceptive users and condom users are more likely to be HIV-positive than recently pregnant women at all ages; the degree of excess risk increases monotonically with age from the early twenties onwards. The high HIV prevalence in condom users reflects an association with casual sexual relationships [15].

HIV prevalence in women tested at local ANCs in the study areas was lower at all ages than in pregnant women from the surrounding areas (Table 1 and Fig. 2c). However, those of the latter who reported attending an ANC elsewhere (24.7%) or who had not been for an antenatal check-up (21.9%) were no more likely to be infected with HIV than those who reported visits to local ANC (27.0%).

Overall, ANC attendance is very high in Manicaland (Table 2). Most of the women interviewed who had not had an ANC check-up were in the first 6 months of pregnancy. Of those whose pregnancy was now complete or within the final trimester, 91% had been for a check-up; 81% of these attended at their local clinic. More educated and unmarried women were less likely to attend their local clinic. Older women and those at advanced stages of pregnancy were more likely to use a local clinic. Local ANC use was more common among women from small towns and commercial farming estates than in those from subsistence farming areas and roadside trading settlements.

The lower HIV prevalence in local ANC attendees than in pregnant women from the surrounding areas was most apparent in women in their twenties, unmarried women, the more educated, and those living in the small towns. There was no difference in HIV infection levels in the commercial farming estates. Only 4% of the women tested at ANC were visitors rather than local residents. Visitors were most common in the towns (10%) where the majority (10/19) were from subsistence farming areas.

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Adjustment for bias in pregnant women

Applying the adjustment procedure proposed by Zaba and colleagues [9] to the HIV prevalence rate in recently pregnant women reporting local ANC attendance (27.0%) yields revised estimates of 22.6% and 23.5%, with and without adjustment for birth interval length, respectively. These estimates are slightly lower than the figure obtained directly for women in the population survey (25.5%). Applying the procedure to the ANC data reduces the HIV prevalence estimate from 20.8% – marginally lower than the figure in Table 1 (21.1%) as 75 (6.2%) women had incomplete data on birth intervals – to 19.2%.

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Socio-demographic risk factors

The risk ratios for HIV infection by level of education observed in the population and antenatal surveys are compared in Table 3. The population data highlight how female secondary education has increased in Zimbabwe over the past 20 years. These data also suggest that within the age-range 15–44 years, women with secondary education have a lower risk of HIV infection than those with less education (age-adjusted OR, 0.7; 95% CI, 0.6–0.9;P < 0.001). In contrast, the ANC data point to a slightly higher risk among the more educated women (age-adjusted OR, 1.1; 95% CI, 0.8–1.4;P = 0.659). The data for recently pregnant women in the general population gave a similar result (age-adjusted OR, 1.2; 95% CI, 0.8–1.9;P = 0.301).

The discrepancy is greatest in teenagers: those with secondary education in the ANC sample being 3 times as likely (χ2(1) = 16.58;P < 0.001) to be HIV-positive as those in the population survey. Elsewhere, we have shown that this is because more educated women commence sexual activity later [16]. Thus, those with early pregnancies are a highly selected subset. In contrast, there is almost no difference between the HIV prevalence levels found in young women with less education in the two samples.

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Previous studies have established that data on pregnant women frequently provide under-estimates of female HIV prevalence in sub-Saharan African populations [4] but reasonable estimates of both-sex prevalence [17] as HIV levels are generally considerably lower in men than in women in established epidemics [18]. Uncorrected ANC estimates are therefore used as the basis for official estimates of HIV prevalence in all adults [2,19] with figures for men and women being adjusted downwards and upwards, respectively.

However, existing studies have been conducted almost exclusively in low income, high fertility populations. Here, we have presented data on bias in HIV prevalence estimates from pregnant women and ANC attendees in a high contraceptive use population. In this setting, the ANC data again understate female population HIV prevalence. But the reasons for this are different: there is no difference in HIV prevalence between pregnant women and women as a whole over the reproductive age range but the level of HIV infection is lower in women attending local ANC than in pregnant women living in the immediately surrounding areas.

The first of these results confirms earlier predictions that the bias in HIV estimates based on data from pregnant women would be smaller in populations at advanced stages of fertility transition. There are two reasons. The first follows from the fact that young women in these populations are typically less sexually active and more likely to use condoms or other effective methods of contraception. In rural Zimbabwe, female median age at first sex is 18.5 years [15] and more than one-third of the young women who have started sex have recently used contraception. Thus, over-representation of more sexually active, higher risk for HIV-infection women at young ages is greater and persists to older ages in this population.

The second reason is that bias due to subfertility in HIV-infected women [6,7] has a weaker effect in high contraceptive prevalence populations because subfertility also occurs in uninfected women who use contraception. In rural Zimbabwe, 60% of women reported recent use of a modern method of family planning. Those who did so were at lower risk of HIV infection than non-users, possibly because they are more open to adopting new patterns of behaviour. These women also become pregnant less often so are under-represented in samples based on pregnancy. At older ages, fewer women use contraceptives but those that do are seeking to stop rather than to space future births so very rarely become pregnant.

