Refusal bias in HIV prevalence estimates from nationally representative seroprevalence surveys

Reniers, Georgesa,b,c; Eaton, Jeffreyd,e

doi: 10.1097/QAD.0b013e3283269e13
Epidemiology and Social

Objectives: To assess the relationship between prior knowledge of one's HIV status and the likelihood to refuse HIV testing in populations-based surveys and explore its potential for producing bias in HIV prevalence estimates.

Methods: Using longitudinal survey data from Malawi, we estimate the relationship between prior knowledge of HIV-positive status and subsequent refusal of an HIV test. We use that parameter to develop a heuristic model of refusal bias that is applied to six Demographic and Health Surveys, in which refusal by HIV status is not observed. The model only adjusts for refusal bias conditional on a completed interview.

Results: Ecologically, HIV prevalence, prior testing rates and refusal for HIV testing are highly correlated. Malawian data further suggest that amongst individuals who know their status, HIV-positive individuals are 4.62 (95% confidence interval, 2.60–8.21) times more likely to refuse testing than HIV-negative ones. On the basis of that parameter and other inputs from the Demographic and Health Surveys, our model predicts downward bias in national HIV prevalence estimates ranging from 1.5% (95% confidence interval, 0.7–2.9) for Senegal to 13.3% (95% confidence interval, 7.2–19.6) for Malawi. In absolute terms, bias in HIV prevalence estimates is negligible for Senegal but 1.6 (95% confidence interval, 0.8–2.3) percentage points for Malawi. Downward bias is more severe in urban populations. Because refusal rates are higher in men, seroprevalence surveys also tend to overestimate the female-to-male ratio of infections.

Conclusion: Prior knowledge of HIV status informs decisions to participate in seroprevalence surveys. Informed refusals may produce bias in estimates of HIV prevalence and the sex ratio of infections.

Author Information

aPopulation Program, Institute of Behavioral Science, University of Colorado at Boulder, Boulder, Colorado, USA

bOffice of Population Research, Princeton University, Princeton, New Jersey, USA

cSchool of Social Sciences and School of Public Health, University of the Witwatersrand, Johannesburg, South Africa

dDepartment of Infectious Disease Epidemiology, Imperial College London, London, UK

eDepartment of Statistics, University of Washington, Seattle, Washington, USA.

Received 23 August, 2008

Revised 27 November, 2008

Accepted 5 December, 2008

Correspondence to Georges Reniers, Population Program, Institute of Behavioral Science, University of Colorado at Boulder, Boulder, CO 80309-0484, USA. E-mail:

© 2009 Lippincott Williams & Wilkins, Inc.