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Developing the Master Learner: Applying Learning Theory to the Learner, the Teacher, and the Learning Environment

Schumacher, Daniel J. MD, MEd; Englander, Robert MD, MPH; Carraccio, Carol MD, MA

doi: 10.1097/ACM.0b013e3182a6e8f8
Perspectives

As a result of the paradigm shift to a competency-based framework, both self-directed lifelong learning and learner-centeredness have become essential tenets of medical education. In the competency-based framework, learners drive their own educational process, and both learners and teachers share the responsibility for the path and content of learning. This learner-centered emphasis requires each physician to develop and maintain lifelong learning skills, which the authors propose culminate in becoming a “master leaner.” To better understand the development of these skills and the attainment of that goal, the authors explore how learning theories inform the development of master learners and how to translate these theories into practical strategies for the learner, the teacher, and the learning environment so as to optimize this development.

The authors begin by exploring self-determination theory, which lays the groundwork for understanding the motivation to learn. They next consider the theories of cognitive load and situated cognition, which inform the optimal context and environment for learning. Building from this foundation, the authors consider key educational theories that affect learners’ abilities to serve as primary drivers of their learning, including self-directed learning (SDL); the self-assessment skills necessary for SDL; factors affecting self-assessment (self-concept, self-efficacy, illusory superiority, gap filling); and ways to mitigate the inaccuracies of self-assessment (reflection, self-monitoring, external information seeking, and self-directed assessment seeking).

For each theory, they suggest practical action steps for the learner, the teacher, and the learning environment in an effort to provide a road map for developing master learners.

Dr. Schumacher is associate program director, Boston Combined Residency Program in Pediatrics, Boston Children’s Hospital/Boston Medical Center, and assistant professor of pediatrics, Division of Pediatric Emergency Medicine, Boston University School of Medicine, Boston, Massachusetts.

Dr. Englander is senior director, Competency-Based Learning and Assessment, Association of American Medical Colleges, Washington, DC.

Dr. Carraccio is vice president, Competency-Based Assessment Programs, American Board of Pediatrics, Chapel Hill, North Carolina.

Funding/Support: None.

Other disclosures: None.

Ethical approval: Not applicable.

Correspondence should be addressed to Daniel J. Schumacher, MD, MEd, Boston Medical Center, 771 Albany St., Boston, MA 02118; telephone: (617) 414-3599; e-mail: daniel.schumacher@bmc.org.

Editor’s Note: A commentary by A. Kuper and C. Whitehead appears on page 1594.

The paradigm shift toward compe tencies in medical education focuses on educational outcomes for physicians.1–3 In a competency-based framework, learners must drive their own educational process,4 learners and teachers jointly must share responsibility for the content and path of learning,4 and learners, teachers, and learning environments must interact to achieve the necessary outcomes of physician education.4–11 Given this learner-centered focus, lifelong learning skills are foundational to the success of competency-based education.12 The first step toward acquiring lifelong learning skills is understanding what drives and impedes learning. The literature is replete with theories that inform this understanding, many of which focus on the “self,” including self-determination theory, self-directed learning (SDL), self-assessment, self-concept, self-efficacy, self-monitoring, and self-directed assessment seeking.13–24 Synthesizing and applying these theories may improve learning and facilitate physician growth toward the ultimate goal of becoming a master learner, which we define as “a learner who demonstrates the most advanced levelof lifelong learning skills.” Indeed, previous research suggests that a focus on the practical implementation of principles from learning theories improves learning.25

Thus, the purpose of this paper is twofold: (1) to review select theories that contribute to our understanding of developing the master learner, and (2) to translate these theories from the educational bench and apply them to the clinical setting, highlighting implications for the learner, the teacher, and the learning environment. We wish to underscore that medical students and physicians at all levels are both learners and teachers depending on the context. Therefore, our use of the term learner rather than trainee is intentional, reminding the reader that a learner does not narrowly represent only a physician-in-training.

On the basis of our educational philosophies and experiences as clinician educators, we focus on theories derived from cognitive psychology, experiential learning, and social constructivism that have the most practical application and impact in the clinical learning environment.

Appendix 1 summarizes each of the learning theories we consider and details select implications for the learner, the teacher, and the learning environment derived from those theories. Figure 1 provides a graphic representation of the interplay of these theories in influencing the development of lifelong learning skills that culminate in becoming a master learner.