The reasons for the lower HIV prevalence in pregnant women attending local ANC compared to those living in the immediately surrounding areas are less clear. Most of the pregnant women interviewed in the population survey reported attending local ANCs. Younger, more educated and unmarried women – groups that are typically more geographically mobile – were more likely to report visiting a clinic outside their home area. Women from subsistence farming areas and adjoining roadside trading settlements were also more likely to have done so, perhaps because limitations in the rural transport system can make it easier to reach a clinic in a nearby town than to get to the nearest rural clinic. However, these women had a similar likelihood of HIV infection to those who attended their local clinics.

The discrepancy between the HIV prevalence results for local ANC attendees and local pregnant women could however reflect use of local ANCs by women from beyond the population survey catchment areas which tended to be concentrated around more accessible locations such as small towns, estates and roads. The largest difference was observed in the clinics in the small towns. Women from nearby rural areas may have received ANC check-ups at these clinics and, given the steep urban–rural gradient in female HIV prevalence recorded in the population survey (46% in towns; 22% in subsistence farming areas), would tend to suppress the HIV prevalence results obtained at these clinics. However, we were not able to confirm this directly as full details of residence were not recorded in the ANC survey. The smallest difference was seen in the estate clinics whose services are restricted to estate workers and their families who live in densely populated compounds.

There have been few previous studies of bias in estimates of HIV prevalence derived from samples of pregnant women in low fertility settings. One study in Addis Ababa, Ethiopia, conducted in the mid-1990s found much higher HIV prevalence in ANC attendees than in women in the general population [20] but the results are difficult to interpret as the ANC samples were collected 2 years after the population survey during a period when the epidemic may have been growing. A recent study in Ndola, Zambia, where contraceptive use was lower than in Manicaland but still relatively high by current sub-Saharan African standards (27% of recent ANC attendees) [21,22], found lower HIV prevalence in local ANC attendees than in the general female population. In part, this was because age at first sexual intercourse was still early (mean, 16.85 years).

Clearly, further studies in low-fertility populations are needed to test the broader relevance of our findings. As they stand, they suggest that figures for recently pregnant women would represent over-estimates of HIV prevalence in men and women combined in such settings. It is currently less certain that the compensating difference found here between HIV prevalence levels in local ANC attendees and pregnant women would apply elsewhere.

Unless this is the case, our results could explain some of the difference between contemporary estimates of HIV prevalence for central/eastern African countries and the higher income countries of southern Africa. The results also have implications for interpretation of future trends in ANC-based HIV prevalence estimates. Given the nature of the bias in estimates based on pregnant women, its impact in less developed countries would be expected to reduce as family planning becomes more widespread. Under these conditions, ANC-based HIV prevalence estimates could show artificial declines. Thus, parallel behavioural surveillance [23,24] will be especially important if correct inferences regarding the impact of behaviour change and HIV control strategies are to be drawn.

The possibility that urban and peri-urban ANCs might attract significant numbers of women from the surrounding rural areas where HIV prevalence is lower warrants further investigation as it could mitigate current concerns that national ANC-based surveillance estimates tend to exaggerate HIV prevalence levels due to over-representation of urban-based clinics [19]. It may also be a bigger factor in more developed countries where better transport infrastructure and higher income levels facilitate rural–urban mobility and could be particularly significant in trading centres where the stable resident population is often relatively small.

Within countries, ANC-based sentinel surveillance systems generally show that infection levels are highest in urban areas. Use of urban ANCs by women from rural areas where HIV prevalence is lower would introduce an element of understatement into this differential. However, this is probably counter-balanced by the greater bias due to later onset of sexual relations and more widespread family planning in urban populations. The Zimbabwe results also show how ANC-based estimates can give a distorted picture of other socio-economic risk factors for HIV infection. In the case of education, the ANC data indicated that greater education was a risk factor for HIV infection particularly at young ages, when, in fact, the reverse was actually the case. A similar finding was obtained recently in Zambia [25].

Finally, a new procedure for adjusting HIV prevalence estimates obtained from samples of pregnant women has been proposed that takes account of underlying differences in fertility-related behaviour [9]. This procedure works well in high fertility settings and is reasonably robust to changes in population structure [9]. Our results suggest that it also differentiates well between high and low family planning use settings. However, further evaluations using data from independent sources are needed to confirm this. In the meantime, the minor modifications needed to ANC-based surveillance systems to incorporate collection (where this is not done already) and processing of data on parity and previous birth interval so that the procedure can be applied would seem to be worthwhile. At the same time, periodic population-based surveys that record details of fertility and its proximate determinants (such as the Demographic and Health Surveys conducted in many developing countries) need to be maintained so that reliable results can be obtained in circumstances where fertility-related behaviour is changing rapidly.

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The authors thank T. Zhuwau, T. Mutevedzi, C. Nyamukapa, E. Dauka, L. Chisvo, M. Mlilo and the Manicaland Study fieldwork team for data collection assistance, J. Mutsvangwa and J. Magwenzi for conducting the laboratory tests, and the people of Manicaland for their kind co-operation and participation in the study.

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HIV; surveillance; family planning; bias; fertility; Zimbabwe

© 2002 Lippincott Williams & Wilkins, Inc.