Appendix 1

Appendix 1

Figure 1

Figure 1

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Elucidating the Desire to Learn: Self-Determination Theory

We begin by exploring what drives the desire to learn for individual learners.

Motivation is a powerful consideration for optimizing learning; however, it is often not considered in current approaches to medical education and training.26 Self-determination theory (SDT) posits that individuals’ natural motivation to learn is driven by fulfilling three innate psychological needs: a sense of relatedness, a sense of autonomy, and a sense of competence.13

According to SDT, a sense of related ness—that is, feeling like a member of a community and of a profession—is important in learning. The need for relatedness has implications for the learner, the teacher, and the learning environment. For example, learners should introduce themselves and explain their role to all members of the team, and the teacher should treat trainees as colleagues and not merely subordinates. The learning environment should promote activities that foster intra- and interprofessional relation ships; such activities include holding interprofessional monthly staff meet ings and engaging junior learners in all decision making for their primary patients. Importantly, research has shown that a context supporting longi tudinal relationships (e.g., among learners, patients, teachers, and other team members) facilitates a sense of relatedness27,28; thus, the typical assign ments of learners to short, monthlong learning blocks could threaten the fulfillment of this innate need. Recog nizing this potential disadvantage, Holmboe and colleagues29 have sug gested a need to revisit this traditional training paradigm.

The next psychological need according to SDT—autonomy—speaks to the importance of individuals feeling as if they are acting of their own volition.13 This definition of autonomy is distinct from that of working independently of others. As an illustration, learners who seek help from another member of the health care team (not acting independently) and use this information to make choices and take actions of their own volition are, as defined by SDT, acting autonomously. Acknowledging this interconnectedness, the concept of “relational autonomy” supports granting opportunities for making choices when individuals demonstrate competence and trustworthiness.30,31 Thus, autonomy, by this definition, is not trainees performing in the absence of supervision. Rather, relational autonomy occurs when teachers allow learners’ plans or ideas to prevail when accompanied by clear, reasonable, and well-supported rationales—even if they differ from what the teacher would otherwise do. Finally, the learning environment, too, should maximize the ability of learners to act of their own volition, both personally and professionally, for example, by allowing learners to have some control over their work schedules or ensuring that they have choices in elective options so that these electives support career goals rather than meet service needs.

The third psychological need, as posited by SDT, is a sense of competence, which is defined as individuals feeling they know something or are able to do something.13 Although a sense of competence likely naturally arises from experience, it is important to note that even learners early in development can feel a sense of competence. One implication for the teacher and learning environment is to align learners’ responsibilities with their abilities. Another is to present frequent, affirmative feedback that both targets what the learner has done well and explicitly compares the learner’s performance with that of more advanced learners, thereby defining a road map for future learning. This feedback should also address improvement opportunities within the context of normal, expected performance during development. When appropriate, teachers empathically under s coring their own struggles at a similar developmental stage can have a powerfully positive effect on the learner’s sense of competence as well.

Fulfilling both a learner’s need for a sense of autonomy and a sense of competence involves an intricate interplay between teacher and learner. Although underestimating learners’ level of competence threatens both their sense of competence and autonomy, overestimating competence also threatens these needs by placing learners in situations where they cannot be successful and subsequently feel they are incompetent and unable to act autonomously. Thus, matching levels of supervision and autonomy with levels of competence is critical to driving the desire to learn. The concept of entrustable professional activities described by ten Cate and Scheele32 advocates linking entrustment decisions to the ability to perform a given professional activity with progressively less supervision, providing a framework—and much hope—for striking this delicate and critical balance.33

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Optimizing Ability to Learn: Cognitive Load Theory

Having discussed drivers for the desire to learn, we will next address factors that affect the ability to learn. Cognitive load is perhaps the most notable of these factors when considering the clinical working and learning environment.

Cognitive load is the mental energy individuals need to develop a framework for thinking about something (germane load), to understand something as a result of its inherent difficulty and complexity (intrinsic load), and to grasp meaning from something because of the way it is presented (extraneous load).34 Increasing cognitive load consumes working memory, leading to a decrease in its availability for learning. Thus, factors such as too many complex patients (which increases intrinsic load), overly complex electronic medical records that do not present information in a user-friendly format (which increases extraneous load), and too much new information at once (which increases germane load) can threaten learning by resulting in cognitive overload. For early learners with limited experience, the impact of germane load is especially significant.35

The implications of cognitive load for learners emphasize the importance of seeking help when feeling overwhelmed. Implications for both the teacher and the learning environment focus on giving learners an optimal (not too much, not too little) amount of developmentally appropriate work (e.g., engaging in routine inpatient care during internship and then intensive care unit rotations only later during residency). The work should challenge learners, but not exceed their capacity—and teachers should be available and amenable to providing help if and when the work does exceed that capacity. These implications suggest the need for a culture shift, as learners often perceive help-seeking as a sign of weakness in the current clinical learning environment.36

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Defining the Optimal Context for Learning: The Environment from the View of Situated Cognition

Situated cognition theorizes that all learning builds from, and inextricably links to, the environment, the situations, and the culture in which individuals find themselves.37–39 Learning is thus a visceral experience that involves not only thinking but also touching, feeling, and doing in the actual environment; the learner impacts the environment and the environment impacts the learner. In this Perspective, we focus on how situated cognition influences the view of the environment, recognizing that situated cognition has overlap with other theories we discuss.

Given the foundation that situated cognition provides for viewing the environment, working in a learning environment that optimizes and aligns explicit and implicit (hidden) curricula is critical to achieving the desired outcomes of training.40 Because mixed messages may undermine learning, teachers must be deliberate in role modeling what they want learners to internalize and emulate. Learners must also recognize the impact that their personal actions have on shaping the culture of the learning environment (e.g., creating a safe rather than stressful environment for other learners). In addition, the learning environment must support the acquisition of desired learner outcomes. For example, if becoming evidence-based practitioners is an expectation for learners, the learning environment should provide learners with role models and teachers who will both help with and model finding, interpreting, and applying evidence. Practical implications of situated cognition for the physical environment include ensuring safe spaces for delivering feedback (which is important for aligning explicit and implicit curricula), providing places for learners to engage in discussions with peers and teachers in relative proximity to point of care (which instills the importance of evidence seeking as an integral part of patient care rather than as an “add-on”), and guaranteeing up-to-date technology to support the search for and retrieval of best evidence (which is important for developing evidence-based practitioners).

Situated cognition has led some to advocate a cognitive apprenticeship model.37 The word “cognitive” emphasizes that this type of apprenticeship involves learning not only the skills of the profession (as in a traditional apprenticeship) but also the thought processes of the profession from a master who knows both the culture of the profession and, as a participant in the learning environment, the context. The concept of a cognitive apprenticeship emphasizes a few important points.37 First, because learning is context-dependent, situating it in the authentic activity of the profession is best (e.g., learning from real patients in their actual clinical environments, such as the clinic, the wards, or the operating room). Second, teachers who are experts and masters in the cognitive, kinesthetic, and psychosocial aspects of the medical profession are central to role modeling and making explicit what is tacit (e.g., reasoning or decision-making processes). Third, interactions with these teachers have the greatest impact when the learner has adequate time and when the curriculum permits continuity, both of which give learners the opportunity to see the patterns of behavior and multiple roles germane to these professionals.37 Thus, the optimal learning environment for a cognitive apprenticeship is one that emphasizes longitudinal continuity of setting, teacher, and other health care team members.27,29 In addition to enhancing learning, the resultant relationship building allows teachers to underscore the positive aspects of learners’ performances, to build on strengths, and to provide real-time feedback for performance deficiencies.41 In turn, learners become comfortable with their teachers, increasing the likeli hood that they will explore and ask questions freely. Finally, the cognitive apprenticeship model provides teachers the in-depth knowledge of learners’ developmental levels that will enable them to push learners to greater capa bility through sequenced challenges balanced with appropriate supervision and support.42,43

Having considered important factors in the desire to learn, the ability to learn, and the optimal context for learning, we next turn our attention toward instructive concepts and theories that inform learners’ ability to drive their own learning.

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Learners’ Ability to Guide Their Learning: The Good, the Bad, and the Ugly

Discussions about SDL often focus on individuals identifying and addressing learning needs on their own. However, Knowles’ original conception clearly identifies SDL as an activity that requires engaging others,14,44 which underscores the importance of “various kinds of helpers, such as teachers, tutors, men tors, resource people and peers.”14 Absent external sources of feedback and information, SDL relies on a learner’s ability to self-assess, with all of its limi tations (some question whether anyone is, absent external input, truly capable of being an effective self-directed learner).45 Thus, we embrace Knowles’ original definition: SDL is possible only insofar as the learner engages the teacher and the learning environment as necessary external sources of infor mation. The implication for the teacher is to push learning beyond the learner’s comfort zone, calibrate the learner’s self-assessment, and provide frequent feedback. The learning environment, in turn, should ensure the time and processes necessary for learners and teachers to conduct a systematic review of, and to reflect on, performance.

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The “bad and the ugly” in self-assessment

The first step of self-assessment is to compare information about oneself with perceived standards.19 However, the literature on self-assessment suggests the outcomes of this process are fraught with inaccuracies.15,21 We will address this challenge by briefly reviewing what we believe to be the most relevant psychosocial and cognitive constructs that influence the accuracy of self-assessment, including self-concept, self-efficacy, illusory superiority, and gap filling.

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Self-concept.

Self-concept is the general opinion individuals have of themselves as compared with others, and it incorporates both cognitive and affective components.18 Although self-concept may be tied to a specific domain (e.g., the learner believes he is a good anesthesiologist), it is free from specific contexts and tasks. Given its global nature, strategies to mitigate a poor self-concept that is interfering with the learner’s ability to succeed generally require going beyond the teacher–learner relationship or the learning environment into realms such as psychological counseling. However, teachers must be aware of those learners whose high self-concept does not align with their low performance because these learners require particular attention and investment (see illusory superiority, below).

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Self-efficacy.

Self-efficacy is the comparison of self with the “master” level.18 Unlike self-concept, it is task-specific (the learner believes she possesses exemplary endotracheal intubation skills) and is affected by many factors, ranging from the seemingly trivial (a compliment from a teacher prior to an intubation) to the profound (the learner has previously saved a patient’s life with a rapid fiberoptic intubation). There is also reciprocity between self-efficacy and success; to illustrate, high self-efficacy for intubation increases the chance of success at the procedure, and likewise, a successful attempt reinforces self-efficacy for intubation. Thus, learners must set themselves up for success by asking for help when they are unsure and engaging in the deliberate practice of challenging component skills (e.g., visualizing the cords).42 The teacher, much like a coach who gives the team a pep talk and reviews key strategies both before and throughout a game, must boost self-efficacy through positive reinforcement and priming with information helpful to success. Priming pushes learners beyond what they can do alone, extending them to the limits of their current developmental level.43,46 To further enhance self-efficacy, the teacher should focus learning strategies on processes (e.g., positioning the patient, manipulating the laryngoscope, choosing endotracheal tube size) as well as on the desired outcome (successful endotracheal intubation) so as to allow opportunities for success with parts of the process even in the event of an outcome failure (unsuccessful intubation).42 In fact, starting with a process orientation and later moving to an outcome orientation optimizes learning when compared with focusing on process or outcome variables alone.47 Furthermore, learners who engage in self-guided practice of procedural skills increase their skill retention when they focus on process goals, rather than on outcome goals.48

The learning environment can also support or hinder self-efficacy. For example, an operating room schedule that both allows time for learners to work with teachers on skills and fosters an environment that promotes a sense of team is more likely to promote the development of self-efficacy than one in which the attending surgeon or the institution view this teaching as a burden that slows the schedule and negatively affects the financial bottom line. In the latter case, teachers may want to increase the relative time spent with learners in the simulation lab to compensate for the lack of teaching time in the operating room.

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Illusory superiority.

The tendency for individuals to view themselves as above average compared with others, or illusory superiority, is another potential pitfall of self-assessment.49 Complicating this, even those who perform the worst often believe they are above average, rendering these learners the most inaccurate in self-assessment.17 These individuals lack the metacognitive skills necessary to gain insight from observing and comparing their own efforts with the superior efforts of others. Thus, they are both “unskilled and unaware,” making them unable to correct their misperceptions on their own.17 Although this group of learners is difficult to mentor because of their lack of insight, Kruger and Dunning17 have demonstrated that even these learners are capable of more accurately calibrating their self-assessments if they receive training for the task at hand. Thus, teachers and the learning environment can play a significant role in addressing an unskilled and unaware learner by providing the opportunity to practice the skill, by providing encouragement in the form of step-by-step coaching, and by providing frequent feedback through dialogue that ensures learner understanding.

To continue our intubation example, a learner who is both unskilled and unaware may be unable to intubate patients that her teacher thinks are routine given the learner’s developmental skill level. When reviewing the cases, this learner may provide reasons for the lack of success that do not correlate with the actual degree of difficulty arising from the patient characteristics and circumstances. In this hypothetical situation, the best way for a teacher to help the learner is to recognize her as unskilled and unaware and engage her in repeated deliberative practice opportunities in the simulation suite, removed from direct patient care. Only after repeated success in this environment should the learner and the teacher return to the authentic learning environment of the operating room, and even after they return to this environment, the learner should remain under continued direct supervision until she demonstrates sufficient and consistent performance to allow the teacher to begin to entrust her with more distant supervision.32,33

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Self-filling of knowledge gaps.

Most learners possess a limited ability to identify their knowledge gaps.15,21 Even when identifying gaps, learners may be unlikely to redress them because of the motivation and energy necessary to fill gaps in areas they perceive to be difficult or uninteresting.21 Thus, optimally, learners and teachers would share the responsibility of gap filling: Learners should seek feedback from their teachers, and teachers in turn should provide specific feedback based on direct observation of their learners’ abilities.

For the learning environment, gap filling is perhaps best accomplished by creating a culture of safety in which there is value and acceptance for questioning, not knowing, and acknowledging limits. Teachers modeling this behavior can ensure that learners readily and openly acknowledge and fill gaps without fear of untoward consequences, which, in turn, facilitates appropriate help-seeking behaviors.

The limited ability of learners to assess and fill knowledge gaps play out in study habits as well. Re-reading material is a common learning strategy, but familiarity with information is often mistaken with knowing and understanding; thus, individuals tend not to study what they perceive they already know, even if that perception is incorrect.50 A more effective learning strategy is reading, then developing short-answer questions, and after some time delay attempting to answer those questions.51 Individuals also tend to study material the longest when they judge their rate of learning to be the highest.50 This reality, coupled with the fact that learners perceive the least familiar material as the most difficult and time-consuming to learn, compounds the difficulty of learning new information to fill gaps. Using our example from anesthesiology, a learner who is knowledgeable in pediatric anesthesia but has the greatest knowledge gap in cardiac anesthesia may be tempted to study new areas of pediatric anesthesia rather than cardiac anesthesia, as she perceives the latter to be difficult and time-consuming to learn. Although this approach may lead to additional gains in an area of greater knowledge (pediatric anesthesia), it fails to fill the gaps in cardiac anesthesia. The teacher can mitigate such barriers by sequencing recommended learning tasks according to level of difficulty, making each component task seem less onerous.

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Creating “good” in self-assessment

Although there is much that is concerning (the “bad” and the “ugly”) with self-assessment, there are strategies and habits that provide hope (“the good”). These include reflection and self-monitoring as well as external information and self-directed assessment seeking.

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Refection and self-monitoring.

A seminal article by Eva and Regehr16 provides a more optimistic view of the utility of self-assessment by distinguishing the higher accuracy of concurrent self-assessment from the inaccurate outcomes of summative or predictive self-assessment.

Concurrent self-assessment is knowing when one is overwhelmed and/or unable to successfully accomplish a task during or in the act of working on the task (e.g., a learner handing over a difficult intubation to her teacher during a resuscitation). Concurrent self-assessment builds on Schön’s52 work on reflection. Reflection on action, reflection for action, and reflection in action parallel, respectively, the summative, predictive, and concurrent functions of self-assessment. Reflection on action is thinking through what went well and what could have gone better after completing a task. Reflection for action is anticipating how to execute a future task successfully. Reflection in action entails both thinking about how to execute a task successfully while performing it and processing the moment-to-moment intrinsic feedback necessary to continue carrying it out. All three types of reflection are important to self-improvement and patient safety; however, reflection in action is likely most critical as it is the most accurate.16

Whereas reflection on action leads to summative and general “self-concepts of ability that in turn lead to a leisurely decision to learn more about a particular domain,” reflection in action leads to “repeatedly enacted, situationally relevant assessments of self-efficacy … [aimed at] addressing emergent problems and continuously monitoring one’s ability to effectively solve the current problem.”16 A learner may inaccurately believe that her past performance is exemplary (summative self-assessment), or—absent evidence to support the supposition—she may believe that her future performance will be successful (predictive self-assessment); however, these inaccurate self-assessments are less important if, in the moment, she notes her efforts are not going well and asks a teacher for help.

In other words, learners who may inaccurately summarize and predict their performance can, nonetheless, accurately judge a situation in which they are at the edges of their current level of competence and need help to proceed.20 Such learners show promise for self-monitoring in the moment. Self-monitoring, however, is highly context-specific, such that the degree of accuracy in judging ability in one context or with one task does not necessarily equate with this same degree of accuracy in another context or with another task.

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External information and self-directed assessment seeking.

Although self-monitoring in the moment is important for patient safety and quality improvement, this moment-to-moment correction of performance is unlikely to lead to more accurate self-assessment as a whole.15 Thus, seeking external information and feedback becomes a critical component of learning and filling gaps in knowledge in the broader sense.15,16 Eva and Regehr15 aptly name this activity, which master learners perform unbidden, “self-directed assessment seeking.”

Self-directed assessment seeking requires learners to know what sources of external feedback are most effective (e.g., valid and reliable) both generally as well as for themselves personally. They must also learn to reflect on, internalize, and incorporate feedback into their daily practice and to use that information to drive future learning.15,16 For the teacher, the content and method of feedback delivery, as well as the relationship with the learner, are essential determinants of whether learners will internalize this feedback in a manner that changes their behavior.4,13 Teachers, thus, must ensure that a learner’s sense of competence is not under threat even when constructive feedback is necessary, and the learning environment must engender a culture and context that embraces and promotes bidirectional feedback between learners and teachers. To illustrate, the operating room must provide a setting that cultivates a learner’s sense of relatedness with the other individuals present and that allows her to be open and in “learning mode” as a colleague rather than in “defensive mode” as an outsider.13

Although the task of seeking external feedback is necessary, it faces notable challenges. Three particular challenges are as follows: (1) learners may fear receiving disconfirming information and either allow these emotions to thwart learning and behavioral change or even outright discount the feedback they receive from teachers19,23,24,53; (2) teachers may worry about damaging their relationship with a learner, and/or they may provide an assessment that is subjective or highly dependent on their own characteristics rather than those of the learner23,24,54; and (3) the learning environment may not be one in which the learner feels safe, or it may lack role models who demonstrate the value of feedback.23,24 The implication for teachers is that they should focus on relationship building, which is a prerequisite for credibility. Further, learners will likely perceive these efforts as an investment in themselves. Likewise, restructuring the learning environment to support longitudinal experiences (rather than block rotations) will likely facilitate the relationship building that promotes behavior change resulting from feedback.27–29

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Putting It All Together: Developing Master Learners

The complex nature of learning both challenges and informs the ability to achieve the goal of developing the lifelong learning skills that culminate in becoming a master learner. This development is central to the shift toward competency-based education in which learners must play a central role in their education to achieve the educational outcomes necessary to care for patients and in which teachers must help facilitate the personal and professional growth necessary for learners to achieve success.4,55 Our journey through multiple learning theories suggests the following broad principles for creating master learners in the context of a competency-based education approach:

  • While learners must take responsibility for their learning, they must also seek external information to guide their efforts and calibrate their self-assessments;
  • While teachers must allow learners to assume responsibility for their learning, they must provide the role modeling, support, and feedback necessary to guide learning and assessment; and
  • While the learning environment impacts learners and teachers through defining the culture and context in which professional formation occurs, learners and teachers must attend to the reciprocal impact they have on the learning environment so as to ensure they are also creating a meaningful learning environment for others.

These principles provide a path forward in developing master learners in the era of competency-based education. They allow learners to apply learning theory to their own learning processes; they provide guidelines for developing teachers as partners in this learning; and they illuminate means of adapting the learning environment to maximally support learner–teacher partnerships. We hope readers will use these and our more specific, practical suggestions in their own journeys toward mastery, in facilitating the journeys of others, and in creating learning environments that optimize every participant’s experience.

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